Tuskegee Syphilis Essay Instructions
Assignment Instruction:
You are to read the article, Read Racism and Research: the Case of the Tuskegee Syphilis Study
by Allan M. Brandt. Once you have completed reading the article you will answer the questions
below in essay format. Your essay should follow APA formatting.
Question 1:
In your own words, write 1-2 paragraphs describing the events presented in the essay. Answer
each of the following specific questions in your response:
§ What were the main discussion points of the essay?
§
What were the results and consequences of the study?
§
Would it be acceptable to replicate this study today? Why? Or
§
Why not?
§
Was this study ethical/unethical? Explain why.
Question 2:
Using one of the three major sociological perspectives presented in this course (Functional,
Conflict, or Interactionist), explain the events described in the essay. For the sociological
perspective you choose, apply the perspective to the article and draw one or more conclusions
from your analysis.
Question 3:
Connect what you read in the essay to any material presented in this course – be sure to use at
least 3-5 terms from the text/lecture (use your glossary)
Formatting Instructions
§ Using APA format (which include abstract) – 12 font/double space
§
Assignment will consist of cover sheet (name, class, date, Professor)
§
A References page
§
Essay Should be between 3-5 pages
Racism and Research: The Case
of the Tuskegee Syphilis Study
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Citation
Brandt, Allan M. 1978. "Racism and research: The case of the
Tuskegee Syphilis study." The Hastings Center Report 8(6): 21-29.
Published Version
http://www.jstor.org/stable/3561468
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http://nrs.harvard.edu/urn-3:HUL.InstRepos:3372911
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THE EXPERIMENT
AND HEW'S ETHICALREVIEW
Racism
the
and
Research:
Tuskegee
The
Syphilis
Case
I
of
Study
by ALLAN M. BRANDT
In
1932 the U.S. PublicHealthService(USPHS)initiated
an experimentin MaconCounty,Alabama,to determinethe
naturalcourse of untreated,latent syphilis in black males.
The test comprised400 syphiliticmen, as well as 200 uninfectedmen who servedas controls.The firstpublishedreport
of the studyappearedin 1936 with subsequentpapersissued
every four to six years, throughthe 1960s. Whenpenicillin
becamewidelyavailableby the early 1950s as the preferred
treatmentfor syphilis,the men did not receive therapy.In
fact on severaloccasions,the USPHSactuallysoughtto prevent treatment.Moreover,a committeeat the federallyoperatedCenterfor Disease Controldecidedin 1969 that the
studyshouldbe continued.Only in 1972, when accountsof
the studyfirstappearedin the nationalpress,did the Departmentof Health,Educationand Welfarehalt the experiment.
At that time seventy-fourof the test subjectswere still alive;
at least twenty-eight,but perhapsmore than 100, had died
directlyfrom advancedsyphiliticlesions.1In August 1972,
HEWappointedan investigatorypanelwhichissueda report
the followingyear. The panel foundthe studyto have been
"ethicallyunjustified,"and argued that penicillin should
have been providedto the men.2
This articleattemptsto placethe TuskegeeStudyin a historicalcontextand to assessits ethicalimplications.Despite
the mediaattentionwhichthe studyreceived,the HEWFinal
Report, and the criticismexpressedby severalprofessional
organizations,the experimenthas been largely misunderstood.The mostbasicquestionsof how the studywas undertaken in the firstplace and why it continuedfor forty years
were never addressedby the HEW investigation.Moreover,
the panel misconstruedthe natureof the experiment,failing
to consult importantdocumentsavailable at the National
Archiveswhich bear significantlyon its ethical assessment.
Only by examiningthe specific ways in which values are
engagedin scientificresearchcan the studybe understood.
Racismand MedicalOpinion
A brief reviewof the prevailingscientificthoughtregarding race andheredityin the earlytwentiethcenturyis fundamentalfor an understandingof the TuskegeeStudy.By the
turn of the century,Darwinismhad provideda new rationM. BRANDT is a doctoralcandidatein the Department
of History, Columbia University. He is presently writing a
social history of venereal disease in the United States. Mr.
Brandtwas a student intern at The HastingsCenterin 1977.
ALLAN
The HastingsCenter
ale for Americanracism.3Essentiallyprimitivepeoples, it
was argued,could not be assimilatedinto a complex,white
civilization.Scientistsspeculatedthat in the strugglefor survival the Negro in Americawas doomed.Particularlyprone
to disease, vice, and crime, black Americanscould not be
helpedby educationor philanthropy.Social Darwinistsanalyzed census data to predict the virtual extinction of the
Negro in the twentiethcentury,for they believedthe Negro
race in Americawas in the throes of a degenerativeevolutionaryprocess.4
The medical professionsupportedthese findingsof late
nineteenth-andearlytwentieth-century
anthropologists,ethand
biologists. Physiciansstudyingthe effects of
nologists,
on
emancipation health concluded almost universallythat
freedomhad caused the mental, moral, and physicaldeteriorationof the black population.5They substantiatedthis
argumentby citingexamplesin the comparativeanatomyof
the black and white races. As Dr. W. T. Englishwrote: "A
careful inspectionrevealsthe body of the negro a mass of
minordefectsand imperfectionsfromthe crownof the head
to the soles of the feet.. .."
Cranial structures, wide nasal
apertures,recedingchins, projectingjaws, all typed the Negro as the lowest species in the Darwinianhierarchy.7
Interestin racialdifferencescenteredon the sexualnature
of blacks.The Negro,doctorsexplained,possessedan excessive sexualdesire,which threatenedthe very foundationsof
white society. As one physiciannoted in the Journalof the
American Medical Association, "The negro springs from a
southernrace, and as such his sexual appetiteis strong;all
of his environmentsstimulatethis appetite,and as a general
rule his emotionaltype of religion certainlydoes not decrease it."8 Doctors reported a complete lack of morality on
the part of blacks:
Virtue in the negro race is like angels' visits-few and far
between.In a practiceof sixteen years I have never examined
a virgin negro over fourteen years of age.9
A particularlyominousfeatureof this overzealoussexuality,
doctorsargued,wasthe blackmales'desirefor whitewomen.
"A perversionfrom which most races are exempt,"wrote
Dr. English,"promptsthe negro'sinclinationtowardswhite
women,whereasotherraces inclinetowardsfemalesof their
own."10Though English estimatedthe "graymatterof the
negrobrain"to be at least a thousandyears behindthat of
the white races, his genital organswere overdeveloped.As
Dr. WilliamLee Howardnoted:
The attacks on defenseless white women are evidences of
racial instinctsthat are about as amenableto ethical culture
as is the inherentodor of the race .... When educationwill
21
I
reducethe size of the negro'spenis as well as bring about the
sensitivenessof the terminalfibers which exist in the Caucasian, then will it also be able to prevent the African'sbirthright to sexual madnessand excess."
