The world of the manager is complicated
and confusing. Making sense of it requires
not a knack for simplification but the
ability to synthesize insights
from different mind-sets into
a comprehensible whole.
The .
Five
Minds
of a
Manage
byjonathan
onathan Gosling
Gosling and
and
Henry Mintzberg
^ ^
T
-^
HE CHIEF EXECUTIVE of a major Canadian com-
pany complained recently that he can't get his
engineers to think like managers. It's a common
complaint, but behind it lies an uncommonly important
question: What does it mean to think like a manager?
Sadly, little attention has been paid to that question in
recent years. Most of us have become so enamored of
"leadership" that "management" has been pushed into
the background. Nobody aspires to being a good manager
anymore; everybody wants to be a great leader. But the
separation of management from leadership is dangerous.
Just as management without leadership encourages an
uninspired style, which deadens activities, leadership
without management encourages a disconnected style,
which promotes hubris. And we all know the destructive
54
HARVARD BUSINESS REVIEW
power of hubris in organizations. So let's get back to plain
old management.
The problem, of course, is that plain old management
is complicated and confusing. Be global, managers are
told, and be local. Collaborate, and compete. Change, perpetually, and maintain order. Make the numbers while
nurturing your people. How is anyone supposed to reconcile all this? The fact is, no one can. To be effective,
managers need to face the juxtapositions in order to arrive at a deep integration of these seemingly contradictory concerns. That means they must focus not only on
what they have to accomplish but also on how they have
to think. Managers need various "mind-sets."
Helping managers appreciate that was the challenge
we set for ourselves in the mid-1990s when we began to
NOVEMBER 2003
develop a new master's program for practicing managers.
We knew we could not rely on the usual structure of MBA
education, which divides the management world into
the discrete business functions of marketing, finance, accounting, and so on. Our intention was to educate managers who were coming out of these narrow silos; why
push them back in? We needed a new structure that encouraged synthesis rather than separation. What we came
up with-a structure based on the five aspects of fhe managerial mind - has proved not only powerful in the classroom but insightful in practice, as we hope to demonstrate in this article. We'll first explain how we came up
with the five managerial mind-sets, then we'll discuss
each in some depth before concluding with the case for
interweaving the five.
55
The Five Minds of a Manager
the subject beyond the self, into the manager's network
of relationships. Anaiysis goes a step beyond that, to the
The Intemational Federation of Red Cross and Red Cresorganization; organizations depend on the systematic
cent Societies, headquartered in Geneva, has a managedecomposition of activities, and that's what analysis is all
ment development concern. It worries that it may be
about. Beyond the organization lies what we consider
drifting too far toward a fast-action culture. It knows that
the subject ofthe worldly mind-set, namely context-the
it must act quickly in responding to disasters everyworlds around the organization. Finally, the action mindwhere-earthquakes and wars, floods and famines-but it
set pulls everything together through the process of
also sees the need to engage in the slower, more delicate
change-in self, relationships, organization, and context
task of building a capacity for action that is careful,
The practice of managing, then, involves five perthoughtful, and tailored to local conditions and needs.
spectives, which correspond to the five modules of our
Many business organizations face a similar problem program:
they know how to execute, but they are not so adept at
• Managing self the reflective mind-set
stepping back to reflect on their situations. Others face
• Managing organizations: the analytic mind-set
the opposite predicament: They get so mired in thinking
• Managing context: the worldly mind-set
about their problems that they can't get things done fast
• Managing relationships: the collaborative mind-set
enough. We all know bureaucracies that are great at plan• Managing change: the action mind-set
ning and organizing but slow to respond to market forces,
If you are a manager, this is your world!
just as we're all acquainted with the nimble companies
Let us make clear several characteristics of this set of
that react to every stimulus, but sloppily, and have to be
sets. First, we make no claim that our framework is either
constantly fixing things. And then, of course, there are
scientific or comprehensive. It simply has proved useful
those that suffer from both afflictions-for example, firms
in our work with managers, including in our master's prowhose marketing departments are absorbed with grand
gram. (For more on the program, see the sidebar "Mindpositioning statements while their sales forces chase
Sets for Management Development.") Second, we ask you
every possible deal.
to consider each of these managerial mind-sets as an attiThose two aspects establish the bounds of managetude, a frame of mind that opens new vistas. Unless you
ment: Everything that every effective manager does is
get into a reflective frame of mind, for example, you cansandwiched between action on the ground and reflection
not open yourself to new ideas. You might not even notice
in the abstract. Action without reflection is thoughtless;
such ideas in the first place without a worldly frame of
reflection without action is passive. Every manager has
mind. And, of course, you cannot appreciate the buzz, the
to find a way to combine these two mind-sets-to funcvistas, and the opportunities of actions unless you ention at the point where reflective thinking meets practigage in them.
cal doing.
Third, a word on our word "mind-sets." We do not use it
But action and refiection about what? One obvious anto set any manager's mind. All of us have had more than
swer is: about collaboration, about getting things done coenough of that. Rather, we use the word in the spirit of
operatively with other people-in negotiations, for exama fortune one of us happened to pull out of a Chinese
ple, where a manager cannot act alone. Another answer
cookie recently: "Get your mind set. Confidence will lead
is that action, refiection, and collaboration have to be
you on." We ask you to get your mind set around five key
rooted in a deep appreciation of reality in all its facets. We
ideas. Then, not just confidence but coherence can lead
call this mind-set worldly, which the Oxford English Dictio- you on. Think, too, of these mind-sets as mind-5/^hfs-pernary defines as "experienced in life, sophisticated, practispectives. But be aware that, improperly used, they can
cal." Finally, action, reflection, and collaboration, as well as
also be mine sites. Too much of any of them-obsessive anworldliness, must subscribe to a certain rationality or
alyzing or compulsive collaborating, for instance-and the
logic; they rely on an analytic mind-set, too.
mind-set can blow up in your face.
So we have five sets ofthe managerial mind, five ways
in which managers interpret and deal with fhe world
Managing Self:
around them. Fach has a dominant subject, or target, of
its own. For reflection, the subject is the self; there can be The Reflective Mind-Set
no insight without self-knowledge. Collaboration takes
Managers who are sent off to development courses these
days often find themselves being welcomed to "boot
Jonathan Gosling is the director ofthe Centre for Leadership camp." This is no country club, they are warned; you'll
Studies at the University of Exeter in Exeter, England. Henry have to work hard. But this is wrongheaded. While manMintzberg is the Cleghorn Professor of Management Studies agers certainly don't need a country club atmosphere for
at McGill University in Montreal and the author of theforth- development, neither do they need boot camp. Most mancoming book Managers Not MBAs/rom Berrett-Koehler. agers we know already live boot camp every day. Be-
The Five Managerial Mind-Sets
56
HARVARD BUSINESS REVIEW
The Five Minds of a Manager
sides, in real boot camps, soldiers learn to march and obey,
not to stop and think. These
days, what managers desperately need /5 to stop and think,
to step back and reflect thoughtfully on their experiences. Indeed, in his book Rules for Radicals, Saul Alinsky makes the
interesting point that events, or
"happenings," become experience only after they have been
reflected upon thoughtfully:
"Most people do not accumulate a body of experience. Most
people go through life undergoing a series of happenings,
which pass through their systems undigested. Happenings
become experiences when they
are digested, when they are reflected on, related to generai
patterns,and synthesized."
These days, what managers
desperately need is to stop
and think-to step back and
reflect thoughtfully on
their experiences.
;
,,
-•.
.. ~.
Unless the meaning is understood, managing is mindless.
Hence we take reflection to be that space suspended between experience and explanation, where the mind
makes the connections. Imagine yourself in a meeting
when someone suddenly erupts with a personal rant.
