Business Finance
LAW 531 Phoenix Compliance Protection of Investors & Consumers Discussion

law 531

University of Phoenix

LAW

Question Description

I’m studying for my Business Law class and don’t understand how to answer this. Can you help me study?

Resources

U.S. Securities and Exchange Commission (SEC)

U.S. Environmental Protection Agency (U.S. EPA)

Occupational Safety and Health Administration (OSHA)

U.S. Consumer Product Safety Commission (CPSC)

Scenario: Your solar panel manufacturing and installation company, Solar Co. Inc., is in the process of "going public," has underwritten its Initial Public Offering (IPO), and filed its registration statement with the U.S. Securities and Exchange Commission. Your current executive team has asked you to create a plan ensuring compliance with a variety of regulations that will apply to Solar Co. as the company goes public and continues to expand.

Write a discussion in no more than 175 words about each of the four federal agencies listed above in which you:

1. Explain the role and function of the agency.

2. Identify at least two significant regulations enforced by each agency relevant to Solar Co.'s business (totaling eight regulations).

3. Provide recommendations for Solar Co. to ensure compliance with each of the regulations including specific action items to be taken by employees and management.

Student has agreed that all tutoring, explanations, and answers provided by the tutor will be used to help in the learning process and in accordance with Studypool's honor code & terms of service.

Final Answer

Attached.

Running head: REGULATORY COMPLIANCE AND PROTECTION OF INVESTORS AND
CONSUMERS
1

Regulatory Compliance and Protection of Investors and Consumers
Student’s Name
Professor’s Name
Course
Date

REGULATORY COMPLIANCE AND PROTECTION OF INVESTORS AND CONSUMERS
2

Solar Co. Inc. is a solar panel manufacturing and installation firm with plans of "going
public." The first requirement is with the U.S. Securities and Exchange Commission (SEC), a
federal agency that protects public investors and ensures fair and orderly operations of security
markets. Hence, one regulation enforced by the agency that Solar Co. Inc. should follow is
providing financial reports about its progress (Anthony, n.d.). To ensure compliance, the firm
should form an independent audit committee that evaluates financial based on the SEC's
standards. The second regulation that the company should follow is disclosing to the general
public crucial details such as the entry requirements, mergers, and acquisiti...

agneta (51335)
Carnegie Mellon University

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