1
Persuade
Message
Message
Persuade
Predictive
Organizing
Parsimony
Organizing
Parsimony
Power
Power
Why Have Theories
of Persuasion?
Predictive
Falsify
Falsify
Theory
Persuasion
Persuasion
Defining
Attitudes
Theories
Explanatory
Explanatory
Intent
Intent
Social
Social
Impact
Impact
Free
Free
Consistency
Approach
Consistency
Attitudes
Summary
Summary
Defining
Heuristic
Heuristic
Importance Internal
Importance
Internal
Science
Science
Theories
Provocativeness
Communicating
Provocativeness
Communicating
Theory
Approach
Learning Objectives
After reading this chapter, you should be able to:
•
•
•
•
Define persuasion.
Understand the four elements that define an authentic persuasion attempt.
Discuss why theory is important to the understanding of persuasion.
Explain the criteria that are necessary in evaluating any theory.
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Defining Persuasion
Section 1.1
The market for fast food and fast casual dining has been quite crowded, but Chipotle has managed to break through and establish a recognizable niche. The company has exploded, opening restaurants across the United States, and the stock has soared. But how has it established
a unique brand? How has the company drawn customers to its stores? In other words, how
has it persuaded people to buy its products—and keep buying them? Take a look at this video:
http://www.youtube.com/watch?feature=player_embedded&v=wmH73Diqf5Q.
What do you think were the brand’s persuasive elements in the video? Perhaps it was the
narrative form (covered in Chapter 8), the chronological story of how one person established
a new restaurant in a small store. Perhaps the persuasiveness was based on an appeal to
values (covered in Chapter 2), that is, “food with integrity,” with an emphasis on environmentally sustainable food production. Perhaps it was the idea of fresh, high-quality ingredients
coupled with the images of the food being prepared by hand. That is, the video combined
logical reasons (for high-effort thinking) with images and sound effects (for low-effort thinking, covered in Chapter 6) to encourage potential customers to try the restaurant. The video’s
effectiveness could arise from all of these factors, of course, and more.
We are surrounded every day by attempts at persuasion. Children persuade their parents to
let them have sugary snacks; parents persuade their children to sit still. You might persuade
a colleague to help with a project. Friends persuade you to join them for lunch. Automakers
persuade us to buy their newest truck model. Beverage companies persuade us to drink their
soda. Politicians persuade us to vote for them, and to give them money. Some persuaders
want us to give our very blood for a blood-bank drive or a war effort.
Persuasion attempts appear everywhere and can be distributed in countless ways. Companies create video clips that they hope will be shared through social media. Brands appear as
product placements on TV shows. Persuasive messages even appear on the handles of gasoline pumps. Companies such as Chipotle and Amazon even hire college students to be “brand
ambassadors” to generate word-of-mouth marketing on campus.
Many, if not most, persuasion attempts are based on intuitive understandings of human
nature, anecdotal evidence, and trial-and-error efforts. However, in recent decades, social
scientists, in both academia and the private sector, have studied persuasion phenomena in
a more scientifically rigorous fashion. This book is designed to give you a foundation in the
study of persuasion as social science, with a focus on the theories that guide scientists’ understanding of persuasion. After reading this book, you should understand the most fruitful theories of persuasion, you should be aware of some of the latest advances in persuasion, and,
most importantly, you should be able to apply this knowledge in many areas, whether in sales,
advertising, public relations, health, politics, or simply your personal life.
1.1 Defining Persuasion
We should begin by attempting to define persuasion and distinguishing it from other forms of
influence. Clear thinking benefits from clear-cut and precise definitions, but defining persuasion is no easy task. Likewise, an excessive reliance on definitional clarity can hinder critical and creative thinking (Rosenau, 1980). In his excellent text on persuasion theory, Daniel
O’Keefe (2002) followed this line of reasoning to identify the common features of persuasion.
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Defining Persuasion
Section 1.1
Similarly, Gerald Miller (2013/1980) produced a classic definition of persuasion that sought
to define the phenomenon in broad strokes by listing the central components of persuasion
without being overly rigid. Let’s look more closely at their efforts below.
According to O’Keefe, persuasion involves several elements that must be present for an action,
or persuasion episode, to be properly thought of as persuasion. Persuasion must involve:
1.
2.
3.
4.
a conscious intent to persuade on the part of a persuader;
the transmission of a message;
the message receiver’s free will to respond in any way he or she wishes;
an impact on the receiver’s attitudes (what O’Keefe calls a “mental state,” [2002, p. 4]);
and
5. a successful alteration of the receiver’s behavior as intended by the persuader.
Gass and Seiter (2011) also note that people can persuade themselves. That is, the persuader
and the receiver can be the same person.
Let’s situate these criteria in a simple example. Trent approaches his parents about being
allowed to stay out past his curfew to go to a concert. He reminds them that he always
abides by their rules, that he’s always responsible, and that he’s asking to stay out past his
curfew only because it’s very important to him. His parents discuss the merits of his message between them. While they would not normally be inclined to make exceptions to their
curfew rules, they were moved by Trent’s sincere appeal and consequently allow him to
stay out past his curfew.
Strictly speaking, being successful, as Trent was, in persuading someone is a key element of
persuasion. You cannot say persuasion took place if the intended listener did not respond
favorably to the persuasion attempt. However, this book pays close attention to instances
when persuasion does not occur, when a backlash can take place, and when attitudes are reinforced rather than changed. These types of effects, while unintended (see point #1 in the list),
still must be included in the study of persuasion, and we should not run the risk of excluding
unintended outcomes as being unimportant. Failures to persuade can be as informative, or
sometimes even more informative, than successful attempts to persuade. Consequently, we
will modify O’Keefe’s definition to account for this condition, by omitting the need to alter
behavior. Our definition retains the impact on a receiver’s attitude, but the receiver doesn’t
necessarily have to act in accordance with the persuader’s intent. So, rather than defining
“persuasion,” we will define a persuasion attempt. The definition would then read as follows:
1.
2.
3.
4.
a conscious intent to persuade;
the communication of a message;
the message receiver’s free will; and
an impact on the receiver’s attitudes.
Examining each of these elements will help you understand what persuasion is, and what
it is not. So, Trent’s intent was to change his parents’ mind about enforcing a curfew on this
occasion (element #1). Trent verbally noted that he has always followed their rules but has
an important reason for asking for an exception (element #2). The parents are free to say no.
That is, they are not being forced to grant an exception (element #3). Trent’s appeal leads
them to change their attitude about the curfew, agreeing that an occasional exception is permissible (element #4).
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Defining Persuasion
Section 1.1
Intent to Persuade
Persuasion must involve an attempt to persuade someone else. In other words, true persuasion cannot be happenstance or incidental. The persuader must be intentional in his or her
effort to change someone else’s attitudes. Imagine you are walking through a shopping mall
and you see a fashionably dressed attractive person wearing a tiger-print Bluetooth™ headset
for a cellphone. As result of seeing this person, you develop a favorable attitude toward that
type of headset and consider purchasing one for yourself. This instance cannot be classified
as persuasion because the person walking through the mall did not intend to persuade you;
you merely developed that favorable attitude based on your own observation. However, if the
manufacturer hired a model to wear the product in public places with the expectation that it
would create consumer demand, then the situation becomes a persuasion episode. In another
scenario, suppose you sit down at the food court and overhear two people discussing how
much they enjoyed a new movie that was sure to win prestigious film awards. After listening
to them (discreetly, as you munch on your veggie wrap), you decide to see the film. Again, they
did not persuade you because they did not attempt to influence you; there was no intentionality on their part. However, if they noticed you eavesdropping and then turned to tell you about
the movie and encouraged you to see it, then the instance becomes a persuasion episode.
Communicating a Message
Persuasion must involve the communication of a
message, whether the message employs abstract
symbols, such as words, images, and logos, or
whether the message involves nonverbal behavior
and social cues, such as smiles, clothing, and so on.
Just as any print copy or advertisement for a Bluetooth product would be considered a message, so is
an attractive model paid to wear a Bluetooth headset considered a message. If no message has been
transmitted, then persuasion has not taken place.
The message can be as subtle as a brief smile, but a
message must be present.
Imagine that you are deciding where to pursue a
college degree and you gather information about
several options from reference guides to make a
decision. At this point, you have not been persuaded,
even if you have made your choice, because the reference guides are neutral sources; there’s no intent
Stockbyte/Thinkstock
to persuade you to attend one school or another.
Apart
from
the
obvious
sign, what
But once a college sends you a brochure or you
visit its website or encounter some other message might this person be communicating as
from a particular college, you can say that you have part of the persuasion attempt?
been persuaded. Similarly, if you choose to attend
College A because you learned that a friend from high school decided to attend there, you
have not been persuaded. Information was learned, but no message was involved. However, if
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Defining Persuasion
Section 1.1
someone suggests that you attend a certain school because your friend will attend there, then
that suggestion is a persuasive message that is part of a persuasion episode.
It is important, therefore, to draw a distinction between learning and being persuaded. You
can think of being persuaded as a subset of learning. We can speak of children learning to
tie their shoes, which is different from children being persuaded to tie their shoes (Miller,
2013/1980). So, although persuasion involves a response to a message, many responses to
information are not instances of persuasion because no message was being delivered with
intent to persuade. These can be thought of more generally as instances of learning. For example, my neighbor is an expert gardener, and he taught me how to plant and care for a vegetable
garden. The information he shared was not intended to persuade me to start a garden. He was
just teaching me what I needed to know about how to prepare the soil, when to plant seeds,
and so on. However, sometimes he would say, “We might have a frost tonight, so if I were you,
I’d cover my tomato plants.” This particular case of getting me to cover the plants would be an
instance of persuasion because his message was intended to persuade me directly.
