Description
Review the website of the Securities and Exchange Commission at https://www.sec.gov/litigation/litreleases.shtml
Choose a case listed at the SEC site. Briefly summarize the case and discuss the rule or regulation that was violated. What did the individual or company do in the case that violated the rule or regulation? What is the ethical framework do you observe was followed by the violator(s)? Relate the the business and ethical concepts that you find in the case to the concepts that you have in your text about securities and other business matters. (Be sure to cite.)
In 300 words or more, APA format.
Explanation & Answer
Hello, kindly find the attached completed work. Thank You
Running Head: SEC CASE STUDY
1
SEC Case Study
Name
Institution of Affiliation
Date
SEC CASE STUDY
2
Introduction
The securities exchange commission is a body tasked with helping out in the process of
hearing and determining cases that emerge from securities trading at the stock markets. The
courts listen to, determines and advises case parties on the way forward after trade disputes or
violations occur with the SEC providing the platform and procedural support for the
implementation of the ruling (Guercio, White & Ready, 2017). In this case, the case is b...
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