Neighborhoods and Crime
CCJ 405
Race and Crime
What is “Race”?
• Historically, it is a biological concept used to
distinguish people into categories related to
skin color and other physical features
2
What is “Ethnicity”
• Used to distinguish individuals based on
cultural characteristics (language, religion,
group traditions)
– Ethnicity can be used to distinguish among racial
groups
• Whites
• African Americans
• Hispanics
3
Crime, Race and Ethnicity: the
Numbers
• FACT: men of color, especially young men are
disproportionately locked up in US prisons and
jails, or are otherwise under some sort of CJ
control
– ½ US prison population is black
– Black men are 7 times more likely than whites to
have been incarcerated
– 1 in 3 black me in their 20’s is under correctional
supervision in the US
4
race/ethnicity of US inmates
Other
3%
AfricanAmerican
46%
White
33%
Hispanic
18%
5
Arizona
• In 2005, Arizona incarcerated:
– 590 whites
– 3,294 blacks
– 1,075 Hispanics
– b/w ratio = 5.6
– National Average = 5.6
– h/w ratio = 1.8
– National Average = 1.8
6
Racial Disparities (Victims and
Offenders)
• Chicago Examples
– 1st half of 2012, 201 of the 259 homicide victims in
Chicago were Black
• 78% of victims, roughly 32% of city population
– 70% of Black males without a high school
education spend time in prison
Why do this Disparities Exist?
• Several explanations
– Cultural
– Inequality/deprivation
– Stress
– Concentrated poverty
– Community differences
Education level completion rates by race, 1957-2008
High School
4-year College
Spending per pupil in rich suburbs and cities, 2006-7 school year
Black median family income as a percentage
of white median family income
Under 6 years
Under 18 years
Data are from a “housing audit” study in which black and white
couples acted as “testers” seeking rentals and home purchases.
Rates of “call backs” in Employment discrimination audit
study
45%
40%
35%
30%
25%
20%
15%
10%
5%
0%
Whites with
no prison
record
Whites with
prison
record
Data from Devah Pager Sociology dissertation, 2002
Blacks
without
prison
record
Blacks with
prison
record
Racial Differences in Residential
Environment
•
•
•
“The sources of violent crime…are remarkably
invariant across race and rooted instead in the
structural differences among communities, cities,
and states in economic and family organization,” p.
41
In the 171 largest cities in the U.S., there is not even
one city where whites live in ecological equality to
blacks in terms of poverty rates or rates of singleparent households.
“The worst urban context in which whites reside is
considerably better than the average context of black
communities.” p.41
Source: Sampson & Wilson 1995
Racial Invariance Hypothesis
• William Julius Wilson and Robert Sampson
– Race and Urban inequality
– Community-level patterns of racial inequality give
rise to “Truly Disadvantaged”
– Structural barriers lead to crime
– Causes of crime are same for whites and minorities;
racial segregation disproportionately exposes
minorities to structural mechanisms of crime
Sampson and Wilson II
• Clarify the “cultural component”
– Issue of “disrespect” rooted in legacy of racism
and despair (e.g., based on reality).
• We will discuss this in more detail next week
– Idea of “cognitive landscape”
• When violence is a regular part of reality, it seems more
“normal” as a response.
rethinking crime and immigration
by robert j. sampson
The summer of 2007 witnessed a perfect storm of controversy
over immigration to the United States. After building for
months with angry debate, a widely touted immigration
reform bill supported by President George W. Bush and many
leaders in Congress failed decisively. Recriminations soon
followed across the political spectrum.
28 contexts.org
Just when it seemed media attention couldn’t be greater, a
human tragedy unfolded with the horrifying execution-style
murders of three teenagers in Newark, N.J., attributed by
authorities to illegal aliens.
