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Chapter 1
The Science of Psychology
Many people believe that women tend to talk more than men—with some even suggesting that this
difference has a biological basis. One widely cited estimate is that women speak 20,000 words per day on
average and men speak only 7,000. This claim seems plausible, but is it true? A group of psychologists led
by Matias Mehl decided to find out. They checked to see if anyone had actually tried to count the daily
number of words spoken by women and men. No one had. So these researchers conducted a study in
which female and male college students (369 in all) wore audio recorders while they went about their
lives. The result? The women spoke an average of 16,215 words per day and the men spoke an average of
15,669—an extremely small difference that could easily be explained by chance. In an article in the
journal Science, these researchers summed up their findings as follows: “We therefore conclude, on the
basis of available empirical evidence, that the widespread and highly publicized stereotype about female
talkativeness is unfounded” (Mehl, Vazire, Ramirez-Esparza, Slatcher, & Pennebaker, 2007, p. 82).
[1]
Psychology is usually defined as the scientific study of human behavior and mental processes, and this
example illustrates the features that make it scientific. In this chapter, we look closely at these features,
introduce a model of scientific research in psychology, and address several basic questions that students
often have about it. Who conducts scientific research in psychology? Why? Does scientific psychology tell
us anything that common sense does not? Why should I bother to learn the scientific approach—especially
if I want to be a clinical psychologist and not a researcher? These are extremely good questions, by the
way, and answering them now will provide a solid foundation for learning the rest of the material in this
book.
[1] Mehl, M. R., Vazire, S., Ramirez-Esparza, N., Slatcher, R. B., & Pennebaker, J. W. (2007). Are women really more
talkative than men? Science, 317, 82.
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1.1 Understanding Science
LEARNING OBJECTIVES
1.
Define science.
2.
Describe the three fundamental features of science.
3.
Explain why psychology is a science.
4.
Define pseudoscience and give some examples.
What Is Science?
Some people are surprised to learn that psychology is a science. They generally agree that astronomy,
biology, and chemistry are sciences but wonder what psychology has in common with these other fields.
Before answering this question, however, it is worth reflecting on what astronomy, biology, and chemistry
have in common with each other. It is clearly not their subject matter. Astronomers study celestial bodies,
biologists study living organisms, and chemists study matter and its properties. It is also not the
equipment and techniques that they use. Few biologists would know what to do with a radio telescope, for
example, and few chemists would know how to track a moose population in the wild. For these and other
reasons, philosophers and scientists who have thought deeply about this question have concluded that
what the sciences have in common is a general approach to understanding the natural world. Psychology
is a science because it takes this same general approach to understanding one aspect of the natural world:
human behavior.
Features of Science
The general scientific approach has three fundamental features (Stanovich, 2010).
[1]
The first
is systematic empiricism. Empiricism refers to learning based on observation, and scientists learn
about the natural world systematically, by carefully planning, making, recording, and analyzing
observations of it. As we will see, logical reasoning and even creativity play important roles in science too,
but scientists are unique in their insistence on checking their ideas about the way the world is against
their systematic observations. Notice, for example, that Mehl and his colleagues did not trust other
people’s stereotypes or even their own informal observations. Instead, they systematically recorded,
counted, and compared the number of words spoken by a large sample of women and men. Furthermore,
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when their systematic observations turned out to conflict with people’s stereotypes, they trusted their
systematic observations.
The second feature of the scientific approach—which follows in a straightforward way from the first—is
that it is concerned with empirical questions. These are questions about the way the world actually is
and, therefore, can be answered by systematically observing it. The question of whether women talk more
than men is empirical in this way. Either women really do talk more than men or they do not, and this can
be determined by systematically observing how much women and men actually talk. There are many
interesting and important questions that are not empirically testable and that science cannot answer.
Among them are questions about values—whether things are good or bad, just or unjust, or beautiful or
ugly, and how the world ought to be. So although the question of whether a stereotype is accurate or
inaccurate is an empirically testable one that science can answer, the question of whether it is wrong for
people to hold inaccurate stereotypes is not. Similarly, the question of whether criminal behavior has a
genetic component is an empirical question, but the question of what should be done with people who
commit crimes is not. It is especially important for researchers in psychology to be mindful of this
distinction.
The third feature of science is that it creates public knowledge. After asking their empirical questions,
making their systematic observations, and drawing their conclusions, scientists publish their work. This
usually means writing an article for publication in a professional journal, in which they put their research
question in the context of previous research, describe in detail the methods they used to answer their
question, and clearly present their results and conclusions. Publication is an essential feature of science
for two reasons. One is that science is a social process—a large-scale collaboration among many
researchers distributed across both time and space. Our current scientific knowledge of most topics is
based on many different studies conducted by many different researchers who have shared their work
with each other over the years. The second is that publication allows science to be self-correcting.
Individual scientists understand that despite their best efforts, their methods can be flawed and their
conclusions incorrect. Publication allows others in the scientific community to detect and correct these
errors so that, over time, scientific knowledge increasingly reflects the way the world actually is.
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Science Versus Pseudoscience
Pseudoscience refers to activities and beliefs that are claimed to be scientific by their proponents—and
may appear to be scientific at first glance—but are not. Consider the theory of biorhythms (not to be
confused with sleep cycles or other biological cycles that do have a scientific basis). The idea is that
people’s physical, intellectual, and emotional abilities run in cycles that begin when they are born and
continue until they die. The physical cycle has a period of 23 days, the intellectual cycle a period of 33
days, and the emotional cycle a period of 28 days. So, for example, if you had the option of when to
schedule an exam, you would want to schedule it for a time when your intellectual cycle will be at a high
point. The theory of biorhythms has been around for more than 100 years, and you can find numerous
popular books and websites about biorhythms, often containing impressive and scientific-sounding terms
like sinusoidal wave and bioelectricity. The problem with biorhythms, however, is that there is no good
reason to think they exist (Hines, 1998).
[2]
A set of beliefs or activities can be said to be pseudoscientific if (a) its adherents claim or imply that it is
scientific but (b) it lacks one or more of the three features of science. It might lack systematic empiricism.
Either there is no relevant scientific research or, as in the case of biorhythms, there is relevant scientific
research but it is ignored. It might also lack public knowledge. People who promote the beliefs or activities
might claim to have conducted scientific research but never publish that research in a way that allows
others to evaluate it.