You're tempted to ignore or dismiss the outburst-you've
heard, affer all, that the person is having problems at
home. But why not use it to reflect on your own reaction-whether embarrassment, anger, or frustration-and
so recognize some comparable feelings in yourself? Your
own reaction now becomes a learning experience for
you: You have opened a space for imagination, between
your experience and your explanation. It can make al! the
difference.
Organizations may not need "mirror people," who see
in everything only reflections of their own behavior. But
neither do they need "window people," who cannot see
beyond the images in front of them. They need managers
who see both ways - in a sense, ones who look out the
window at dawn, to see through their own reflections to
the awakening world outside. "Reflect" in Latin means
to refold, which suggests that attention tums inward so
that it can be turned outward. This means going beyond
introspection. It means looking in so that you can better
see out in order to perceive a familiar thing in a different
way - a product as a service, maybe, or a customer as a
partner. Does that not describe the thinking of the really
successful managers, the Andy Groves ofthe world? Compare such people with the Messiers and Lays, who dazzle
with great mergers and grand strategies before burning
out their companies.
NOVEMBER 2003
Likewise, reflective managers are able to see behind in
order to look ahead. Successful
"visions" are not immaculately
conceived; they are painted,
stroke by stroke, out of the experiences of the past. Reflective
managers, in other words, have
a healthy respect for history not just the grand history of
deals and disasters but also the
everyday history of all the little
actions that make organizations
work. Consider in this regard
Kofi Annan's deep personal understanding ofthe United
Nations, a comprehension that has been the source of his
ability to help move that complex body to a different and
better place. You must appreciate the past if you wish to
use the present to get to a better future.
Managing Organizations:
The Analytical Mind-Set
Literally, analysis means to "let loose" (from the Greek
ana, meaning"up"and/yef>?, meaning"loosen"). Analysis
loosens up complex phenomena by breaking them into
component parts-by decomposing them.
Analysis happens everywhere - in context (industry
analysis), with relationships (360-degree assessments),
and so on. But it is especially related to organization. You
simply can't get organized without analysis, especially in
a large company. Good analysis provides a language for
organizing; it allows people to share an understanding of
what is driving their efforts; it provides measures for performance. And organizational structure itself is fundamentally analytic-it is a means of decomposition to establish the division of labor. Just look at any organization
chart, with all the boxes neatly lined up.
Picture the modem manager in an office in a tall building, looking down on the grid ofthe city below and across
at the offices of companies in other buildings. From this
perspective, the manager does not see individual people
so much as systems of organization, power, and communication. Turning around, that manager is surrounded by
57
The Five Minds of a Manager
the plush paraphemalia of his or her own company, the
fruits of many people's tireless work on structures and systems and techniques. All of this represents analysis in the
conventional sense: order and decomposition. How is
such a manager to escape the analytic mind-set?
We prefer a different question: How is the manager to
get truly inside the analytic mind-set, beyond the superficialities of obvious analysis, into the essential meanings
of structures and systems? The key to analyzing effectively, in our view, is to get beyond conventional approaches in order to appreciate how analysis works and
what effect it has on the organization.
Consider three related tasks, one simple, one complicated, one complex. Building a pleasure boat can be relativeiy straightforward-it's about such things as the ratio
of displacement to length. Building an aircraft carrier is
far more complicated, involving the coordination of all
kinds of subsystems and supply networks. Yet even here
the component parts can be readily understood and the
necessary behaviors made rather predictable. But a decision on whether or not to deploy that aircraff carrier can
he truly complex: Who is to say with any certainty what
is the right thing to do, or even
what is the best thing under the
circumstances?
Making that kind of complex
decision means standing above
shallow analysis and easy technique - just running the numbers-and going deeper into the
analytic mind-set. You have to
take into account soff data, including the values underlying such choices. Deep
analysis does not seek to simplify complex decisions, but to sustain the complexity while maintaining the organization's capacity to take action.
That was the great power of Winston Churchill's
rhetoric during World War 11. His simple expressions captured the complexity that was Great
Britain and the war in which it was engaged.
others to change course, and helped resolve problems.
Was this analysis or reflection? It was reflective analysis.
The problem for many managers today, as well as the
business schools that train them, is not a lack of analysis
hut too much of it-at least, too much conventional analysis. This is exemplified by that popular metaphor in finance ofthe tennis player who watches the Scoreboard
while missing the ball (much like the marketer who studies the crowd while missing the sale). The trick in the analytic mind-set is to appreciate scores and crowds while
watching the ball.
Managing Context:
The Worldly Mind-Set
We live on a globe that from a distance looks pretty uniform. "Globalization" sees the world from a distance, assuming and encouraging a certain homogeneity of behavior. Is that what we want from our managers?
A closer look reveals something rather different. Far
from being uniform, this world is made up of all kinds of
worlds. Should we not, then, be encouraging our manag-
From Global
We have come across examples of deep analysis from managers participating in our own program who were being forced into obvious decisions by shallow analyses: Close the plant, speed
up a slow project. After studying the analytic
mind-set during the second module of our program, they went back to their jobs and probed
more deeply. They analyzed the analyses of others-where these people were coming from, what
data and assumptions they were using. They dug
out other sorts of information that didn't make it
into the conventional analyses and found limitations in the techniques used. Most important,
they recognized biases in their own thinking. As
a result, they saw things differently, encouraged
58
to Worldly
By getting out of their offices and appreciating what the world
looks like from the places where products are made and customers
are served, managers can become truly worldly instead of merely
global. The worldly perspective acknowledges that life on this globe
is made up of all kinds of worlds.
The Global View
The Worldly View
what matters is generalizations
about markets, values, and
management practices.
What matters is attention
paid to particular responses
to specific conditions.
Local consequences are of
less importance than overall
economic performance.
Global companies are not
really responsible for local
consequences.
Local consequences are a key
indicator of performance, which
has to add social as well as economic value. Companies are
responsible for the local consequences of their actions.
Traveling around the world,
we see a blur of differences.
Landing in different places, we
join a plurality of worldviews.
The world is converging
toward a common culture.
This is a world made up
of edges and boundaries,
like a patchwork.
HARVARD BUSINESS REVIEW
The Five Minds of a Manager
ers to be more worldly, more experienced in life, in both
"How can you possibly drive in this traffic?" an Amerisophisticated and practical ways? In other words, should
can marketing manager from Lufthansa, shaken up durwe not be getting into worlds beyond our own-into other
ing her ride from the airport, asked an Indian professor.
people's circumstances, habits, cultures - so that we can
He replied,"I just join theflow."Leaming can begin! That
better know our own world? To paraphrase T.S. Fliot's
is not chaos on the streets of India, but another kind of
famous words, should we not explore ceaselessly in order
logic. When you realize it, you have become that much
to retum home and know the place for the flrst time?
more worldly.
That to us is the worldly mind-set.
We ask the participants in our program, after they go
Being worldly does not require global coverage, just as
back to work between sessions, to write reflection paglobal coverage does not a worldly mind-set make. Inpers on what they've leamed at the modules. Affer the
deed, global coverage does not even ensure a global perIndia module, a Russian manager from the Red Cross,
spective, given that the managers of so many "global"
with his own share of third-world experiences, wrote
companies are rooted in the culture ofthe headquarters'
about seeing a pile of tires with a huge black cross on it:
country. But there are companies that seem to be reason"Black Cross: The Clinic for Tires" read the sign. He was
ably global as well as worldly-a Shell, perhaps.
