Running head: REGULATORY COMPLIANCE AND PROTECTION OF INVESTORS AND
Regulatory Compliance and Protection of Investors and Consumers
REGULATORY COMPLIANCE AND PROTECTION OF INVESTORS AND CONSUMERS
Solar Co. Inc. is a solar panel manufacturing and installation firm with plans of "going
public." The first requirement is with the U.S. Securities and Exchange Commission (SEC), a
federal agency that protects public investors and ensures fair and orderly operations of security
markets. Hence, one regulation enforced by the agency that Solar Co. Inc. should follow is
providing financial reports about its progress (Anthony, n.d.). To ensure compliance, the firm
should form an independent audit committee that evaluates financial based on the SEC's
standards. The second regulation that the company should follow is disclosing to the general
public crucial details such as the entry requirements, mergers, and acquisiti...
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