Free Will
Persuasion must also involve a person’s free will. A customer is free not to purchase an automobile. An individual is free not to go on a date with someone else. In a democracy, you are
free to vote for the incumbent candidate, or not. This is an important point because if you are
a determinist, then persuasion does not exist. Albert Einstein said, “I am a determinist. As
such, I do not believe in free will” (Viereck, 1929, p. 114). According to Einstein, we think we
have desires and wishes and that we follow them, but those wishes themselves are determined: “Everything is determined, the beginning as well as the end, by forces over which we
have no control” (Viereck, 1929, p. 117).
© Steve Rhodes/Demotix/Demotix/Corbis
Does offering an ice cream cone for free come close
to being an instance of coercion? Can anyone truly
resist?
You have no reason to study persuasion if you believe that people are not
truly free to respond to your persuasive appeal. If you believe that behavior is predetermined to the extent that
people are not actively making change,
then there is no reason for persuasion
to occur because there are no actions
or choices to influence. In this view,
actions are merely the result of preceding actions and so on, like a giant pinball game with thousands of pinballs
bouncing off the posts and off each
other. If, on the other hand, you believe
that people truly are free to make significant choices, that their will, or volition, can change, then you believe that
people can be persuaded and that they
can resist efforts at persuasion.
This is an important point because it also means that the receivers of a persuasive message
are actively involved in the process. They are not merely passive, mindless listeners on the
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Defining Persuasion
Section 1.1
receiving end of a persuasion attempt. This has led some scholars to identify persuasion as
a form of co-creation in which the listeners persuade themselves (Perloff, 2013; Woodward
& Denton, 2009). For example, did the ice cream company Ben & Jerry’s® really have to “persuade” you to eat a cone of their chocolate fudge brownie ice cream? Do you have to be persuaded to watch your favorite TV program? Is it hard for your friend to talk you into buying
tickets to watch your favorite sports team? These types of examples illustrate the fact that
people can be quite involved in their own persuasion process. Keep in mind, though, that
merely deciding to take a nap because you want to do so, or eating an orange because you like
the flavor and nutritional benefits, are not instances of persuasion. Sure, your will and your
attitudes are involved, but there was no persuasive message.
We tend to think that a person’s free will should be respected in the persuasion process. The
existence of lemon laws for defective products and store return policies suggest that purchases
and other persuasion outcomes should respect the will of the consumer. Buyer’s remorse is
a term commonly used to describe instances when a consumer’s attitudes toward a product
change, and along with it, their desire to own the product changes. Likewise, the Latin phrase
caveat emptor, or “buyer beware,” recognizes that a consumer is free to purchase a product,
but that she should exercise caution or due diligence for making the voluntary decision to
proceed with the purchase. All of these ideas reflect the conviction that people have free will
in the way they respond to persuasion attempts.
If a person does not respond to a message of his or her own free will, then that situation is not
an instance of persuasion. Unlike persuasion, coercion involves behavior change with little, if
any, free will. You can think of persuasion on one end of a continuum of free will and coercion
on the other end. In any particular episode, a person can have a relatively greater or lesser
independence of will that influences how he or she responds to a persuasion attempt. If that
person has little choice but to respond in a particular way, then you can’t really say that she
was persuaded.
For example, we’re not persuaded to pay a fee at a highway tollbooth. We do so often because
we must, unless we want to take a less desirable route. We usually don’t sign the disclaimers
at the end of a software package like Adobe® Creative Suite® or Microsoft® Office because we
want to sign away our rights; we do so because we have little choice; we must either sign or be
without software vital to a 21st-century marketplace. A child may not want to eat his broccoli,
but given the prospect offered by his mother of not having a bedtime snack for a week, he does
so. When we’re left with little option, of free will, the act of persuasion becomes questionable.
Acts that restrict free will then bring in the controversial factor of coercion, when people
might change their behavior against their will. Miller (2013/1980) noted that many seemingly persuasive messages imply the threat of coercion, leading him to conclude that coercion
can be an element of persuasion. For example, a child might respond favorably to a parent’s
persuasive message concerning the need to clean his bedroom, but the threat of punishment
lurks in the background. The possibility of unpleasant outcomes, such as a ban on video game
play, no permission to go to a friend’s house, or no trip to an ice cream store, is a factor in
the child’s decision to obey a parental “request.” Without the parent’s power to bring about
unpleasant consequences, the parent’s message might not be so “persuasive.” Likewise, the
parent’s power to provide rewards can be a factor in the message’s success. These rewards
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Defining Persuasion
Section 1.1
might include extended time for video game play, permission to play at a friend’s house, or a
trip to an ice cream store. This, too, could be seen as coercive.
As you can see, punishments and rewards can be different sides of the same coin, and the
coin in this case is power. If the child cleaned his room when he really did not want to do so,
you would be hard pressed to argue that the child was exercising his free will. If the punishment and rewards are so strong that they induce behavior, then the exercise of power
is coercive. However, many persuasion scholars maintain that implied coercion is still a
form of coercion and not persuasion. So, rather than draw the defining boundary to include
implied coercion, we will exclude implied coercion from the defining elements of persuasion. Messages that include a threat of coercion are just that: coercion.
Impact on Attitudes
Persuasion involves a person’s attitudes. An attitude is a learned tendency to respond favorably or unfavorably to some object (Eagly & Chaiken, 1993; Fishbein & Ajzen, 1975). In other
words, the way you respond to a person, a place, a thing, a behavior, or an issue, and so on, is
the result of your evaluation of that object. In common language, we often refer to our “opinion” toward something, or whether we “like” something, or how we “feel” about it. These
words are variations of the term attitude. If no prior attitude exists, then a persuasive message can result in attitude formation, sometimes referred to as impression formation. If
the message strengthened a preexisting attitude, whether positive or negative, then the episode was an instance of attitude reinforcement. If the message resulted in a change in attitudes, then the episode was an instance of attitude change. If attitudes were not involved in
a suspected persuasion episode, then you more likely have an instance of either conformity or
compliance gaining.
Persuasion is different from compliance gaining. In compliance gaining, a
receiver may engage in a behavior without any change in attitudes. Sometimes,
you might hold open a door for someone, just because they asked you to do
so, even when you’re in a bit of a hurry.
Or, you let someone cut in front of you
in traffic, just because they had their
turn signal on. Perhaps you’ve bought
candy bars from your neighbor’s child
during a fundraising campaign, even
though you could have bought similar candy bars, or even more delicious
ones, a little cheaper at a supermarket.
Are these examples instances of persuasion? Certainly there was an intent
to get you to hold a door, or yield to a
mag81516_01_c01_001-020.indd 7
Stockbyte/Thinkstock
If you bought lemonade from this little girl, would
this be an instance of persuasion or just compliance
gaining?
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Defining Persuasion
Section 1.1
car, or purchase some candy bars. And the instances involved messages of some sort, whether
a simple question, a flashing light, or a first-grader’s sweet and toothless grin. Your free will
was involved, too, even though we all find it hard to turn down a cute little neighborhood kid
who you run across nearly every day. You were free to pretend you didn’t hear the person who
asked you to hold open a door; you could have accelerated when you saw the turn signal. You
even could have lied to your neighbor’s kid and said you were allergic to chocolate and nuts.
However, your attitudes probably remained unchanged.
Your attitude toward the person who asked you to open the door did not change, and your attitude toward the action of holding the door open did not involve a change in attitudes, either.
Likewise, your decision to let another driver pull in front of you did not require a change in your
attitudes. Your attitude toward your generous chocolate purchase did not change before you
bought the candy bars (although it might change after the fact, as you will learn in Chapter 10).
Your attitude toward your neighbor’s kid did not change during the fundraising request. Well,
maybe your attitude toward the child changed just a bit; maybe you began to feel the child was
devious and underhanded, flashing you a seemingly innocent and cute smile every day, all the
while plotting just how to make an easy sale to a gullible neighbor.
aetb/istock/Thinkstock
The weather can influence your attitudes about a range of unrelated topics.
mag81516_01_c01_001-020.indd 8
So, while we see that these instances involved many
of the elements of persuasion, they did not involve
your attitudes, which means they were not true
instances of persuasion. These types of instances
are referred to as compliance gaining. You comply
with a request without any change in attitudes. As
you can see, compliance gaining shares many of the
characteristics of persuasion, but because attitudes
are not involved, they are considered to be a form of
social influence but not persuasion. You can have
an influence on someone without necessarily persuading that person. As you know, sometimes it is
just easier just to go along with a request, whether
that request is overt, or explicit, or merely understood, or implicit. You might sign a petition without
really feeling anything positive or negative about an
issue. Or, you might recycle a bottle without truly
being environmentally minded. Many times we
engage in a behavior without any internal attitudes
being involved in the decision, which means that
behavior was not truly an instance of persuasion.
It is possible for a person to respond to some cue
in the environment automatically, that is, without
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Defining Persuasion
Section 1.1
even being aware of it. The phenomena of these nonconscious (not unconscious) responses
are sometimes referred to as priming (Bargh & Chartrand, 1999) or as automatic behavior.
Perhaps fast-paced music at a restaurant leads you to eat faster, or slow music at a department store leads you to spend more time shopping. It might be that a salesperson nods his
head while speaking to you, and you, without even noticing it, begin nodding your head, too,
which leads you to be more accepting of the sales pitch. In these cases, there is a message, or
more properly, a cue, that influences your behavior, and the cue is intentional on the part of
the persuader. However, these instances may or may not involve your attitudes. Nodding your
head may lead to a more favorable attitude toward the salesperson or the product, but music
tempo, while it can influence your chewing behavior, may not have a noticeable impact on
your attitudes.