Shell has, of course, long covered the globe. But
because of social pressures, including a headquarters that has always had to work across two
Be global, managers are told, and
cultures (Dutch and British), it has struck us in
be local. Change and maintain order.
personal contacts as rather worldly. By this we
mean that the company tailors and blends its
How is anyone supposed to reconcile
parts across the world, socially and environa l l this? The fact is, no one can.
mentally as well as economically. It must flnd
and extract oil without violating the rights of
the people under whose territories the oil sits,
and it has to refine and sell that oil in ways that are restruck hy a symbol so familiar to him used in such a radispectful of the local environment. That may seem clear
cally different context. He wrote: "Once again India [has
enough today, but think about what companies like Shell
reminded me] how interdependent, similar, and different
went through to get there.
at the same time are our worlds." This is the worldly mindWe conclude from this that while global managers may
set in action: seeing differently out to reflect differently
spend a lot of time in the air, and not just literally, they hein. We might say that the worldly mind-set puts the recome worldly when their feet are planted firmly on the
flective one into context.
ground of eclectic experience. That means getting out of
In our view, to manage context is to manage on the
their offices, beyond the towers, to spend time where
edges, between the organization and the various worlds
products are produced, customers served, and environthat surround it - cultures, industries, companies. What
ments threatened. (For a comparison of the global and
Ray Raphael has written about "Edges," in his book by
the worldly worldviews, see the exhibit "From Global to
that title, is germane to every manager:
Worldly.")
Many of the most interesting things, say the bioloOf course, shifting from a global to a worldly perspecgists, happen on the Edges-on the interface between
tive is not easy. In James Clavell's novel Shogun, a Japathe woods and the field, the land and the sea. There, livnese woman tells her British lover, who is perplexed by
ing organisms encounter dynamic conditions that give
the strange world of seventeenth-century Japan into
rise to untold variety....
which he has fallen, "It's all so simple, Anjin-san. just
Variety, perhaps, but there is tension as well. The
change your concept ofthe worid." Just!
flora of the meadows, for example, as they approach
But maybe it's not quite as hard as it seems. One way to
the woodlands, find themselves coping with increasbegin (as in the novel) is through immersion in a strange
ingly unfavorable conditions: the sunlight they need
context: Get into someone else's world as a mirror to your
might be lacking, and the soil no longer feels right.
own. That is why we hold our program's module on the
There is also the problem of competition with alien
worldly mind-set in India: For all but the Indian managspecies of trees and shmbs. The Edges, in short, might
ers, India is not just another world, but, in a sense, otherabound with life, but each living form must fight for
worldly. Being there, especially among fellow managers
its own.
from Indian companies, takes the non-Indian participants
past the nice abstractions of economic, political, and soNo wonder managers must be worldly. They have
cial differences, down onto the streets, where these difto mediate those wide zones where organization meets
ferences come alive.
context - not just, for example, "customers" acting in
NOVEMBER 2003
59
The Five Minds of a Manager
When John Kotter was asked if
the members ofthe Harvard Business School class of 1974, whose
careers he followed in his book
The New Rules, were team players,
he replied, "I think it fair to say
that these people want to create
Managing Relationships:
the team and lead it to some glory
The Collaborative
as opposed to being a member
of a team that's being driven by
Mind-Set
somebody else." That is not the
It need hardly be said that mancollaborative mind-set. Having to
aging is about working with peorun the team may be necessary at
ple - not just as bosses and subtimes
- although we suspect it's
ordinates but, more important,
needed
far less often than most
as colleagues and partners. Yet
people
think
- but it hardly repdespite all the rhetoric about
resents
a
collaborative
point of
collaboration, in the West, at
view,
nor
does
it
foster
teamleast, we often take a narrow
work.
Leaders
don't
do
most
of
view. Thanks to the influence of
the
things
that
their
organizaeconomic theory, we see people
tions get done; they do not even
as independent actors, detachmake them get done. Rather, they
able human "resources" or "ashelp to establish the structures,
sets" that can be moved around,
conditions, and attitudes through
bought and sold, combined, and
which things get done. And that
"downsized." That is not the colrequires a collaborative mind-set.
laborative mind-set.
We talk a great deal about netIf you picture yourself on
In fact, our own original defiworks
these days, as well as teams,
top of a network,looking down
nition of the collaborative mindtask forces, alliances, and knowlon it, then you are out of it.
set got a jolt when our Japanese
edge work. Yet we still picture
How can you possibly manage
colleagues began to design the
managers on "top." Well, then, picprogram's fourth module. It had
its relationships that way?
ture yourself on top of a network,
been called Managing People.
looking down on it. That puts you
But they pointed out that a truly
out of it; how can you possibly manage its relationships
collaborative mind-set does not involve managi
that way? To be in a collaborative mind-set means to be
ple so much as the relationships among people, in teams
inside, involved, to manage throughout But it has a more
and projects as well as across divisions and alliances. Getprofound meaning, too - to get management beyond
ting into a tmly collaborative mind-set means getting
managers, to distribute it so that responsibility flows natbeyond empowerment-a word implying that the people
urally to whoever can take the initiative and pull things
who know the work best must somehow receive the blesstogether. Think of self-managing teams, of slaink works;
ing of their managers to do it - and into commitment. It
indeed, think of who "manages" the World Wide Web.
also means getting away from the currently popular
heroic style of managing and moving toward a more engaging style.
"markets," however "differentiated," but all those particular
people in particular places buying and using products in their
own particular ways.
Managing Change:
Engaging managers listen more than they talk; they
get out of their offices to see and feel more than they remain in them to sit and figure. By being worldly themselves, they foster collaboration among others. And they
do less controlling, thus allowing other people to be in
greater control of their own work. If "I deem, so that you
do" is the implicit motto of the heroic manager, then for
the engaging manager it is "We dream, so that we do." Our
Japanese colleagues call this "leadership in the background"-it lets as many ordinary people as possible lead.
(For a comparison of heroic and engaging management,
see the exhibit "TWo Ways to Manage.")
60
The Action Mind-Set
Imagine your organization as a chariot pulled by wild
horses. (That may be easy for you to do!) These horses
represent the emotions, aspirations, and motives of all
the people in the organization. Holding a steady course
requires just as much skill as steering around to a new
direction.
Philosophers from Plato to Vivekenanda have used this
metaphor to describe the need to harness emotional energy; it works well for management, too. An action mindset, especially at senior levels, is not about whipping the
HARVARD BUSINESS REVIEW
The Five Minds of a Manager
horses into a frenzy, careening hither and yon. It is about
mobilize energy around those things that need changing,
developing a sensitive awareness of the terrain and of
while being careful to maintain the rest. And make no
what the team is capable of doing in it and thereby helpmistake about it, managing continuity is no easier than
ing to set and maintain direction, coaxing everyone along.
managing change. Remember those wild horses.
Action, and especially change, need no introduction, of
The dominant view of managing change is Cartesian:
course. Everybody today understands them and the need
Action results from deliberate strategies, carefully planned,
for them. That's the problem.
that tmfold as systematically managed sequences of deciThere is now an overwhelming emphasis on action at
sions. That is the analytic mind-set, not the action one.
the expense of reflection. The Red Cross Federation is
Monsanto went into genetically engineered agriculture
unusual, not in experiencing this problem, but in being
with that approach, with its strategy all worked out in
aware of it. In addition, people are obsessed with change
these days. We are told, relentlessly, that we live in
times of great upheaval, that
everything is changing, so we
had better be in a constant
state of alert. Change or else.
Well, then, look around.