A set of beliefs and activities might also be pseudoscientific because it does not address empirical
questions. The philosopher Karl Popper was especially concerned with this idea (Popper, 2002).
[3]
He
argued more specifically that any scientific claim must be expressed in such a way that there are
observations that would—if they were made—count as evidence against the claim. In other words,
scientific claims must be falsifiable. The claim that women talk more than men is falsifiable because
systematic observations could reveal either that they do talk more than men or that they do not. As an
example of an unfalsifiable claim, consider that many people who study extrasensory perception (ESP)
and other psychic powers claim that such powers can disappear when they are observed too closely. This
makes it so that no possible observation would count as evidence against ESP. If a careful test of a selfproclaimed psychic showed that she predicted the future at better-than-chance levels, this would be
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consistent with the claim that she had psychic powers. But if she failed to predict the future at betterthan-chance levels, this would also be consistent with the claim because her powers can supposedly
disappear when they are observed too closely.
Why should we concern ourselves with pseudoscience? There are at least three reasons. One is that
learning about pseudoscience helps bring the fundamental features of science—and their importance—
into sharper focus. A second is that biorhythms, psychic powers, astrology, and many other
pseudoscientific beliefs are widely held and are promoted on the Internet, on television, and in books and
magazines. Learning what makes them pseudoscientific can help us to identify and evaluate such beliefs
and practices when we encounter them. A third reason is that many pseudosciences purport to explain
some aspect of human behavior and mental processes, including biorhythms, astrology, graphology
(handwriting analysis), and magnet therapy for pain control. It is important for students of psychology to
distinguish their own field clearly from this “pseudopsychology.”
The Skeptic’s Dictionary
An excellent source for information on pseudoscience is The Skeptic’s
Dictionary (http://www.skepdic.com). Among the pseudoscientific beliefs and practices you can
learn about are the following:
Cryptozoology. The study of “hidden” creatures like Bigfoot, the Loch Ness monster,
and the chupacabra.
Pseudoscientific psychotherapies. Past-life regression, rebirthing therapy, and
bioscream therapy, among others.
Homeopathy. The treatment of medical conditions using natural substances that have
been diluted sometimes to the point of no longer being present.
Pyramidology. Odd theories about the origin and function of the Egyptian pyramids
(e.g., that they were built by extraterrestrials) and the idea that pyramids in general have
healing and other special powers.
KEY TAKEAWAYS
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Science is a general way of understanding the natural world. Its three fundamental features are
systematic empiricism, empirical questions, and public knowledge.
Psychology is a science because it takes the scientific approach to understanding human behavior.
Pseudoscience refers to beliefs and activities that are claimed to be scientific but lack one or more of
the three features of science. It is important to distinguish the scientific approach to understanding
human behavior from the many pseudoscientific approaches.
EXERCISES
1. Discussion: People sometimes suggest that psychology cannot be a science because either (a) human
behavior cannot be predicted with perfect accuracy or (b) much of its subject matter (e.g., thoughts and
feelings) cannot be observed directly. Do you agree or disagree with each of these ideas? Why?
2. Practice: List three empirical questions about human behavior. List three nonempirical questions about
human behavior.
3. Discussion: Consider the following psychological claim. “People’s choice of spouse is strongly influenced
by their perception of their own parents. Some choose a spouse who is similar in some way to one of
their parents. Others choose a spouse who is different from one of their parents.” Is this claim
falsifiable? Why or why not?
[1] Stanovich, K. E. (2010). How to think straight about psychology (9th ed.). Boston, MA: Allyn & Bacon.
[2] Hines, T. M. (1998). Comprehensive review of biorhythm theory. Psychological Reports, 83, 19–64.
[3] Popper, K. R. (2002). Conjectures and refutations: The growth of scientific knowledge. New York, NY: Routledge.
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1.2 Scientific Research in Psychology
LEARNING OBJECTIVES
1.
Describe a general model of scientific research in psychology and give specific examples that fit the
model.
2.
Explain who conducts scientific research in psychology and why they do it.
3.
Distinguish between basic research and applied research.
A Model of Scientific Research in Psychology
Figure 1.2 "A Simple Model of Scientific Research in Psychology" presents a more specific model of
scientific research in psychology. The researcher (who more often than not is really a small group of
researchers) formulates a research question, conducts a study designed to answer the question, analyzes
the resulting data, draws conclusions about the answer to the question, and publishes the results so that
they become part of the research literature. Because the research literature is one of the primary sources
of new research questions, this process can be thought of as a cycle. New research leads to new questions,
which lead to new research, and so on. Figure 1.2 "A Simple Model of Scientific Research in
Psychology" also indicates that research questions can originate outside of this cycle either with informal
observations or with practical problems that need to be solved. But even in these cases, the researcher
would start by checking the research literature to see if the question had already been answered and to
refine it based on what previous research had already found.
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Figure 1.2 A Simple Model of Scientific Research in Psychology
The research by Mehl and his colleagues is described nicely by this model. Their question—whether
women are more talkative than men—was suggested to them both by people’s stereotypes and by
published claims about the relative talkativeness of women and men. When they checked the research
literature, however, they found that this question had not been adequately addressed in scientific studies.
They conducted a careful empirical study, analyzed the results (finding very little difference between
women and men), and published their work so that it became part of the research literature. The
publication of their article is not the end of the story, however, because their work suggests many new
questions (about the reliability of the result, about potential cultural differences, etc.) that will likely be
taken up by them and by other researchers inspired by their work.
As another example, consider that as cell phones became more widespread during the 1990s, people
began to wonder whether, and to what extent, cell phone use had a negative effect on driving. Many
psychologists decided to tackle this question scientifically (Collet, Guillot, & Petit, 2010).
[1]
It was clear
from previously published research that engaging in a simple verbal task impairs performance on a
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perceptual or motor task carried out at the same time, but no one had studied the effect specifically of cell
phone use on driving. Under carefully controlled conditions, these researchers compared people’s driving
performance while using a cell phone with their performance while not using a cell phone, both in the lab
and on the road. They found that people’s ability to detect road hazards, reaction time, and control of the
vehicle were all impaired by cell phone use. Each new study was published and became part of the
growing research literature on this topic.
Who Conducts Scientific Research in Psychology?