More importantly, though, because these phenomena occur outside your conscious awareness, your active free will is not involved. Further, once a person is made aware of one of these
cues, they lose their effectiveness (Schwarz & Clore, 2003). In one classic study, telephone
survey respondents were asked to look out the window and tell the interviewer what the
weather was like before they began the “real” interview. One of the interview questions asked
people how satisfied they were with their lives in general. When respondents saw that the
weather was sunny (after a couple of weeks of gloomy cloudy weather), they said they were
more satisfied than people who saw that the weather was cloudy (after a few days of rainy
overcast weather). However, for people who were first reminded that the weather can affect
a person’s mood, checking the weather did not produce any difference on how satisfied they
were with their lives. In other words, a person’s attitude toward his life was influenced by
the weather, unless he was consciously able to correct for that influence (Schwarz & Clore,
1983). In another study, people were made to feel disgust by watching a 3-minute scene from
a popular movie. Then they were asked to go to a different room and read six scenarios that
presented a moral dilemma and indicate how morally wrong each scenario’s action was. However, before entering the room, half of the people were asked to wash their hands with soap
and water, and these people were less critical of potentially immoral behavior (Schnall, Benton, & Harvey, 2008).
Unlike coercion, people are not forced to do something that is against their will, so in that
respect their free will is not violated. Unlike compliance gaining, people are unaware of the
influence of the cue and their response. Indeed, their response is not part of some active
decision-making process. So, because nonconscious responses do not involve free will, and
because they sometimes do not involve attitudes, they are a form of influence, more generally, but not a form of persuasion specifically. The distinctions between persuasion and
other forms of influence can be expressed along two dimensions of the definition of persuasion, those of the target’s free will and the target’s awareness, as seen in Figure 1.1. As
you can see, persuasion involves the highest levels of both the target’s awareness and the
exercise of his free will.
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The Importance of Theories
Section 1.2
Figure 1.1: Social influence
+
Awareness
Coercion
Threat/
Reward
Compliance
Gaining
Persuasion
Priming/Automatic Behavior
0
0
Free Will
+
1.2 The Importance of Theories
Before you continue to read, ask yourself, “What is your reading of this text right now an instance
of?” You’ve sat down to begin reading what promises to be a remarkable and informative introduction to the field of persuasion as social science, but just what have you done? What is this
an example of? Is this an instance of an eager individual engaging in professional or personal
development? Of a society’s gains in literacy making personal and social improvement possible? Of the free-market system at work? Of copyright laws and protections supporting the creation of knowledge? Of advances in technology making information more accessible to people?
Of a student jumping through academic hoops just to receive a degree? Or, is this an instance
of a professor pontificating or waxing wise on esoteric information? The list could go on and
on. To think in terms of theory, you must ask yourself the following question: “Of what is it an
instance?” (Rosenau, 1980, p. 33). When you encounter what might be an attempt to influence
someone, you should ask yourself, “What is this an instance of?” Doing so will help you move
beyond a particular case so that you can organize and interpret what you find.
Your act of beginning to read this text—this single piece of data, or information—could be
interpreted in many ways. How it is interpreted depends on the perspective that you start
with. If you are an educator, you might interpret this in terms of literacy, or the transfer of
information. If you are a lawyer, you might interpret this in terms of copyright law or a limited
monopoly over information. If you are an information technology developer, you might interpret this as an instance of communication technology improving modes of access to information. If you are an economist, you might interpret this as the result of an improvement in
economies of scale. The meaning attached to this piece of information depends on the perspective of the person observing it and the theory that is used to interpret it.
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The Importance of Theories
Section 1.2
Defining Theory
A good theory is a way of organizing and interpreting information. The theory first identifies
the phenomenon it aims to explain. Let’s say the phenomenon is called Z. Next, the theory
identifies the important ideas (or “constructs”) that scholars should pay attention to. It might
say that, of all the letters of the alphabet, scholars should pay attention to A and B and can
safely disregard the letters C through Y. After identifying the important ideas, the theory then
describes how those ideas relate to each other. The theory might say simply that A causes Z.
Or the theory might say that A and B together cause Z. Or the theory might say that A causes Z,
but only when B is absent, and so on.
For a more concrete example, let’s say Teresa wants to boost sales of her organic apple butter
(Teresa’s Taste of Home) at a weekend farmers’ market, and she has found an existing theory
on selling organic products. The theory says that the sale of organic products depends on three
things: the price, the taste, and the consumer’s awareness of the quality of the ingredients.
So, the theory tells her that she should pay close attention to those three ideas, or constructs,
and by implication that she doesn’t have to pay as much attention to other elements, such as
the shape or color of the jar, the apple butter’s brand name, which farmers’ market venue she
chooses, and so on. Then, the theory describes how these three elements of price, taste, and
consumer awareness of quality relate to each other. The relatively high price is a deterrent to
sales, but only when potential customers haven’t tasted the apple butter and when they aren’t
aware of the trouble she goes through to source high-quality apples and rare spices. When
customers are familiar with the great taste and they know how special some of the spices are,
then they are willing to purchase her apple butter. Likewise, if customers are unfamiliar with
the taste and the value of the ingredients, then the price must be reduced to stimulate sales.
To test the theory to see if it is true, Teresa does not want to lower the price, so she hands
out samples at the farmers’ market, and she also displays a large table card that highlights
the value of the spices she uses. Without a theory to guide her efforts, Teresa could try any
number of things we mentioned until she stumbled upon some combination of elements
that worked.
A theory, then, is like a lens in the sense that it brings some elements into focus more than
others, emphasizing certain elements at the expense of others. A theory also organizes the
information by describing the relationships among those elements. In other words, they outline relationships among constructs, usually in the form of variables.
A variable is simply something that varies. If it does not vary, it cannot be a variable. As you will
see more fully in Chapter 4, a variable is something that can be manipulated or be measured. An
independent variable (like A) is thought of as a cause, or factor, that explains the behavior of a
dependent variable (like Z), sometimes labeled an effect, or outcome. A moderating variable
is something that influences the strength of the relationship between A and Z. You can think of
a moderating variable as a type of volume control that can increase or reduce the relationship
between A and Z. The relationship between the price of Teresa’s organic apple butter and sales
is moderated by the availability of information about the ingredients. A mediating variable is
a path or means from A to Z. You can think of a mediating variable as a bridge that enables A to
have an effect on Z (see Figure 1.2).
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The Importance of Theories
Section 1.2
Figure 1.2: Different types of variables used in theory
Independent
Variable
Dependent
Variable
The independent
variable is like a cause
and the dependent
variable is like an effect
Dependent
Variable
A mediating variable
functions like a bridge
from the independent
variable to the
dependent variable
Dependent
Variable
A moderating variable
functions like a volume
knob to strengthen or
weaken the independent
variable’s effect on the
dependent variable
Mediating Variable
Independent
Variable
Independent
Variable
Moderating
Variable
Let’s say the theorized relationship between the apple butter’s high selling price and lower
sales is mediated by the principle of supply and demand. That is, a higher price leads to
reduced sales because customers’ supply of dollars is limited. However, sometimes it is the
case that raising a price leads to higher, not lower, sales. In this case, this occurs because
the relationship between price and sales is mediated by the pricing-quality mental shortcut
(i.e., “if it’s expensive, it must be good.” See Chapter 6). A boundary condition is a limit to
when the theorized relationships occur. Perhaps, the theory of organic product sales works
very well at a weekend farmers’ market but not as well at a discount supermarket. In this
case, the type of venue would be a boundary condition.
Theories tell us what to look for when we examine persuasion. They help us identify the central or important features of a persuasion episode. Theories also help us make sense of our
observations within these persuasion episodes. After you finish this book, you undoubtedly
will encounter new cases of what may or may not be persuasion in your personal experience
or in the news. With proper training in theories of persuasion, you will be able to make sense
of new phenomena because you will already possess the theoretical frameworks for handling
new information. It’s very important, therefore, to know what makes for a good theory, which
we will now look at more closely.
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The Importance of Theories
Section 1.2
Communication scholars Steven Chaffee and Charles Berger (1987) identified seven criteria
for evaluating theories: 1) explanatory power, 2) predictive power, 3) parsimony, 4) falsifiability, 5) internal consistency, 6) heuristic provocativeness, and 7) organizing power. Let’s
look at each of these elements individually.
Explanatory Power
A good theory must be able to explain a range of phenomena or cases that concern it. A theory
will let you explain a broad range of cases concerning the phenomenon you are studying.
The phenomenon should not be so specific or narrow that it applies only to a few cases. For
example, you might develop a theory of “why a side of French fries at Lou’s Hamburger Haven
contains 30 fries on Tuesdays but only 20 fries on Fridays,” but that theory would be too narrow to be useful. A theory that explains the outcome of persuasion efforts in the 2016 U.S.
presidential election is also too narrow in scope. A good theory should be able to explain
the outcome of efforts in all, if not most, modern U.S. presidential elections, not just one. An
even better theory could explain the outcomes of national elections in capitalist democracies around the world, and not just in the United States. The theory of organic product sales
should be broad enough to explain the sales of not just Teresa’s apple butter, but also of a host
of other organic products you might find at a farmer’s market.
Predictive Power
Explanations that occur after the fact, or post hoc, can be rather air tight, but a good theory
will also let you make predictions so that you know what to expect in the future. Anyone can
develop a theory to explain something after it occurs, but a good theory will let you make
predictions. A prediction, normally called a hypothesis, is a statement that predicts some
sort of a relationship among variables. The organic sales theory let Teresa predict that giving
out samples of apple butter and displaying product information would increase sales without
having to reduce the price.
