From Novice to Expert
Author(s): Patricia Benner
Source: The American Journal of Nursing, Vol. 82, No. 3 (Mar., 1982), pp. 402-407
Published by: Lippincott Williams & Wilkins
Stable URL: https://www.jstor.org/stable/3462928
Accessed: 11-11-2018 07:55 UTC
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long-term and ongoing career de- opment of a skill, one passes through
velopment. This, in turn, requires five levels of proficiency:
* novice
an understanding
Nursing in acute-care settings
hasof the differences
* advanced beginner
experienced nurse and
grown so complex that itbetween
is no the
longthe routinize,
novice.
* competent
er possible to standardize,
By Patricia Benner
The Dreyfus
and delegate much of what
theModel of Skill Ac-
nurse does.
quisition offers a useful tool for
doing this. of
This model was inducIn the past, formalization
tively derived by two University of
nursing care and interchangeability
of nursing personnel were
considCalifornia,
Berkeley, professors--
* proficient
* expert
The levels reflect changes in
two general aspects of skilled per-
formance. One is a movement from
Stuart
Dreyfus, a mathematician
ered easy answers to nurse
turnover.
and systemsof
analyst, and Hubert
The discretionary responsibility
Dreyfus, a philosopher-from
their
nursing care for patient welfare
was
reliance on abstract principles to the
lots(1,2).and repaid to providing incentives
myclinistudies, I have found
wards for long-term careersInin
thatThis
the model
be generalized to
cal nursing in hospitals.
iscan
no
nursing. It takes into account increlonger tenable.
ments of
in skilled
performance based
Increased acuity levels
patients, decreased length of
upon
hospitaliexperience as well as education. It also provides
zation, and the proliferation
ofa basis for clinical knowledge
development and
health care technology and
specialization have increased the need for
career progression in clinical nurs-
of a demand situation so that the sit-
study of was
chess players and piignored, and little attention
highly experienced nurses. The
complexity and responsibility of
use of past, concrete experience as
paradigms. The other is a change in
the perception and understanding
uation is seen less as a compilation
of equally relevant bits and more as
a complete whole in which only certain parts are relevant(2).
To evaluate the practicality of
applying the Dreyfus model to nursing and to clarify the characteristics
of nurse performance at different
stages of skill acquisition, interviews
ing.
Briefly, the Dreyfus model pos-
nursing practice today requires its that, in the acquisition and devel-
and participant observations were
conducted with 51 experienced
402 American Journal of Nursing/March 1982
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and output, temperature,
blooding graduate
clinicians,
11 new
rules legislates against successful
pulse, and other
such ob- task performance
and 5pressure,
senior
nursing
students
because no rule
tasks are
different
hospitals-two
prijectifiable, measurable
parameterscan tell a novice which
nurses,
in
six
mosttwo
relevant in a comreal situation or
vate community
of the patient's
hospitals,
condition.
when
an
exception
to the rule is in
Novice practitioners
are also
munity teaching
hospitals,
one university medical
taught rules
center,
to guide actionand
in order. one inrespect to different
attributes. The
ner-city general
teaching
hospital.
Much
confirming
following is an example
and
of suchno
aLevel II:
disconAdvanced Beginner
context-free rule:
firming evidence
was found for use
of the Dreyfus
Skill
AcquiThe advanced
beginner is one
To Model
determine fluidof
balance,
sition
tice(3,4).
Level I: Novice
in
check the patient'snursing
morning
clinical
pracwho can demonstrate
marginally
weights and daily intake and out-
put for the past three days. Weight
gain in addition to an intake that is
consistently greater than 500 cc
Beginners have no experiencecould indicate water retention; in
with the situations in which they are
that case, fluid restriction should
be started until the cause of the
expected to perform tasks. In order
imbalance can be determined.
to give them entry to these situa-
acceptable performance. This person is one who has coped with
enough real situations to note (or to
have them pointed out by a mentor)
the recurrent meaningful situational
components, called aspects.
