Ch. 3 of Managing Police Organizations
Ten Trends
Most of us view the future as a happening that is always stealing our security, breaking promises,
changing the rules, and creating all kinds of problems. Nevertheless, it is the future that holds our
greatest leverage. The past is of record, and if we are alert, we can learn from it. Things occur
only in one place—the present. Usually, we respond to those things.
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It is in the incoming future, and only there, where a police leader has the time to prepare for the
present! Strange, isn’t it?
When imagining the future, you can look at it as content or process. The “content futurists”
concentrate on data about the future. The “process futurists” focus on how to think about such
new and unusual data.
The ten trends you’ll encounter now are the product of the imaginations of over 2,000 police
managers whom I have been blessed to meet and train with over the past five years. Some of the
trends we’ll cover are those you may be feeling and experiencing right now. One of the most
critical leadership skills needed during times of uncertainty and turbulence is anticipation.
Reliable anticipation is the outcome of reliable trend identification. Some anticipation can be
analytical, but the most important aspect of trend forecasting is our unpredictable, exciting, at
times wrong, but frequently right imagination.
Trend 1: Flat World
Thomas Friedman, in The World is Flat: A Brief History of the Twenty-First Century (ISBN
13:978-0-374-29288-1), points out that broadband connectivity around the world, undersea
cables, the omnipresence of computers, and the explosion of software, e-mail, and search engines
have created a platform where intellectual work can be delivered from anywhere. Imagine, right
now, some United States Attorneys and CPAs are using their services.
Globalization is shrinking and flattening the world while empowering companies and police
departments to participate in open-sourcing, outsourcing, off-shoring, in-sourcing, in-forming,
and more. We’ve entered an era of cheap, easier, and friction-free technology that is literally
transforming every aspect of business (police, too), every aspect of life, and every aspect of
society.
“The flatters” (flanking technologies) have been around (e.g., e-mail, Web browsers) for nearly
two decades. They’re taking hold now because a growing cadre of police leaders is using them,
and organizational cultures are shifting away from vertical command and control to connecting
and collaborating horizontally (this is the “agile” organization that’s covered in a future chapter).
Do you know any police manager who is not using a smartphone and living in a WiFi city? I
don’t.
Trend 2: Higher Tech
When you write about “richer communications” today, within minutes (even nanoseconds)
you’re obsolete. Today, intelligent terminals connect with intelligent networks that are wired and
wireless, local and global. Together, they empower police personnel and machines to
communicate and share information in an increasingly rich variety of forms: voice, handwriting,
video data, print, and image. Networks that never sleep can find you and deliver a message, hold
videoconferences across the nation or the world, or identify, locate, and apprehend criminals who
operate outside national borders.
The power of technology is indeed bringing police databanks together and giving them access to
each other and to the information they want and need, anytime, anywhere—in ever new and
useful ways. Around the world, police agencies now recognize (see Trend 4) that their
professional future is linked to their communication and information infrastructures.
More less-than-lethal weapons are available. Uniforms with wireless sensors to monitor life
signs and measure stress levels, along with pin-hole cameras, are being tested. We now have
handheld portable devices that see through walls and clothing and “bugs” that can be
surreptitiously placed on individuals. Global Positioning Systems (GPS) are capable of locating
us within less than three feet of our position. Clearly there are a lot of hardware gadgets and apps
in the offing.
Before moving on, it’s appropriate that we mention the most ubiquitous of all—the much-loved
and dammed cell phone. The jury is out right now on the issue of whether it does more harm than
good. If your agency does not have a policy on its use while officers are on duty, it should!
Trend 3: Lower Touch
We are experiencing a trend now of everyone being in touch and nobody being touched. It’s
necessary to think and act high-tech. After all, no one wants to be a hit-and-run victim on the
information superhighway. Regrettably, in our quest for more advanced communications
technology, we are missing high-touch thinking and acting. We are a nation on a chaotic upwardand-onward race to make everything wireless, compress bits, increase fiber-optic bandwidth—
make our future digital. There seems to be a collective faith that technology guarantees us a
cyber-utopia of robot cops.
E-mail has its functionality, but clearly it’s not a way to build a team, create enthusiasm, or
elevate understanding and mutual trust. We see an out-of-control higher-tech trend that is
causing lower touch and thus undermining community-oriented policing.
Already technology is preventing police managers and supervisors from interfacing with their
staff. The computer, cell phone, and hundreds of electronic messages have them captured by
chips. As a consequence, police leaders must carefully and wisely apply the invading technology
to areas that assist with both productivity and people. Leadership by e-mail just won’t work;
being digital is not leadership.
