Business Finance
fed law

Question Description

I’m working on a Business exercise and need support.


Federal law requires certain material information be disclosed related to the offering of securities. Address the responsibilities of each of the parties listed below for ensuring quality, fairness and accuracy for securities offerings. Which party or parties bears the most responsibility?

  • Managers and directors of the issuing company
  • Investment bankers
  • Securities lawyers

Even though the SEC provides regulatory oversight regarding securities, should the parties engage an independent company to oversee the offering of securities?  If so, at whose expense? If not, why?

Submit your answers in a  2- to 3-page Microsoft Word document.

Name your document:  SU_MBA5005_W5_A2_Johnson_D.doc.

Student has agreed that all tutoring, explanations, and answers provided by the tutor will be used to help in the learning process and in accordance with Studypool's honor code & terms of service.

Final Answer

khakaan (1456)
UC Berkeley

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