In the Dreyfus model, the term
"aspects" has a very specific mean-
The heart of the difficulty that ing. Unlike the measurable, contexttions, they are taught about them in
terms of objective attributes. Thesethe novice faces is the inability to free attributes of features that the
attributes are features of the task
use discretionary judgment. Since inexperienced novice uses, aspects
that can be recognized without situ- novices have no experience with the are overall, global characteristics
ational experience.
situation they face, they must usethat require prior experience in acCommon attributes accessible
these context-free rules to guide tual situations for recognition.
to the novice include weight, intake their task performance. But followFor example, assessing a pa-
American Journal of Nursing/March 1982 403
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The advanced beginner, or inindicative of pulmonary edema and
structor of the advanced beginner,those indicative of pneumonia. But
similar situations and similar teachcan formulate guidelines for actions
in practice areas, where the cliniing-learning needs. An expert clini- in terms of attributes and aspects.
cian has already attained competencian describes her assessment of a
These action guidelines integrate ascy, aspect recognition will probably
patient's readiness to learn about his
many attributes and aspects as possibe redundant; the competent clinician will focus on the more adcontinent ileostomy this way:
ble, but they tend to ignore the difEarlier, I thought he was feel- ferential importance. In other
vanced clinical skill of judging the
relative importance of different aspects of the situation.
The major implication for both
tient's readiness to learn depends on
experience with previous patients in
"Novices and advanced beginners
can take in little of the situation-it
is too new, too strange."
preservice and inservice education
is that the advanced beginner needs
support in the clinical setting. Ad-
vanced beginners need help in setting priorities since they operate on
general guidelines and are only being helpless about the operation he
had just had. He looked as though
he felt crummy-physically, sort of
stressed-looking, nervous-looking.
Furthermore, he was treating the
wound physically very gingerly. He
didn't need to be that gentle with
it. But, on this morning, it was different, he began to ask questions.
An instructor or mentor can
words, they treat all attributes and
aspects as equally important. The
ginning to perceive recurrent meaningful patterns in their clinical prac-
following comment about advanced
beginners in an intensive care nursery illustrates this.
nurses to ensure that important pa-
tice. Their patient care must be
backed up by competent level
I give very detailed and expli- tient needs do not go unattended
cit instructions to the new grad- because the advanced beginner canuate: When you come in and first not yet sort out what is most imporsee the baby, take the vital signs tant.
and make the physical examina-
provide guidelines for recognizingtion. Then, check the IV sites,
such aspects as readiness to learn; check the standby ventilator and
Level III: Competent
for example, "Notice whether or not make sure that it works, and check
the patient asks questions about the the monitors and alarms. When I
Competency, typified by the
nurse who has been on the job two
surgery or the dressing change."say this to new graduates, they do to three years, develops when the
"Observe whether or not the patient exactly what I tell them to do, no nurse begins to see his or her actions
looks at or handles the wound." But
matter what else is going on.... in terms of long-range goals or
the guidelines are dependent onThey can't choose one to leave out. plans. The nurse is consciously
knowing what these aspects soundThey can't choose which is more aware of these plans, and the goal or
like and look like in a patient careimportant.... They can't do for plan dictates which attributes and
situation.
one baby the things that are most aspects of the current and contem-
While aspects may be made important, then go to the next baby
explicit, they cannot be made com- and do the things that are most
pletely objective. It makes a differ- important and leave out the things
ence in the way that the patient asks that can be left until later.
plated future situation are to be con-
about the surgery or the dressing
tive, and the plan is based on consid-
Novices and advanced begin-
change. You have to have some ners can take in little of the situa-
experience with prior situations be-
tion-it is too new, too strange.