Add deployment to technology, and it makes sense that a lot of police employees do not feel
engaged, lack a sense of individualism, and approach police work as merely a job. The 3-day/12hour and 4-day/10-hour allocation plans are a two-edged sword. One side is loved by the
officers, in that they can spend more time elsewhere and commute less. Another side is detested
by police leadership because it reduces face-to-face communication, trust, and teamwork. I have
frequently heard from supervisors who were required to rate the performance of their staff when
they did not actually observe their work.
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Good news. Many police leaders have decided to combat this malady by pushing aside their
computer, jumping over mounds of paperwork, and being physically present in the field of
operation (not merely wandering through roll call with a smile). Some agencies have adopted
policies that all watch commanders will be in the field 50 percent or more of their duty time.
Here’s the kicker. So far the results have shown they enjoy it, and the line officers appreciate it.
Trend 4: A 9/11 Partnership
While somewhat unpleasant, some police managers and I brainstormed 9/11 for any potential
benefits. Surprisingly, we found several (e.g., new jobs, new technology, increased patriotism,
and more).
Our federal system of governance separates our nation’s police apparatus into national, state, and
local subsystems that recognize the need to cooperate and support one another. Shared computerbased criminal justice information is one example of this. Unfortunately, much of the desire for
closer and fuller cooperation has been just lip service. 9/11 has changed latent parochialism into
a fledgling partnership.
The hurricanes that devastated New Orleans and threatened Houston with a similar fate
underscored the lessons learned after 9/11—all of American law enforcement must act as one to
be effective in coping with major disasters. To be effective, all levels of policing must be
seamless. The terrorists love it when egos and politics scramble a united police front. Yet another
benefit has emerged. Is being afraid to fly because of international terrorism any different from
being afraid to walk in a neighborhood because of local gangs (terrorists)? The source is
different, but the fear is identical—the terrorists have intimidated. Our newly formed
international police partnership has discovered a lot of similar interoperable patterns and tactics
between international terrorists and local gangs (which are actually national and international).
This point is demonstrated in the recently established joint regional centers for anti-terrorism.
Their mission includes an anti-gang component!
Trend 5: Pension Envy
When it comes to local government (that’s where the majority of policing occurs), usually the
largest percentage of the budget is allocated to the police and sheriff’s departments. While it is
an essential service, we cannot ignore that the fact that the cost of cops is high and growing. This
is both good and bad news for our police officers. It’s good that many of the personnel are
earning a fine income with an enviable benefit package. The bad news is that many taxpayers are
beginning to voice reservations about both the number and the compensation of police
employees. Some folks are expressing that yes, they’re important, but they’re overpriced.
Across our nation many private pension programs have been modified, reduced, and even
eliminated. Private-sector workers expecting a retirement income of “X” are being told, “Tough
luck, it’ll be ‘X – 50%.’ Simultaneously they discover that their taxes are being raised to pay for
better police pensions. This countervailing set of circumstances is on a collision course—police
pension systems versus private ballot boxes. Already some police leaders have made tough
decisions about retirement packages. For example, newly hired employees receive the same pay
but have to contribute more to their pension or simply receive a smaller benefit. All of this is
occurring when most police departments are struggling to hire new employees.
It appears there is an increased likelihood that a greater percentage of police officers’ retirement
benefits (especially the medical benefit) will be either contributed by the officer, or will be less
at the time of their retirement. Another sidebar is the number of years needed to reach retirement.
There are some pension programs whereby at age 50 you can receive 80 percent of your salary.
The bottom line question is precisely the bottom line dollar, or “as a taxpayer how much am I
willing to pay for my police?”
Trend 6: From Bureaucracy to Agility
Police leaders are confronting bureaucracy (the anatomy of an organization) and bashing it. From
its inhibiting boundaries, boundarylessness and agility are evolving. Boundarylessness is a
behavior definer, a way of getting police managers outside their organizational boxes and offices
and working together faster. It also gets the police manager closer to the customers (the
community), and most importantly, the work team. It positions them in front, in the lead. This
behavior definer is encouraging police managers to cast aside thinking about teamwork and
agility and actually practice it! They’re finding that it eliminates barriers that slow the
department down and detract from its success.
Boundarylessness will, if practiced, create an agile department, and an agile organization is:
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• Speedy: providing a very fast-paced reaction to emerging crime and social problems. Problemoriented policing is a concrete example of boundarylessness and quick responses.
• Teamwork-driven: engaged in a highly focused endeavor to tear all the walls down and put
teams from all police functions together in one room to bring new operations, tactics, and services
to life.