Scientific research in psychology is generally conducted by people with doctoral degrees (usually
the doctor of philosophy [PhD]) and master’s degrees in psychology and related fields, often
supported by research assistants with bachelor’s degrees or other relevant training. Some of them work
for government agencies (e.g., the National Institute of Mental Health), for nonprofit organizations (e.g.,
the American Cancer Society), or in the private sector (e.g., in product development). However, the
majority of them are college and university faculty, who often collaborate with their graduate and
undergraduate students. Although some researchers are trained and licensed as clinicians—especially
those who conduct research in clinical psychology—the majority are not. Instead, they have expertise in
one or more of the many other subfields of psychology: behavioral neuroscience, cognitive psychology,
developmental psychology, personality psychology, social psychology, and so on. Doctoral-level
researchers might be employed to conduct research full-time or, like many college and university faculty
members, to conduct research in addition to teaching classes and serving their institution and community
in other ways.
Of course, people also conduct research in psychology because they enjoy the intellectual and technical
challenges involved and the satisfaction of contributing to scientific knowledge of human behavior. You
might find that you enjoy the process too. If so, your college or university might offer opportunities to get
involved in ongoing research as either a research assistant or a participant. Of course, you might find that
you do not enjoy the process of conducting scientific research in psychology. But at least you will have a
better understanding of where scientific knowledge in psychology comes from, an appreciation of its
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strengths and limitations, and an awareness of how it can be applied to solve practical problems in
psychology and everyday life.
Scientific Psychology Blogs
A fun and easy way to follow current scientific research in psychology is to read any of the many excellent
blogs devoted to summarizing and commenting on new findings. Among them are the following:
Child-Psych, http://www.child-psych.org
PsyBlog, http://www.spring.org.uk
Research Digest, http://bps-research-digest.blogspot.com
Social Psychology Eye, http://socialpsychologyeye.wordpress.com
We’re Only Human, http://www.psychologicalscience.org/onlyhuman
You can also browse to http://www.researchblogging.org, select psychology as your topic, and read
entries from a wide variety of blogs.
The Broader Purposes of Scientific Research in Psychology
People have always been curious about the natural world, including themselves and their behavior. (In
fact, this is probably why you are studying psychology in the first place.) Science grew out of this natural
curiosity and has become the best way to achieve detailed and accurate knowledge. Keep in mind that
most of the phenomena and theories that fill psychology textbooks are the products of scientific research.
In a typical introductory psychology textbook, for example, one can learn about specific cortical areas for
language and perception, principles of classical and operant conditioning, biases in reasoning and
judgment, and people’s surprising tendency to obey authority. And scientific research continues because
what we know right now only scratches the surface of what we can know.
Scientific research is often classified as being either basic or applied. Basic research in psychology is
conducted primarily for the sake of achieving a more detailed and accurate understanding of human
behavior, without necessarily trying to address any particular practical problem. The research of Mehl and
his colleagues falls into this category. Applied research is conducted primarily to address some
practical problem. Research on the effects of cell phone use on driving, for example, was prompted by
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safety concerns and has led to the enactment of laws to limit this practice. Although the distinction
between basic and applied research is convenient, it is not always clear-cut. For example, basic research
on sex differences in talkativeness could eventually have an effect on how marriage therapy is practiced,
and applied research on the effect of cell phone use on driving could produce new insights into basic
processes of perception, attention, and action.
KEY TAKEAWAYS
Research in psychology can be described by a simple cyclical model. A research question based on the
research literature leads to an empirical study, the results of which are published and become part of
the research literature.
Scientific research in psychology is conducted mainly by people with doctoral degrees in psychology
and related fields, most of whom are college and university faculty members. They do so for
professional and for personal reasons, as well as to contribute to scientific knowledge about human
behavior.
Basic research is conducted to learn about human behavior for its own sake, and applied research is
conducted to solve some practical problem. Both are valuable, and the distinction between the two is
not always clear-cut.
EXERCISES
1. Practice: Find a description of an empirical study in a professional journal or in one of the scientific
psychology blogs. Then write a brief description of the research in terms of the cyclical model
presented here. One or two sentences for each part of the cycle should suffice.
2. Practice: Based on your own experience or on things you have already learned about psychology, list
three basic research questions and three applied research questions of interest to you.
[1] Collet, C., Guillot, A., & Petit, C. (2010). Phoning while driving I: A review of epidemiological, psychological,
behavioural and physiological studies. Ergonomics, 53, 589–601.
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1.3 Science and Common Sense
LEARNING OBJECTIVES
1.
Explain the limitations of common sense when it comes to achieving a detailed and accurate
understanding of human behavior.
2.
Give several examples of common sense or folk psychology that are incorrect.
3.
Define skepticism and its role in scientific psychology.
Can We Rely on Common Sense?
Some people wonder whether the scientific approach to psychology is necessary. Can we not reach the
same conclusions based on common sense or intuition? Certainly we all have intuitive beliefs about
people’s behavior, thoughts, and feelings—and these beliefs are collectively referred to as
folk psychology. Although much of our folk psychology is probably reasonably accurate, it is clear that
much of it is not. For example, most people believe that anger can be relieved by “letting it out”—perhaps
by punching something or screaming loudly. Scientific research, however, has shown that this approach
tends to leave people feeling more angry, not less (Bushman, 2002).
[1]
Likewise, most people believe that
no one would confess to a crime that he or she had not committed, unless perhaps that person was being
physically tortured. But again, extensive empirical research has shown that false confessions are
surprisingly common and occur for a variety of reasons (Kassin & Gudjonsson, 2004).
[2]
Some Great Myths
In 50 Great Myths of Popular Psychology, psychologist Scott Lilienfeld and colleagues discuss several
widely held commonsense beliefs about human behavior that scientific research has shown to
be incorrect (Lilienfeld, Lynn, Ruscio, & Beyerstein, 2010).
[3]
Here is a short list.
“People use only 10% of their brain power.”
“Most people experience a midlife crisis in their 40’s or 50’s.”
“Students learn best when teaching styles are matched to their learning styles.”
“Low self-esteem is a major cause of psychological problems.”
“Psychiatric admissions and crimes increase during full moons.”
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How Could We Be So Wrong?
