Chapter Four: Education as Growth 1. The Conditions of Growth. In directing the activities of the young, society determines its own future in determining that of the young. Since the young at a given time will at some later date compose the society of that period, the latter's nature will largely turn upon the direction children's activities were given at an earlier period. This cumulative movement of action toward a later result is what is meant by growth. The primary condition of growth is immaturity. This may seem to be a mere truism -saying that a being can develop only in some point in which he is undeveloped. But the prefix "im" of the word immaturity means something positive, not a mere void or lack. It is noteworthy that the terms "capacity" and "potentiality" have a double meaning, one sense being negative, the other positive. Capacity may denote mere receptivity, like the capacity of a quart measure. We may mean by potentiality a merely dormant or quiescent state -- a capacity to become something different under external influences. But we also mean by capacity an ability, a power; and by potentiality potency, force. Now when we say that immaturity means the possibility of growth, we are not referring to absence of powers which may exist at a later time; we express a force positively present -- the ability to develop. Our tendency to take immaturity as mere lack, and growth as something which fills up the gap between the immature and the mature is due to regarding childhood comparatively, instead of intrinsically. We treat it simply as a privation because we are measuring it by adulthood as a fixed standard. This fixes attention upon what the child has not, and will not have till he becomes a man. This comparative standpoint is legitimate enough for some purposes, but if we make it final, the question arises whether we are not guilty of an overweening presumption. Children, if they could express themselves articulately and sincerely, would tell a different tale; and there is excellent adult authority for the conviction that for certain moral and intellectual purposes adults must become as little children. The seriousness of the assumption of the negative quality of the possibilities of immaturity is apparent when we reflect that it sets up as an ideal and standard a static end. The fulfillment of growing is taken to mean an accomplished growth: that is to say, an Ungrowth, something which is no longer growing. The futility of the assumption is seen in the fact that every adult resents the imputation of having no further possibilities of growth; and so far as he finds that they are closed to him mourns the fact as evidence of loss, instead of falling back on the achieved as adequate manifestation of power. Why an unequal measure for child and man? Taken absolutely, instead of comparatively, immaturity designates a positive force or ability, -- the pouter to grow. We do not have to draw out or educe positive activities from a child, as some educational doctrines would have it. Where there is life, there are already eager and impassioned activities. Growth is not something done to them; it is something they do. The positive and constructive aspect of possibility gives the key to understanding the two chief traits of immaturity, dependence and plasticity. ( 1 ) It sounds absurd to hear dependence spoken of as something positive, still more absurd as a power. Yet if helplessness were all there were in dependence, no development could ever take place. A merely impotent being has to be carried, forever, by others. The fact that dependence is accompanied by growth in ability, not by an ever increasing lapse into parasitism, suggests that it is already something constructive. Being merely sheltered by others would not promote growth. For (2) it would only build a wall around impotence. With reference to the physical world, the child is helpless. He lacks at birth and for a long time thereafter power to make his way physically, to make his own living. If he had to do that by himself, he would hardly survive an hour. On this side his helplessness is almost complete. The young of the brutes are immeasurably his superiors. He is physically weak and not able to turn the strength which he possesses to coping with the physical environment. 1. The thoroughgoing character of this helplessness suggests, however, some compensating power. The relative ability of the young of brute animals to adapt themselves fairly well to physical conditions from an early period suggests the fact that their life is not intimately bound up with the life of those about them. They are compelled, so to speak, to have physical gifts because they are lacking in social gifts. Human infants, on the other hand, can get along with physical incapacity just because of their social capacity. We sometimes talk and think as if they simply happened to be physically in a social environment; as if social forces exclusively existed in the adults who take care of them, they being passive recipients. If it were said that children are themselves marvelously endowed with power to enlist the cooperative attention of others, this would be thought to be a backhanded way of saying that others are marvelously attentive to the needs of children. But observation shows that children are gifted with an equipment of the first order for social intercourse. Few grown-up persons retain all of the flexible and sensitive ability of children to vibrate sympathetically