• Responsive: delivering quick community/customer intelligence means an advanced method for
accurately knowing what people really want. It is a process that gives every police manager direct
access to the customer. Community-oriented policing (COP) is one way to make this happen.
Trend 7: Volunteers
In most police agencies today, if you work, you get paid. In some cases the reserve officers may
be performing their duties without compensation. They may be hoping for eventual employment
and/or just enjoying the excitement of police work. Related, but different, is the growing number
of civilian volunteers. These people are willing to contribute their efforts to important causes.
They can be observed serving in such capacities as
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• search and rescue
• patrol
• clerical/records
• mechanics
• training
• pilots
• clergy
• counseling
• data processing
People want to make a difference; they want purpose in life. We know of police organizations
that are benefiting from thousands of hours of volunteer assistance. With more and more people
living well beyond their retirement date, a reservoir of proven talent is building, and this talent
seriously wants, and indeed needs, opportunities to be applied.
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The prudent agencies are welcoming volunteers as prized workers. The dollar savings are
tremendous; the work results are exemplary. Volunteers count. The San Bernardino, California
Sheriff’s Department has 3,000 officers and 3,000 volunteers.
Trend 8: Empowerment
We are convinced that the growing participation of police workers in decisions that affect them
or their clientele will evolve into the mental muscle of more full and rich empowerment. (More
on this subject in a forthcoming chapter.) What we wrote earlier on this subject will steadily
become a routine practice. Police unions won’t cause it to happen; in fact, they may resist it.
Preaching “humanism” won’t promote it. The demand for better police services and strengthbased leadership will cause it to happen.
Trend 9: Cut-Back Leadership
PMW Associates has been in the police training business since 1971. Until 2007, it’s most
popular seminar was “Internal Affairs.” Currently it is “Budgeting.” Leadership is difficult
enough with adequate resources. Without sufficient resources it requires undaunting courage.
I’ve spoken to some very strong and fearless police leaders who have stated, “I’m tired of getting
my butt kicked; I’ve decided to retire.”
As I write, our nation and our world is facing a debt crisis. We went to the well too often, and
now the water is gone. Many are anxious that we’re entering a double-dip recession. A few years
ago no one would have thought that police personnel would be laid off. In some cases, no matter
what the situation, overtime pay is curtailed.
This is a time of leading a retreat from past horizons and hopes to a grim reality that the next few
years will be a period of being thankful we have a job. Here is what the National Institute of
Justice recommended in its study, “Strategic Cutback Management: Law Enforcement
Leadership for Lean Times” (2011):
• Avoid across-the-board cuts
• Think long term
• Do not just cut costs; look for revenue opportunities
• Invite innovations
• Look outside for help
• Targeted layoffs are more effective than hiring freezes
For a copy of the report see www.nij.gov.
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Trend 10: Social Media
The verdict on the power, benefits, and detriments of social media is still coming in and will be
for some time. One benefit of social media is being able to keep in touch with friends. One
downside is sexual predation. In a recent survey reported on in “U.S.A. Today,” 70 percent of
human resource directors are using social media to search for relevant information about job
applicants. I know a lieutenant who was demoted to sergeant (the sheriff tried to fire him) when
he posted on a media page that his sheriff was an “asshole”! Social media was successfully used
by young adults to checkmate the police in the 2011 London, Birmingham, etc. street riots. The
stories about the use and abuse of social media are large and legion, and growing.
Some police agencies have found social media helpful in their criminal investigations. We can
hope this continues, along with other positive “apps.” In the meantime, all agencies should adopt
a policy on its use. For an example of such a policy, see the Web site of the International
Association of Chiefs of Police (www.IACP.org—click Social Media).
How did you rate yourself and your department? If your total approached 80 points, you and
your agency are to be congratulated!