How can so many of our intuitive beliefs about human behavior be so wrong? Notice that this is a
psychological question, and it just so happens that psychologists have conducted scientific research on it
and identified many contributing factors (Gilovich, 1991).
[4]
One is that forming detailed and accurate
beliefs requires powers of observation, memory, and analysis to an extent that we do not naturally
possess. It would be nearly impossible to count the number of words spoken by the women and men we
happen to encounter, estimate the number of words they spoke per day, average these numbers for both
groups, and compare them—all in our heads. This is why we tend to rely on mental shortcuts in forming
and maintaining our beliefs. For example, if a belief is widely shared—especially if it is endorsed by
“experts”—and it makes intuitive sense, we tend to assume it is true. This is compounded by the fact that
we then tend to focus on cases that confirm our intuitive beliefs and not on cases that disconfirm them.
This is called confirmation bias. For example, once we begin to believe that women are more talkative
than men, we tend to notice and remember talkative women and silent men but ignore or forget silent
women and talkative men. We also hold incorrect beliefs in part because it would be nice if they were true.
For example, many people believe that calorie-reducing diets are an effective long-term treatment for
obesity, yet a thorough review of the scientific evidence has shown that they are not (Mann et al.,
2007).
[5]
People may continue to believe in the effectiveness of dieting in part because it gives them hope
for losing weight if they are obese or makes them feel good about their own “self-control” if they are not.
Scientists—especially psychologists—understand that they are just as susceptible as anyone else to
intuitive but incorrect beliefs. This is why they cultivate an attitude of skepticism. Being skeptical does
not mean being cynical or distrustful, nor does it mean questioning every belief or claim one comes across
(which would be impossible anyway). Instead, it means pausing to consider alternatives and to search for
evidence—especially systematically collected empirical evidence—when there is enough at stake to justify
doing so. Imagine that you read a magazine article that claims that giving children a weekly allowance is a
good way to help them develop financial responsibility. This is an interesting and potentially important
claim (especially if you have kids). Taking an attitude of skepticism, however, would mean pausing to ask
whether it might be instead that receiving an allowance merely teaches children to spend money—perhaps
even to be more materialistic. Taking an attitude of skepticism would also mean asking what evidence
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supports the original claim. Is the author a scientific researcher? Is any scientific evidence cited? If the
issue was important enough, it might also mean turning to the research literature to see if anyone else had
studied it.
Because there is often not enough evidence to fully evaluate a belief or claim, scientists also
cultivate tolerance for uncertainty. They accept that there are many things that they simply do not
know. For example, it turns out that there is no scientific evidence that receiving an allowance causes
children to be more financially responsible, nor is there any scientific evidence that it causes them to be
materialistic. Although this kind of uncertainty can be problematic from a practical perspective—for
example, making it difficult to decide what to do when our children ask for an allowance—it is exciting
from a scientific perspective. If we do not know the answer to an interesting and empirically testable
question, science may be able to provide the answer.
KEY TAKEAWAYS
People’s intuitions about human behavior, also known as folk psychology, often turn out to be wrong.
This is one primary reason that psychology relies on science rather than common sense.
Researchers in psychology cultivate certain critical-thinking attitudes. One is skepticism. They search
for evidence and consider alternatives before accepting a claim about human behavior as true.
Another is tolerance for uncertainty. They withhold judgment about whether a claim is true or not
when there is insufficient evidence to decide.
EXERCISE
1.
Practice: For each of the following intuitive beliefs about human behavior, list three reasons that it
might be true and three reasons that it might not be true:
a.
You cannot truly love another person unless you love yourself.
b.
People who receive “crisis counseling” immediately after experiencing a traumatic event are
better able to cope with that trauma in the long term.
c.
Studying is most effective when it is always done in the same location.
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[1] Bushman, B. J. (2002). Does venting anger feed or extinguish the flame? Catharsis, rumination, distraction,
anger, and aggressive responding. Personality and Social Psychology Bulletin, 28, 724–731.
[2] Kassin, S. M., & Gudjonsson, G. H. (2004). The psychology of confession evidence: A review of the literature
and issues. Psychological Science in the Public Interest, 5, 33–67.
[3] Lilienfeld, S. O., Lynn, S. J., Ruscio, J., & Beyerstein, B. L. (2010). 50 great myths of popular psychology.
Malden, MA: Wiley-Blackwell.
[4] Gilovich, T. (1991). How we know what isn’t so: The fallibility of human reason in everyday life. New York, NY:
Free Press.
[5] Mann, T., Tomiyama, A. J., Westling, E., Lew, A., Samuels, B., & Chatman, J. (2007). Medicare’s search for
effective obesity treatments: Diets are not the answer. American Psychologist, 62, 220–233.
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1.4 Science and Clinical Practice
LEARNING OBJECTIVES
1.
Define the clinical practice of psychology and distinguish it from the science of psychology.
2. Explain how science is relevant to clinical practice.
3. Define the concept of an empirically supported treatment and give some examples.
Again, psychology is the scientific study of behavior and mental processes. But it is also the application of
scientific research to “help people, organizations, and communities function better” (American
Psychological Association, 2011).
[1]
By far the most common and widely known application is the
clinical practice of psychology—the diagnosis and treatment of psychological disorders and related
problems. Let us use the term clinical practice broadly to refer to the activities of clinical and counseling
psychologists, school psychologists, marriage and family therapists, licensed clinical social workers, and
others who work with people individually or in small groups to identify and solve their psychological
problems. It is important to consider the relationship between scientific research and clinical practice
because many students are especially interested in clinical practice, perhaps even as a career.
The main point is that psychological disorders and other behavioral problems are part of the natural
world. This means that questions about their nature, causes, and consequences are empirically testable
and therefore subject to scientific study. As with other questions about human behavior, we cannot rely on
our intuition or common sense for detailed and accurate answers. Consider, for example, that dozens of
popular books and thousands of websites claim that adult children of alcoholics have a distinct personality
profile, including low self-esteem, feelings of powerlessness, and difficulties with intimacy. Although this
sounds plausible, scientific research has demonstrated that adult children of alcoholics are no more likely
to have these problems than anybody else (Lilienfeld et al., 2010).
[2]
Similarly, questions about whether a
particular psychotherapy works are empirically testable questions that can be answered by scientific
research. If a new psychotherapy is an effective treatment for depression, then systematic observation
should reveal that depressed people who receive this psychotherapy improve more than a similar group of
depressed people who do not receive this psychotherapy (or who receive some alternative treatment).