Presidential candidate Rep. Tom Tancredo (R–Colorado)
descended on Newark to blame city leaders for encouraging
illegal immigration, while Newt Gingrich declared the “war at
home” against illegal immigrants was more deadly than the
battlefields of Iraq. National headlines and outrage reached a
feverish pitch, with Newark offering politicians a potent new
symbol and a brown face to replace the infamous Willie
Horton, who committed armed robbery and rape while on a
weekend furlough from his life sentence to a Massachusetts
prison. Another presidential candidate, former Tennessee senator Fred Thompson, seemed to capture the mood of the times
at the Prescott Bush Awards Dinner: “Twelve million illegal
immigrants later, we are now living in a nation that is beset by
people who are suicidal maniacs and want to kill countless
innocent men, women, and children around the world.”
Now imagine a nearly opposite, fact-based scenario.
Consider that immigration—even if illegal—is associated with
lower crime rates in most disadvantaged urban neighborhoods.
Or that increasing immigration tracks with the broad reduction in crime the United States has witnessed since the 1990s.
Well before the 2007 Summer of Discontent over immigration, I proposed we take such ideas seriously. Based on hindsight I shouldn’t have been surprised by the intense reaction to
what I thought at the time was a rather logical reflection. From
the right came loud guffaws, expletive-filled insults, angry web
postings, and not-so-thinly veiled threats. But the left wasn’t
so happy either, because my argument assumes racial and ethnic differences in crime not tidily attributable to material deprivation or discrimination—the canonical explanations.
Although Americans hold polarizing and conflicting views
about its value, immigration is a major social force that will
continue for some time. It thus pays to reconsider the role of
immigration in shaping crime, cities, culture, and societal
change writ large, especially in this era of social anxiety and
vitriolic claims about immigration’s reign of terror.
some facts
Consider first the “Latino Paradox.” Hispanic Americans
do better on a wide range of social indicators—including
propensity to violence—than one would expect given their
socioeconomic disadvantages. To assess this paradox in more
depth, my colleagues and I examined violent acts committed
by nearly 3,000 males and females in Chicago ranging in age
from 8 to 25 between 1995 and 2003. The study selected
whites, blacks, and Hispanics (primarily Mexican-Americans)
from 180 neighborhoods ranging from highly segregated to
very integrated. We also analyzed data from police records,
the U.S. Census, and a separate survey of more than 8,000
30,000
20,000
Homicides
10,000
Immigration (in 100s)
1990
1992
1994
1996
1998
2000
2002
2004
Chicago residents who were asked about the characteristics
of their neighborhoods.
Notably, we found a significantly lower rate of violence
among Mexican-Americans compared to blacks and whites. A
major reason is that more than a quarter of those of Mexican
descent were born abroad and more than half lived in neighborhoods where the majority of residents were also Mexican.
In particular, first-generation immigrants (those born outside
the United States) were 45 percent less likely to commit violence than third-generation Americans, adjusting for individual,
family, and neighborhood background. Second-generation
immigrants were 22 percent less likely to commit violence than
the third generation. This pattern held true for non-Hispanic
whites and blacks as well. Our study further showed living in
a neighborhood of concentrated immigration was directly associated with lower violence (again, after taking into account a
host of correlated factors, including poverty and an individual’s
immigrant status). Immigration thus appeared “protective”
against violence.
Consider next the implications of these findings when set
against the backdrop of one of the most profound social
changes to visit the United States in recent decades. Foreign
immigration to the United States rose sharply in the 1990s,
especially from Mexico and especially to immigrant enclaves
in large cities. Overall, the foreign-born population increased
by more than 50 percent in 10 years, to 31 million in 2000. A
report by the Pew Hispanic Center found immigration grew
most significantly in the mid-1990s and hit its peak at the end
of the decade, when the national homicide rate plunged to
levels not seen since the 1960s. Immigrant flows have receded since 2001 but remain high, while the national homicide
rate leveled off and seems now to be creeping up. Both trends
are compared over time at left.
The pattern upends popular stereotypes. Among the public, policy makers, and even many academics, a common expectation is that the concentration of immigrants and the influx of
foreigners drive up crime rates because of the assumed propen-
Contexts, Vol. 7, No. 1, pp. 28–33. ISSN 1536-5042, electronic ISSN 1537-6052. © 2008 American Sociological Association.