Aspect recognition is dependent on
prior experience.
remembering the rules they have
fore you can use the guidelines. Besides, they have to concentrate on
PATRIC(:IA BENNER, RN. MS, has been involved in
studies to identify the competencies of new
graduates for over 10 years. When this was
prepared, Ms. Benner was director of the
Achieving Methods of Intraprofessional Con-
sensus, Assessment, and Evaluation (AMI-
CAE) Project at the University of San Francisco. This article is based on material to be
published by the National Commission on
Nursing of the American Hospital Associa-
tion in a monograph, From' Novice to Expert:
Promoting Excellence and Career Develop-
ment in Clinical Nursing Practice. The
study reported in the monograph was sup-
ported by a Department of Health and
Human Services Division of Nursing grant.
sidered most important and which
can be ignored. For the competent
nurse, a plan establishes a perspecerable conscious, abstract, analytic
contemplation of the problem. A
preceptor describes her own evolu-
tion to the stage of competent,
been taught. As the expert clinician
planned nursing from her earlier
quoted above adds,
If I say, you have to do these
stimulus-response level of nursing:
eight things, they do those things.
They don't stop if another baby is
I had four patients. One
needed colostomy teaching, the
others needed a lot of other things.
Instead of thinking before I went
into the room, I got caught up....
Someone's IV would stop, and I'd
needs attention, they're like mules
work on that. Then I'd forget to
between two piles of hay.
Much time is spent by precep- give someone their meds, and so
would have to rush around and do
tors and new graduates on aspect
that. And then someone would feel
recognition. For example, in mak-
screaming its head off. When they
do realize that the other child
ing physical assessments, aspect rec-nauseated
and I'd try to make
them feel better while they were
ognition is an appropriate learning
goal. The nurse will practice dis-sick. And then the colostomy bag
criminating between breath soundswould fall off when I wanted to
404 American Journal of Nursing/March 1982
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start teaching. And, all of a sudden
the morning was gone, and no one
had a bed bath.
Now I come out of report and
I know I have a couple of things
that I have to do. Before I go in the
room, I write down the meds I'm
supposed to give for that day, and
then walk in there and make sure
terms of aspects, and performance situation.
is
They can mean one thing
at one time and quite another at
guided by maxims.
another time. But once one has a
Experience teaches the profi-
cient nurse what typical events deep
to
understanding of the situation,
the maxim provides directions as to
expect in a given situation and how
what is important to take into conto modify plans in response to these
sideration. This is revealed in the
events. There is a web of perspectives, and as Dreyfus notes,
experienced nurse clinicians's ac-
Except in unusual circum-count of how she weans a patient
that everybody's IV is fine.... I stances, the performer will be expefrom a respirator:
know what I have to do, and I am
much more organized.
Competence is evidenced by
the fact that the nurse begins to see
his or her actions in terms of longrange goals or plans. The competent
nurse lacks the speed and flexibility
riencing his current situation as Well, you look at vital signs to
similar to some brain-stored, expesee if there is anything significant
there. But even here you need to do
rience-created, typical situation
little guessing. You have to decide
(complete with its saliences) due ato
recent past history of events....
if the patient is just anxious be-
cause he's so used to the machine
Hence the person will experience
breathing for him. And if he does
of the nurse who has reached the
through a perspective, but ratherget anxious, you don't really want
proficient level, but the competencythan consciously calculating this to medicate him, because you're
stage is characterized by a feeling ofperspective or plan, it will simply
afraid he will quit breathing. But
mastery and the ability to cope withpresent itself to him or her(5).
on the other hand, he may really
and manage the many contingenBecause of the experience- need to calm down a bit. It just
his or her situation at all times
cies of clinical nursing. The compe- based ability to recognize whole sit-depends on the situation.... You
tent nurse's conscious, deliberateuations, the proficient nurse canhave your groundwork from what
planning helps achieve a level of now recognize when the expectedyou have done in the past, and you
efficiency and organization. Nurses normal picture does not present know when you are going to get
at this stage can benefit from deci-itself-that is, when the normal is
sion-making games and simulations absent. The holistic understanding
that give them practice in planningof the proficient nurse improves his
and coordinating multiple, com- or her decision making. Decision
plex, patient care demands.
making is now less labored since the
The competent level is sup-nurse has a perspective about which
ported and reinforced institutional-of the many attributes and aspects
ly, and many nurses may stay at thispresent are the important ones.
level because it is perceived as the
Whereas the competent person
ideal by their supervisors. The stan-does not yet have enough experidardization and routinization of
ence to recognize a situation in
into trouble.