Treatments that have been shown to work in this way are called empirically supported treatments.
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This text was adapted by The Saylor Foundation under a Creative
Commons Attribution-NonCommercial-ShareAlike 3.0 License without
attribution as requested by the work’s original creator or licensee.
Empirically Supported Treatments
An empirically supported treatment is one that has been studied scientifically and shown to result in
greater improvement than no treatment, a placebo, or some alternative treatment. These include many
forms of psychotherapy, which can be as effective as standard drug therapies. Among the forms of
psychotherapy with strong empirical support are the following:
Cognitive behavioral therapy. For depression, panic disorder, bulimia nervosa, and
posttraumatic stress disorder.
Exposure therapy. For posttraumatic stress disorder.
Behavioral therapy. For depression.
Behavioral couples therapy. For alcoholism and substance abuse.
Exposure therapy with response prevention. For obsessive-compulsive disorder.
Family therapy. For schizophrenia.
For a more complete list, see the following website, which is maintained by Division 12 of the American
Psychological Association, the Society for Clinical
Psychology: http://www.psychology.sunysb.edu/eklonsky-/division12.
Many in the clinical psychology community have argued that their field has not paid enough attention to
scientific research—for example, by failing to use empirically supported treatments—and have suggested a
variety of changes in the way clinicians are trained and treatments are evaluated and put into practice.
Others believe that these claims are exaggerated and the suggested changes are unnecessary (Norcross,
Beutler, & Levant, 2005).
[3]
On both sides of the debate, however, there is agreement that a scientific
approach to clinical psychology is essential if the goal is to diagnose and treat psychological problems
based on detailed and accurate knowledge about those problems and the most effective treatments for
them. So not only is it important for scientific research in clinical psychology to continue, but it is also
important for clinicians who never conduct a scientific study themselves to be scientifically literate so that
they can read and evaluate new research and make treatment decisions based on the best available
evidence.
KEY TAKEAWAYS
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This text was adapted by The Saylor Foundation under a Creative
Commons Attribution-NonCommercial-ShareAlike 3.0 License without
attribution as requested by the work’s original creator or licensee.
The clinical practice of psychology—the diagnosis and treatment of psychological problems—is one
important application of the scientific discipline of psychology.
Scientific research is relevant to clinical practice because it provides detailed and accurate
knowledge about psychological problems and establishes whether treatments are effective.
EXERCISES
1.
Discussion: Some clinicians argue that what they do is an “art form” based on intuition and
personal experience and therefore cannot be evaluated scientifically. Write a paragraph
about how satisfied you would be with such a clinician and why from each of three
perspectives:
a.
a potential client of the clinician
b.
a judge who must decide whether to allow the clinician to testify as an expert
witness in a child abuse case
c.
an insurance company representative who must decide whether to reimburse
the clinician for his or her services
1. Practice: Create a short list of questions that a client could ask a clinician to determine whether
he or she pays sufficient attention to scientific research.
[1] American Psychological Association. (2011). About APA. Retrieved fromhttp://www.apa.org/about.
[2] Lilienfeld, S. O., Lynn, S. J., Ruscio, J., & Beyerstein, B. L. (2010). 50 great myths of popular psychology. Malden,
MA: Wiley-Blackwell.
[3] Norcross, J. C., Beutler, L. E., & Levant, R. F. (Eds.). (2005). Evidence-based practices in mental health: Debate
and dialogue on the fundamental questions. Washington, DC: American Psychological Association.
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"Behavioral Therapies," "Classical Conditioning in Behavioral Therapies," "Operant Conditioning in Behavioral Therapies," and "Cognitive and Cognitive-Behavioral Therapies"
from Psychology by Boundless, is available under a Creative Commons Attribution-ShareAlike 3.0 Unported license.
Behavioral Therapies
Behavior therapy is based on the idea that maladaptive
behavior is learned, and thus adaptive behavior can
also be learned.
KEY POINTS
KEY POINTS (cont.)
exposure and response prevention techniques, social skills
training, modeling, behavioral rehearsal and homework, and
aversion therapy and punishment.
Behavior therapy is a treatment approach that is based on the idea
that abnormal behavior is learned. It applies the principles of
• Behavior therapy stands apart from insight-based therapies
(such as psychoanalytic and humanistic therapy) because the
goal is to teach clients new behaviors to minimize or
eliminate problems, instead of helping clients get in touch
with their feelings about the problems.
operant conditioning, classical conditioning, and observational
• Behavioral therapy is based on behaviorism, which defines
itself by the belief that psychology should concern itself with
the observable behavior of people and animals, not with
unobservable events that take place in their minds.
combinations of thoughts and feelings that might be influencing
• Behavior therapy uses a wide range of techniques to treat a
person’s psychological problems, based on the theories of
classical conditioning and operant conditioning.
• Operant conditioning focuses on rewards and punishments,
while classical conditioning works to pair an a conditioned
stimulus with an unconditioned stimulus, so that they may be
paired in the individual’s mind.
• Some of the better-known types of treatments are relaxation
training, systematic desensitization, virtual reality exposure,
learning to eliminate inappropriate or maladaptive behaviors and
replace them with more adaptive responses. Behavior therapy
methods sometimes focus only on behaviors, and sometimes on
behaviors. Those who practice behavior therapy, known as
behaviorists, tend to look more at specific, learned behaviors, and
how the environment has an impact on those behaviors.
Behaviorists tend to look for treatment outcomes that are
objectively measurable.
Behavior therapy stands apart from insight-based therapies (such
as psychoanalytic and humanistic therapy) because the goal is to
teach clients new behaviors to minimize or eliminate problems,
instead of helping clients get in touch with their feelings about the
problems. The basic premise is that the individual learned
804
behaviors which are problematic and maladaptive, and so he or she
when he tested the learning of rats through reinforcement and
must learn new behaviors that are normal and adaptive.
punishment in what is now called a Skinner Box.