with the attitudes and doings of those about them. Inattention to physical things ( going with incapacity to control them) is accompanied by a corresponding intensification of interest and attention as to the doings of people. The native mechanism of the child and his impulses all tend to facile social responsiveness. The statement that children, before adolescence, are egotistically self-centered, even if it were true, would not contradict the truth of this statement. It would simply indicate that their social responsiveness is employed on their own behalf, not that it does not exist. But the statement is not true as matter of fact. The facts which are cited in support of the alleged pure egoism of children really show the intensity and directness with which they go to their mark. If the ends which form the mark seem narrow and selfish to adults, it is only because adults (by means of a similar engrossment in their day) have mastered these ends, which have consequently ceased to interest them. Most of the remainder of children's alleged native egoism is simply an egoism which runs counter to an adult's egoism. To a grown-up person who is too absorbed in his own affairs to take an interest in children's affairs, children doubtless seem unreasonably engrossed in their own affairs. From a social standpoint, dependence denotes a power rather than a weakness; it involves interdependence. There is always a danger that increased personal independence will decrease the social capacity of an individual. In making him more self-reliant, it may make him more self-sufficient; it may lead to aloofness and indifference. It often makes an individual so insensitive in his relations to others as to develop an illusion of being really able to stand and act alone -- an unnamed form of insanity which is responsible for a large part of the remediable suffering of the world. 2. The specific adaptability of an immature creature for growth constitutes his plasticity. This is something quite different from the plasticity of putty or wax. It is not a capacity to take on change of form in accord with external pressure. It lies near the pliable elasticity by which some persons take on the color of their surroundings while retaining their own bent. But it is something deeper than this. It is essentially the ability to learn from experience; the power to retain from one experience something which is of avail in coping with the difficulties of a later situation. This means power to modify actions on the basis of the results of prior experiences, the power to develop dispositions. Without it, the acquisition of habits is impossible. It is a familiar fact that the young of the higher animals, and especially the human young, have to learn to utilize their instinctive reactions. The human being is born with a greater number of instinctive tendencies than other animals. But the instincts of the lower animals perfect themselves for appropriate action at an early period after birth, while most of those of the human infant are of little account just as they stand. An original specialized power of adjustment secures immediate efficiency, but, like a railway ticket, it is good for one route only. A being who, in order to use his eyes, ears, hands, and legs, has to experiment in making varied combinations of their reactions, achieves a control that is flexible and varied. A chick, for example, pecks accurately at a bit of food in a few hours after hatching. This means that definite coordinations of activities of the eyes in seeing and of the body and head in striking are perfected in a few trials. An infant requires about six months to be able to gauge with approximate accuracy the action in reaching which will coordinate with his visual activities; to be able, that is, to tell whether he can reach a seen object and just how to execute the reaching. As a result, the chick is limited by the relative perfection of its original endowment. The infant has the advantage of the multitude of instinctive tentative reactions and of the experiences that accompany them, even though he is at a temporary disadvantage because they cross one another. In learning an action, instead of having it given ready-made, one of necessity learns to vary its factors, to make varied combinations of them, according to change of circumstances. A possibility of continuing progress is opened up by the fact that in learning one act, methods are developed good for use in other situations. Still more important is the fact that the human being acquires a habit of learning. He learns to learn. The importance for human life of the two facts of dependence and variable control has been summed up in the doctrine of the significance of prolonged infancy. 1 This prolongation is significant from the standpoint of the adult members of the group as well as from that of the young. The presence of dependent and learning beings is a stimulus to nurture and affection. The need for constant continued care was probably a chief means in transforming temporary cohabitations into permanent unions. It certainly was a chief influence in forming habits of affectionate and sympathetic watchfulness; that constructive interest in the well-being of others which is essential to associated life. Intellectually, this moral development meant the introduction of many new objects of attention; it stimulated foresight and planning for the future. Thus there is a reciprocal influence. Increasing complexity of social life requires a longer period of infancy in which to acquire the needed powers; this prolongation of dependence means prolongation of plasticity, or power of acquiring variable and novel modes of control. Hence it provides a further push to social progress. 