Parsimony
Parsimony means “economical” or “concise.” Translated in this context, it means a good theory
should be as simple as possible with regard to the phenomena that it seeks to explain. Because
we deal with generalities or patterns, theories must be simple and clear. Complex theories make
it too difficult to make predictions. Occam’s razor, sometimes known as the law of parsimony,
holds that a theory should be as simple as possible. You should try to reduce complexity as
much as you can. This is because simpler explanations often are more useful, and they can be
applied in a greater variety of situations. You can achieve greater simplicity by ignoring minor
things that aren’t necessary for having a clear understanding. Nevertheless, remember that
“a good theory should be as simple as possible, but no simpler”—a saying often attributed to
Albert Einstein. In other words, you shouldn’t make an explanation so simple that we sacrifice
our understanding of whatever we are studying.
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The Importance of Theories
Section 1.2
Falsifiability
A good theory must be falsifiable, or testable. If you can make predictions, you should be able
to make observations that will let you see to what extent the theory is true. In other words,
theory and the facts it seeks to explain should line up well. If you cannot gather evidence to
test a theory, then you have no dependable way of knowing if it is true. Teresa was able to
measure her sales to see if they improved when she handed out samples and displayed product information. If her sales did not improve, all things being equal, she could conclude that
the theory was not true, at least not for organic apple butter. In short, if a theory has explanatory power and predictive power, you should be able to design a way to test it.
Keep in mind, however, that an exception, or a single case, does not disprove a generality. If Teresa’s
sales didn’t rise by implementing the organic sales
theory, that wouldn’t necessarily mean you should
discard the theory. People are reflexive, which
means that they are self-aware, and thus they can
reflect on and modify their behavior in any number
of ways. Because theories operate at a simplified
abstract level, they deal with generalities, or patterns, and you should not take an exception to be
a failure or disconfirmation of a theory. That is, a
theory deals with likelihoods, or probabilities, that
a relationship exists. You shouldn’t think of a theory
as something that applies in an absolute sense but
rather as a generalization that can apply in many,
but not all, instances.
esenkartal/iStock/Thinkstock
Although a good theory describes
concepts and how they relate to each
other, we can run the risk of thinking
that people function in a “mechanical”
manner. Why is this dangerous?
Similarly, be careful not to commit an ecological fallacy. An ecological fallacy is when we think that
some general characteristic of a group applies to
every member of that group. For example, if you
read in a consumer magazine that the 2013 Ford™
Focus model has a good repair history, do not assume that the blue 2013 Ford Focus you see
on a dealer’s lot will necessarily be trouble free. This is even more important to remember
when you deal with humans. After all, we are studying people, who are incredibly complex
beings functioning in massively complex societies.
Internal Consistency
A good theory must also be internally consistent in the sense that the different elements must
relate to each other in a logical fashion. In other words, the relationships that the theory explains
should make sense logically. Once you gather evidence or examine cases, you should be able to
interpret the information clearly according to the way the theory lays out the relationships. For
Teresa’s apple butter, it is logically reasonable, according to economic theory, to assume that
consumers do not want to pay too much for a product if they think they can purchase a similar,
substitutable, product somewhere else. However, if consumers think they cannot purchase a
similar product, then they will be more likely to purchase Teresa’s product. Providing a sample
taste underscores the product’s uniqueness, showing the consumer that the apple butter is not
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The Importance of Theories
Section 1.2
like just any other apple butter. Displaying the unique and rare spices used in the apple butter
also reinforces the claim that the product is unlike any other apple butter. So, when consumers
are made aware that the product is unique, they will be more likely to pay a higher price for it.
This is an example of how to evaluate a theory’s internal consistency.
Heuristic Provocativeness
To be heuristically provocative means that the theory stimulates new ideas and thinking that
expand our knowledge in that area. In other words, a good theory guides us toward new discoveries. The organic sales theory might generate new ideas to be tested. Teresa might choose to
provide a side-by-side comparison test with an inferior product to showcase her apple butter’s
superior taste. Or, instead of relying on text printed on a piece of card stock, she might create a
video that vividly demonstrates how the spices are prepared and the labor-intensive process
involved in creating the apple butter, which might lead to even higher sales. The most heuristically provocative theories tend to be the most popular theories because they let researchers set
clear directions for generating new discoveries.
Organizing Power
A good theory also helps to organize existing knowledge, perhaps offering a fresh way of
looking at what we already knew or linking bodies of knowledge that we thought were unrelated. As you will learn in Chapter 6, social scientific persuasion research was at an ebb in
the 1970s because scholars had a hard time interpreting evidence in terms of the old sendermessage-receiver model. At issue was this question: How can two people view the same message, and one be persuaded while the other is not? Out of this quandary, insightful scholars
developed dual-process models (Chapter 6) that explained this phenomenon while also helping to understand the previous evidence obtained under the older models.
Persuasion in Focus: Science and Persuasion
In this book, we will mostly focus on theories “about” persuasion. But persuasive arguments,
in making their case, often implicitly incorporate theories from various fields of science, as
well. For instance, germ theory has been used in persuasive ads for products like soap, Dixie®
cups, paper towels, and even vacuum cleansers (Levere, 2007).
In the mid-19th century, scientists developed the germ theory of disease. Joseph Lister,
Louis Pasteur, and John Koch were some of the most important contributors to the theory’s
development (Harvard University, 2014). Collectively, they showed that diseases like anthrax,
cholera, and tuberculosis were caused by specific microorganisms, and they looked to chemicals
or extreme heat to target and kill these germs. This ushered in a new era of epidemiology, the
development of antibiotics, and new attention to hygiene both in medicine and in the general
population. Let’s apply the criteria necessary to test the legitimacy of germ theory:
(continued)
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The Importance of Theories
Section 1.2
Persuasion in Focus: Science and Persuasion (continued)
•
•
•
•
•
•
•
Explanatory power—It shows how disease is transmitted and advises on ways we
can avoid this transmission.
Predictive power—It predicts that future diseases will be transmitted, unless
prevented by the use of hygienic tools and antibiotics.
Parsimony—It is simple. Microorganisms, which can only be seen under a
microscope, can be shown to be transmitted. Through the use of various antiseptics
and antibiotics, we can show them being destroyed.
Falsifiability—The theory can be tested. If you see microorganism in one sample
and later see a correlation with the development of some disease, you’ve made a
time-dependent, causal relationship. If not, it has failed.
Internal consistency—It is logical, as it has shown that germs can multiply and move
from one place to another. A (tuberculosis germ) causes B (serious lung infection),
and C (antibiotics) can kill A (tuberculosis).
Heuristic provocativeness—Although Pasteur initially analyzed germs by looking at
decay in milk, germ theory was later seen to be more generally applicable, especially
for tackling a variety of human ailments.
Organizing power—Germ theory transformed medical science and practice, and
it changed the way we examine and treat disease. Even further, it has changed
human hygiene, as it is now generally understood that there is risk in living with
too many germs!
Once a theory has legitimacy, it often finds applications in broader cultural contexts. For
example, the following two commercials use germ theory as a foundation for their message.
As you watch them, think about how acceptance of germ theory makes the ad work:
•
•
http://www.youtube.com/watch?v=NQ_99UieN0c
http://www.youtube.com/watch?v=6ugdCR8rjm0
•
http://abcnews.go.com/Health/story?id=117985
In addition, the following article demonstrates how the popularity of the term “antibacterial”
has impacted the use of various products, and how that might have backfired:
Critical Thinking Questions
1.
2.
—Cheri Ketchum, Ph.D.
How might the products that use germ theory in their ads need to adjust their
persuasive messages?
How and why might you want to use theories, especially from science, to add weight
to your persuasive argument?
References
Harvard University. (2014). Germ theory. Contagion: Historical views of diseases and epidemics.
Retrieved from http://ocp.hul.harvard.edu/contagion/germtheory.html
Levere, J. (2007, October 26). A campaign focuses on germs, not budgets. New York Times. Retrieved
from http://www.nytimes.com/2007/10/26/business/media/26adco.html?_r=0
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The Importance of Theories
Section 1.2
Summary of Theories
Theories tell us what to focus on, giving us guidance as to what information we might ignore.
Theories are necessarily abstract or reductionist in the sense that they simplify complex
information (Rosenau, 1980). They move the scholar’s focus away from a host of concrete
phenomena that appear to be complex to a more simplified look at the general features that
the phenomena share. In other words, by identifying important variables and describing relationships, theories reduce complexity in a way that helps you understand the phenomena
that you observe. Theories help us know what to overlook. Albert Einstein said, “Whether you
can observe a thing or not depends on the theory which you use. It is the theory which decides
what can be observed” (Heisenberg, 1990, p. 99). So, theory tells us what to look for. It tells us
what might be important enough to pay attention to. Because good theories are predictive,
they tell us what to expect, letting us propose hypotheses that can be tested (see Figure 1.3).
Figure 1.3: Criteria for good theories
Explanatory
power
Organizing
power
Heuristic
provocativeness
Predictive
power
Theory
Internal
consistency
Parsimony
Falsifiability
Source: Adapted from Chaffee, S. H., & Berger, C. R. (1987).
Theories also tell us what we have found. In other words, they guide the way that we make
sense of data. Because good theories are explanatory, they help us make sense of what we
observe. If you had no theory, then you would be at a loss as to how to interpret every event
that occurred to you. You develop theories from your earliest existence. As part of the socialization process, you learn generalities and responses that guide how you interact in new situations. When someone on a bus offers you a breath mint, you can interpret that gesture as
an instance of sharing. When someone lets you step in front of them in a grocery line, you
can interpret that action as an instance of courtesy. If your past experiences have led you to
be suspicious of other people, then you might interpret those actions in a different light. The
point is, however, that our theories guide how we interpret new information.