Heroic management
Engaging management
What do you see that has changed re(based on self)
(based on collaboration)
cently? Your clothing? (Your grandparents wore cotton and wool; they too butManagers are important people,
Managers are important to the extent
toned buttons.) Your car? (It uses the
separate from those who develop
that they help other people do the
basic technology of the Model T.) The
products and deliver services.
important work of developing
airplane you're flying in? (That technolproducts and delivering services.
ogy is newer: the flrst commercial jet
aircraft took flight in 1952.) Your teleThe higher "up" these managers go,
An organization is an interacting
phone? (That changed - about ten years
the more important they become.
network, not a vertical hierarchy.
ago. Unless, of course, you are not using
At the "top," the chief executive is
Effective leaders work throughout;
a cellular phone.)
the corporation.
they do not sit on top.
Two Ways
to Manage
Our point is not that nothing is changing. No, something is always changing.
Right now it is information technology.
But many other things are not changing
at all - and these we don't notice (like
buttons). We tend to focus on what is
changing and conclude that everything
is. That is hardly a reflective mind-set,
and it is detrimental as well to the action
mind-set. We have to sober up to the reality that change is not pervasive, and
that the phenomenon of change is not
new. If the reflective mind-set has to respect history, then the action mind-set
could use a little humility.
Change has no meaning without continuity. There is a name for everything
changing all the time: anarchy. No one
wants to live with that, certainly no organization that wishes to survive. Businesses are judged by the products they
sell and the services they render, not the
changes they make. So change cannot be
managed without continuity. Accordingly, the trick in the action mind-set is to
NOVEMBER 2003
Down the hierarchy comes the
strategy-clear, deliberate, and
bold-emanating from the chief,
who makes the dramatic moves.
Everyone else "implements."
Out ofthe network emerge strategies,
as engaged people solve little problems that grow Into big initiatives.
Implementation is the problem
because, while the chief embraces
change, most others resist it. That
is why outsiders must be favored
over insiders.
Implementation is the problem
because it cannot be separated from
formulation. That is why committed
insiders are necessary to come up
with the key changes.
To manage is to make decisions and
allocate resources-including human
resources. Managing thus means
analyzing, often calculating, based
on facts from reports.
To manage is to bring out the positive
energy that exists naturaily within
people. Managing thus means inspiring and engaging, based on judgment
that is rooted in context.
Rewards for increasing performance
go to the leaders. What matters is
what's measured-shareholder
value, in particular.
Rewards for making the organization
a better place go to everyone. Human
values, many of which cannot be
measured, matter.
Leadership is thrust upon those
who thrust their will upon others.
Leadership is a sacred trust earned
through the respect of others.
61
The Five Minds of a Manager
advance. With control of seed varieties and certain pesticides and fertilizers, it could bring an entire ecosystem
to the market. And it had the research capacity and presence worldwide to do it. So it set about a series of brilliantly conceived acquisitions and effectively positioned
the company to be the Microsoft of agribusiness. But the
fanners and consumers weren't there - they were more
enthusiastic about continuity at that point-and the plan
collapsed.
Change, to be successful, cannot follow some mechanistic schedule of steps, of formulation followed by im-
plementation. Action and reflection have to blend in a
naturalflow.And that has to include collaboration. Satish
Kumar, the director of the Schumacher Institute in the
United Kingdom, put it nicely in the title of his latest
book. You Are Therefore 1 Am: A Declaration of Dependence. We had better be reflectively collaborative, as well
as analytically worldly, if we wish to accomplish effective change.
Of course, energized action is necessary too, but that
doesn't mean being hyperactive or flddling around endlessly with structure. It means remaining curious, alert.
Mind-Sets for
Management Development
IN 1996, when we founded the International
Masters Program in Practicing Management
with colleagues from around the world, we
developed the managerial mind-sets as a new
way to structure management education and
development. Managers are sent to the IMPM
by their companies, preferably in groups of
four or five. They stay on the job, coming into
our classrooms for five modules of two weeks
each, one for each ofthe mind-sets, over a
period of 16 months.
We open with a module on the reflective
mind-set. The module is located at Lancaster
University In the reflective atmosphere of
northern Engiand-the nearby hills and lakes
inspire reflection on the purpose of life and
work. Then it is on to McGill University in
Montreal, where the grid-like regularity ofthe
city reflects the energy and order ofthe analytic mind-set. The worldly mind-set on context
comes alive atthe Indian Institute of Management in Bangalore, where new technologies
jostle ancient traditions on the crowded
streets. Then comes the collaborative mind-set,
hosted by faculty in Japan, where collaboration
has been the key to managerial innovations,
and Korea, where alliances and partnerships
have become the basis for business growth.
Last is the action mind-set module, located at
Insead in France, where emerging trends from
around the world convert into lessons for managerial action.
So our locations not only teach the mindsets but also encourage the participating man-
62
agers to live them. And so have we, in the very
conception ofthe program.
Our approach to management development
is fundamentally reflective. We believe managers need to step back from the pressures of their
jobs and reflect thoughtfully on their experiences. We as faculty members bring concepts;
the participants bring experience. Learning
occurs where these meet-in individual heads,
small groups, and all together. Our 50-50 rule
says that half the classroom time should be
turned over to the participants, on their agendas.
The program is fully collaborative all
around,There is no lead school; much ofthe
organizational responsibility is distributed.
Likewise, the faculty's relationship with the
participants is collaborative. And faculty members work closely with the participating companies, which over the past eight years have
included Mean, BT, EDF Croup and Gazde
France, Fujitsu, the International Red Cross
Federation, LG, Lufthansa, Matsushita, Motorola, Royal Bank of Canada, and Zeneca.
We think of our setting as being especially
worldly, because the participating managers
andfacultyhosttheir colleagues at home, in
their own cultures, and are guests abroad. We
also believe that the program's reflective orientation allows us to probe into analysis more
deeply than in regular education and work.
Finally, our own purpose is action: We seek
fundamental change in management education worldwide-to help change business
schools into true schools of management.
HARVARD BUSINESS REVIEW
T h e Five M i n d s o f a M a n a g e r
experimental. Changing is a leaming process, and so is
maintaining course. We may thinl< of stasis as the norm
and change as driven, but it doesn't have to be that way.
Active members of an organization may resist change imposed on them because they understand that the change
would be dysfunctional. And they in tum may engage in
"silent change" of their own, continually re-creating operations for better performance.
Weaving the Mind-Sets Together
Clearly, these five mind-sets do not represent hard-andfast categories. We need distinct labels for them, but they
obviously overlap, and they are more than mere words.
They are more than metaphors too, but a metaphor can
help us understand how they come together.
Imagine the mind-sets as threads and the manager as
weaver. Effective performance means weaving each
mind-set over and under the others to create a fine, sturdy
cloth. You analyze, then you act. But that does not work
as expected, so you reflect. You act some more, then find
yourself blocked, realizing that you cannot do it alone.
You have to collaborate. But to do that, you have to get
into the world of others. Then more analysis follows, to articulate the new insights. Now you act again - and so it
goes, as the cloth of your effort forms.
But one piece of cloth is not enough. An organization
is a collective entity that achieves common purpose when
the cloths of its various managers are sewn together into
useful garments - when the organization's managers collaborate to combine their reflective actions in analytic,
worldly ways.
We have been emphasizing the need for all managers
to get deeply into all five mind-sets. But many managers naturally tilt to one or another, depending on their situations and personal inclinations. Some people are more
reflective than others, some more action oriented, some
more analytic, and so on. Finance and marketing have
their share of calculating managers (lots of analysis),
salespeople can sometimes be a little too worldly, those
from HR a little too enthusiastic about collaboration. So
the weaving often has to be collaborative, too, like the
sewing, as managers come to understand one another and
combine their strengths.
Companies have been quite concerned about seamlessness in recent years. Yet we all appreciate seams that
are nicely sewn, just as we appreciate mind-sets that are
nicely combined. Effective organizations tailor handsome
results out of the woven mind-sets of their managers. ^
Reprint R0311C; HBR OnPoint 5364
To order, see page 141.