One southern medical journal proposed "Castration Instead
of Lynching," as retribution for black sexual crimes. "An
impressive trial by a ghost-like kuklux klan [sic] and a 'ghost'
physician or surgeon to perform the operation would make
it an event the 'patient' would never forget," noted the editorial.12
According to these physicians, lust and immorality, unstable families, and reversion to barbaric tendencies made
blacks especially prone to venereal diseases. One doctor estimated that over 50 percent of all Negroes over the age of
twenty-five were syphilitic.13 Virtually free of disease as
slaves, they were now overwhelmed by it, according to informed medical opinion. Moreover, doctors believed that
treatment for venereal disease among blacks was impossible,
particularly because in its latent stage the symptoms of syphilis become quiescent. As Dr. Thomas W. Murrell wrote:
They come for treatmentat the beginning and at the end.
When there are visible manifestationsor when harried by
pain, they readily come, for as a race they are not averse to
physic;but tell them not, though they look well and feel well,
that they are still diseased. Here ignorance rates science a
fool...
14
Even the best educated black, according to Murrell, could
not be convinced to seek treatment for syphilis.15Venereal
disease, according to some doctors, threatened the future of
the race. The medical profession attributedthe low birth rate
among blacks to the high prevalence of venereal disease
which caused stillbirths and miscarriages. Moreover, the
high rates of syphilis were thought to lead to increased insanity and crime. One doctor writing at the turn of the century estimated that the number of insane Negroes had increased thirteen-fold since the end of the Civil War.'1 Dr.
Murrell's conclusion echoed the most informed anthropological and ethnological data:
So the scourge sweeps among them. Those that are treated
are only half cured, and the effort to assimilate a complex
civilizationdriving their diseased minds until the results are
criminalrecords.Perhapshere, in conjunctionwith tuberculosis, will be the end of the negro problem. Disease will accomplish what man cannot do.17
This particular configuration of ideas formed the core of
medical opinion concerning blacks, sex, and disease in the
early twentieth century. Doctors generally discounted socioeconomic explanations of the state of black health, arguing
that better medical care could not alter the evolutionary
scheme.'8 These assumptions provide the backdrop for examining the Tuskegee Syphilis Study.
The Origins of the Experiment
In 1929, under a grant from the Julius Rosenwald Fund,
the USPHS conducted studies in the rural South to determine
the prevalence of syphilis among blacks and explore the
22
I
possibilities for mass treatment. The USPHS found Macon
County, Alabama, in which the town of Tuskegee is located,
to have the highest syphilis rate of the six counties surveyed.
The Rosenwald Study concluded that mass treatment could
be successfully implemented among rural blacks.19Although
it is doubtful that the necessary funds would have been allocated even in the best economic conditions, after the economy collapsed in 1929, the findings were ignored. It is, however, ironic that the Tuskegee Study came to be based on
findings of the Rosenwald Study that demonstrated the possibilities of mass treatment.
Three years later, in 1932, Dr. Taliaferro Clark, Chief of
the USPHS Venereal Disease Division and author of the
Rosenwald Study report, decided that conditions in Macon
County merited renewed attention. Clark believed the high
prevalence of syphilis offered an "unusual opportunity" for
observation. From its inception, the USPHS regarded the
Tuskegee Study as a classic "study in nature,"* rather than
an experiment.20As long as syphilis was so prevalent in Macon and most of the blacks went untreated throughout life,
it seemed only natural to Clark that it would be valuable to
observe the consequences. He described it as a "ready-made
situation."21Surgeon General H. S. Cumming wrote to R. R.
Moton, Director of the Tuskegee Institute:
The recent syphiliscontrol demonstrationcarriedout in Macon County,with the financialassistanceof the Julius Rosenwald Fund, revealed the presence of an unusuallyhigh rate
in this county and, what is more remarkable,the fact that 99
per cent of this group was entirely without previous treatment. This combination,togetherwith the expected cooperation of your hospital, offers an unparalleledopportunityfor
carryingon this piece of scientific research which probably
cannot be duplicatedanywhere else in the world.22
Although no formal protocol appears to have been written, several letters of Clark and Cumming suggest what the
USPHS hoped to find. Clark indicated that it would be important to see how disease affected the daily lives of the men:
The resultsof these studies of case recordssuggestthe desirability of making a further study of the effect of untreated
syphilison the humaneconomy amongpeople now living and
engaged in their daily pursuits.23
It also seems that the USPHS believed the experiment might
demonstrate that antisyphilitic treatment was unnecessary.
As Cumming noted: "It is expected the results of this study
may have a marked bearing on the treatment, or conversely
the non-necessity of treatment, of cases of latent syphilis."24
The immediate source of Cumming's hypothesis appears
to have been the famous Oslo Study of untreated syphilis. Between 1890 and 1910, Professor C. Boeck, the chief of the
*In 1865, ClaudeBernard,the famousFrenchphysiologist,outlinedthe distinctionbetweena "studyin nature"andexperimentation.
A studyin naturerequiredsimpleobservation,an essentiallypassive
demandedinterventionwhichalteredthe
act, whileexperimentation
originalcondition.The TuskegeeStudywas thus clearlynot a study
in nature.The very act of diagnosisalteredthe originalconditions.
"Itis on thisverypossibilityof actingor not actingon a body,"wrote
Bernard,"thatthe distinctionwill exclusivelyrest betweensciences
n andsciences
callscincf
alled
sciencesof observation
ens calledexperimental."
Hastings Center Report, December 1978
I
Oslo Venereal Clinic, withheld treatment from almost two
thousand patients infected with syphilis. He was convinced
that therapies then available, primarily mercurial ointment,
were of no value. When arsenic therapy became widely available by 1910, after Paul Ehrlich's historic discovery of "606,"
the study was abandoned. E. Bruusgaard, Boeck's successor,
conducted a follow-up study of 473 of the untreated patients
from 1925 to 1927. He found that 27.9 percent of these patients had undergone a "spontaneous cure," and now manifested no symptoms of the disease. Moreover, he estimated
that as many as 70 percent of all syphilitics went through life
without inconvenience from the disease.25 His study, however, clearly acknowledged the dangers of untreated syphilis
for the remaining 30 percent.
Thus every major textbook of syphilis at the time of the
Tuskegee Study's inception strongly advocated treating
syphilis even in its latent stages, which follow the initial inflammatory reaction. In discussing the Oslo Study, Dr. J. E.
Moore, one of the nation's leading venereologists wrote,
"This summary of Bruusgaard's study is by no means intended to suggest that syphilis be allowed to pass untreated."26If a complete cure could not be effected, at least
the most devastating effects of the disease could be avoided.