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Summary and Resources
Theories help us make sense of what we experience. Otherwise, we experience life as just a
jumble of events. Theories provide a framework for organizing information in a way that gives
us understanding. The world is constantly changing, and one of the key values of theories is
that they can help us make sense of new information. Just as theories help us make sense of
what we experience, theories help persuasion scholars decide what should be examined and
tested. If you only examine isolated cases without a theoretical underpinning, then you can
be dumbfounded by any new development that might come your way. However, if you have a
solid grasp of the major theories of persuasion, then when you encounter new events, you can
incorporate them in a way that is easy to comprehend. In sum, theories tell you what to look
for, and they help you make sense of what you have found.
The theories presented in this book have been selected because they meet the criteria for
good theory. These theories explain matters of persuasion clearly, logically, and parsimoniously in a way that has enabled scholars to test them in a rather rigorous fashion. And, they
have guided researchers in generating and organizing a robust body of knowledge in the field.
Summary and Resources
Summary
•
•
•
•
Persuasion must involve 1) an attempt to persuade on the part of a persuader; 2) the
communication of a message; 3) the message receiver’s free will; and 4) an impact
on the receiver’s attitudes, with a subsequent effect on the receiver’s behavior.
Compliance gaining is a form of influence in which the person retains his or her
free will, but it does not usually involve a change in attitudes. Coercion is a form of
influence that violates a person’s free will and does not involve a change in attitudes.
Automatic responses do not involve a person’s conscious will and often do not involve
attitudes. Nevertheless, these are forms of social influence, broadly speaking.
Thinking in terms of theories is important for several reasons. First, thinking in
terms of theory helps us to be more sophisticated in the study of persuasion. Second,
theories tell us what to look for when we examine persuasion. Finally, theories help
us make sense of our observations.
Good theories can explain a range of cases and enable scholars to make clear predictions that can be tested against the evidence. Good theories also are simple enough
to focus on key constructs and are internally consistent. They also organize existing
information in a way that makes sense, and they guide the development of research
ideas in new areas.
Questions for Reflection and Application
1. Recall a time when someone tried to persuade you to do something. Describe the
persuasion attempt, and then identify each part of the attempt in terms of our definition of a persuasion attempt.
2. Miller (2013/1980) said that persuasion involves coercion, even if the coercion
is just lurking in the background. O’Keefe did not include coercion as a feature of
persuasion. Based on what you’ve learned in this chapter, is there a relationship
between coercion and persuasion? Why or why not? What personal example can you
use to illustrate this point?
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Summary and Resources
3. Try your hand at creating a theory that explains why someone would or would not
add a comment on an online news story. Now, create a theory that explains why
someone would or would not add a comment to a Facebook post. Can one theory
explain both phenomena, or do you need two distinct theories? Explain your answer.
4. Find five advertisements for clothing. Each advertisement must come from a different website or magazine. Can you develop one theory that would identify and
explain the features in all five of the advertisements? Now, do the same thing for
advertisements for personal technology. Will the same theory work for these advertisements? Why or why not?
5. Take the theory you created in either question #3 or question #4 and evaluate it
according to each of the criteria for theory.
Key Terms
attitude A learned tendency to respond
favorably or unfavorably to some object.
hypothesis A statement that predicts some
sort of a relationship among variables.
attitude formation (impression formation) An instance in which a persuasive
message creates an attitude where no prior
attitude existed.
mediating variable The variable that
represents the path to how an independent
variable influences a dependent variable;
resembles a bridge that enables the independent variable to have an effect on the
dependent variable.
attitude change An instance in which a
persuasive message results in a change
in attitudes.
attitude reinforcement An instance in
which a persuasive message strengthens a
pre-existing attitude, whether positive or
negative.
boundary condition A limit to when theorized relationships occur.
coercion Involves behavior change with
little, if any, free will.
compliance gaining A form of social
influence in which a receiver may engage in
a requested behavior without any change
in attitudes.
dependent variable The variable that represents the effect or outcome of the independent variable.
ecological fallacy An instance in which we
think that some general characteristic of a
group applies to every member of that group.
mag81516_01_c01_001-020.indd 19
independent variable The variable that
represents the cause or factor that explains
the behavior of the dependent variable.
moderating variable The variable that
represents something that influences the
strength of the relationship between an
independent variable and a dependent variable; resembles a type of volume control
that can increase or reduce the relationship
between an independent variable and a
dependent variable.
persuasion An instance in which there is a
conscious intent to persuade on the part of
the persuader; transmission of a message;
the message receiver’s free will to respond
in any way he or she wishes; an impact
on the receiver’s attitude; and a successful alteration of the receiver’s behavior as
intended by the persuader.
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Summary and Resources
persuasion attempt An instance in which
there is a conscious intent to persuade; the
communication of a message; the message
receiver’s free will; and an impact on the
receiver’s attitude.
social influence A phenomenon in which
someone’s behavior is changed without any
change in attitude; differs from persuasion
because attitudes are not involved.
mag81516_01_c01_001-020.indd 20
theory A way of organizing and interpreting information; it identifies the phenomenon it intends to explain, identifies the
important ideas that scholars should pay
attention to, and describes how those ideas
relate to each other.
8/22/14 2:58 PM
2
Foundations of Persuasion:
Attitudes and Beliefs
Mark Duncan/Associated Press
Learning Objectives
After reading this chapter, you should be able to:
• Discuss the possible outcomes of a persuasion attempt.
• Explain the characteristics and functions of attitudes.
• Understand the importance of attitudes in persuasion appeals, as well as how attitudes are formed,
accessed, and sustained.
• Define beliefs and explain how beliefs relate to attitudes.
• Distinguish the difference between norms, values, and worldviews.
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Foundations of Persuasion: Attitudes and Beliefs
Take a moment to view the following ad for Guinness and listen to the values that are expressed:
http://www.youtube.com/watch?feature=player_detailpage&v=B-3sVWOxuXc. The voiceover
describes value such as self-reliance (e.g., “you can always choose who you are”), while the images
celebrate values such as freedom and community. The ad is based on an appeal to specific values
that Guinness wishes to associate with its brand, which does not appear until the end. Although
the video features traditional ad elements, such as social approval, the focus is on values that the
viewer would identify with more broadly. A longer “documentary” (with the brand at the end) is
also available: http://www.youtube.com/watch?feature=player_detailpage&v=CScqFDtelrQ.
This video provides more context and strengthens the appeal to values.
Perhaps the objective of these videos was to attract new customers and increase sales, but
the objective could also have been to reinforce brand attitudes among existing customers. You
can’t evaluate the effectiveness of a persuasion attempt until you have defined the objective.
And you can’t truly evaluate how a persuasion attempt worked, or did not work, until you
have defined the factors that are involved in a persuasion attempt. In these Guinness videos,
for example, you can’t assess the effectiveness of a values-based appeal until you define what
values are.
Let’s take another example. Imagine you’re a brand manager for a new brand of antioxidantladen juice that will be introduced in a few months. You’ve worked on the distribution channels and pricing, but now you’re designing an advertising campaign. This is obviously a critical
step, one that could make or break an otherwise strong product. To get the most out of your ad
campaign, you need clearly defined objectives so that you can evaluate the extent of the campaign’s success or failure. Should a consumer purchase a bottle? Should she try a free sample?
Should she redeem a coupon? Should she tell her friends about the juice? Should a consumer
form an emotional bond with the brand? Should she feel inspired, excited, or full of life? Should
consuming the juice become tied to a person’s identity, perhaps as a health-conscious individual, as a savvy consumer, or as a unique trendsetter? Do you want to present the product
as nutritious and healthful and so highlight the product’s health benefits? Or do you want to
present the product and your company as ecologically friendly, as part of a “green” movement?
Each of these outcomes can be desirable, but they are not all the same. The first outcomes we
have mentioned involve behavior, while the others concern thoughts and feelings. The campaign must be designed with the desired outcome in mind.
This chapter will introduce you to foundational elements of persuasion. These concepts will
appear throughout the book, so it is important for you to have a clear understanding of what
social scientists mean by these terms. First, we will discuss briefly three types of outcomes that
appear in persuasion research: affect, behavior, and cognition. Then, we will devote our attention to attitudes, which are the primary focus of persuasion research. After this, we will see how
attitudes are different from related concepts such as beliefs, norms, values, and worldviews.
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Classification of Personal Outcomes
Section 2.1
2.1 Classification of Personal Outcomes
Persuasion attempts can have several types of outcomes; they are normally classified as affective, behavioral, or cognitive in nature. They are listed in this order because it forms ABC, but
you shouldn’t conclude that the order implies some sequence in a persuasion process. ABC is
merely a useful way to classify different types of persuasion outcomes.
Affect
The word affect (pronounced AF-fect) refers to
emotions, mood, and types of feelings, so affective
means something that you feel emotionally (Nabi,
2002). An affective response might be a warm smile
as you watched the Guinness video featuring the
Sapeurs. Or, you might feel a surge of patriotic pride
if you see a flag waving in the wind over a ballpark
or when you hear a certain song. If you see an ad on
television that shows a kitten needing to be rescued,
you might feel compassion, or pity, or even sadness.
You might experience fear if you see a poster that
depicts the health effects of smoking tobacco. All of
these responses are affective in nature and are common persuasion outcomes.
Affect may or may not be involved in persuasion
episodes. Since the days of the Enlightenment,
people in the West tend to think of reason and emotion existing in opposition to each other. We tend to
CDC/Associated Press
think, often without realizing it, that if someone is
emotional, then that person has a harder time being An advertisement showing the negative
logical. This distinction goes back even further to outcomes of smoking might evoke fear
Plato’s debates with the sophists, whom he criti- in a habitual smoker.
cized for focusing on flashy superficial gimmicks to
persuade an audience rather than relying on sound arguments. However, persuasion scholars
have taken a renewed interest in the role our feelings might play in a persuasion episode,
whether as a relevant outcome or as an important input in the persuasion process (Dillard &
Seo, 2013). Different emotions, say, sadness versus anger, can have different effects on persuasion outcomes (e.g., DeSteno, Petty, Rucker, Wegener, & Braverman, 2004).