"Money's out ofthe question. How about a cup of sugar?"
NOVEMBER 2003
63
The world of the manager is complicated
and confusing. Making sense of it requires
not a knack for simplification but the
ability to synthesize insights
from different mind-sets into
a comprehensible whole.
The .
Five
Minds
of a
Manage
byjonathan
onathan Gosling
Gosling and
and
Henry Mintzberg
^ ^
T
-^
HE CHIEF EXECUTIVE of a major Canadian com-
pany complained recently that he can't get his
engineers to think like managers. It's a common
complaint, but behind it lies an uncommonly important
question: What does it mean to think like a manager?
Sadly, little attention has been paid to that question in
recent years. Most of us have become so enamored of
"leadership" that "management" has been pushed into
the background. Nobody aspires to being a good manager
anymore; everybody wants to be a great leader. But the
separation of management from leadership is dangerous.
Just as management without leadership encourages an
uninspired style, which deadens activities, leadership
without management encourages a disconnected style,
which promotes hubris. And we all know the destructive
54
HARVARD BUSINESS REVIEW
power of hubris in organizations. So let's get back to plain
old management.
The problem, of course, is that plain old management
is complicated and confusing. Be global, managers are
told, and be local. Collaborate, and compete. Change, perpetually, and maintain order. Make the numbers while
nurturing your people. How is anyone supposed to reconcile all this? The fact is, no one can. To be effective,
managers need to face the juxtapositions in order to arrive at a deep integration of these seemingly contradictory concerns. That means they must focus not only on
what they have to accomplish but also on how they have
to think. Managers need various "mind-sets."
Helping managers appreciate that was the challenge
we set for ourselves in the mid-1990s when we began to
NOVEMBER 2003
develop a new master's program for practicing managers.
We knew we could not rely on the usual structure of MBA
education, which divides the management world into
the discrete business functions of marketing, finance, accounting, and so on. Our intention was to educate managers who were coming out of these narrow silos; why
push them back in? We needed a new structure that encouraged synthesis rather than separation. What we came
up with-a structure based on the five aspects of fhe managerial mind - has proved not only powerful in the classroom but insightful in practice, as we hope to demonstrate in this article. We'll first explain how we came up
with the five managerial mind-sets, then we'll discuss
each in some depth before concluding with the case for
interweaving the five.
55
The Five Minds of a Manager
the subject beyond the self, into the manager's network
of relationships. Anaiysis goes a step beyond that, to the
The Intemational Federation of Red Cross and Red Cresorganization; organizations depend on the systematic
cent Societies, headquartered in Geneva, has a managedecomposition of activities, and that's what analysis is all
ment development concern. It worries that it may be
about. Beyond the organization lies what we consider
drifting too far toward a fast-action culture. It knows that
the subject ofthe worldly mind-set, namely context-the
it must act quickly in responding to disasters everyworlds around the organization. Finally, the action mindwhere-earthquakes and wars, floods and famines-but it
set pulls everything together through the process of
also sees the need to engage in the slower, more delicate
change-in self, relationships, organization, and context
task of building a capacity for action that is careful,
The practice of managing, then, involves five perthoughtful, and tailored to local conditions and needs.
spectives, which correspond to the five modules of our
Many business organizations face a similar problem program:
they know how to execute, but they are not so adept at
• Managing self the reflective mind-set
stepping back to reflect on their situations. Others face
• Managing organizations: the analytic mind-set
the opposite predicament: They get so mired in thinking
• Managing context: the worldly mind-set
about their problems that they can't get things done fast
• Managing relationships: the collaborative mind-set
enough. We all know bureaucracies that are great at plan• Managing change: the action mind-set
ning and organizing but slow to respond to market forces,
If you are a manager, this is your world!
just as we're all acquainted with the nimble companies
Let us make clear several characteristics of this set of
that react to every stimulus, but sloppily, and have to be
sets. First, we make no claim that our framework is either
constantly fixing things. And then, of course, there are
scientific or comprehensive. It simply has proved useful
those that suffer from both afflictions-for example, firms
in our work with managers, including in our master's prowhose marketing departments are absorbed with grand
gram. (For more on the program, see the sidebar "Mindpositioning statements while their sales forces chase
Sets for Management Development.") Second, we ask you
every possible deal.
to consider each of these managerial mind-sets as an attiThose two aspects establish the bounds of managetude, a frame of mind that opens new vistas. Unless you
ment: Everything that every effective manager does is
get into a reflective frame of mind, for example, you cansandwiched between action on the ground and reflection
not open yourself to new ideas. You might not even notice
in the abstract. Action without reflection is thoughtless;
such ideas in the first place without a worldly frame of
reflection without action is passive. Every manager has
mind. And, of course, you cannot appreciate the buzz, the
to find a way to combine these two mind-sets-to funcvistas, and the opportunities of actions unless you ention at the point where reflective thinking meets practigage in them.
cal doing.
Third, a word on our word "mind-sets." We do not use it
But action and refiection about what? One obvious anto set any manager's mind. All of us have had more than
swer is: about collaboration, about getting things done coenough of that. Rather, we use the word in the spirit of
operatively with other people-in negotiations, for exama fortune one of us happened to pull out of a Chinese
ple, where a manager cannot act alone. Another answer
cookie recently: "Get your mind set. Confidence will lead
is that action, refiection, and collaboration have to be
you on." We ask you to get your mind set around five key
rooted in a deep appreciation of reality in all its facets. We
ideas. Then, not just confidence but coherence can lead
call this mind-set worldly, which the Oxford English Dictio- you on. Think, too, of these mind-sets as mind-5/^hfs-pernary defines as "experienced in life, sophisticated, practispectives. But be aware that, improperly used, they can
cal." Finally, action, reflection, and collaboration, as well as
also be mine sites. Too much of any of them-obsessive anworldliness, must subscribe to a certain rationality or
alyzing or compulsive collaborating, for instance-and the
logic; they rely on an analytic mind-set, too.
mind-set can blow up in your face.
So we have five sets ofthe managerial mind, five ways
in which managers interpret and deal with fhe world
Managing Self:
around them. Fach has a dominant subject, or target, of
its own. For reflection, the subject is the self; there can be The Reflective Mind-Set
no insight without self-knowledge. Collaboration takes
Managers who are sent off to development courses these
days often find themselves being welcomed to "boot
Jonathan Gosling is the director ofthe Centre for Leadership camp." This is no country club, they are warned; you'll
Studies at the University of Exeter in Exeter, England. Henry have to work hard. But this is wrongheaded. While manMintzberg is the Cleghorn Professor of Management Studies agers certainly don't need a country club atmosphere for
at McGill University in Montreal and the author of theforth- development, neither do they need boot camp. Most mancoming book Managers Not MBAs/rom Berrett-Koehler. agers we know already live boot camp every day. Be-
The Five Managerial Mind-Sets
56
HARVARD BUSINESS REVIEW
The Five Minds of a Manager
sides, in real boot camps, soldiers learn to march and obey,
not to stop and think. These
days, what managers desperately need /5 to stop and think,
to step back and reflect thoughtfully on their experiences. Indeed, in his book Rules for Radicals, Saul Alinsky makes the
interesting point that events, or
"happenings," become experience only after they have been
reflected upon thoughtfully:
"Most people do not accumulate a body of experience. Most
people go through life undergoing a series of happenings,
which pass through their systems undigested. Happenings
become experiences when they
are digested, when they are reflected on, related to generai
patterns,and synthesized."
These days, what managers
desperately need is to stop
and think-to step back and
reflect thoughtfully on
their experiences.
;
,,
-•.
.. ~.
Unless the meaning is understood, managing is mindless.