All rights reserved. For permission to photocopy or reproduce see http://www.ucpressjournals.com/reprintinfo.asp. DOI:
10.1525/ctx.2008.7.1.28.
winter 2008 contexts 29
sities of these groups to commit crimes and settle in poor, presumably disorganized communities. This belief is so pervasive
that in our Chicago study the concentration of Latinos in a
neighborhood strongly predicted perceptions of disorder no
matter the actual amount of disorder or rate of reported crimes.
And yet immigrants appear in general to be less violent than
people born in America, particularly when they live in neighborhoods with high numbers of other immigrants.
We are thus witnessing a different pattern from early 20th
century America, when growth in immigration from Europe,
along with ethnic diversity more generally, was linked with
increasing crime and formed a building block for what became
known as “social disorganization” theory. New York today is
a leading magnet for immigration, yet it has for a decade
ranked as one of America’s safest cities. Crime in Los Angeles
dropped considerably in the late 1990s (45 percent overall) as
did other Hispanic influenced cities such as San Jose, Dallas,
and Phoenix. The same can be said for cities smack on the border like El Paso and San Diego, which have long ranked as lowcrime areas. Cities of concentrated immigration are some of
the safest places around.
counterpoint
There are criticisms of these arguments, of course. To
begin, the previous figure juxtaposes two trends and nothing
more—correlation doesn’t equal causation. But it does demonstrate the trends are opposite of what’s commonly assumed,
which is surely not irrelevant to the many, and strongly causal,
claims that immigration increases crime. Descriptive facts are
at the heart of sound social science, a first step in any causal
inquiry.
Perhaps a bigger concern is that we need to distinguish
illegal from legal immigration and focus on the many illegal
aliens who allegedly are accounting for crime waves across the
country—the “Newark phenomenon.” By one argument,
because of deportation risk illegal immigrants are afraid to
report crimes against them to the police, resulting in artificially low official estimates in the Hispanic community. But no evidence exists that reporting biases seriously affect estimates of
the homicide victimization rate—unlike other crimes there is
a body. At the national level, then, the homicides committed
by illegal aliens in the United States are reflected in the data just
like for everyone else. The bottom line is that as immigrants
poured into the country, homicides plummeted. One could
claim crime would decrease faster absent immigration inflows,
but that’s a different argument and concedes my basic point.
There is also little disputing that in areas and times of high
legal immigration we find accompanying surges of illegal
entrants. It would be odd indeed if illegal aliens descended on
areas with no other immigrants or where they had no pre-existing networks. And so it is that areas of concentrated immigration are magnets for illegal concentration. Because crime tends
30 contexts.org
U.S. Rep. Tom Tancredo speaks during a press conference
on immigration reform at the U.S. Capitol March 30, 2006.
Photo by Win McNamee Getty Images
to be negatively associated with undifferentiated immigration
measures, it follows that we can disconfirm the idea that increasing illegal immigration is associated with increasing crime.
Furthermore, our Chicago study did include both legal
and illegal immigrants. I would estimate the illegal status at
roughly a quarter—but in any case no group was excluded
from the analysis. The other important point is that the violence estimates were based on confidential self-reports and
not police statistics or other official sources of crime. Therefore,
police arrest biases or undercounts can’t explain the fact that
first generation immigrants self-report lower violence than the
second generation, which in turn reports less than the third
generation.
So let us proceed on the assumption of a substantial negative association across individuals, places, and time with
respect to immigration and violence. What potential mechanisms might explain the connections and are they causal?
Thinking about these questions requires attention be paid to
confounding factors and competing explanations.
Social scientists worry a lot about selection bias because
individuals differ in preferences and can, within means, select
their environments. It has been widely hypothesized that immigrants, and Mexicans in particular, selectively migrate to the
United States on characteristics that predispose them to low
crime, such as motivation to work, ambition, and a desire not
to be deported. Immigrants may also come from cultures where
violence isn’t rewarded as a strategy for establishing reputation (to which I return below).