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Classification of Personal Outcomes
Section 2.1
Persuasion in Focus: The Appeal to Emotion
in Political Campaigns
In early studies of voting behavior, persuasion scholars believed emotions were a potential
harm to democracy and something that should be eliminated to create an ideal, “logical”
voter. This arose from a notion dating from the Enlightenment period that emotion and
reason were separate, as noted in this chapter. However, more recently, scholars see emotion
as a central part of political attitude formation and choices (Isbell, 2012). In fact, according to
psychologist Linda Isbell, understanding how citizens respond to candidates on an emotional
level is an important factor in predicting how citizens evaluate them. Unsurprisingly, negative emotions were typically linked to an unfavorable assessment of a candidate and positive
emotions with positive evaluations.
The dominant emotions were fear versus anger. Based on her summary of the research, Isbell
maintains that anger leads people to rely on partisanship and habit. These angry citizens
are typically not receptive to those who have different views from them. Their candidate
choices are less likely to be based on policy alignment and are more likely to be based on
some general sense of an ideological match with personal values and beliefs. Those driven
by fear, on the other hand, are more likely to seek out information to become more educated
about political issues. Not only were those driven by fear more likely to educate themselves
on the issues, but they were also more likely to vote for candidates with whom they agreed
on policy issues (Isbell, 2012).
This new research challenges previous assumptions about a gulf existing between reason
and emotion. Instead, more contemporary research has found that emotion is central to voting and other choices.
Critical Thinking Questions
1.
2.
3.
—Cheri Ketchum, Ph.D.
How might assessing voters’ emotional state help shape a political campaign’s
persuasive messages?
What kind of persuasive appeals might be effective if – you experience either anger
or fear?
How might your own election choices be based on these or other emotions?
Reference
Isbell, L. M. (2012). The emotional citizen: How feelings drive political preferences and behavior.
Association for Psychological Science (APS) Observer, 25(8), 13, 15–16.
Behavior
The word behavior refers to how a person acts. As we noted earlier, a marketer is interested in purchasing behavior, but he might also want to know the likelihood that a consumer
would try a free sample of a new sandwich, or redeem a coupon for a discount on raspberry
marmalade, or visit a brand’s website. Political strategists are primarily interested in voting
behavior, namely, whether a citizen would cast a vote for the strategist’s client. But political strategists are also interested in other behavior, such as whether someone might make a
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Attitudes
Section 2.2
financial donation to a campaign, engage in word-of-mouth behavior like discussing an issue
with one’s neighbors, volunteer to make telephone calls for a campaign, and so on.
It shouldn’t surprise you to read that what people say does not always match up with what
people do. That’s because some behavior is deliberate, the product of careful effortful thought,
like purchasing an automobile, whereas other behavior tends to be more impulsive and spontaneous, the result of snap judgments or quick decisions, like purchasing a pack of chewing
gum (Rhodes & Ewoldsen, 2013). As you will see in Chapter 5, a person’s attitudes can be
strongly associated with that person’s behavior. But, as you will see in Chapter 10, attitudes
and behavior don’t always line up. Further, sometimes our behavior is influenced by factors
that do not involve attitudes at all, as you will see in Chapter 7.
Cognition
The word cognition refers to thought, whether effortful, furrow-the-brow, analytic thinking
or a low-effort, seat-of-the-pants, snap judgment to a conclusion. Campaigners for a political issue, such as nuclear power, might want you to evaluate their arguments for or against
nuclear energy and arrive at a thoughtful conclusion. In this case, the campaign organizers
want you to think. Public health officials might want to educate people on the importance of
cooking poultry thoroughly or warn people of the danger of using a cellphone while driving.
In these cases, the officials are interested in increases in knowledge. Again, the intent is to get
the audience to truly think about the topic. However, an ad for a nutritional supplement might
feature a picture of an actor in a white coat in a laboratory setting. In this instance, the advertisers want you to think, but only a little bit, hoping you’ll quickly conclude that the supplement must have been scientifically formulated by highly trained researchers. Perhaps, an ad
for a ballpoint pen might feature an endorsement from an astronaut who marvels at how the
pen can write at any angle. These types of persuasive appeals rely on the target person engaging in a diminished or lower level of thought.
2.2 Attitudes
As you can imagine, the distinctions we just made between affective, behavioral, and cognitive responses are not entirely mutually exclusive, and these types of responses are usually,
although not always, related to each other. Generally speaking, these responses are tied to
attitudes, and for decades, persuasion scientists have focused on attitudes as the primary
outcome of persuasion efforts. Although scientists ultimately are interested in behavior, it is
too expensive or difficult to measure actions, so they settle for measuring attitudes, which are
good predictors of a person’s behavior.
Scientists have identified a number of factors that can influence a person’s attitudes. Changing one of these factors can become an intermediate goal that would lead to the ultimate goal
of attitude change. For example, Tom might have a slightly negative attitude toward making
a donation to a charity fundraising event at a university campus, especially if he thinks that
other people like him are not participating either. However, if the charity organizers can get
him to think that all his peers approve of the cause and are participating, then his attitude
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Attitudes
Section 2.2
toward the donation request is more likely to change. Because a change in what Tom believes
his peers approve of can lead to a change in his attitude, the campaign organizers might focus
on changing his beliefs.
So, persuasion scientists have begun to focus on altering the factors, or independent variables, that can influence attitudes. Sometimes these factors function as mediating variables or
moderating variables. You will recall from Chapter 1 that a mediating variable functions like
a bridge, being the path through which the independent variable has an effect on the dependent variable. A moderating variable functions like a volume control, governing the strength
of the independent variable’s effect on the dependent variable, say, making someone either
more susceptible to a persuasion appeal or more resistant to it. Importantly, some of these
factors are beliefs, social norms, values, and worldviews, which, as you will learn, are distinct
from attitudes. Nevertheless, the bulk of persuasion research focuses on attitudes.
Defining Attitudes
As you learned in Chapter 1, an attitude is a learned tendency to respond favorably or unfavorably to an object, which could be anything, like an organization, a brand, a person, or an
activity (Fishbein & Ajzen, 1975; Eagly & Chaiken, 1993). An attitude is not “instinctive” but
is learned through socialization and experience. Further, an attitude involves a tendency or
inclination to act, either approaching or avoiding the object (Hovland, Janis, & Kelley, 1953).
An attitude also is a tendency or predisposition, which means that a person’s response to an
attitude object is not assumed to occur necessarily in a preprogrammed fashion. For example,
when Alina was an infant, she was unaware of Oxfam, the hunger relief organization, but
through exposure from the mass media and conversations with her friends, she learned about
the organization and formed a favorable attitude toward it. Whenever she receives an e-mail
newsletter, she tends to read it, unless she is facing something more important, like studying for final exams. You can see from this example that Alina’s attitude was learned, and it
represents a tendency to respond or act in a certain way. Keep in mind, also, that we are not
always conscious of our attitudes. We do not have to verbalize our attitudes for them to exert
an influence on our behavior (Hovland et al., 1953). Some attitudes are implicit, which means
that we are not conscious of them, as they “fly below the radar” of our awareness, while others are explicit, meaning that we are aware of them (Albarracín & Vargas, 2010).
It is easy to think of an attitude as a “thing” that you store in memory and bring back when you
need it, but attitudes are mental states that are part of a network of associated thoughts (Conrey
& Smith, 2007; Smith, 1996; Smith & Conrey, 2007). When you encounter an object, that object
resonates with a network of similar associations, and that network becomes more accessible to
you. For example, when someone mentions Bono, the U2 singer, to you, you may immediately
recall the band, its members, a particular song, how you felt at a concert, a political issue, charity
work the band does, and hunger in impoverished parts of the world (see Figure 2.1).
Fazio (1995) defined attitudes as an overall evaluation of an object, and the strength of the
association between an object and the evaluation of it is what determines how accessible an
attitude might be. You might have a strong link between ski champ Lindsey Vonn (the object)
and your attitude toward her (favorable) so that every time someone mentions her, say, in an
ad for a winter coat, your favorable attitude comes to mind quickly. If you lack a strong association, then any attitude might not be readily accessible. This strength of association is what
marketers count on when they use a celebrity endorsement for their product or issue.
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Attitudes
Section 2.2
Figure 2.1: Network of attitudes
The Edge
Concert
experience
U2
Bono
“Bono”
(Cue)
(RED)
Campaign
Hunger
relief
Characteristics of Attitudes
Attitudes have five defining characteristics: an object, a valence, strength, a base, and a function (see Table 2.1).
Table 2.1: Characteristics of attitudes
1. Object
the focus of the attitude
3. Strength
strong vs. weak
2. Valence
4. Base
5. Function
positive vs. negative
cognitive
based on what you think
utilitarian
useful
social-adjustive
because of an important personal relationship
affective
value-expressive
ego-defensive
knowledge
mag81516_02_c02_021-046.indd 27
based on how you feel
reflects your values
tied to your sense of identity, or
how you want other people to
see you
curiosity, or making sense of
your world
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Attitudes
Section 2.2
Attitudes have an object, that is, what the attitude is directed toward. We always refer to an
attitude toward something, not just an attitude in general. You may have an attitude toward
a Ford™ F-150 pickup truck, an attitude toward Hidden Valley® ranch salad dressing, an attitude toward comedic actor Charlie Chaplin, and so on. In that sense, attitudes are not something general, like a personality type; they are always about something specific.
Attitudes also always have an evaluation or a valence. Something is either good or bad. You
like or dislike something. Dolores has an attitude toward the color crimson; she likes crimson.
