Sec and IPO exam Question


business law

El Centro College

Question Description

The senior partner specially wants you to write a memo regarding insider trading, so that she can brief the brothers on things they can and can't do once the IPO is complete. She doesn't want her clients to get into trouble with the SEC. Since, they have never had a business before she is concerned that they aren't aware of the SEC regulations. As founders the brothers intend to be permanent members of the board and not just shareholders in the company. Answer should be no more than a 2 pages

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