Ch. 7 of Criminal Justice Organizations
LEADERSHIP RESEARCH IN CRIMINAL JUSTICE As we have seen, little empirical testing of the
theoretical models of leadership in criminal justice organizations has been attempted. What has
been done, moreover, is still rooted in 1950s research of the Ohio State studies and the Michigan
studies. This situation may be caused either by the slow testing of current theories of leadership
within criminal justice organizations or the limited number of reliable instruments to test the new
theoretical positions. However, some new research, particularly in the police field, does tell us
about leadership in criminal justice agencies; from it, we can draw implications for
management. Research by Kuykendall and Unsinger (1982) suggests that police managers have
a preferred leadership orientation. Employing an instrument created by Hershey and Blanchard
(1977), the researchers found that police managers are likely to use styles of leadership known as
selling (high task and high relationship emphasis), telling (high task and low relationship
emphasis), and participating (high relationship and low task emphasis), with very little concern for
delegating (low relationship and low task emphasis). Of these styles of leadership, which are
similar to those discussed previously, the most preferred style is selling. The researchers suggest
that police managers are no less effective than managers in other organizational settings and that
the selling, telling, and participating styles lead to organizational effectiveness. Similar findings
were generated by Swanson and Territo (1982) in their research involving 104 police supervisors in
the Southeast in the late 1970s. Using the managerial grid, the researchers found that their sample
of police supervisors showed high concern for both production and people and emphasized team
management in their organizations. Employing other measures, the researchers also found that
police supervisors used a style of communication that emphasized the open and candid expression
of their feelings and knowledge to subordinates rather than a style of communication that
emphasized feedback from subordinates to managers about their supervisory capabilities. This
research suggested that police managers had an open communication style with subordinates and
supported the idea that police managers were indeed democratic in their leadership styles. (At
least, they professed to be.) More recently, Madlock (2008) suggests that the leader's
“communication competency” is a critical factor when assessing leadership effectiveness in
organizations. In fact, he found that effective communicators not only were rated high by their
subordinates regarding their communication abilities, but, more important, a high level of
communication competence was strongly correlated to job satisfaction by workers. We may have
to improve the communication skills of criminal justice supervisors to improve their leadership
capabilities. Whether or not improved communication skills are associated with participative styles
of leadership is still unknown. Research suggests that such a participative and democratic
leadership style is not as ubiquitous in police organizations as previously indicated. Auten (1985),
for example, found in his sample of police supervisors and operations personnel in state police
agencies in Illinois that the dominant managerial model was the traditional paramilitary type with
one-way communication. In addition, these police supervisors and operations personnel strongly
believed that they had no meaningful role in organizational decision making. The researchers
suggest that there were communication breakdowns between the supervisory and operations
personnel and the administrative heads of the agencies. Not only is there limited consensus on
what type of leadership styles predominate among police managers and administrators, but when
police supervisors are asked to think about a leadership style as opposed to acting out a style in a
specific situation, they also tend to change their approach to leadership (Kuykendall, 1985). Clearly,
what a supervisor regards as an appropriate style of leadership may not be in agreement with what
he or she actually does in a given situation. Current research, for example, on occupational stress,
high turnover, absenteeism, and substance abuse in the police field suggests that the traditional
paramilitary structure of police organizations, with its emphasis on an autocratic style of
leadership, creates and perpetuates these problems. These problems may be traced to other
factors in the police role, such as the danger associated with the job, yet it is important to examine
how specific leadership styles contribute to many of these problems. Much leadership research in
policing needs to be done. In the field of corrections, much of what we know about leadership is
rooted in highly prescriptive material, which limits our understanding of the process. However,
many of the problems experienced in police organizations are experienced equally in correctional
organizations; hierarchical structure, limited and often rigid communications systems, and
centralized decision-making authority in correctional organizations produce many of these
problems (Archambeault and Archambeault, 1982). As with police research, leadership research in
corrections is not only limited but also offers little information that is useful to corrections
administrators. Given the current state of leadership research in both police organizations and
correctional organizations, we recommend that future researchers address the following issues.
First, we need additional research on how criminal justice administrators actually lead their
organizations; from this data, prescriptions for policy can be made useful to the criminal justice
manager. Much existing research is out of date and tells us little about the increasing complexities
of the leadership process. Some current research, however, in the field of corrections lends
credence to the idea that leadership does matter and does affect the quality of practice exhibited by
employees. Dale and Trlin (2010) investigated the impact of a new public management scheme in
New Zealand on the performance of probation officers. The research highlighted the initial tension
that existed between management and workers as the former sought greater managerial
efficiencies in exchange for less professionalism based on traditional practices. The authors
contend that if new systems of efficiencies were to be created within the probation practice, more
“supportive” relationships needed to be built by managers and leaders, buttressed by a clear
articulation of professional values, expertise, and knowledge and a recognition that practice should
be a defining element in assessing the effectiveness of both employees and leaders. Second, the
contemporary models of leadership offered by organizational behavior theory need to be examined.