Although the standard therapies of the time, arsenical compounds and bismuth injection, involved certain dangers because of their toxicity, the alternatives were much worse. As
the Oslo Study had shown, untreated syphilis could lead to
cardiovascular disease, insanity, and premature death.27
Moore wrote in his 1933 textbook:
Though it imposesa slight though measurablerisk of its own,
treatmentmarkedlydiminishesthe risk from syphilis. In latent syphilis, as I shall show, the probabilityof progression,
relapse, or death is reduced from a probable25-30 percent
without treatmentto about 5 percent with it; and the gravity
of the relapse if it occurs, is markedlydiminished.28
"Another compelling reason for treatment," noted Moore,
"exists in the fact that every patient with latent syphilis may
be, and perhaps is, infectious for others."29In 1932, the year
in which the Tuskegee Study began, the USPHS sponsored
and published a paper by Moore and six other syphilis experts that strongly argued for treating latent syphilis.30
The Oslo Study, therefore, could not have provided justification for the USPHS to undertake a study that did not
entail treatment. Rather, the suppositions that conditions in
Tuskegee existed "naturally"and that the men would not be
treated anyway provided the experiment's rationale. In turn,
these two assumptions rested on the prevailing medical attitudes concerning blacks, sex, and disease. For example,
Clark explained the prevalence of venereal disease in Macon
County by emphasizing promiscuity among blacks:
This state of affairsis due to the paucityof doctors,ratherlow
intelligenceof the Negro populationin this section, depressed
economic conditions, and the very common promiscuoussex
relationsof this populationgroup which not only contribute
to the spreadof syphilis but also contributeto the prevailing
indifferencewith regardto treatment.31
In fact, Moore, who had written so persuasively in favor
The HastingsCenter
of treating latent syphilis, suggested that existing knowledge
did not apply to Negroes. Although he had called the Oslo
Study "a never-to-be-repeated human experiment,"32 he
served as an expert consultant to the Tuskegee Study:
I think that such a study as you have contemplatedwould be
of immense value. It will be necessary of course in the considerationof the results to evaluate the special factors introduced by a selection of the materialfrom negro males. Syphilis in the negro is in many respectsalmost a differentdisease
from syphilisin the white.33
Dr. O. C. Wenger, chief of the federally operated venereal
disease clinic at Hot Springs, Arkansas, praised Moore's
judgment, adding, "This study will emphasize those differences."34On another occasion he advised Clark, "We must
remember we are dealing with a group of people who are
illiterate, have no conception of time, and whose personal
history is always indefinite."35
The doctors who devised and directed the Tuskegee Study
accepted the mainstream assumptions regarding blacks and
venereal disease. The premise that blacks, promiscuous and
lustful, would not seek or continue treatment, shaped the
study. A test of untreated syphilis seemed "natural"because
the USPHS presumed the men would never be treated; the
Tuskegee Study made that a self-fulfilling prophecy.
Selecting the Subjects
Clark sent Dr. Raymond Vonderlehr to Tuskegee in September 1932 to assemble a sample of men with latent syphilis for the experiment. The basic design of the study called
for the selection of syphilitic black males between the ages
of twenty-five and sixty, a thorough physical examination
including x-rays, and finally, a spinal tap to determine the
incidence of neuro-syphilis.3(;They had no intention of providing any treatment for the infected men.:7 The USPHS
originally scheduled the whole experiment to last six months;
it seemed to be both a simple and inexpensive project.
The task of collecting the sample, however, proved to be
more difficult than the USPHS had supposed. Vonderlehr
canvassed the largely illiterate, poverty-stricken population
of sharecroppers and tenant farmers in search of test subjects. If his circulars requested only men over twenty-five to
attend his clinics, none would appear, suspecting he was
conducting draft physicals. Therefore, he was forced to test
large numbers of women and men who did not fit the experiment's specifications. This involved considerable expense
since the USPHS had promised the Macon County Board of
Health that it would treat those who were infected, but not
included in the study.38Clark wrote to Vonderlehr about the
situation: "It never once occured to me that we would be
called upon to treat a large part of the county as return for
the privilege of making this study.... I am anxious to keep
the expenditures for treatment down to the lowest possible
point because it is the one item of expenditure in connection
with the study most difficult to defend despite our knowledge of the need therefor."39Vonderlehr responded: "If we
could find from 100 to 200 cases ... we would not have to
do another Wassermann on useless individuals .. ."4
23
Significantly, the attempt to develop the sample contradicted the prediction the USPHS had made initially regarding
the prevalence of the disease in Macon County. Overall rates
of syphilis fell well below expectations; as opposed to the
USPHS projection of 35 percent, 20 percent of those tested
were actually diseased.41 Moreover, those who had sought
and received previous treatment far exceeded the expectations of the USPHS. Clark noted in a letter to Vonderlehr:
I find your report of March 6th quite interestingbut regret
the necessityfor Wassermanning[sic] . . . such a large number of individualsin order to uncover this relativelylimited
numberof untreatedcases.42
Further difficulties arose in enlisting the subjects to participate in the experiment, to be "Wassermanned," and to
return for a subsequent series of examinations. Vonderlehr
found that only the offer of treatment elicited the cooperation of the men. They were told they were ill and were promised free care. Offered therapy, they became willing subjects.43 The USPHS did not tell the men that they were
participants in an experiment; on the contrary, the subjects
believed they were being treated for "bad blood"-the rural
South's colloquialism for syphilis. They thought they were
participating in a public health demonstration similar to the
one that had been conducted by the Julius Rosenwald Fund
in Tuskegee several years earlier. In the end, the men were
so eager for medical care that the number of defaulters in
the experiment proved to be insignificant.44
To preserve the subjects' interest, Vonderlehr gave most
of the men mercurial ointment, a noneffective drug, while
some of the younger men apparently received inadequate
dosages of neoarsphenamine.45This required Vonderlehr to
write frequently to Clark requesting supplies. He feared the
experiment would fail if the men were not offered treatment.
It is desirableand essentialif the study is to be a success to
maintain the interest of each of the cases examined by me
through to the time when the spinal puncture can be completed. Expenditureof several hundreddollars for drugs for
these men would be well worth while if their interestand cooperationwould be maintainedin so doing.... It is my desire
to keep the main purposeof the work from the negroesin the
county and continue their interestin treatment.That is what
the vast majoritywants and the examinationseems relatively
unimportantto them in comparison.It would probablycause
the entire experimentto collapse if the clinics were stopped
before the work is completed.46
On another occasion he explained:
Dozens of patients have been sent away without treatment
duringthe past two weeks and it would have been impossible
to continuewithout the free distributionof drugs because of
the unfavorableimpressionmade on the negro.47
The readiness of the test subjects to participate of course
contradicted the notion that blacks would not seek or continue therapy.
The final procedure of the experiment was to be a spinal
tap to test for evidence of neuro-syphilis. The USPHS presented this purely diagnostic exam, which often entails considerable pain and complications, to the men as a "special
24
treatment." Clark explained to Moore:
We have not yet commencedthe spinal punctures.This operationwill be deferredto the last in ordernot to undulydisturb
our field work by any adverse reports by the patients subjected to spinal puncturebecause of some disagreeablesensations following this procedure.These negroes are very ignorant and easily influencedby things that would be of minor
significancein a more intelligent group.48
The letter to the subjects announcing the spinal tap read:
Some time ago you were given a thorough examinationand
since that time we hope you have gotten a great deal of treatment for bad blood. You will now be given your last chance
to get a second examination.This examinationis a very special one and after it is finished you will be given a special
treatmentif it is believed you are in a conditionto standit....
REMEMBERTHIS IS YOUR LAST CHANCEFOR SPECIAL
FREE TREATMENT.
BE SURE TO MEET THE NURSE.49
The HEW investigation did not uncover this crucial fact: the
men participated in the study under the guise of treatment.