Behavior therapy uses a wide range of techniques to treat a person’s
• Classical Conditioning is a form of learning in which a subject
psychological problems, which are based on the theories of classical
comes to respond to a previously neutral stimulus by
conditioning and operant conditioning.
continually pairing it with an unconditioned stimulus that
Foundations
provide the most familiar example of the classical conditioning
Behavioral therapy is based on behaviorism. Behaviorism is an
approach that defines itself by the belief that psychology should
concern itself with the observable behavior of people and animals,
elicits the desired response. Pavlov’s experiments with dogs
procedure. In simple conditioning, the dog was presented with
a stimulus such as a light or a sound, and then food was placed
in the dog’s mouth. After a few repetitions of this sequence,
the light or sound by itself caused the dog to salivate.
not with unobservable events that take place in their minds. The
behaviorist school of thought states that behaviors can be described
Types and Therapeutic Effectiveness
scientifically without referencing internal physiological events, or
Behavior therapy has proven effective in many areas, and has been
hypothetical constructs such as thoughts and beliefs.
used to address intimacy in couples, relationships, forgiveness,
Behaviorism focuses on learning that is brought about by a change
chronic pain, anorexia, chronic distress, substance abuse,
in external behavior, achieved through a repetition of desirable
depression, anxiety, insomnia, and obesity. Behavioral applications
actions, and the rewarding of good habits and the discouragement
to these problems have left clinicians with considerable tools for
of bad habits. There are two basic theories of learning that build the
enhancing therapeutic effectiveness. Some of the better-known
foundation for behaviorism:
types of treatments are relaxation training, systematic
desensitization, virtual reality exposure, exposure and response
• Operant conditioning is a type of learning in which an
individual’s behavior is modified by its consequences; the
prevention techniques, social skills training, modeling, behavioral
rehearsal and homework, and aversion therapy and punishment.
behavior may change in form, frequency, or strength. B.F.
Skinner developed the idea of operant conditioning in 1937,
805
Relaxation training involves clients learning to lower arousal to
involves a person being subjected to watching other individuals who
reduce their stress by tensing and releasing certain muscle groups
demonstrate behavior that is considered adaptive and that should
throughout their body.
be adopted by the client (Figure 19.4).
Systematic desensitization is a treatment in which the client slowly
Aversion therapy and punishment is a technique in which an
substitutes a new learned response for a maladaptive response by
aversive (painful or unpleasant) stimulus is used to decrease
moving up a hierarchy of situations involving fear.
unwanted behaviors from occurring. Examples of the type of
Exposure and response prevention, also known as flooding and
response prevention, is when an individual is exposed to anxietyprovoking stimuli and prevented from having any avoidance
responses.
negative stimulus or punishment that can be used is shock therapy
treatments, aversive drug treatments, and response cost contingent
punishment (which involves taking away a reward).
Applied behavior analysis (ABA) is using behavioral methods to
Virtual reality therapy provides realistic, computer-based
simulations of troublesome situations. The modeling process
modify certain behaviors that are seen as being important socially
or personally.
Social skills training teaches clients skills to access natural
Figure 19.4 Virtual
Reality Therapy
Virtual reality
therapy provides
realistic, computerbased simulations
that involve
watching others
performing the
desired behaviors.
reinforcers and lessen life punishment.
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806
Classical Conditioning in
Behavioral Therapy
Classical conditioning is when a subject learns to
respond to a previously neutral stimulus by repeatedly
pairing it with a conditioned one.
KEY POINTS
• Classical conditioning is a type of behavior therapy. Those
who practice behavior therapy (behaviorists) tend to look
more at specific, learned behaviors and how the environment
has an impact on those behaviors.
Classical conditioning is a type of behavior therapy. It consists of a
group of methods that focus on either just behaviors or in
combination with the thoughts and feelings that might be causing
them. Those who practice behavior therapy (behaviorists) tend to
look more at specific, learned behaviors and how the environment
has an impact on those behaviors. Behaviorists tend to look for
treatment outcomes that are objectively measurable.
Classical conditioning is defined as a form of learning in which a
subject comes to respond to a previously neutral stimulus by
continually pairing it with an unconditioned stimulus that elicits the
desired response. In other words, the conditioned stimulus (CS)
comes to signal the occurrence of a second stimulus, the
• Classical conditioning is when the conditioned stimulus (CS)
comes to signal the occurrence of a second stimulus, the
unconditioned stimulus (US). The conditioned response (CR)
is the learned response to the previously neutral stimulus.
unconditioned stimulus (US). The conditioned response is the
• Ivan Pavlov’s experiments with dogs have become
synonymous with classical conditioning. During his research,
Pavlov noticed that the dogs in the experiment began to
salivate in the presence of the lab technician who normally
fed them, rather than simply salivating in the presence of
food.
stimulus, such as food or pain, that elicits a response from the start;
• Some therapies associated with classical conditioning are
aversion therapy, systematic desensitization and flooding.
They are most helpful in the arenas of phobias and anxiety.
emitted by the subject is strengthened or weakened by its
learned response to the previously neutral stimulus. The
unconditioned stimulus is usually a biologically significant
this is called the unconditioned response (UR). The CS usually
produces no particular response at first, but after conditioning it
elicits the conditioned response (CR). Classical conditioning differs
from operant or instrumental conditioning, in which behavior
consequences (i.e. reward or punishment).
807
Pavlov’s Dogs
Ivan Pavlov’s experiments with dogs provide the most familiar
example of the classical conditioning procedure; classical
conditioning has in fact become synonymous with pavlovian
conditioning. During his research on the physiology of digestion in
dogs, Pavlov noticed that the dogs in the experiment began to
salivate in the presence of the lab technician who normally fed
them, rather than simply salivating in the presence of food. Pavlov
between the ringing of the bell and the appearance of the food, the
stronger and quicker the dog learned the conditioned response.