Contingency approaches should be examined in relation to criminal justice organizations, along
with refinement of instruments to test these theories in the criminal justice environment. The
situational factors influencing the leadership process must be examined in the operations of
criminal justice systems. Too often, research in criminal justice organizations has been set up to
ascertain whether administrators are participative or autocratic in relation to their subordinates. It
is possibly time to stop searching for the perfect criminal justice manager and to begin examining
situational aspects of the work environment that constrain administrators in their leadership
functions. Third, to fully understand the leadership phenomenon in criminal justice organizations,
we must use the new methodologies to look at the intricacies associated with the leadership
process. Traditional survey methods in criminal justice organizations have yielded some valuable
information, yet field methods would provide information about the actual leadership mechanisms
used by criminal justice administrators. To understand the leadership process, it is helpful to watch
and document what criminal justice leaders actually do and, more important, be able to distinguish
effective criminal justice leaders from ineffective ones. In this way, prescriptions for administrators
would be informed by data and useful in their day-to-day interactions with subordinates. Finally,
we need to discuss how much we can expect of our criminal justice managers in leadership. It is
common to blame the poor performance of subordinates on ineffective management or leadership;
we often hear this complaint in criminal justice organizations. Yet it is shortsighted to suggest that
all problems in criminal justice can be attributed to faulty leadership. Criminal justice
administrators have limited or no control over some aspects of the work of their organizations. As a
result, requesting a new leader “to set the organization back on path” is probably, in the words of
Hall and Tolbert (2005:160), “little more than a cosmetic treatment.” An uncertain and unstable
political environment, for example, makes multiple demands on a police chief. Not being able to
appease all groups all the time, the chief is constrained in decision making. On many occasions,
because the chief has limited resources and multiple demands, all community expectations for
police services cannot be met. Too often, the chief is viewed as an ineffective leader when
leadership has little to do with the problem. To be effective, a leader must provide some degree of
control over the external environment. But we need to be realistic about how much a police
administrator can control. Perhaps for this reason, many experts recommend that incoming police
chiefs develop clear and stable relations with local political groups so that expectations can be
spelled out on both sides (Murphy, 1985). Similar concerns can be raised about leadership in the
courts, prisons, and probation and parole organizations. Leaders of these departments have
problems of trying to understand the political process and how it affects their organizations. Many
have concerns about how much of their organizations they really control, particularly in tight fiscal
times when resources are stretched and competition among social service agencies for finite
dollars is fierce. Similar to police administrators, court officials and correctional administrators are
expected to achieve aims that they neither agree with nor have resources to successfully complete.
A prime example of this difficulty is the “three strikes” initiatives that swept the country during the
early 1990s. For many departments of corrections' leaders and prison administrators, such a law
was impossible to live with and had dire practical consequences for prison management, yet its
political appeal was so great that political leaders jumped on the bandwagon to pass laws that
were not only difficult to implement but in some cases also were draconian in their effects (Irwin
and Austin, 2002). Under such difficult circumstances, how are criminal justice administrators to
respond? An answer to this question may lie in a model of leadership education, to which we now
turn.
CJA/474 v9
Off the Rails: A Troubled Criminal Justice Agency
The Spring Valley Detention Center serves as the jail for all law enforcement agencies in Smith County.
While county jails are usually operated by the county sheriff, the Spring Valley facility is under the general
supervision of a commission consisting of the police chiefs of two cities, the sheriff, the district attorney,
and a representative from the county board of supervisors. The commission usually restricts its
involvement to establishing policy and hiring a warden to oversee operations.
Warden James Law has worked at the detention center for 22 years. For his first six years, Law was a
corrections officer who worked a variety of assignments. Then he was promoted to sergeant and
supervised a shift of 10-12 officers. Due to several retirements, Law became one of the people
considered for the vacant warden’s position. Some members of the commission wanted to go outside the
agency to bring in a fresh perspective and a modern ideology to the operation. Law’s long service
convinced enough members to select him as the new warden.
In his first few months as warden, Law corrected some longstanding personnel and procedural issues and
filled all the vacant officer positions. However, after a year on the job, his activity has slowed and he
neglects to address festering issues. Employees rarely see him, and his communication to them usually
comes in the form of terse emails. Upward communication has all but ceased. Officers comment that Law
has gone ROD—retired on duty. Deputy Wardens and first line supervisors speculate that the warden is
suffering from burnout or perhaps is ill.
Corrections officers are considering organizing a union to address the lack of communication and other
problems that seem to be ignored. Two families have filed lawsuits over the deaths of inmates—one ruled
a suicide and the other deemed an accidental fall.
While the detention center has never been progressive in improving its operation nor agile in responding
to problems, it now suffers complete stagnation. Supervisors merely maintain the status quo and make
decisions with reluctance. They go through the motions of day-to-day operations but feel inadequate to
address personnel issues that were once handled by the warden. Mid- and upper-management (deputy
wardens and special unit managers) feel their hands are tied without support from the distant warden.
A couple of employees have approached members of the commission informally. While some of the
commission members have concerns about the situation, they are unsure what to do without specific
allegations of misconduct against the warden.
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