This scenario is undoubtedly the case and central to the
argument—social selection is a causal mechanism. Namely, to
the extent that more people predisposed to lower crime immigrate to the United States (we now have some 35 million people of foreign-born status), they will sharply increase the
denominator of the crime rate while rarely appearing in the
numerator. And in the neighborhoods of U.S. cities with high
concentrations of immigrants, one would expect on selection
grounds alone to find lower crime rates. Selection thus favors
grant concentration beyond the effects of individual immigrant
the argument that immigration may be causally linked to lower
status and other individual factors, and beyond neighborhood
crime.
socioeconomic status and legal cynicism—previously shown to
Another concern of social scientists is common sources of
significantly predict violence. We estimated male violence by
causation, or “competing” explanations. One candidate is ecoage for three types of neighborhoods (below):
nomic trends. After all, potential immigrants respond to incen• “Low-risk,” where a very high percentage of people
tives and presumably choose to relocate when times are better in their destinations. Although a
legitimate concern, economics can’t
easily explain the story. Depending on
the measure, economic trends aren’t
isomorphic with either immigration
work in professional and managerial occupations (90th peror crime at either the beginning or end of the time series. Real
wages were declining and inequality increasing in the 1990s by
centile), few people hold cynical attitudes about the law and
most accounts, which should have produced increases in crime
morality (10th percentile), and there are no immigrants;
by the logic of relative deprivation theory, which says that
• “High-risk,” where professional/managerial jobs are
income gaps, not absolute poverty, are what matters. Broad
scarce, cynicism is pervasive, and there are also no immigrants;
economic indicators like stock market values did skyrocket but
• “High-risk, immigrant neighborhoods,” defined by simcollapsed
sharply
while
immigration
didn’t.
ilarly
low shares of professional/managerial workers and high
Estimated Probability of Violence by Third
Scholars
in
criminology
have
long
searched
for
a
sturdy
legal
cynicism, but where about one-half of the people are
Generation Chicago Males
link between national economic trends and violence, to little
immigrants.
0.40
avail. The patterns just don’t match up well, and often they’re
The estimated probability an average male living in a highin the opposite direction of deprivation-based expectations.
risk neighborhood without immigrants will engage in violence
The
best example is the 1960s when the economy markedly
is almost 25 percent higher than in the high-risk, immigrant
0.30
improved yet crime shot up. Don’t forget, too, the concentratneighborhood, a pattern again suggesting the protective, rather
ed immigration and crime link remains when controlling for
than crime-generating, influence of immigrant concentration.
economic
indicators.
Finally, we examined violence in Chicago neighborhoods
0.20
Finally, the “Latino Paradox” in itself should put to rest
by a foreign-born diversity index capturing 100 countries of
the idea that economics is the go-to answer: Immigrant Latinos
birth from around the world (page 32). In both high- and low0.10
High-Risk
Neighborhood
are poor and disadvantaged but at low risk for crime. Poor
poverty communities, foreign-born diversity is clearly and
High-Risk Immigrant Neighborhood
immigrant neighborhoods and
immigrant-tinged
cities
like
El
strongly linked to lower violence. Concentrated poverty preLow-Risk Neighborhood
Paso have similarly lower crime than their economic profile
dicts more violence (note the high poverty areas above the
Age
9
11
13
15
17
19
21
23
25
would suggest.
prediction line) but violence is lower as diversity goes up for
Competing explanations also can’t explain the Chicago
low- and high-poverty neighborhoods alike. Interestingly, the
findings. Immigrant youths committed less violence than natives
link between lower violence and diversity is strongest in the
after adjustment for a rich set of individual, family, and neighmost disadvantaged neighborhoods.
borhood confounders. Moreover, there’s an influence of immi-
Cities of concentrated immigration are some of the
safest places around.
crime declines among non-hispanics
Estimated probability of violence by thirdgeneration males in Chicago neighborhoods
0.40
High-risk
neighborhood
0.30
High-risk immigrant
Low-risk
0.20
0.10
9
11
13
15
17
Age
19
21
23
25
A puzzle apparently remains in how immigration explains
the crime decline among whites and blacks in the 1990s. One
agitated critic, for example, charged that my thesis implies that
for every Mexican entering America a black person would have
to commit fewer crimes. But immigration isn’t the only cause
of the crime decline. There are many causes of crime—that
declines ensued for blacks and whites doesn’t in itself invalidate
the immigration argument.