Despite the fact that their assumption regarding prevalence and black attitudes toward treatment had proved
wrong, the USPHS decided in the summer of 1933 to continue the study. Once again, it seemed only "natural"to pursue the research since the sample already existed, and with
a depressed economy, the cost of treatment appeared prohibitive-although there is no indication it was ever considered. Vonderlehr first suggested extending the study in letters
to Clark and Wenger:
At the end of this projectwe shall have a considerablenumber of cases presentingvariouscomplicationsof syphilis,who
have received only mercury and may still be considereduntreatedin the modernsense of therapy.Should these cases be
followed over a period of from five to ten years many interesting facts could be learned regardingthe course and complicationsof untreatedsyphilis.50
"As I see it," responded Wenger, "we have no further interest in these patients until they die."51Apparently, the physicians engaged in the experiment believed that only autopsies
could scientifically confirm the findings of the study. Surgeon
General Cumming explained this in a letter to R. R. Moton,
requesting the continued cooperation of the Tuskegee Institute Hospital:
This study which was predominantlyclinical in character
points to the frequentoccurrenceof severe complicationsinvolving the variousvital organsof the body and indicatesthat
syphilis as a disease does a great deal of damage. Since clinical observations are not considered final in the medical
world, it is our desire to continue observationon the cases
selected for the recent study and if possible to bring a percentage of these cases to autopsy so that pathological confirmationmay be made of the disease processes.52
Bringing the men to autopsy required the USPHS to devise a further series of deceptions and inducements. Wenger
warned Vonderlehr that the men must not realize that they
would be autopsied:
Hastings Center Report, December 1978
Thereis one dangerin the latterplan and that is if the colored
population become aware that accepting free hospital care
means a post-mortem,every darkeywill leave Macon County
and it will hurt [Dr. Eugene] Dibble's hospital.'53
"Naturally," responded Vonderlehr, "it is not my intention
to let it be generally known that the main object of the present activities is the bringing of the men to necropsy."54The
subjects' trust in the USPHS made the plan viable. The
USPHS gave Dr. Dibble, the Director of the Tuskegee Institute Hospital, an interim appointment to the Public Health
Service. As Wenger noted:
One thing is certain.The only way we are going to get postmortemsis to have the demise take place in Dibble'shospital
and when these colored folks are told that Doctor Dibble is
now a Government doctor too they will have more confidence.55*
After the USPHS approved the continuation of the experiment in 1933, Vonderlehr decided that it would be necessary to select a group of healthy, uninfected men to serve
as controls. Vonderlehr, who had succeeded Clark as Chief
of the Venereal Disease Division, sent Dr. J. R. Heller to
Tuskegee to gather the control group. Heller distributed
drugs (noneffective) to these men, which suggests that they
also believed they were undergoing treatment.5;'Control
subjects who became syphilitic were simply transferred to
the test group-a strikingly inept violation of standard research procedure.57
The USPHS offered several inducements to maintain contact and to procure the continued cooperation of the men.
Eunice Rivers, a black nurse, was hired to follow their health
and to secure approval for autopsies. She gave the men noneffective medicines-"spring tonic" and aspirin-as well as
transportation and hot meals on the days of their examinations.58 More important, Nurse Rivers provided continuity
to the project over the entire forty-year period. By supplying
"medicinals," the USPHS was able to continue to deceive the
participants, who believed that they were receiving therapy
from the government doctors. Deceit was integral to the
study. When the test subjects complained about spinal taps
one doctor wrote:
*Thedegreeof blackcooperationin conductingthe studyremains
unclearandwouldbe impossibleto properlyassessin anarticleof this
length.It seemscertainthatsomemembersof the TuskegeeInstitute
staffsuchas R. R. Motonand EugeneDibbleunderstoodthe nature
of the experimentand gave their supportto it. There is, however,
evidencethatsome blackswho assistedthe USPHSphysicianswere
not awareof the deceptivenatureof the experiment.Dr. Joshua
Williams,an intern at the John A. Andrew MemorialHospital
(TuskegeeInstitute)in 1932, assistedVonderlehrin takingblood
samplesof the testsubjects.In 1973he told the HEWpanel:"Iknow
we thoughtit was merelya servicegrouporganizedto helpthe people
in thearea.Wedidn'tknowit wasa researchprojectat all at thetime."
of Proceedings,"
TuskegeeSyphilisStudyAd Hoc
(See, "Transcript
National
typescript.
AdvisoryPanel,February23, 1973,Unpublished
Libraryof Medicine,Bethesda,Maryland.)It is also apparentthat
EuniceRivers,the blacknursewho had primaryresponsibilityfor
maintainingcontactwith the men over the fortyyears,did not fully
In anyevent,blackinvolvethedangersof theexperiment.
understand
of the
mentin the studyin no way mitigatesthe racialassumptions
theirpower.
experiment,butrather,demonstrates
The HastingsCenter
They simply do not like spinal punctures.A few of those who
were tapped are enthusiasticover the resultsbut to most, the
suggestion causes violent shaking of the head; others claim
they were robbed of their procreativepowers (regardlessof
the fact that I claim it stimulatesthem).59
Letters to the subjects announcing an impending USPHS
visit to Tuskegee explained: "[The doctor] wants to make
a special examination to find out how you have been feeling
and whether the treatment has improved your health."60In
fact, after the first six months of the study, the USPHS had
furnished no treatment whatsoever.
Finally, because it proved difficult to persuade the men to
come to the hospital when they became severely ill, the
USPHS promised to cover their burial expenses. The Milbank Memorial Fund provided approximately $50 per man
for this purpose beginning in 1935. This was a particularly
strong inducement as funeral rites constituted an important
component of the cultural life of rural blacks.61 One report
of the study concluded, "Without this suasion it would, we
believe, have been impossible to secure the cooperation of
the group and their families."62
Reports of the study's findings, which appeared regularly
in the medical press beginning in 1936, consistently cited the
ravages of untreated syphilis. The first paper, read at the
1936 American Medical Association annual meeting, found
"that syphilis in this period [latency] tends to greatly increase
the frequency of manifestations of cardiovascular disease."63
Only 16 percent of the subjects gave no sign of morbidity
as opposed to 61 percent of the controls. Ten years later, a
report noted coldly, "The fact that nearly twice as large a
proportion of the syphilitic individuals as of the control
group has died is a very striking one." Life expectancy, concluded the doctors, is reduced by about 20 percent.64
A 1955 article found that slightly more than 30 percent
of the test group autopsied had died directly from advanced
syphilitic lesions of either the cardiovascular or the central
nervous system.65 Another published account stated, "Review of those still living reveals that an appreciable number
have late complications of syphilis which probably will result, for some at least, in contributing materially to the ultimate cause of death.""6In 1950, Dr. Wenger had concluded,
"We now know, where we could only surmise before, that we
have contributed to their ailments and shortened their
lives."67As black physician Vernal Cave, a member of the
HEW panel, later wrote, "They proved a point, then proved
a point, then proved a point."68
During the forty years of the experiment the USPHS had
sought on several occasions to ensure that the subjects did
not receive treatment from other sources. To this end, Vonderlehr met with groups of local black doctors in 1934, to
ask their cooperation in not treating the men. Lists of subjects were distributed to Macon County physicians along
with letters requesting them to refer these men back to the
USPHS if they sought care.69 The USPHS warned the Alabama Health Department not to treat the test subjects when
they took a mobile VD unit into Tuskegee in the early
1940s.T0 In 1941, the Army drafted several subjects and told
them to begin antisyphilitic treatment immediately. The
25
USPHS supplied the draft board with a list of 256 names
they desired to have excluded from treatment, and the board
complied.7"
In spite of these efforts, by the early 1950s many of the
men had secured some treatment on their own. By 1952,
almost 30 percent of the test subjects had received some
penicillin, although only 7.5 percent had received what could
be considered adequate doses.72 Vonderlehr wrote to one of
the participating physicians, "I hope that the availability of
antibiotics has not interfered too much with this project."73
A report published in 1955 considered whether the treatment that some of the men had obtained had "defeated" the
study. The article attempted to explain the relatively low exposure to penicillin in an age of antibiotics, suggesting as a
reason: "the stoicism of these men as a group; they still regard hospitals and medicines with suspicion and prefer an
occasional dose of time-honored herbs or tonics to modern
drugs."74The authors failed to note that the men believed
they already were under the care of the government doctors
and thus saw no need to seek treatment elsewhere. Any
treatment which the men might have received, concluded
the report, had been insufficient to compromise the experiment.