2. Habits as Expressions of Growth. We have already noted that plasticity is the capacity to retain and carry over from prior experience factors which modify subsequent activities. This signifies the capacity to acquire habits, or develop definite dispositions. We have now to consider the salient features of habits. In the first place, a habit is a form of executive skill, of efficiency in doing. A habit means an ability to use natural conditions as means to ends. It is an active control of the environment through control of the organs of action. We are perhaps apt to emphasize the control of the body at the expense of control of the environment. We think of walking, talking, playing the piano, the specialized skills characteristic of the etcher, the surgeon, the bridge-builder, as if they were simply ease, deftness, and accuracy on the part of the organism. They are that, of course; but the measure of the value of these qualities lies in the economical and effective control of the environment which they secure. To be able to walk is to have certain properties of nature at our disposal -- and so with all other habits. Education is not infrequently defined as consisting in the acquisition of those habits that effect an adjustment of an individual and his environment. The definition expresses an essential phase of growth. But it is essential that adjustment be understood in its active sense of control of means for achieving ends. If we think of a habit simply as a change wrought in the organism, ignoring the fact that this change consists in ability to effect subsequent changes in the environment, we shall be led to think of "adjustment" as a conformity to environment as wax conforms to the seal which impresses it. The environment is thought of as something fixed, providing in its fixity the end and standard of changes taking place in the organism; adjustment is just fitting ourselves to this fixity of external conditions. 2. Habit as habituation is indeed something relatively passive; we get used to our surroundings -- to our clothing, our shoes, and gloves; to the atmosphere as long as it is fairly equable; to our daily associates, etc. Conformity to the environment, a change wrought in the organism without reference to ability to modify surroundings, is a marked trait of such habituations. Aside from the fact that we are not entitled to carry over the traits of such adjustments (which might well be called accommodations, to mark them off from active adjustments) into habits of active use of our surroundings, two features of habituations are worth notice. In the first place, we get used to things by first using them. Consider getting used to a strange city. At first, there is excessive stimulation and excessive and ill-adapted response. Gradually certain stimuli are selected because of their relevancy, and others are degraded. We can say either that we do not respond to them any longer, or more truly that we have effected a persistent response to them -- an equilibrium of adjustment. This means, in the second place, that this enduring adjustment supplies the background upon which are made specific adjustments, as occasion arises. We are never interested in changing the whole environment; there is much that we take for granted and accept just as it already is. Upon this background our activities focus at certain points in an endeavor to introduce needed changes. Habituation is thus our adjustment to an environment which at the time we are not concerned with modifying, and which supplies a leverage to our active habits. Adaptation, in fine, is quite as much adaptation of the environment to our own activities as of our activities to the environment. A savage tribe manages to live on a desert plain. It adapts itself. But its adaptation involves a maximum of accepting, tolerating, putting up with things as they are, a maximum of passive acquiescence, and a minimum of active control, of subjection to use. A civilized people enters upon the scene. It also adapts itself. It introduces irrigation; it searches the world for plants and animals that will flourish under such conditions; it improves, by careful selection, those which are growing there. As a consequence, the wilderness blossoms as a rose. The savage is merely habituated; the civilized man has habits which transform the environment. The significance of habit is not exhausted, however, in its executive and motor phase. It means formation of intellectual and emotional disposition as well as an increase in ease, economy, and efficiency of action. Any habit marks an inclination -- an active preference and choice for the conditions involved in its exercise. A habit does not wait, Micawberlike, for a stimulus to turn up so that it may get busy; it actively seeks for occasions to pass into full operation. If its expression is unduly blocked, inclination shows itself in uneasiness and intense craving. A habit also marks an intellectual disposition. Where there is a habit, there is acquaintance with the materials and equipment to which action is applied. There is a definite way of understanding the situations in which the habit operates. Modes of thought, of observation and reflection, enter