This critique also exposes a misconception about immigrant diversity. Immigration isn’t just about Mexicans, it’s about
the influx of a wide range of different groups. The previous
figure, for example, represents 100 countries, a conservative
template for many places. In cities such as Los Angeles and
New York, immigrant flows are erasing simple black-whitebrown scenarios and replacing them with a complex mixture
winter 2008 contexts 31
Violence and diversity in Chicago neighborhoods
10.00 Violence rate, 2000–2003
+
+
+
++
+
9.50 +
+++
+
+
+ +
++
9.00 + +
+
8.50
Low poverty level
+ High poverty level
++
+
+
+ +
+
+
+
+
+
++
+
8.00
+
+ +
+
7.50
7.00
0.00
0.20
0.40
0.60
0.80
Foreign born diversity, 2000
of immigrant diversity.
Even the traditionally black-white city of Chicago reflects
evidence of immigration’s broad reach. When we looked at
whites and blacks we still found surprising variation in generational status, with immigration protective for all racial/ethnic
groups except Puerto Ricans/other Latinos. In fact, controlling
for immigrant generation reduced the gap between African
Americans and whites by 14 percent, implying one reason
whites have lower levels of violence than African Americans is
that whites are more likely to be
recent immigrants. The pattern of
immigrant generational status and
lower crime is thus not just restricted to Latinos, and it extends to
helping explain white-black differences as well.
Added to this is substantial
non-Latino immigration into the United States from around
the world, including Russia, Poland, India, and the Caribbean,
to name just a few countries. Black and white populations are
increasingly characterized by immigrants (Poles and Russians
among whites in Chicago, for example, and Caribbeans and
West Africans among blacks in New York). According to Census
2000, the Chicago area has more than 130,000 Polish immigrants, so we aren’t talking about trivial numbers.
Perhaps more important, focusing on the “what about
whites and blacks” question misses the non-selection-based
component of a broader immigration argument. We’re so used
to thinking about immigrant adaptation (or assimilation) to the
host society we’ve failed to fully appreciate how immigrants
themselves shape the host society. Take economic revitalization and urban growth. A growing consensus argues immigration revitalizes cities around the country. Many decaying innercity areas gained population in the 1990s and became more
vital, in large part through immigration. One of the most thriving scenes of economic activity in the entire Chicagoland area,
for example, second only to the famed “Miracle Mile” of
Michigan Avenue, is the 26th Street corridor in Little Village.
A recent analysis of New York City showed that for the first
time ever, blacks’ incomes in Queens have surpassed whites’,
with the surge in the black middle class driven largely by the
successes of black immigrants from the West Indies.
Segregation and the concentration of poverty have also
decreased in many cities for the first time in decades.
Such changes are a major social force and immigrants
aren’t the only beneficiaries—native born blacks, whites, and
other traditional groups in the United States have been exposed
to the gains associated with lower crime (decreases in segregation, decreases in concentrated poverty, increases in the economic and civic health of central cities, to name just a few).
There are many examples of inner-city neighborhoods rejuvenated by immigration that go well beyond Queens and the
Lower West Side of Chicago. From Bushwick in Brooklyn to
Miami, and from large swaths of south central Los Angeles to
the rural South, immigration is reshaping America. It follows
that the “externalities” associated with immigration are multiple in character and constitute a plausible mechanism explaining some of the variation in crime rates of all groups in the
host society.
There are important implications for this line of argument.
If it is correct, then simply adjusting for things like economic
The pattern of immigrant generational status and
lower crime isn’t just restricted to Latinos, it helps
explain white-black differences, too.
32 contexts.org
revitalization, urban change, and other seemingly confounding explanations is illegitimate from a causal explanation standpoint because they would instead be mediators or conduits of
immigration effects—themselves part of the pathway of explanation. Put differently, to the extent immigration is causally
bound up with major social changes that in turn are part of
the explanatory process of reduced crime, estimating only the
net effects of immigration will give us the wrong answer.
cultural penetration and societal renewal
A related cultural implication, while speculative and perhaps provocative, is worth considering. If immigration leads to
the penetration into America of diverse and formerly external
cultures, then this diffusion may contribute to less crime if these
cultures don’t carry the same meanings with respect to violence and crime.