Hence we take reflection to be that space suspended between experience and explanation, where the mind
makes the connections. Imagine yourself in a meeting
when someone suddenly erupts with a personal rant.
You're tempted to ignore or dismiss the outburst-you've
heard, affer all, that the person is having problems at
home. But why not use it to reflect on your own reaction-whether embarrassment, anger, or frustration-and
so recognize some comparable feelings in yourself? Your
own reaction now becomes a learning experience for
you: You have opened a space for imagination, between
your experience and your explanation. It can make al! the
difference.
Organizations may not need "mirror people," who see
in everything only reflections of their own behavior. But
neither do they need "window people," who cannot see
beyond the images in front of them. They need managers
who see both ways - in a sense, ones who look out the
window at dawn, to see through their own reflections to
the awakening world outside. "Reflect" in Latin means
to refold, which suggests that attention tums inward so
that it can be turned outward. This means going beyond
introspection. It means looking in so that you can better
see out in order to perceive a familiar thing in a different
way - a product as a service, maybe, or a customer as a
partner. Does that not describe the thinking of the really
successful managers, the Andy Groves ofthe world? Compare such people with the Messiers and Lays, who dazzle
with great mergers and grand strategies before burning
out their companies.
NOVEMBER 2003
Likewise, reflective managers are able to see behind in
order to look ahead. Successful
"visions" are not immaculately
conceived; they are painted,
stroke by stroke, out of the experiences of the past. Reflective
managers, in other words, have
a healthy respect for history not just the grand history of
deals and disasters but also the
everyday history of all the little
actions that make organizations
work. Consider in this regard
Kofi Annan's deep personal understanding ofthe United
Nations, a comprehension that has been the source of his
ability to help move that complex body to a different and
better place. You must appreciate the past if you wish to
use the present to get to a better future.
Managing Organizations:
The Analytical Mind-Set
Literally, analysis means to "let loose" (from the Greek
ana, meaning"up"and/yef>?, meaning"loosen"). Analysis
loosens up complex phenomena by breaking them into
component parts-by decomposing them.
Analysis happens everywhere - in context (industry
analysis), with relationships (360-degree assessments),
and so on. But it is especially related to organization. You
simply can't get organized without analysis, especially in
a large company. Good analysis provides a language for
organizing; it allows people to share an understanding of
what is driving their efforts; it provides measures for performance. And organizational structure itself is fundamentally analytic-it is a means of decomposition to establish the division of labor. Just look at any organization
chart, with all the boxes neatly lined up.
Picture the modem manager in an office in a tall building, looking down on the grid ofthe city below and across
at the offices of companies in other buildings. From this
perspective, the manager does not see individual people
so much as systems of organization, power, and communication. Turning around, that manager is surrounded by
57
The Five Minds of a Manager
the plush paraphemalia of his or her own company, the
fruits of many people's tireless work on structures and systems and techniques. All of this represents analysis in the
conventional sense: order and decomposition. How is
such a manager to escape the analytic mind-set?
We prefer a different question: How is the manager to
get truly inside the analytic mind-set, beyond the superficialities of obvious analysis, into the essential meanings
of structures and systems? The key to analyzing effectively, in our view, is to get beyond conventional approaches in order to appreciate how analysis works and
what effect it has on the organization.
Consider three related tasks, one simple, one complicated, one complex. Building a pleasure boat can be relativeiy straightforward-it's about such things as the ratio
of displacement to length. Building an aircraft carrier is
far more complicated, involving the coordination of all
kinds of subsystems and supply networks. Yet even here
the component parts can be readily understood and the
necessary behaviors made rather predictable. But a decision on whether or not to deploy that aircraff carrier can
he truly complex: Who is to say with any certainty what
is the right thing to do, or even
what is the best thing under the
circumstances?
Making that kind of complex
decision means standing above
shallow analysis and easy technique - just running the numbers-and going deeper into the
analytic mind-set. You have to
take into account soff data, including the values underlying such choices. Deep
analysis does not seek to simplify complex decisions, but to sustain the complexity while maintaining the organization's capacity to take action.
That was the great power of Winston Churchill's
rhetoric during World War 11. His simple expressions captured the complexity that was Great
Britain and the war in which it was engaged.
others to change course, and helped resolve problems.
Was this analysis or reflection? It was reflective analysis.
The problem for many managers today, as well as the
business schools that train them, is not a lack of analysis
hut too much of it-at least, too much conventional analysis. This is exemplified by that popular metaphor in finance ofthe tennis player who watches the Scoreboard
while missing the ball (much like the marketer who studies the crowd while missing the sale). The trick in the analytic mind-set is to appreciate scores and crowds while
watching the ball.
Managing Context:
The Worldly Mind-Set
We live on a globe that from a distance looks pretty uniform. "Globalization" sees the world from a distance, assuming and encouraging a certain homogeneity of behavior. Is that what we want from our managers?
A closer look reveals something rather different. Far
from being uniform, this world is made up of all kinds of
worlds. Should we not, then, be encouraging our manag-
From Global
We have come across examples of deep analysis from managers participating in our own program who were being forced into obvious decisions by shallow analyses: Close the plant, speed
up a slow project. After studying the analytic
mind-set during the second module of our program, they went back to their jobs and probed
more deeply. They analyzed the analyses of others-where these people were coming from, what
data and assumptions they were using. They dug
out other sorts of information that didn't make it
into the conventional analyses and found limitations in the techniques used. Most important,
they recognized biases in their own thinking. As
a result, they saw things differently, encouraged
58
to Worldly
By getting out of their offices and appreciating what the world
looks like from the places where products are made and customers
are served, managers can become truly worldly instead of merely
global. The worldly perspective acknowledges that life on this globe
is made up of all kinds of worlds.
The Global View
The Worldly View
what matters is generalizations
about markets, values, and
management practices.
What matters is attention
paid to particular responses
to specific conditions.
Local consequences are of
less importance than overall
economic performance.
Global companies are not
really responsible for local
consequences.
Local consequences are a key
indicator of performance, which
has to add social as well as economic value. Companies are
responsible for the local consequences of their actions.
Traveling around the world,
we see a blur of differences.
Landing in different places, we
join a plurality of worldviews.
The world is converging
toward a common culture.
This is a world made up
of edges and boundaries,
like a patchwork.
HARVARD BUSINESS REVIEW
The Five Minds of a Manager
ers to be more worldly, more experienced in life, in both
"How can you possibly drive in this traffic?" an Amerisophisticated and practical ways? In other words, should
can marketing manager from Lufthansa, shaken up durwe not be getting into worlds beyond our own-into other
ing her ride from the airport, asked an Indian professor.
people's circumstances, habits, cultures - so that we can
He replied,"I just join theflow."Leaming can begin! That
better know our own world? To paraphrase T.S. Fliot's
is not chaos on the streets of India, but another kind of
famous words, should we not explore ceaselessly in order
logic. When you realize it, you have become that much
to retum home and know the place for the flrst time?
more worldly.
That to us is the worldly mind-set.
We ask the participants in our program, after they go
Being worldly does not require global coverage, just as
back to work between sessions, to write reflection paglobal coverage does not a worldly mind-set make. Inpers on what they've leamed at the modules. Affer the
deed, global coverage does not even ensure a global perIndia module, a Russian manager from the Red Cross,
spective, given that the managers of so many "global"
with his own share of third-world experiences, wrote
companies are rooted in the culture ofthe headquarters'
about seeing a pile of tires with a huge black cross on it:
country. But there are companies that seem to be reason"Black Cross: The Clinic for Tires" read the sign. He was
ably global as well as worldly-a Shell, perhaps.