Clinical Applications and Effectiveness
Some therapies associated with classical conditioning are aversion
therapy, systematic desensitization, and flooding. They are most
helpful when treating phobias, anxiety disorders, and with the
extinction of undesirable behaviors such as drug use and addiction.
called the dogs’ anticipated salivation, psychic secretion. From his
Aversion therapy involves pairing an aversive (painful or
observations he predicted that a stimulus could become associated
unpleasant) stimulus with an unwanted or undesirable behavior, in
with food and cause salivation on its own, if a particular stimulus in
hopes that the behavior will be diminished or eliminated. For
the dog’s surroundings was present when the dog was given food.
example, an alcoholic may be required to take a drug that makes
In his initial experiments, Pavlov rang a bell and then gave the dog
food. After a few repetitions, the dogs started to salivate in response
to the bell. Pavlov called the bell the conditioned stimulus (CS)
because its effects depend on its association with food. He called the
them extremely ill when mixed with alcohol. In this way, the
individual suffering from alcoholism will associate alcohol
consumption with intense illness, and will therefore reduce
drinking behavior.
food the unconditioned stimulus (US) because its effects did not
Systematic Desensitization is a treatment in which the client slowly
depend on previous experience. Likewise, the response to the CS
substitutes a new learned response for a maladaptive response by
was the conditioned response (CR) and that to the US was the
moving up a hierarchy of situations involving fear. The process
unconditioned response (UR). The timing between the presentation
follows three basic steps: (1) the client is taught relaxation
of the CS and US affects both the learning and the performance of
techniques; (2) the client creates a ranked list of situations that
the conditioned response. Pavlov found that the shorter the interval
cause anxiety or fear; and (3) the client confronts these fears from
least- to most-fear inducing alongside the therapist. The goal is to
808
maintain composure
Figure 19.5 Phobias and Classical Conditioning
be forced to stay in a room with a harmless bird for an extended
and a relaxed state for
period of time, over repeated sessions. After a while, the individual
each stage. By pairing
will realize that nothing bad is happening, and the fear response will
the old fear-producing
diminish.
stimulus with the
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newly learned
relaxation behavior,
the phobic response
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can be reduced or
even eliminated.
Flooding is the
general technique in
which you expose an
individual to anxietyprovoking stimuli
while keeping them
from having any
avoidance responses.
It is often used to
Flooding is a technique where an individual is
exposed to the source of their phobia without an
opportunity to escape. In this image, the boy has
vermiphobia (a fear of worms or worm-like things),
and is being exposed to (flooded by) gummy worms.
treat phobias, anxiety,
and other stress-related disorders. During the process, the
individual is prevented from escaping or avoiding the situation
(Figure 19.5). For example, flooding might be used to help a client
who is suffering from an intense fear of birds. The individual may
809
Operant Conditioning in
Behavioral Therapy
Operant conditioning is a type of learning in which an
individual’s behavior is modified by its consequences,
using rewards and punishments.
KEY POINTS (cont.)
contraption used to positively and negatively reinforce
pigeons and rats for certain behaviors.
• Operant conditioning in behavioral therapy uses
reinforcement, punishment, shaping, extinction, and related
techniques to alter behavior. Some of the techniques and
strategies used in this approach to behavioral therapy include
token economies, contingency contracts, and modeling.
KEY POINTS
• Operant conditioning (or instrumental conditioning) is a type
of learning in which an individual’s behavior is modified by
its consequences. It is the process by which humans (and
other animals) learn to behave in such a way as to obtain
rewards (or reinforcers) and avoid punishments.
Operant conditioning is a type of behavior therapy. Also known as
• The distinction between classical and operant conditioning
therefore rests on whether the animal only observes the
relationships between events in the world (as in classical
conditioning), or whether it also has some control over their
occurrence (as in operant conditioning).
to behave in such a way as to obtain rewards (or reinforcers) and
• In his law of effect, Edward L. Thorndike (one of the founders
of operant conditioning) theorized that behaviors followed by
satisfying consequences tend to be repeated and those that
produce unpleasant consequences are less likely to be
repeated.
in the world (as in classical conditioning), or whether it also has
• B.F. Skinner is the name most typically associated with
operant conditioning. He invented the Skinner Box, a
the animal’s actions.
instrumental conditioning, it is a type of learning in which an
individual’s behavior is modified by its consequences. In other
words, it is the process by which humans (and other animals) learn
avoid punishments.
The distinction between classical and operant conditioning rests on
whether the animal only observes the relationships between events
some control over their occurrence (as in operant conditioning). In
the latter, outcomes such as food or shocks are contingent on the
animal’s behavior, whereas in the former these occur regardless of
810
unobservable mental states such as satisfaction, building his
Historical Foundations
Two individuals were most instrumental in the development of
operant conditioning. Edward L. Thorndike, who observed the
behavior of cats trying to escape from homemade puzzle boxes, was
the first to extensively study operant conditioning. When first
constrained in the boxes, the cats took a long time to escape. With
analysis on observable behavior and its equally observable
consequences. To implement his empirical approach, Skinner
invented the operant conditioning chamber in which subjects such
as pigeons and rats were isolated from extraneous stimuli and free
to make one or two simple, repeated responses (Figure 19.6).
experience, successful responses occurred more frequently,
Skinner made three seminal contributions to the way learning in
enabling the cats to escape in less time over successive trials. In his
animals is studied:
law of effect, Thorndike theorized that behaviors followed by
satisfying consequences tend to be repeated, and those that produce
unpleasant consequences are less likely to be repeated.
B.F. Skinner’s work is most frequently cited in connection with
operant conditioning. Skinner rejected Thorndike’s reference to
1. The Skinner box (also called an operant chamber) — a way to
measure the behavior of a freely moving animal.
2. The cumulative recorder — a graphical way to record every
operant response in real time.
3. Schedules of reinforcement — rules specifying how and when
Figure 19.6 The Skinner
Box
Also called an operant
chamber, the Skinner box
was the vessel in which
B.F. Skinner operantly
conditioned pigeons and
rats to respond to rewards
and punishments.
the animal must behave in order to get reinforcement.
Clinical Applications and Effectiveness
Operant conditioning in behavioral therapy uses reinforcement,
punishment, shaping, modeling, and related techniques to alter
behavior. Some of the techniques and strategies used in this
approach to behavioral therapy include those listed below.
Token economies is a behavior therapy technique where clients are
reinforced with tokens that are considered a type of currency that
811
can be exchanged for special privileges or desired items. Token
economies are mainly used in institutional and therapeutic settings.
Over time, tokens need to be replaced with less tangible rewards
such as compliments so that the client will be prepared when they
leave the therapeutic setting.
Contingency contracts are formal, written contracts between the
client and the therapist. They outline behavior change goals,
Cognitive and CognitiveBehavioral Therapies
Cognitive and cognitive-behavioral therapies are
therapy approaches that address dysfunctional
emotions, maladaptive behaviors, and biased
cognitions.
reinforcements, rewards and penalties for not meeting the terms of
the agreement.