When the USPHS evaluated the status of the study in the
1960s they continued to rationalize the racial aspects of the
experiment. For example, the minutes of a 1965 meeting at
the Center for Disease Control recorded:
Racial issue was mentionedbriefly.Will not affect the study.
Any questionscan be handledby saying these people were at
the point that therapywould no longer help them. They are
getting better medical care than they would under any other
circumstances.75
A group of physicians met again at the CDC in 1969 to de-
Claude Bernard on Human Experimentation (1865)
Experiments,then, may be performedon man, but within
what limits? It is our duty and our right to perform an
experimenton man wheneverit can save his life, cure him
or gain him some personalbenefit. The principleof medical and surgical morality, therefore, consists in never
performingon man an experimentwhich might be harmful to him to any extent, even though the result might be
highly advantageousto science, i.e., to the healthof others.
But performing experiments and operations exclusively
from the point of view of the patient'sown advantagedoes
not preventtheir turningout profitablyto science. ... For
we must not deceive ourselves,moralsdo not forbid making experimentson one's neighboror on one's self. Christian morals forbid only one thing, doing ill to one's neighbor. So, among the experimentsthat may be tried on man,
those that can only harm are forbidden, those that are
innocent are permissible,and those that may do good are
obligatory.Claude Bernard,An Introductionto the Study
of Experimental Medicine (1865). Trans. by Henry C.
Green (New York:Dover Publications,1957).
26
cide whether or not to terminate the study. Although one
doctor argued that the study should be stopped and the men
treated, the consensus was to continue. Dr. J. Lawton Smith
remarked, "You will never have another study like this; take
advantage of it."7TA memo prepared by Dr. James B. Lucas,
Assistant Chief of the Venereal Disease Branch, stated:
"Nothing learned will prevent, find, or cure a single case of
infectious syphilis or bring us closer to our basic mission of
controlling venereal disease in the United States."77He concluded, however, that the study should be continued "along
its present lines." When the first accounts of the experiment
appeared in the national press in July 1972, data were still
being collected and autopsies performed.78
The HEW Final Report
HEW finally formed the Tuskegee Syphilis Study Ad Hoc
Advisory Panel on August 28, 1972, in response to criticism
that the press descriptions of the experiment had triggered.
The panel, composed of nine members, five of them black,
concentrated on two issues. First, was the study justified in
1932 and had the men given their informed consent? Second,
should penicillin have been provided when it became available in the early 1950s? The panel was also charged with
determining if the study should be terminated and assessing
current policies regarding experimentation with human subjects.79The group issued their report in June 1973.
By focusing on the issues of penicillin therapy and informed consent, the Final Report and the investigation betrayed a basic misunderstandingof the experiment's purposes
and design. The HEW report implied that the failure to provide penicillin constituted the study's major ethical misjudgment; implicit was the assumption that no adequate therapy
existed prior to penicillin. Nonetheless medical authorities
From the HEW Final Report (1973)
1. In retrospect, the Public Health Service Study of
UntreatedSyphilis in the Male Negro in Macon County,
Alabama, was ethically unjustifiedin 1932. This judgement made in 1973 aboutthe conduct of the study in 1932
is made with the advantageof hindsightacutelysharpened
over some forty years, concerningan activityin a different
age with differentsocial standards.Nevertheless,one fundamentalethical rule is that a person should not be subjected to avoidablerisk of death or physical harm unless
he freely and intelligentlyconsents. There is no evidence
that such consent was obtained from the participantsin
this study.
2. Because of the paucity of informationavailable today on the mannerin which the study was conceived, designed and sustained, a scientific justificationfor a short
term demonstrationstudy cannot be ruled out. However,
the conduct of the longitudinalstudy as initially reported
in 1936 and throughthe years is judgedto be scientifically
unsound and its results are disproportionatelymeager
comparedwith knownrisksto humansubjectsinvolved....
HastingsCenterReport,December1978
firmly believed in the efficacy of arsenotherapy for treating
syphilis at the time of the experiment's inception in 1932.
The panel further failed to recognize that the entire study
had been predicated on nontreatment. Provision of effective
medication would have violated the rationale of the experiment-to study the natural course of the disease until death.
On several occasions, in fact, the USPHS had prevented the
men from receiving proper treatment. Indeed, there is no evidence that the USPHS ever considered providing penicillin.
The other focus of the Final Report-informed consentalso served to obscure the historical facts of the experiment.
In light of the deceptions and exploitations which the experiment perpetrated, it is an understatement to declare, as the
Report did, that the experiment was "ethically unjustified,"
because it failed to obtain informed consent from the subjects. The Final Report's statement, "Submittingvoluntarily
is not informed consent," indicated that the panel believed
that the men had volunteered for the experiment.80 The records in the National Archives make clear that the men did
not submit voluntarily to an experiment; they were told and
they believed that they were getting free treatment from
expert government doctors for a serious disease. The failure
of the HEW Final Report to expose this critical fact-that
the USPHS lied to the subjects-calls into question the
thoroughness and credibility of their investigation.
Failure to place the study in a historical context also made
it impossible for the investigation to deal with the essentially
racist nature of the experiment. The panel treated the study
as an aberration, well-intentioned but misguided.81 Moreover, concern that the Final Report might be viewed as a
critique of human experimentation in general seems to have
severely limited the scope of the inquiry. The Final Report
is quick to remind the reader on two occasions: "The position of the Panel must not be construed to be a general repudiation of scientific research with human subjects."82The
Report assures us that a better designed experiment could
have been justified:
It is possiblethat a scientificstudy in 1932 of untreatedsyphilis, properlyconceived with a clear protocol and conducted
with suitable subjectswho fully understoodthe implications
of their involvement, might have been justified in the prepenicillin era. This is especiallytrue when one considersthe
uncertain nature of the results of treatment of late latent
syphilisand the highly toxic natureof therapeuticagentsthen
available.83
This statement is questionable in view of the proven dangers
of untreated syphilis known in 1932.