She also has an attitude toward the color aquamarine; she doesn’t like it very much, unless
she’s at the edge of the Caribbean Sea on a sunny day. Remember, an attitude must have a
valence, and if a so-called “attitude” is truly neutral, neither positive nor negative, then it’s
not really an attitude.
Attitudes vary in strength. One person might have a mildly favorable attitude toward J. R. R.
Tolkien’s Lord of the Rings trilogy, while another person might have a strongly favorable attitude toward the work and even speak Elvish. A positive attitude toward a hamburger chain
can vary from weak to strong, and, likewise, a negative attitude toward a coffee shop can vary
from weak to strong. Dolores has a negative attitude toward aquamarine, but it’s only a weak
negative attitude. Although aquamarine is not a color that she would choose on her own, she’s
quite willing to tolerate it.
Attitudes have different bases or foundations. You can think of it as the source of the attitude.
An attitude’s base can be affective; it can also be cognitive. Dolores’ negative attitude toward
aquamarine, for example, could be
based on affect. At one time, the rooms
at her elementary school were painted
aquamarine, and her attitude toward
that color was formed over the course
of endless afternoons there. Just as
attitudes can have an affective base,
they can also have a cognitive base. For
example, Alicia could have a negative
attitude toward high-fructose corn
syrup based on her thoughts about
the syrup. Perhaps her attitude was
formed when she learned of how it
might hurt her health.
You can also certainly imagine the complexities that can arise when we have
conflicting attitudes that have different
bases. Consider Brian’s attitude toward
thick applewood smoked bacon. His
favorable attitude toward bacon has an
affective base, especially when it is sizzling in a pan, but he also has an unfavorable attitude
toward bacon because of how it might affect his health. His decision to eat bacon depends, in
part, on the relative strength of these attitudes. So, attitudes toward one object, bacon, can
have different bases.
studio-fi/iStock/Thinkstock
When attitudes have different bases, it is easy to
have both positive and negative attitudes toward
something.
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Attitudes
Section 2.2
Functions of Attitudes
Attitudes have different functions and serve a variety of purposes (Katz, 1960). In other
words, different attitudes exist for particular reasons. Here we highlight some of the different
functions of attitudes.
Attitudes can be utilitarian in nature, which means they arise from some sort of usefulness
to a person. Kiera, an environmentalist, might have a positive attitude toward recycling
because she thinks it is more cost effective in the long run and is a more efficient use of
resources than landfills.
Value-expressive attitudes serve to indicate what is important to you. Our environmentalist Kiera might have a positive attitude toward recycling because she loves nature, with its
majestic trees, its delicate flowers, and its furry woodland creatures, and she wants to live in
harmony with the environment. In this case, Kiera’s attitude toward recycling expresses her
pro-environment values.
Attitudes can be social-adjustive in the sense that they help manage social relationships.
Perhaps Kiera’s boyfriend, Josh, doesn’t care much about the environment, but he loves Kiera,
who loves the environment. In this case Josh may have a positive attitude toward recycling,
not because of a love for the environment, but because Kiera is important to him and it’s
important for him to have a positive relationship with her.
Attitudes can also have an ego-defensive function in that they reinforce a sense of identity or
help a person project a certain self-image. Kiera might have a positive attitude toward recycling because she truly considers herself to be a compassionate person who is a considerate
member of society, or perhaps she just wants people to think of her that way.
Attitudes can have a knowledge function if they satisfy a person’s curiosity
or just help a person make sense of the
world. In other words, sometimes we
just have a need to know and evaluate, and our attitudes toward something can meet that fundamental need.
Kiera could have a positive attitude
toward recycling because she likes to
think about how the Earth functions
as a complex ecosystem. Her attitude
toward recycling reflects her fascination with how millions of people making small incremental choices over
time can have a sustained impact over
many decades.
Jani Bryson/iStock/Thinkstock
Attitudes toward recycling can have a social-adjustive
function if they help manage social relationships.
Because attitudes can have different
functions, a group of people might hold
a positive attitude toward an object, but the attitude’s function can vary from one person to the
next (Carpenter, Boster, & Andrews, 2013). Miguel, for example, might have a favorable attitude
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Attitudes
Section 2.2
toward a certain type of cellphone because of the clarity of the calls, reliable service, good battery life, and easy-to-use interface; his attitude toward the cellphone has a utilitarian function.
Emily might have a favorable attitude toward the same cellphone because she values popular
entertainment and social interaction, and the phone is exceptional at providing something she
values. Or, perhaps, she is concerned with social justice, and the manufacturer’s commitment
to fair pay for its employees is consistent with her values; her attitude toward the cellphone
has a value-expressive function. Bill might have a favorable attitude toward the cellphone
because he wants to fit in with his friends, who have the same type of phone, or because calls
and text messages to them will be cheaper if he uses the same service provider; his attitude
toward the cellphone has a social-adjustive function. Tayshon might have a favorable attitude
toward the cellphone because he thinks of himself as a tech aficionado who understands and
embraces the latest in personal technology. In this case, the cellphone reinforces his identity,
or perhaps, it helps him project a certain type of persona to other people; his attitude toward
the cellphone has an ego-defensive function. So, in each case a person has a favorable attitude
toward a cellphone, but each person’s attitude performs a different function.
Attitude functions are important because they provide the base for what is known as the
functional matching hypothesis. Scholars believe that persuasive appeals will be more
effective if the appeal matches, or lines up with, the primary attitude function (O’Keefe,
2002). A salesperson at a cellphone store should be more effective if that person can determine the basis of a potential customer’s attitudes toward a particular cellphone. If Bill’s
attitudes are social-adjustive, then the salesperson should emphasize the type of phone
that his friends have. That approach would not work as well with Tayshon, who is more
concerned with how the cellphone is a reflection of his identity, or with Emily, who wants a
cellphone that is consistent with what she values. Of course, this might be easier to accomplish in a person-to-person, or dyadic, scenario than in a mass media scenario, unless a
marketer can link an attitude function to certain segments of society and their different
media use. For example, if you could determine that social-adjustive attitudes are predominant among readers of fashion and celebrity magazines, while the attitudes of readers of
outdoor living and cuisine magazines tend to be value-expressive, then you could craft ads
that highlighted a different attitude function. An ad for mineral water in Vogue or People
magazine would feature a social-adjustive appeal, while an ad for the same mineral water
in Bon Appétit or Décor magazine could feature a value-expressive appeal.
You should remember, though, that, some objects may not elicit several attitude functions
(Carpenter et al., 2013). People’s attitudes toward luggage or eyewear may have a variety of
functions, but other objects, such as mailing envelopes or masking tape, might only have a
utilitarian function. Attitudes toward these products depend on how well they accomplish
their intended task. However, I am sure you are not surprised to discover that even items as
mundane as a stapler, a decongestant, a coat hanger, or duct tape can be designed to appeal to
ego-defensive attitudes, so take even this caution with a grain of salt.
Attitude Stability
Some attitudes are more susceptible to change than others. As you can imagine, utilitarian
attitudes are more likely to change than value-expressive attitudes, which are tied to a person’s system of values. Social-adjustive attitudes might change as the social context varies,
but ego-defensive attitudes probably do not change much, particularly in Western culture. In
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Attitudes
Section 2.2
Western culture, especially in the United States, people try to be consistent in every situation.
Also, attitudes and preferences can be part of one’s identity. For example, are you a Pepsi®
person or a Coke® person? A Mac person or a PC person?
Finally, it is always possible to not have an attitude toward something. Sometimes, if something is irrelevant, you just don’t care one way or the other. If there is no valence, there is
no attitude.
Importance of Attitudes
Persuasion scholars study attitudes for three reasons. First, studying attitudes lets us determine if a persuasion attempt was successful. In essence, you can measure someone’s preexisting attitude, expose that person to a persuasive appeal, and then measure the attitude again
to see if it has changed (Fabrigar, Krosnick, & MacDougall, 2005).
Second, attitudes are thought to predict behavior. It is more efficient to measure an attitude
than to observe and measure behavior (Fabrigar et al., 2005). Behavioral measures can be
strong indicators of how a person responded to a persuasive appeal, but observing behavior
can be cumbersome or expensive. It would be quite difficult to follow a few dozen individuals
as they shopped for a refrigerator, for example, to see if an ad touting energy efficiency was
more effective than an ad highlighting style and design. Ajzen and Fishbein (1980) demonstrated that behavioral intentions are strong predictors of behavior. If an individual says that
he is likely to engage in a particular behavior, then that expression of his intention is a good
predictor of that behavior. Therefore, if a scholar measures behavioral intentions, then she or
he has a good indication of a person’s likely behavior. For example, if a woman told a pollster
in August 2008 that she strongly intended to vote for Barack Obama in the 2008 election, then
she most likely did vote for Obama. Ajzen and Fishbein (1980) also demonstrated that attitudes are strong predictors of behavioral intentions. Therefore, if scholars are able to determine what factors influence a particular attitude, then they can also reasonably conclude that
those factors will also influence a person’s behavior.
Third, scholars also study attitudes to test theory (Fabrigar et al., 2005). As you have read,
theories help us make sense of persuasion phenomena. We might want to know if the gender
of an expert source influences the credibility of a persuasive message. We can measure attitudes toward the message source, along with attitudes toward the message topic, and so on,
to see if a difference emerges based on the gender of the communicator. Using measures of
attitudes lets scholars refine and test theory in a number of areas to find out to what extent a
theory explains, or just as importantly, does not explain, persuasion processes.
Attitude Formation
Scholars have established that attitude formation, or impression formation, involves two primary components: 1) warmth and 2) competence (Cuddy, Fiske, & Glick, 2008).