Shell has, of course, long covered the globe. But
because of social pressures, including a headquarters that has always had to work across two
Be global, managers are told, and
cultures (Dutch and British), it has struck us in
be local. Change and maintain order.
personal contacts as rather worldly. By this we
mean that the company tailors and blends its
How is anyone supposed to reconcile
parts across the world, socially and environa l l this? The fact is, no one can.
mentally as well as economically. It must flnd
and extract oil without violating the rights of
the people under whose territories the oil sits,
and it has to refine and sell that oil in ways that are restruck hy a symbol so familiar to him used in such a radispectful of the local environment. That may seem clear
cally different context. He wrote: "Once again India [has
enough today, but think about what companies like Shell
reminded me] how interdependent, similar, and different
went through to get there.
at the same time are our worlds." This is the worldly mindWe conclude from this that while global managers may
set in action: seeing differently out to reflect differently
spend a lot of time in the air, and not just literally, they hein. We might say that the worldly mind-set puts the recome worldly when their feet are planted firmly on the
flective one into context.
ground of eclectic experience. That means getting out of
In our view, to manage context is to manage on the
their offices, beyond the towers, to spend time where
edges, between the organization and the various worlds
products are produced, customers served, and environthat surround it - cultures, industries, companies. What
ments threatened. (For a comparison of the global and
Ray Raphael has written about "Edges," in his book by
the worldly worldviews, see the exhibit "From Global to
that title, is germane to every manager:
Worldly.")
Many of the most interesting things, say the bioloOf course, shifting from a global to a worldly perspecgists, happen on the Edges-on the interface between
tive is not easy. In James Clavell's novel Shogun, a Japathe woods and the field, the land and the sea. There, livnese woman tells her British lover, who is perplexed by
ing organisms encounter dynamic conditions that give
the strange world of seventeenth-century Japan into
rise to untold variety....
which he has fallen, "It's all so simple, Anjin-san. just
Variety, perhaps, but there is tension as well. The
change your concept ofthe worid." Just!
flora of the meadows, for example, as they approach
But maybe it's not quite as hard as it seems. One way to
the woodlands, find themselves coping with increasbegin (as in the novel) is through immersion in a strange
ingly unfavorable conditions: the sunlight they need
context: Get into someone else's world as a mirror to your
might be lacking, and the soil no longer feels right.
own. That is why we hold our program's module on the
There is also the problem of competition with alien
worldly mind-set in India: For all but the Indian managspecies of trees and shmbs. The Edges, in short, might
ers, India is not just another world, but, in a sense, otherabound with life, but each living form must fight for
worldly. Being there, especially among fellow managers
its own.
from Indian companies, takes the non-Indian participants
past the nice abstractions of economic, political, and soNo wonder managers must be worldly. They have
cial differences, down onto the streets, where these difto mediate those wide zones where organization meets
ferences come alive.
context - not just, for example, "customers" acting in
NOVEMBER 2003
59
The Five Minds of a Manager
When John Kotter was asked if
the members ofthe Harvard Business School class of 1974, whose
careers he followed in his book
The New Rules, were team players,
he replied, "I think it fair to say
that these people want to create
Managing Relationships:
the team and lead it to some glory
The Collaborative
as opposed to being a member
of a team that's being driven by
Mind-Set
somebody else." That is not the
It need hardly be said that mancollaborative mind-set. Having to
aging is about working with peorun the team may be necessary at
ple - not just as bosses and subtimes
- although we suspect it's
ordinates but, more important,
needed
far less often than most
as colleagues and partners. Yet
people
think
- but it hardly repdespite all the rhetoric about
resents
a
collaborative
point of
collaboration, in the West, at
view,
nor
does
it
foster
teamleast, we often take a narrow
work.
Leaders
don't
do
most
of
view. Thanks to the influence of
the
things
that
their
organizaeconomic theory, we see people
tions get done; they do not even
as independent actors, detachmake them get done. Rather, they
able human "resources" or "ashelp to establish the structures,
sets" that can be moved around,
conditions, and attitudes through
bought and sold, combined, and
which things get done. And that
"downsized." That is not the colrequires a collaborative mind-set.
laborative mind-set.
We talk a great deal about netIf you picture yourself on
In fact, our own original defiworks
these days, as well as teams,
top of a network,looking down
nition of the collaborative mindtask forces, alliances, and knowlon it, then you are out of it.
set got a jolt when our Japanese
edge work. Yet we still picture
How can you possibly manage
colleagues began to design the
managers on "top." Well, then, picprogram's fourth module. It had
its relationships that way?
ture yourself on top of a network,
been called Managing People.
looking down on it. That puts you
But they pointed out that a truly
out of it; how can you possibly manage its relationships
collaborative mind-set does not involve managi
that way? To be in a collaborative mind-set means to be
ple so much as the relationships among people, in teams
inside, involved, to manage throughout But it has a more
and projects as well as across divisions and alliances. Getprofound meaning, too - to get management beyond
ting into a tmly collaborative mind-set means getting
managers, to distribute it so that responsibility flows natbeyond empowerment-a word implying that the people
urally to whoever can take the initiative and pull things
who know the work best must somehow receive the blesstogether. Think of self-managing teams, of slaink works;
ing of their managers to do it - and into commitment. It
indeed, think of who "manages" the World Wide Web.
also means getting away from the currently popular
heroic style of managing and moving toward a more engaging style.
"markets," however "differentiated," but all those particular
people in particular places buying and using products in their
own particular ways.
Managing Change:
Engaging managers listen more than they talk; they
get out of their offices to see and feel more than they remain in them to sit and figure. By being worldly themselves, they foster collaboration among others. And they
do less controlling, thus allowing other people to be in
greater control of their own work. If "I deem, so that you
do" is the implicit motto of the heroic manager, then for
the engaging manager it is "We dream, so that we do." Our
Japanese colleagues call this "leadership in the background"-it lets as many ordinary people as possible lead.
(For a comparison of heroic and engaging management,
see the exhibit "TWo Ways to Manage.")
60
The Action Mind-Set
Imagine your organization as a chariot pulled by wild
horses. (That may be easy for you to do!) These horses
represent the emotions, aspirations, and motives of all
the people in the organization. Holding a steady course
requires just as much skill as steering around to a new
direction.
Philosophers from Plato to Vivekenanda have used this
metaphor to describe the need to harness emotional energy; it works well for management, too. An action mindset, especially at senior levels, is not about whipping the
HARVARD BUSINESS REVIEW
The Five Minds of a Manager
horses into a frenzy, careening hither and yon. It is about
mobilize energy around those things that need changing,
developing a sensitive awareness of the terrain and of
while being careful to maintain the rest. And make no
what the team is capable of doing in it and thereby helpmistake about it, managing continuity is no easier than
ing to set and maintain direction, coaxing everyone along.
managing change. Remember those wild horses.
Action, and especially change, need no introduction, of
The dominant view of managing change is Cartesian:
course. Everybody today understands them and the need
Action results from deliberate strategies, carefully planned,
for them. That's the problem.
that tmfold as systematically managed sequences of deciThere is now an overwhelming emphasis on action at
sions. That is the analytic mind-set, not the action one.
the expense of reflection. The Red Cross Federation is
Monsanto went into genetically engineered agriculture
unusual, not in experiencing this problem, but in being
with that approach, with its strategy all worked out in
aware of it. In addition, people are obsessed with change
these days. We are told, relentlessly, that we live in
times of great upheaval, that
everything is changing, so we
had better be in a constant
state of alert. Change or else.
Well, then, look around.