Since the publication of the HEW Final Report, a defense
of the Tuskegee Study has emerged. These arguments, most
clearly articulated by Dr. R. H. Kampmeier in the Southern
Medical Journal, center on the limited knowledge of effective therapy for latent syphilis when the experiment began.
Kampmeier argues that by 1950, penicillin would have been
of no value for these men.84 Others have suggested that the
men were fortunate to have been spared the highly toxic
treatments of the earlier period.85 Moreover, even these
contemporary defenses assume that the men never would
have been treated anyway. As Dr. Charles Barnett of StanThe HastingsCenter
ford University wrote in 1974, "The lack of treatment was
not contrived by the USPHS but was an established fact of
which they proposed to take advantage."86Several doctors
who participated in the study continued to justify the experiment. Dr. J. R. Heller, who on one occasion had referred to
the test subjects as the "Ethiopian population," told reporters
in 1972:
I don't see why they should be shocked or horrified.There
was no racial side to this. It just happened to be in a black
community.I feel this was a perfectly straightforwardstudy,
perfectly ethical, with controls.Part of our mission as physicians is to find out what happens to individualswith disease
and without disease.87
These apologies, as well as the HEW Final Report, ignore
many of the essential ethical issues which the study poses,
The Tuskegee Study reveals the persistence of beliefs within
the medical profession about the nature of blacks, sex, and
disease-beliefs that had tragic repercussions long after their
alleged "scientific" bases were known to be incorrect. Most
strikingly, the entire health of a community was jeopardized
by leaving a communicable disease untreated.88There can be
little doubt that the Tuskegee researchers regarded their
subjects as less than human.89As a result, the ethical canons
of experimenting on human subjects were completely disregarded.
The study also raises significant questions about professional self-regulation and scientific bureaucracy. Once the
USPHS decided to extend the experiment in the summer of
1933, it was unlikely that the test would be halted short of
the men's deaths. The experiment was widely reported for
forty years without evoking any significant protest within the
medical community. Nor did any bureaucratic mechanism
exist within the government for the periodic reassessment of
the Tuskegee experiment's ethics and scientific value. The
USPHS sent physicians to Tuskegee every several years to
check on the study's progress, but never subjected the morality or usefulness of the experiment to serious scrutiny. Only
the press accounts of 1972 finally punctured the continued
rationalizations of the USPHS and brought the study to an
end. Even the HEW investigation was compromised by fear
that it would be considered a threat to future human experimentation.
In retrospect the Tuskegee Study revealed more about the
pathology of racism than it did about the pathology of syphilis; more about the nature of scientific inquiry than the nature of the disease process. The injustice committed by the
experiment went well beyond the facts outlined in the press
and the HEW Final Report. The degree of deception and
damages have been seriously underestimated. As this history
of the study suggests, the notion that science is a value-free
discipline must be rejected. The need for greater vigilance in
assessing the specific ways in which sooial values and attitudes affect professional behavior is clearly indicated.
REFERENCES
'The best generalaccountsof the studyare "The40-YearDeath
Watch," Medical World News (August 18, 1972), pp. 15-17; and
27
1.
Dolores Katz, "Why 430 Blacks with Syphilis Went Uncured for 40
Years,"Detroit Free Press (November 5, 1972). The mortality figure
is based on a published report of the study which appeared in 1955.
See Jesse J. Peters, James H. Peers, Sidney Olansky, John C. Cutler,
and GeraldineGleeson, "UntreatedSyphilis in the Male Negro: Pathologic Findings in Syphilitic and Nonsyphilitic Patients,"Journal of
Chronic Diseases 1 (February 1955), 127-48. The article estimated
that 30.4 percent of the untreated men would die from syphilitic
lesions.
2Final Report of the Tuskegee Syphilis Study Ad Hoc Advisory
Panel, Department of Health, Education, and Welfare (Washington,
D.C.: GPO, 1973). (Hereafter, HEW Final Report).
3See George M. Frederickson,The Black Image in the White Mind
(New York: Harper and Row, 1971), pp. 228-55. Also, John H.
Haller, Outcasts From Evolution (Urbana, Ill.: University of Illinois
Press, 1971), pp. 40-68.
4Frederickson,pp. 247-49.
5"Deteriorationof the American Negro," Atlanta Journal-Record
of Medicine 5 (July 1903), 287-88. See also J. A. Rodgers, "The Effect of Freedom upon the Psychological Development of the Negro,"
Proceedings of the American Medico-Psychological Association 7
(1900), 88-99. "From the most healthy race in the country forty years
ago," concluded Dr. Henry McHatton, "he is today the most diseased." "The Sexual Status of the Negro-Past and Present,"American Journal of Dermatology and Genito-UrinaryDiseases 10 (January 1906), 7-9.
6W. T. English, "The Negro Problem from the Physician'sPoint of
View," Atlanta Journal-Recordof Medicine 5 (October 1903), 461.
See also, "Racial Anatomical Peculiarities," New York Medical
Journal 63 (April 1896), 500-01.
7"RacialAnatomical Peculiarities,"p. 501. Also, Charles S. Bacon,
"The Race Problem,"Medicine (Detroit) 9 (May 1903), 338-43.
8H. H. Hazen, "Syphilis in the American Negro," Journal of the
American Medical Association 63 (August 8, 1914), 463. For deeper
backgroundinto the historicalrelationshipof racism and sexuality see
WinthropD. Jordan, White Over Black (Chapel Hill: University of
North Carolina Press, 1968; Pelican Books, 1969), pp. 32-40.
ODanielDavid Quillian, "RacialPeculiarities:A Cause of the Prevalence of Syphilis in Negroes," American Journal of Dermatology
and Genito-UrinaryDiseases 10 (July 1906), p. 277.
10English,p. 463.
11WilliamLee Howard, "The Negro as a Distinct Ethnic Factor
in Civilization," Medicine (Detroit) 9 (June 1903), 424. See also,
Thomas W. Murrell, "Syphilis in the American Negro," Journal of
the American Medical Association 54 (March 12, 1910), 848.
12"CastrationInstead of Lynching," Atlanta Journal-Record of
Medicine 8 (October 1906), 457. The editorial added: "The badge of
disgrace and emasculation might be branded upon the face or forehead, as a warning, in the form of an 'R,' emblematicof the crime for
which this punishmentwas and will be inflicted."
13SearleHarris, "The Future of the Negro from the Standpointof
the Southern Physician," Alabama Medical Journal 14 (January
1902), 62. Other articles on the prevalenceof venereal disease among
blacks are: H. L. McNeil, "Syphilisin the Southern Negro," Journal
of the AmericanMedical Association 67 (September30, 1916), 100104; Ernest Philip Boas, "The Relative Prevalence of Syphilis Among
Negroes and Whites," Social Hygiene 1 (September 1915), 610-16.