Proficient performers are best
taught by use of case studies where
their ability to grasp the situation is
solicited and taxed. Providing proficient performers with context-free
principles and rules will leave them
somewhat frustrated and will usually stimulate them to give examples
of situations where, clearly, the
principle or rule would be contra-
procedures, geared to manage the
terms of an overall picture or in
dicted,
high turnover in nursing, most often
terms of which aspects are most salireflect the competent level of perent and most important, the profi-
Level V: Expert
"Experience teaches the proficient
nurse what typical events to expect
in a given situation and how to modify
plans in response to these events."
formance. Most inservice education
cient performer now considers few-
is aimed at the competent level of er options and hones in on an accuachievement; few inservice offer- rate region of the problem. Aspects
ings are aimed at the proficient or stand out to the proficient nurse as
expert level of performance.
Level IV: Proficient
With continued practice, the
competent performer moves to the
proficient stage. Characteristically,
the proficient performer perceives
situations as wholes, rather than in
being more or less important to the
situation at hand.
Maxims are used to guide the
proficient performer, but a deep
understanding of the situation is required before a maxim can be used.
At the expert level, the performer no longer relies on an analy-
tical principle (rule, guideline,
maxim) to connect her/his under-
standing of the situation to an
appropriate action. The expert
nurse, with her/his enormous background of experience, has an intuitive grasp of the situation and zeros
in on the accurate region of the
problem without wasteful consideration of a large range of unfruitful
possible problem situations.
It is very frustrating to try to
capture verbal descriptions of expert performance because the expert operates from a deep under-
standing of the situation, much like
the chess master who, when asked
Maxims reflect what would appear why he made a particularly masterto the competent or novice perform- ful move, will just say, "Because it
er as unintelligible nuances of the felt right. It looked good."
American Journal of Nursing/March 1982 405
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The problem experts have telling all they know is evident in the
following excerpt from an interview
with an expert psychiatric nurse
clinician. She has worked in psychiatry for 15 years and is highly
respected by both nurse and physician colleagues for her clinical judgment and ability.
When I say to a doctor, "The
patient is psychotic," I don't always know how to legitimize that
statement. But I am never wrong
because I know psychosis from the
inside out. And I feel that, and I
know it, and I trust it.
This nurse went on to describe
a specific situation in which she
knew that a patient was being mis-
diagnosed as psychotic when the
patient was extremely angry. The
physician was convinced that the
embedded in the expert's practice
clinical situation in the same way. It
is not that proficient nurses have
becomes visible.
This is not to say that the
internalized the rules and formulas
expert never uses analytical tools. learned during the earlier stages of
Highly skilled analytical ability is skill acquisition; they are no longer
necessary for novel or new situa- using rules and formulas to guide
tions. Analytical tools are also neces- their practice. They are now using
sary when the expert gets a wrong
take or a wrong grasp of the situation and finds that events and be-
past concrete experiences much like
the researcher uses paradigms.
haviors are not occurringaccording
the expert intended to accomplish
and what the outcomes were. Also,
it is possible to get a description
to expectations. When alternative
What can be described is what
perspectives are not available to the
experienced clinician, the only way
out of the wrong grasp of the problem is analytical problem solving.
from the patient and it is possible to
systematically observe and describe
expert practice. But it is not possible
Describing Expert Practice
to recapture from the expert in
explicit, formal steps the mental
We have much to learn from
processes or all the elements that go
into his or her expert recognitional
the expert nurse clinicians, but tocapacity in making rapid patient
describe or document expert nurseassessments. So, although you canpatient was psychotic and said,
performance, a new strategy fornot recapture elemental steps in the
"We'll do an MMPI to see who's
identifying and describing nursing process, you can observe and deright." This nurse responded, "I am
competencies is needed. If, as thescribe in narrative interpretive form
sure that I am right regardless of
Dreyfus Model of Skill Acquisitionthe accomplishments and characterwhat the MMPI says." The results
posits, the expert nurse's perfor-istics of expert nurse performance.