Solomon Asch (1946), a well-known social psychologist, demonstrated that a person’s overall
social impression of another person can be influenced by the target person’s warm and cold
traits. Likewise, research on source credibility and other persuasion factors in the mid-20th
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Attitudes
Section 2.2
century by Carl Hovland and colleagues (Hovland et al., 1953) identified trustworthiness
and expertise as two core dimensions of our assessment of a person’s credibility. Since that
time, warmth and competence have emerged as the two primary dimensions we use to assess
impression formation (Fiske, Cuddy, & Glick, 2007).
Interpersonal warmth includes characteristics related to perceived motives, such as being
sincere, generous, kindhearted, and understanding. The characteristics that fall under the
warmth category are generally similar to what other scholars have labeled “morality” and
“trustworthiness” (Fiske et al., 2007). Competence includes performance-related characteristics such as being efficient, intelligent, capable, and effective. Let’s apply these criteria to
everyday scenarios.
When you need a taxi driver to take you to your destination, for example, you want the driver
to be honest and friendly (or at least civil), and you want the driver to be able to get you to
your destination by the most efficient route possible in a reliable vehicle. Similarly, when you
are sick, you want your doctor to be both sympathetic to your ailment and receptive to your
relaying of the symptoms, and also able to provide you with effective means of curing your ailment. Likewise, even the most cynical voters would like to have politicians who score high on
both warmth (or integrity) and competence. Elected officials must be sincere and genuinely
concerned about their society, and hopefully not “ethically challenged.” Officials also must be
capable of thoughtful analysis and developing solutions to society’s problems.
Perceptions of a person’s morality are also an important feature under the warmth category,
especially when we form an overall impression of that person (Wojciszke, 2005). Our impressions of other people’s morality shapes the way we interpret other information with regard to
them (Earle & Siegrist, 2006; Martijn, Spears, van der Pligt, & Jakobs, 1992). In studies, people
were more lenient in evaluating a person’s poor performance if they first were told that the
person had acted in a morally positive way, even though this moral information took place
in a scenario that was unrelated to the performance. Similarly, when people were told that a
person had acted in an unethical way, they were more critical of this person’s performance
(Wojciszke, Bazinska, & Jaworski, 1998). When we form an impression of someone, we seek
warmth- or morality-related information first and weight it more heavily before we consider
information regarding either competence or intelligence (de Bruin & van Lange, 1999, 2000).
We form lasting impressions of a person’s warmth and trustworthiness in a split second, much
faster than we form impressions of that person’s competence. In one study, people viewed faces
for one-tenth of a second each, and then they had to rate each person’s trustworthiness and competence (Willis & Todorov, 2006). Other people viewed the same series of faces for as long as they
wanted before they rated their perceptions of each person’s trustworthiness and competence.
The trustworthiness ratings from the split-second group corresponded with the ratings from the
free-time group, but the competence ratings did not correspond nearly as well. This means that
we are highly capable of forming snap impressions of a person’s warmth, while impressions of a
person’s competence require more thought. So, if you want to make a good first impression, keep
in mind that other people will evaluate you first on your interpersonal warmth.
Attitude Formation Toward Organizations
The importance of warmth and competence is not restricted to our first impressions of other
people. Our impressions of organizations, such as companies and charities, also fall along
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Attitudes
Section 2.2
these two dimensions (Aaker, Vohs, & Mogilner, 2010). People tend to rate for-profit firms
as low on warmth, but high on competence. Conversely, people tend to rate nonprofit organizations as high on warmth, but low on competence, and they are less willing to purchase
something from them. However, such attitudes toward a particular organization are not fixed.
As with many of our attitudes and behaviors, we can be persuaded to change. For example,
if a nonprofit can boost perceptions of confidence, say, through an endorsement from a
highly credible source, then people are more willing to buy from that organization than from
a for-profit firm. Aaker and colleagues demonstrated that merely changing the suffix of an
organization’s domain name, either .com or .org, could influence people’s perceptions of the
organizations’ warmth and competence. In a follow-up study, participants saw a laptop bag
sold by a fictitious organization, either worldofgood.com or worldofgood.org, that sought to
align itself with shoppers’ socially responsible values. Then, they read an endorsement of the
organization by either the Wall Street Journal (shown to be a highly credible source) or the
Detroit Free Press (shown to be relatively lower in credibility). Perceptions of the organizations’ warmth were not affected by the endorsement (the .org was warmer than the .com),
but the high-credibility endorsement raised the ratings of the .org’s competence to be equal
to that of the .com organization. Keep in mind that although these two dimensions of attitude
formation apply to people, organizations, websites, and so on, they do not necessarily apply
to all attitude objects, such as a ballpoint pen, a pair of socks, and the like.
Persuasion in the Real World: Website Design and Attitudes
People evaluate inanimate objects such as computers and websites in a similar fashion to
how they evaluate people and organizations (Reeves & Nass, 1996). Likewise, people’s evaluations of a website also can be split into separate dimensions of warmth and competence
(Magee, 2012). So, scholars who study the credibility of websites as a source of information (e.g., Fogg et al., 2001; Metzger, Flanagin, Eyal, Lemus, & McCann, 2003) have called for
including indicators of both warmth (or trustworthiness) and competence (or expertise) in
website design.
Practically speaking, then, designers of websites for organizations should pay attention to
seven guidelines that Fogg et al. (2001) have identified as factors that influence impressions.
Websites should be characterized by the following: 1) the organization’s “real world” nature;
2) the site’s ease of use; 3) the organization’s expertise and credentials; 4) the organization’s
trustworthiness and honesty; 5) a tailored experience; 6) a lack of commercial motives;
and 7) a lack of amateurism and carelessness. Really, these factors could be grouped under
guidelines #4 and #5, which Fogg et al. identified as being the most important. Indicators of
an organization’s real-world existence (#1) influence perceptions of trustworthiness, while
strong commercial motives (#6) reflect self-interested goals, both of which influence evaluations of warmth and trustworthiness. A tailored experience (#5) suggests a concern for
the website visitor, which is also an indicator of warmth. A site’s ease of use (#2) and amateurism in the design (#7) reflect on the organization’s competence and expertise. Hopefully, you can begin to see how warmth and competence are two overarching dimensions of
impression formation that apply not just to individuals but also to firms and websites. This
is one example of how foundational theoretical discoveries (Asch, 1946) can be applied in a
number of practical ways.
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Beliefs
Section 2.3
Attitude Accessibility
Attitudes can vary in their accessibility, and you will encounter the concept of attitude accessibility in several chapters. Think of the mind as a snow globe, with each little snowflake
representing an attitude. When you shake the snow globe, all of the snowflakes swirl around
the upper portion of the snow globe. Eventually, though, the snowflakes settle on the bottom,
until the snow globe is shaken again. A person’s mind is like that. Something will “shake” the
mind, causing some (not all) of the attitudes to swirl around, and making them more accessible in the mind. As these attitudes are swirling, they are more likely to influence how a person responds to stimuli, such as the content of a persuasive appeal, or that person’s evaluation
of the message’s source, or any number of cues. Merely reminding a person of his or her gender or ethnicity is enough to make those identity-related attitudes accessible, which can influence how that person interprets and responds to message cues.
Persuaders often take care not to “stir
up” attitudes that they think might hinder the effectiveness of a persuasion
attempt. When a politician running for
election visits a rural community, he
usually avoids wearing an expensive
suit and tie or anything else that might
highlight class differences. The clothing might trigger a suspicion in voters’
minds that he lives a life that is disconnected from their everyday concerns. At
other times, though, persuaders make
sure to increase the accessibility of attitudes, like those related to a person’s
David Lienemann/Associated Press identity, if they think those attitudes
will make the person more receptive
It is not uncommon for politicians to dress for their
to a persuasive appeal. For example, a
audiences. In 2007, presidential candidate Barack
product label might feature a green leaf
Obama swapped his usual suit for less formal attire
to make a consumer’s pro-ecological
while campaigning in rural Iowa.
attitudes more accessible so that these
attitudes might influence the purchase
of that product. Reminding the consumer of an environmental commitment would lead that
person to make sure their action lines up with their attitudes. Another example might be for a
persuader to begin a sales pitch to African Americans or to Latinos with a subtle reminder of the
audience members’ identity if their identity might influence how they respond.
2.3 Beliefs
Although persuasion scholars are concerned primarily with attitudes, we need to devote
attention to beliefs, such as norms, values, and worldviews, which are a bit different from
attitudes. Making this distinction is important for two reasons. First, we should reduce confusion over the differences among these highly related constructs for theoretical clarity. Second,
beliefs can be important shapers of attitudes.
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Beliefs
Section 2.3
A belief is a statement that comprises information about a target; unlike attitudes, beliefs
do not necessarily have a valence component of good or bad. Consider this belief: Adriana
likes to eat hamburgers. By itself, the belief has no valence. This lack of an evaluation is one
of the key distinctions between attitudes and beliefs. However, your beliefs can influence attitude formation, attitude change, and attitude resistance. Your attitude toward Adriana might
depend on whether you are a strict vegetarian, but the belief itself, namely that she likes to eat
hamburgers, does not have a valence.
Because some types of beliefs can influence attitudes, scholars have begun to focus on them
as intermediate outcomes that can have a subsequent effect on attitudes. The ultimate goal
of any attempt at persuasion is to change the target’s behavior. However, this is often not
easily accomplished, and persuasion can take multiple attempts and also multiple steps
to accomplish this goal. Often a persuader needs to settle for incremental or intermediate
persuasion outcomes in the hopes that accomplishing these smaller steps will lead to the
end goal of changing behavior. In this way, the types of beliefs we will discuss can become
intermediate outcomes.
Most everyday beliefs can be rather specific. Consider these beliefs, for example: a U.S. government Treasury bill is a risk-free investment; mangoes are a natural source of vitamin A
and beta-carotene; sitting on a Caribbea...
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