Heroic management
Engaging management
What do you see that has changed re(based on self)
(based on collaboration)
cently? Your clothing? (Your grandparents wore cotton and wool; they too butManagers are important people,
Managers are important to the extent
toned buttons.) Your car? (It uses the
separate from those who develop
that they help other people do the
basic technology of the Model T.) The
products and deliver services.
important work of developing
airplane you're flying in? (That technolproducts and delivering services.
ogy is newer: the flrst commercial jet
aircraft took flight in 1952.) Your teleThe higher "up" these managers go,
An organization is an interacting
phone? (That changed - about ten years
the more important they become.
network, not a vertical hierarchy.
ago. Unless, of course, you are not using
At the "top," the chief executive is
Effective leaders work throughout;
a cellular phone.)
the corporation.
they do not sit on top.
Two Ways
to Manage
Our point is not that nothing is changing. No, something is always changing.
Right now it is information technology.
But many other things are not changing
at all - and these we don't notice (like
buttons). We tend to focus on what is
changing and conclude that everything
is. That is hardly a reflective mind-set,
and it is detrimental as well to the action
mind-set. We have to sober up to the reality that change is not pervasive, and
that the phenomenon of change is not
new. If the reflective mind-set has to respect history, then the action mind-set
could use a little humility.
Change has no meaning without continuity. There is a name for everything
changing all the time: anarchy. No one
wants to live with that, certainly no organization that wishes to survive. Businesses are judged by the products they
sell and the services they render, not the
changes they make. So change cannot be
managed without continuity. Accordingly, the trick in the action mind-set is to
NOVEMBER 2003
Down the hierarchy comes the
strategy-clear, deliberate, and
bold-emanating from the chief,
who makes the dramatic moves.
Everyone else "implements."
Out ofthe network emerge strategies,
as engaged people solve little problems that grow Into big initiatives.
Implementation is the problem
because, while the chief embraces
change, most others resist it. That
is why outsiders must be favored
over insiders.
Implementation is the problem
because it cannot be separated from
formulation. That is why committed
insiders are necessary to come up
with the key changes.
To manage is to make decisions and
allocate resources-including human
resources. Managing thus means
analyzing, often calculating, based
on facts from reports.
To manage is to bring out the positive
energy that exists naturaily within
people. Managing thus means inspiring and engaging, based on judgment
that is rooted in context.
Rewards for increasing performance
go to the leaders. What matters is
what's measured-shareholder
value, in particular.
Rewards for making the organization
a better place go to everyone. Human
values, many of which cannot be
measured, matter.
Leadership is thrust upon those
who thrust their will upon others.
Leadership is a sacred trust earned
through the respect of others.
61
The Five Minds of a Manager
advance. With control of seed varieties and certain pesticides and fertilizers, it could bring an entire ecosystem
to the market. And it had the research capacity and presence worldwide to do it. So it set about a series of brilliantly conceived acquisitions and effectively positioned
the company to be the Microsoft of agribusiness. But the
fanners and consumers weren't there - they were more
enthusiastic about continuity at that point-and the plan
collapsed.
Change, to be successful, cannot follow some mechanistic schedule of steps, of formulation followed by im-
plementation. Action and reflection have to blend in a
naturalflow.And that has to include collaboration. Satish
Kumar, the director of the Schumacher Institute in the
United Kingdom, put it nicely in the title of his latest
book. You Are Therefore 1 Am: A Declaration of Dependence. We had better be reflectively collaborative, as well
as analytically worldly, if we wish to accomplish effective change.
Of course, energized action is necessary too, but that
doesn't mean being hyperactive or flddling around endlessly with structure. It means remaining curious, alert.
Mind-Sets for
Management Development
IN 1996, when we founded the International
Masters Program in Practicing Management
with colleagues from around the world, we
developed the managerial mind-sets as a new
way to structure management education and
development. Managers are sent to the IMPM
by their companies, preferably in groups of
four or five. They stay on the job, coming into
our classrooms for five modules of two weeks
each, one for each ofthe mind-sets, over a
period of 16 months.
We open with a module on the reflective
mind-set. The module is located at Lancaster
University In the reflective atmosphere of
northern Engiand-the nearby hills and lakes
inspire reflection on the purpose of life and
work. Then it is on to McGill University in
Montreal, where the grid-like regularity ofthe
city reflects the energy and order ofthe analytic mind-set. The worldly mind-set on context
comes alive atthe Indian Institute of Management in Bangalore, where new technologies
jostle ancient traditions on the crowded
streets. Then comes the collaborative mind-set,
hosted by faculty in Japan, where collaboration
has been the key to managerial innovations,
and Korea, where alliances and partnerships
have become the basis for business growth.
Last is the action mind-set module, located at
Insead in France, where emerging trends from
around the world convert into lessons for managerial action.
So our locations not only teach the mindsets but also encourage the participating man-
62
agers to live them. And so have we, in the very
conception ofthe program.
Our approach to management development
is fundamentally reflective. We believe managers need to step back from the pressures of their
jobs and reflect thoughtfully on their experiences. We as faculty members bring concepts;
the participants bring experience. Learning
occurs where these meet-in individual heads,
small groups, and all together. Our 50-50 rule
says that half the classroom time should be
turned over to the participants, on their agendas.
The program is fully collaborative all
around,There is no lead school; much ofthe
organizational responsibility is distributed.
Likewise, the faculty's relationship with the
participants is collaborative. And faculty members work closely with the participating companies, which over the past eight years have
included Mean, BT, EDF Croup and Gazde
France, Fujitsu, the International Red Cross
Federation, LG, Lufthansa, Matsushita, Motorola, Royal Bank of Canada, and Zeneca.
We think of our setting as being especially
worldly, because the participating managers
andfacultyhosttheir colleagues at home, in
their own cultures, and are guests abroad. We
also believe that the program's reflective orientation allows us to probe into analysis more
deeply than in regular education and work.
Finally, our own purpose is action: We seek
fundamental change in management education worldwide-to help change business
schools into true schools of management.
HARVARD BUSINESS REVIEW
T h e Five M i n d s o f a M a n a g e r
experimental. Changing is a leaming process, and so is
maintaining course. We may thinl< of stasis as the norm
and change as driven, but it doesn't have to be that way.
Active members of an organization may resist change imposed on them because they understand that the change
would be dysfunctional. And they in tum may engage in
"silent change" of their own, continually re-creating operations for better performance.
Weaving the Mind-Sets Together
Clearly, these five mind-sets do not represent hard-andfast categories. We need distinct labels for them, but they
obviously overlap, and they are more than mere words.
They are more than metaphors too, but a metaphor can
help us understand how they come together.
Imagine the mind-sets as threads and the manager as
weaver. Effective performance means weaving each
mind-set over and under the others to create a fine, sturdy
cloth. You analyze, then you act. But that does not work
as expected, so you reflect. You act some more, then find
yourself blocked, realizing that you cannot do it alone.
You have to collaborate. But to do that, you have to get
into the world of others. Then more analysis follows, to articulate the new insights. Now you act again - and so it
goes, as the cloth of your effort forms.
But one piece of cloth is not enough. An organization
is a collective entity that achieves common purpose when
the cloths of its various managers are sewn together into
useful garments - when the organization's managers collaborate to combine their reflective actions in analytic,
worldly ways.
We have been emphasizing the need for all managers
to get deeply into all five mind-sets. But many managers naturally tilt to one or another, depending on their situations and personal inclinations. Some people are more
reflective than others, some more action oriented, some
more analytic, and so on. Finance and marketing have
their share of calculating managers (lots of analysis),
salespeople can sometimes be a little too worldly, those
from HR a little too enthusiastic about collaboration. So
the weaving often has to be collaborative, too, like the
sewing, as managers come to understand one another and
combine their strengths.
Companies have been quite concerned about seamlessness in recent years. Yet we all appreciate seams that
are nicely sewn, just as we appreciate mind-sets that are
nicely combined. Effective organizations tailor handsome
results out of the woven mind-sets of their managers. ^
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