Doctors went to considerabletrouble to distinguishthe morbidityand
mortalityof various diseases among blacks and whites. See, for example, Marion M. Torchia, "TuberculosisAmong American Negroes:
Medical Research on a Racial Disease, 1830-1950," Journal of the
History of Medicine and Allied Sciences 32 (July 1977), 252-79.
14ThomasW. Murrell, "Syphilisin the Negro: Its Bearing on the
Race Problem,"American Journal of Dermatology and Genito-Urinary Diseases 10 (August 1906), 307.
15"Evenamong the educated, only a very few will carry out the
most elementary instructionsas to personal hygiene. One thing you
cannot do, and that is to convince the negro that he has a disease that
he cannot see or feel. This is due to lack of concentrationrather than
lack of faith; even if he does believe, he does not care; a child of
fancy, the sensations of the passing hour are his only guides to the
future." Murrell, "Syphilisin the American Negro," p. 847.
28
16"Deteriorationof the American Negro," Atlanta Journal-Record
of Medicine 5 (July 1903), 288.
17Murrell,"Syphilis in the Negro; Its Bearing on the Race Problem," p. 307.
18"Theanatomicaland physiologicalconditions of the African must
be understood,his place in the anthropologicalscale realized, and his
biological basis accepted as being unchangeable by man, before we
shall be able to govern his natural uncontrollable sexual passions."
See, "As Ye Sow That Shall Ye Also Reap," Atlanta Journal-Record
of Medicine 1 (June 1899), 266.
19TaliaferroClark, The Control of Syphilis in Southern Rural
Areas (Chicago: Julius Rosenwald Fund, 1932), 53-58. Approximately 35 percent of the inhabitants of Macon County who were
examined were found to be syphilitic.
20See Claude Bernard, An Introduction to the Study of Experimental Medicine (New York: Dover, 1865, 1957), pp. 5-26.
21TaliaferroClark to M. M. Davis, October 29, 1932. Records of
the USPHS Venereal Disease Division, Record Group 90, Box 239,
National Archives, Washington National Record Center, Suitland,
Maryland. (Hereafter, NA-WNRC). Materials in this collection
which relate to the early history of the study were apparentlynever
consulted by the HEW investigation. Included are letters, reports,
and memorandawritten by the physicians engaged in the study.
22H. S. Cumming to R. R. Moton, September 20, 1932, NAWNRC.
23Clarkto Davis, October 29, 1932, NA-WNRC.
24Cummingto Moton, September20, 1932, NA-WNRC.
2oBruusgaardwas able to locate 309 living patients, as well as records from 164 who were diseased. His findings were published as
"Ueber das Schicksal der nicihtspecifizch behandeltenLuetiken,"Archives of Dermatology and Syphilis 157 (1929), 309-32. The best
discussion of the Boeck-Bruusgaarddata is E. Gurney Clark and
Niels Danbolt, "The Oslo Study of the Natural History of Untreated
Syphilis,"Journal of Chronic Diseases 2 (September 1955), 311-44.
26JosephEarle Moore, ThleModern Treatment of Sypliilis (Baltimore: Charles C. Thomas, 1933), p. 24.
27Moore, pp. 231-47; see also John H. Stokes, Modern Clinical
Syphilology (Philadelphia: W. B. Saunders, 1928), pp. 231-39.
28Moore, p. 237.
29Moore,p. 236.
s?J. E. Moore, H. N. Cole, P. A. O'Leary,J. H. Stokes, U. J. Wile,
T. Clark, T. Parran, J. H. Usilton, "CooperativeClinical Studies in
the Treatment of Syphilis: Latent Syphilis," Venereal Disease Information 13 (September 20, 1932), 351. The authors also concluded
that the latently syphilitic were potential carriers of the disease, thus
meriting treatment.
31Clark to Paul A. O'Leary, September 27, 1932, NA-WNRC.
O'Leary, of the Mayo Clinic, misunderstoodthe design of the study,
replying: "The investigation which you are planning in Alabama is
indeed an intriguing one, particularly because of the opportunity it
affords of observing treatment in a previously untreated group. I assure you such a study is of interest to me, and I shall look forward to
its report in the future." O'Leary to Clark, October 3, 1932, NAWNRC.
a2Joseph Earle Moore, "Latent Syphilis," unpublished typescript
(n.d.), p. 7. American Social Hygiene Association Papers, Social
Welfare History Archives Center, University of Minnesota, Minneapolis, Minnesota.
33Moore to Clark, September 28, 1932, NA-WNRC. Moore had
written in his textbook, "In late syphilis the negro is particularly
prone to the development of bone or cardiovascular lesions." See
Moore, The Modern Treatmentof Syphilis, p. 35.
340. C. Wenger to Clark, October 3, 1932, NA-WNRC.
35Wengerto Clark, September 29, 1932, NA-WNRC.
36ClarkMemorandum,September 26, 1932, NA-WNRC. See also,
Clark to Davis, October 29, 1932, NA-WNRC.
37As Clark wrote: "You will observe that our plan has nothing to
do with treatment. It is purely a diagnostic procedurecarried out to
determine what has happened to the syphilitic Negro who has had no
treatment." Clark to Paul A. O'Leary, September 27, 1932, NAWNRC.
38D. G. Gill to O. C. Wenger, October 10, 1932, NA-WNRC.
Hastings Center Report, December 1978
_
39Clarkto Vonderlehr,January 25, 1933, NA-WNRC.
40Vonderlehrto Clark, February 28, 1933, NA-WNRC.
41Vonderlehrto Clark, November 2, 1932, NA-WNRC. Also, Vonderlehr to Clark, February 6, 1933, NA-WNRC.
42Clarkto Vonderlehr, March 9, 1933, NA-WNRC.
43Vonderlehrlater explained: "The reason treatment was given to
many of these men was twofold: First, when the study was started in
the fall of 1932, no plans had been made for its continuation and a
few of the patients were treated before we fully realized the need for
continuing the project on a permanent basis. Second it was difficult
to hold the interest of the group of Negroes in Macon County unless
some treatmentwas given."Vonderlehrto Austin V. Diebert, December 5, 1938, Tuskegee Syphilis Study Ad Hoc Advisory Panel Papers,
Box 1, National Library of Medicine, Bethesda, Maryland. (Hereafter, TSS-NLM). This collection contains the materials assembled
by the HEW investigationin 1972.
44Vonderlehrto Clark, February 6, 1933, NA-WNRC.
45H. S. Cummingto J. N. Baker, August 5, 1933, NA-WNRC.
46January22, 1933; January 12, 1933, NA-WNRC.
47Vonderlehrto Clark, January28, 1933, NA-WNRC.
48Clarkto Moore, March 25, 1933, NA-WNRC.
49Macon County Health Department, "Letter to Subjects," n.d.,
NA-WNRC.
50Vonderlehrto Clark, April 8, 1933, NA-WNRC. See also, Vonderlehr to Wenger, July 18, 1933, NA-WNRC.
51Wengerto Vonderlehr, July 21, 1933, NA-WNRC. The italics
are Wenger's.
52Cummingto Moton, July 27, 1933, NA-WNRC.
53Wengerto Vonderlehr, July 21, 1933, NA-WNRC.