mance is holistic rather than fracbacked up the nurse's assessment,
Such a narrative, interpretive
and, based on her assessment, this
tionated, procedural, and based approach to describe expert nurse
nurse began what was a very sucupon incremental steps, then the performance is illustrated in the folcessful intervention for the patient.
strategy for describing expert nurs- lowing example which describes the
By studying proficient and exing performance must be holistic as coaching function of nursing.
pert performance, it is possible well.
to
Illness, pain, disfigurement,
obtain a rich description of the Currently, the language used
death, and even birth are, by and
kinds of goals and patient outcomes
to talk about nursing practice is too
large, segregated, isolated experiences. It makes little sense for the
that are possible in excellent nursing
simple, formal, and context-free to
practice. This knowledge of goals
capture the essence and complexity
lay person to personally prepare in
and possible outcomes can be useful
of expert nursing. At best, formal
advance for the many possible illness experiences.
Nurses, in contrast, through
their education and experience, develop and observe many ways to
"A competent nurse and a proficient
understand and cope with illness, as
nurse will not approach or solve a
well as many ways of experiencing
illness, suffering pain, death, and
clinical situation in the same way."
birth. Nurses offer avenues of un-
derstanding, increased control, acceptance, and even triumph in the
in expanding the scope of practicemodels recognize and capture areas midst of what, for the patient, is a
of nurses who are less proficient. In
of performance typical of the nov- foreign, uncharted experience.
fact, a vision of what is possible is
ice, advanced-beginner, or compe-
Experience, in addition to
formal education preparation, is reone of the characteristics that sepa-tent nurse. But since most formal
rates competent performance frommodels focus on structure or pro-quired to develop this competency
proficient and expert performance.cess, the content and relational as-since it is impossible to learn ways of
Exemplars and descriptions of ex-pects of nursing practice in even thebeing and coping with an illness
solely by concept or theorem. A
cellence from expert nurse clini-beginning levels go undescribed.
It is important to underline the deep understanding of the situation
cians can raise the sights of the
competent nurse, and perhaps facil-claim of the Dreyfus model that is required before one acquires a
itate his or her movement to the
there is a transformation, a qualita-repertoire of ways of being and copproficient stage. By assisting the ex- tive leap, from the competent toing with a particular illness experipert to describe clinical situations proficient levels of performance. A ence. Often, these ways of being
where his or her interventions made competent nurse and a proficientand ways of coping are transmitted
a difference, some of the knowledge nurse will not approach or solve anonverbally by demonstration, by
406 American Journal of Nursing/March 1982
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attitudes, and by reactions as in the
a little smoother for those who had realities than can be captured by
to travel it. With that, he hugged theory alone. Theory, however,
me, said thank you, and turned guides clinicians and enables them
young man close to her own age away nodding his head, with tears to ask the right questions.
following example. A nurse clini-
cian described an encounter with a
Theory and research are generwho was visiting his father who was in his eyes. There were tears in my
ated from the practical world, from
dying. There was a rather sudden eyes too.
deterioration in the father, and the
In translating for the son how the practices of the experts in a
family was extremely distraught. the culturally avoided had become field. Only from the assumptions
and expectations of the clinical
practice of experts are questions
. *. . experience is not the mere
passage of time or longevity . . "
The son stopped the nurse in the
understandable and approachable
to her, the nurse widened this young
hall and asked how long his father
would live. The nurse answered that
man's perspective and acceptance.
she really didn't know, that it could
be minutes, hours, days, or weeks.
There was no way to tell. He then
asked if there were other patients
dying on the floor. The nurse re-
This is what is meant by the coaching function of nursing, nurses who
have come to grips with the cultur-
ally avoided or uncharted and can
open ways of being and ways of
sponded, "Yes." Then, as she re- coping for the patient and the
counts the incident, there was a long
pause, followed by a barrage of
questions:
How could I work here? How
family.
I have collected many examples of this particular skilled prac-
generated for scientific testing and
theory building.
Recognition, reward, and retention of the experienced nurse in
positions of direct clinical practice-along with the documention
and adequate description of their
practice-are the first steps in improving the quality of patient care.