It’s no secret the United States
has long been a high-violence society, with many scholars positing a
subculture or code of the streets as
its main cause. In one influential
version, shared expectations for
demanding respect and “saving face” lead participants in the
“street culture” of poor inner cities to react violently to perceived slights, insults, and otherwise petty encounters that
make up the rounds of daily life. But according to the logic of
this theory, if one doesn’t share the cultural attribution or perceived meaning of the event, violence is less likely. Outsiders to
the culture, that is, are unlikely to be caught in the vicious
cycles of interaction (and reaction) that promote violence.
The massive penetration of immigrant (particularly, but
not only, Mexican) populations throughout the United States,
including rural areas and the South, can properly be thought
of as a diffusion-like process. One possible result is that over
time American culture is being diluted. Some of the most voracious critiques of immigration have embraced this very line of
argument. Samuel Huntington, in one well-known example,
claims the very essence of American identity is at stake because
of increasing diversity and immigration, especially from Mexico.
He may well be right, but the diagnosis might not be so bad
if a frontier mentality that endorses and perpetuates codes of
violence is a defining feature of American culture.
A profound irony in the immigration debate concedes
another point to Huntington. If immigration can be said to have
brought violence to America, it most likely came with (white) Irish
and Scottish immigrants whose cultural traditions emphasizing
honor and respect were defended with violent means when they
settled in the South in the 1700s and 1800s. Robert Nisbett and
Dov Cohen have presented provocative evidence in favor of this
thesis, emphasizing cultural transmission in the form of ScotchIrish immigrants, descendants of Celtic herdsman, who developed rural herding communities in the frontier South. In areas
with little state power to command compliance with the law, a
tradition of frontier justice carried over from rural Europe took
hold, with a heavy emphasis on retaliation and the use of violence to settle disputes, represented most clearly in the culture
of dueling.
In today’s society, then, I would hypothesize that immigration and the increasing cultural diversity that accompanies
it generate the sort of conflicts of culture that lead not to
increased crime but nearly the opposite. In other words, selective immigration in the current era may be leading to the
greater visibility of competing non-violent mores that affect
not just immigrant communities but diffuse and concatenate
through social interactions to tamp down violent conflict in
general. Recent findings showing the spread of immigration
to all parts of America, including rural areas of the Midwest
We’re so used to thinking about immigrant adaptation we’ve failed to fully appreciate how immigrants
themselves shape the host society.
and South, give credence to this argument. The Willie
Hortinization of illegal aliens notwithstanding, diversity and
cultural conflict wrought by immigration may well prove
healthy, rather than destructive, as traditionally believed.
recommended resources
Richard Nisbett and Dov Cohen. Culture of Honor: The Psychology
of Violence in the South (Westview, 1996). A fascinating take on
the cultural roots of violence in the United States, including the
culture of honor posited to afflict the South disproportionately and
traced to European immigration.
Eyal Press. “Do Immigrants Make Us Safer?” New York Times
Magazine December 3, 2006. A New York Times writer considers
the questions raised in this article, taking to the streets of Chicago.
Rubén G. Rumbaut and Walter A. Ewing. “The Myth of Immigrant
Criminality and the Paradox of Assimilation: Incarceration Rates
among Native and Foreign-Born Men,” (Immigration Policy Center,
2007). A recent synthesis of the empirical facts on immigration
and crime, with a special focus on incarceration.
Thorsten Sellin. Culture Conflict and Crime (Social Science Research
Council, 1938). Widely considered the classical account of immigration, culture, and crime in the early part of the 20th century.
Robert J. Sampson is chair of the sociology department at Harvard University.
His research centers on crime, deviance, and stigma; the life course; neighborhood
effects; and the social organization of cities.
winter 2008 contexts 33
Purchase answer to see full
attachment