54Vonderlehrto Murray Smith, July 27, 1933, NA-WNRC.
55Wengerto Vonderlehr, August 5, 1933, NA-WNRC.
56Vonderlehrto Wenger, October 24, 1933, NA-WNRC. Controls
were given salicylates.
57Austin V. Diebert and Martha C. Bruyere, "UntreatedSyphilis
in the Male Negro, III," VenerealDisease Information27 (December
1946), 301-14.
58EuniceRivers, Stanley Schuman, Lloyd Simpson, Sidney Olansky, "Twenty-Yearsof Followup Experience In a Long-Range Medical Study," Public Health Reports 68 (April 1953), 391-95. In this
article Nurse Rivers explains her role in the experiment. She wrote:
"Becauseof the low educationalstatus of the majorityof the patients,
it was impossible to appeal to them from a purely scientificapproach.
Therefore, various methods were used to maintain their interest. Free
medicines, burial assistance or insurance (the project being referred
to as 'Miss Rivers'Lodge'),free hot meals on the days of examination,
transportationto and from the hospital, and an opportunityto stop in
town on the returntrip to shop or visit with their friends on the streets
all helped. In spite of these attractions, there were some who refused
their examinations because they were not sick and did not see that
they were being benefitted."(p. 393).
59Austin V. Diebert to Raymond Vonderlehr, March 20, 1939,
TSS-NLM, Box 1.
60MurraySmith to Subjects, (1938), TSS-NLM, Box 1. See also,
Sidney Olansky to John C. Cutler, November 6, 1951, TSS-NLM,
Box 2.
61TheUSPHS originally requestedthat the Julius RosenwaldFund
meet this expense. See Cumming to Davis, October 4, 1934, NAWNRC. This money was usually divided between the undertaker,
pathologist, and hospital. Lloyd Isaacs to Raymond Vonderlehr,
April 23, 1940, TSS-NLM, Box 1.
62StanleyH. Schuman,Sidney Olansky,Eunice Rivers, C. A. Smith,
Dorothy S. Rambo, "Untreated Syphilis in the Male Negro: Background and Current Status of Patients in the Tuskegee Study,"Journal of Chronic Diseases 2 (November 1955), 555.
63R. A. Vonderlehr and Taliaferro Clark, "Untreated Syphilis in
the Male Negro," VenerealDisease Information 17 (September1936),
262.
64J. R. Heller and P. T. Bruyere, "UntreatedSyphilis in the Male
Negro: II. Mortality During 12 Years of Observation,"VenerealDisease Information 27 (February 1946), 34-38.
65JesseJ. Peters, James H. Peers, Sidney Olansky, John C. Cutler,
and GeraldineGleeson, "UntreatedSyphilis in the Male Negro: PathThe Hastings Center
ologic Findings in Syphilitic and Non-Syphilitic Patients,"Journal of
Chronic Diseases 1 (February 1955), 127-48.
66SidneyOlansky,Stanley H. Schuman,Jesse J. Peters, C. A. Smith,
and Dorothy S. Rambo, "Untreated Syphilis in the Male Negro, X.
Twenty Years of Clinical Observation of Untreated Syphilitic and
Presumably Nonsyphilitic Groups," Journal of Chronic Diseases 4
(August 1956), 184.
670. C. Wenger, "UntreatedSyphilis in Male Negro," unpublished
typescript,1950, p. 3. Tuskegee Files, Center for Disease Control, Atlanta, Georgia. (Hereafter TF-CDC).
68VernalG. Cave, "Proper Uses and Abuses of the Health Care
Delivery System for Minorities with Special Reference to the Tuskegee Syphilis Study,"Journal of the National Medical Association 67
(January 1975), 83.
69See for example, Vonderlehr to B. W. Booth, April 18, 1934;
Vonderlehr to E. R. Lett, November 20, 1933, NA-WNRC.
70"Transcriptof Proceedings-Tuskegee Syphilis Ad Hoc Advisory
Panel," February23, 1973, unpublishedtypescript,TSS-NLM, Box 1.
71Raymond Vonderlehr to Murray Smith, April 30, 1942; and
Smith to Vonderlehr, June 8, 1942, TSS-NLM, Box 1.
72StanleyH. Schuman,Sidney Olansky,Eunice Rivers, C. A. Smith,
and Dorothy S. Rambo, "Untreated Syphilis in the Male Negro:
Background and Current Status of Patients in the Tuskegee Study,"
Journal of Chronic Diseases 2 (November 1955), 550-53.
73RaymondVonderlehrto Stanley H. Schuman, February 5, 1952.
TSS-NLM, Box 2.
74Schumanet al., p. 550.
75"Minutes, April 5, 1965" unpublished typescript, TSS-NLM,
Box 1.
76"TuskegeeAd Hoc Committee Meeting-Minutes, February 6,
1969," TF-CDC.
77JamesB. Lucas to William J. Brown, September 10, 1970, TFCDC.
78ElizabethM. Kennebrew to Arnold C. Schroeter, February 24,
1971, TSS-NLM, Box 1.
79See Medical Tribune (September 13, 1972), pp. 1, 20; and Report on HEW's Tuskegee Report,"Medical World News (September
14, 1973), pp. 57-58.
80HEWFinal Report,p. 7.
81Thenotable exception is Jay Katz's eloquent "ReservationsAbout
the Panel Report on Charge 1," HEW Final Report, pp. 14-15.
82HEWFinal Report, pp. 8, 12.
83HEWFinal Report, pp. 8, 12.
84SeeR. H. Kampmeier,"The Tuskegee Study of Untreated Syphilis," Southern Medical Journal 65 (October 1972), 1247-51; and
"Final Report on the 'Tuskegee Syphilis Study,'" Southern Medical
Journal 67 (November 1974), 1349-53.
85LeonardJ. Goldwater, "The Tuskegee Study in Historical Perspective," unpublished typescript, TSS-NLM; see also "Treponemes
and Tuskegee," Lancet (June 23, 1973), p. 1438; and Louis Lasagna,
The VD Epidemic (Philadelphia: Temple University Press, 1975),
pp. 64-66.
86Quotedin "Debate Revives on the PHS Study," Medical World
News (April 19, 1974), p. 37.
87Heller to Vonderlehr, November 28, 1933, NA-WNRC; quoted
in Medical Tribune (August 23, 1972), p. 14.
88Althoughit is now known that syphilis is rarely infectious after
its early phase, at the time of the study's inception latent syphilis was
thought to be communicable. The fact that members of the control
group were placed in the test group when they became syphilitic
proves that at least some infectious men were denied treatment.
89When the subjects are drawn from minority groups, especially
those with which the researchercannot identify, basic human rights
may be compromised.Hans Jonas has clearly explicated the problem
in his "PhilosophicalReflections on Experimentation,"Daedalus 98
(Spring 1969), 234-37. As Jonas writes: "If the properties we adduced as the particularqualificationsof the members of the scientific
fraternity itself are taken as general criteria of selection, then one
should look for additional subjects where a maximum of identification, understanding,and spontaneitycan be expected-that is, among
the most highly motivated, the most highly educated, and the least
'captive' members of the community."
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