The Dreyfus Model of Skill Acquisi-
tion, applied to nursing and combined with an interpretive approach
to describing nursing practices, of-
fers guidelines for career and for
knowledge development in clinical
nursing practice.
It also indicates the importance
of career ladders within clinical
nursing practice and adds to our
can I go home and sleep at night? case the nurse did not offer the
understanding of the need for and
How could I do what I do?
patient precepts or platitudes that
acceptance of the emergence of
No one had ever been so direct might sound like, "Even in the
clinicians and clinical specialists in
tice and am impressed that in each
with such questions as these before, midst of great handicap and impos-the patient-care setting.
and their bluntness threw me off sibility, I think it is possible to make
balance. But he was sincere and
the most of it." This would be an
was waiting for my answer, and soexample of inflexible teaching by
I told him how I had resolved theseprecept.
same questions within myself. It
Nurses, in their practice, by the
was not quite a monologue, but forway they approach a wound or the
10 plus minutes he listened intent-way they talk about recovery from a
ly as I described to him my feelsurgery, offer ways of understand-
ings. I told him my philosophy
ing and avenues of acceptance.
about life and about dying and
Through the nurse's own ability to
about nursing.
face and cope with the problem,
I told him how gradually I hadsuch as a difficult, draining wound,
settled into the medical floor inthe patient can come to sense that
stead of using it as a stepping stone
the problem is approachable and
to a surgical floor-which was my
manageable.
first intention. I told him how it Experience, as it is understood
was difficult, and how it was emo-and used in the acquisition of expertionally draining, and how it some-tise, has a particular definition that
should be clarified. As it is described
times was difficult to sleep at
night.
I told him how there was great
satisfaction in helping a patient
through the particular passage
known as death and how I felt I
was able to help the family also
through the pain of that passage. I
told him the gratification, the
in this model, experience is not the
mere passage of time or longevity; it
is the refinement of preconceived
notions and theory by encountering
many actual practical situations that
add nuances or shades of differences to theory(6,7).
Theory offers what can be
thing that kept me here, was in
knowing that maybe somehow, I
made explicit and formalized, but
had made this particular rocky road
complex and presents many more
clinical practice is always more
References
1. Dreyfus, H. L. What Computers Can't Do: A
Critique of Artificial Reason. New York, Harp-
er & Row. 1972. (Paperback edition, 1979)
2. Dreyfus, Stuart, and Dreyfus, Hubert. A FiveStage Model of the Mental Activities Involved
in Directed Skill Acquisition. (Supported by
the U.S. Air Force, Office of Scientific Research (AFSC) under contract F49620-C-0063
with the University of California) Berkeley,
February, 1980. (Unpublished study)
3. Benner, Patricia, and Benner, R. V. The New
Nurse's Work Entry: A Troubled Sponsorship.
New York, Tiresias Press, 1979.
4. Benner, P., and others. From Novice to Expert:
A Community View of Preparing for and
Rewarding Excellence in Clinical Nursing
Practice. (AMICAE Project Grant # 7 D20NU
29104) San Francisco, University of San Francisco, 1981. (Unpublished study)
5. Dreyfus, Stuart. Formal Models vs. Human
Situational Understanding: Inherent Limitations on the Modeling of Business Expertise.
(Supported by the U.S. Air Force, Office of
Scientific Research (AFSC), under contract
F49620-79-C-006x with the University of Cali-
fornia) Berkeley, Feb. 1981, p. 19. (Unpub-
lished report. Copies, for $5 each to cover the
cost of duplicating and mailing, are available
from Stuart Dreyfus, Director of Operations
Research Center, Univ. of Calif., Berkeley, Calif. 94720).
6. Cadamer, H.G. Truth and Method. London,
Sheet and Ward, 1970.
7. Benner, Patricia, and Wrubel, Judith. Clinical
knowledge development: a neglected staff development and clinical function. (Submitted for
publication to Nurse Educ 1981)
American Journal of Nursing/March 1982 407
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