KEY POINTS
Modeling involves learning through observation and modeling the
• Cognitive therapy seeks to help the client overcome distress
by identifying and changing dysfunctional thinking, behavior,
and emotional responses. This involves helping patients
develop skills for modifying beliefs, identifying distorted
thinking, and changing behaviors.
behavior of others. The modeling process involves a person being
subjected to watching other individuals who demonstrate behavior
that is considered adaptive and that should be adopted by the client.
In some cases, the therapist might model the desired behavior; in
other instances, watching peers demonstrate the behaviors may be
helpful. The process is based on Albert Bandura’s social learning
theory, which emphasizes the social components of the learning
process.
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• Cognitive-Behavior Therapy (CBT), is a form of
psychotherapy that focuses on what people think, how those
thoughts affect them emotionally and how they ultimately
behave. The basic tenant of CBT is that emotions occur
because of our interpretation of an event, not because of the
event itself.
• Modern forms of CBT include a number of diverse but related
techniques such as exposure therapy, stress inoculation
training, cognitive processing therapy, cognitive therapy,
relaxation training, acceptance and commitment therapy, and
dialectical behavior therapy.
812
KEY POINTS (cont.)
Figure 19.7 Cognitive
Biases
• Dialectical behavior therapy (DBT), originally developed to
treat people with borderline personality disorder, combines
basic cognitive-behavioral approaches (such as emotion
regulation and reality testing) with acceptance approaches
(such as distress tolerance and mindful awareness).
Cognitive biases are
maladaptive patterns
of judgment, whereby
inferences about other
people and situations
may be drawn in an
illogical fashion.
Cognitive therapy (CT) and cognitive-behavioral therapy (CBT) are
based on collaboration between patient and therapist and on testing
closely related; however CBT is an umbrella of therapies that
beliefs.
includes cognitive therapy.
The founding father of cognitive therapy is Aaron T. Beck, who
CBT is a psychotherapeutic approach that addresses dysfunctional
originally developed the therapy for the treatment of depression. In
emotions, maladaptive behaviors and cognitive processes through
his work with his own patients, Beck developed the idea that the
a number of goal-oriented, systematic procedures. The category
root of depression was one or more irrational beliefs or cognitive
refers to behavior therapy, cognitive therapy, and to therapies based
biases (Figure 19.7). A few examples of those errors are:
upon a combination of basic behavioral and cognitive principles and
research, including dialectical behavior therapy.
Cognitive Therapy
Cognitive therapy seeks to help the client overcome difficulties by
identifying and changing dysfunctional thinking and behavior, and
emotional responses. This involves helping patients develop skills
• Over-generalization: drawing general conclusions from a
single (usually negative) event, such as thinking that making a
single bad grade makes you a horrible, failure of a student.
• Minimization and magnification: either grossly
underestimating one’s own positive performance or
overestimating the importance of a negative event.
for modifying beliefs, identifying distorted thinking, relating to
• Selective abstraction: a detail is taken out of context and
others in different ways, and changing behaviors. Treatment is
believed whilst everything else in the context is ignored
813
These irrational beliefs took the form of automatic thoughts, which
substance abuse disorders. When someone is distressed or anxious,
seemed to be accessible to conscious introspection. Beck thought
the way they see and evaluate themselves can become negative. CBT
depressed patients could be helped if therapists could challenge
therapists and clients work together to see the link between
these irrational beliefs. In this way, cognitive therapy encourages
negative thoughts and mood. This empowers people to assert
people to see that some of their thoughts are mistaken. By adjusting
control over negative emotions and to change the way they behave.
these thoughts it has been found that people’s emotional distress
CBT assumes that changing maladaptive thinking leads to change in
can be reduced.
affect and behavior. Therapists help individuals challenge
Cognitive-Behavioral Therapy
Cognitive-Behaviorial Therapy (CBT), is a form of psychotherapy
that focuses on what people think, how those thoughts affect them
emotionally and how they ultimately behave. The basic tenant of
CBT is that emotions (both adaptive and maladaptive) occur
because of our interpretation of an event, not because of the event
itself. At its most basic level, it is a combination of cognitive therapy
and behavioral therapy. While rooted in rather different theories,
these two therapy types have been characterized by a constant
reference to experimental research to test hypotheses, both at
clinical and basic level. Common features of CBT procedures are the
focus on the “here and now,” a directive or guidance role of the
therapist, structured psychotherapy sessions, and alleviating
patients’ symptoms as well as vulnerabilities.
CBT is one of the most widely researched and most effective
treatments for depression, anxiety disorders, eating disorders, and
maladaptive thinking and help them replace it with more realistic
and effective thoughts, or encourage them to take a more open,
mindful, and aware posture toward those thoughts
Modern forms of CBT include a number of diverse but related
techniques such as exposure therapy, stress inoculation training,
cognitive processing therapy, cognitive therapy, relaxation training,
acceptance and commitment therapy, and dialectical behavior
therapy, which is discussed in more detail below. Traditional
approaches to CBT include the following six phases:
1. Psychological assessment
2. Reconceptualization
3. Skills acquisition
4. Skills consolidation and application training
5. Generalization and maintenance
814
6. Post-treatment assessment follow-up
Dialectical Behavior Therapy
Dialectical behavior therapy (DBT) is a form of psychotherapy that
was originally developed to treat people with borderline personality
disorder (BPD). DBT combines basic cognitive-behavioral
approaches (such as emotion regulation and reality testing) with
include mindfulness, emotion regulation, distress tolerance, and
interpersonal effectiveness.
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acceptance approaches (such as distress tolerance and mindful
awareness).
Dialectical behavior therapy research suggests that maladaptive
behaviors (such as self-harm or attention-seeking) function to
regulate negative emotions in individuals who lack emotion
regulation skills. Thus, from a DBT perspective, the behaviors that
are considered maladaptive in borderline personality disorder, as
well as eating disorders and sexual abuse survivors, are negatively
reinforced, as they function to regulate emotions and decrease
feelings of distress. Consequently, helping clients develop more
adaptive strategies to cope with their emotions should help patients
improve their maladaptive behaviors.
Dialectical behavior therapy includes learning a number of
strategies that are directly focused on increasing patients’ skills to
adaptively cope with strong urges and emotions. These strategies
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