as forms of skill and of desire into the habits that make a man an engineer, an architect, a physician, or a merchant. In unskilled forms of labor, the intellectual factors are at minimum precisely because the habits involved are not of a high grade. But there are habits of judging and reasoning as truly as of handling a tool, painting a picture, or conducting an experiment. Such statements are, however, understatements. The habits of mind involved in habits of the eye and hand supply the latter with their significance. Above all, the intellectual element in a habit fixes the relation of the habit to varied and elastic use, and hence to continued growth. We speak of fixed habits. Well, the phrase may mean powers so well established that their possessor always has them as resources when needed. But the phrase is also used to mean ruts, routine ways, with loss of freshness, open-mindedness, and originality. Fixity of habit may mean that something has a fixed hold upon us, instead of our having a free hold upon things. This fact explains two points in a common notion about habits: their identification with mechanical and external modes of action to the neglect of mental and moral attitudes, and the tendency to give them a bad meaning, an identification with "bad habits." Many a person would feel surprised to have his aptitude in his chosen profession called a habit, and would naturally think of his use of tobacco, liquor, or profane language as typical of the meaning of habit. A habit is to him something which has a hold on him, something not easily thrown off even though judgment condemn it. Habits reduce themselves to routine ways of acting, or degenerate into ways of action to which we are enslaved just in the degree in which intelligence is disconnected from them. Routine habits are unthinking habits: "bad" habits are habits so severed from reason that they are opposed to the conclusions of conscious deliberation and decision. As we have seen, the acquiring of habits is due to an original plasticity of our natures: to our ability to vary responses till we find an appropriate and efficient way of acting. Routine habits, and habits that possess us instead of our possessing them, are habits which put an end to plasticity. They mark the close of power to vary. There can be no doubt of the tendency of organic plasticity, of the physiological basis, to lessen with growing years. The instinctively mobile and eagerly varying action of childhood, the love of new stimuli and new developments, too easily passes into a "settling down," which means aversion to change and a resting on past achievements. Only an environment which secures the full use of intelligence in the process of forming habits can counteract this tendency. Of course, the same hardening of the organic conditions affects the physiological structures which are involved in thinking. But this fact only indicates the need of persistent care to see to it that the function of intelligence is invoked to its maximum possibility. The shortsighted method which falls back on mechanical routine and repetition to secure external efficiency of habit, motor skill without accompanying thought, marks a deliberate closing in of surroundings upon growth. 3. The Educational Bearings of the Conception of Development. We have had so far but little to say in this chapter about education. We have been occupied with the conditions and implications of growth. If our conclusions are justified, they carry with them, however, definite educational consequences. When it is said that education is development, everything depends upon how development is conceived. Our net conclusion is that life is development, and that developing, growing, is life. Translated into its educational equivalents, that means (i ) that the educational process has no end beyond itself; it is its own end; and that (ii) the educational process is one of continual reorganizing, reconstructing, transforming. 1. Development when it is interpreted in comparative terms, that is, with respect to the special traits of child and adult life, means the direction of power into special channels: the formation of habits involving executive skill, definiteness of interest, and specific objects of observation and thought. But the comparative view is not final. The child has specific powers; to ignore that fact is to stunt or distort the organs upon which his growth depends. The adult uses his powers to transform his environment, thereby occasioning new stimuli which redirect his powers and keep them developing. Ignoring this fact means arrested development, a passive accommodation. Normal child and normal adult alike, in other words, are engaged in growing. The difference between them is not the difference between growth and no growth, but between the modes of growth appropriate to different conditions. With respect to the development of powers devoted to coping with specific scientific and economic problems we may say the child should be growing in manhood. With respect to sympathetic curiosity, unbiased responsiveness, and openness of mind, we may say that the adult should be growing in childlikeness. One statement is as true as the other. Three ideas which have been criticized, namely, the merely privative nature of immaturity, static adjustment to a fixed environment, and rigidity of habit, are all connected with a false idea of growth or development, -- that it is a movement toward a fixed goal. Growth is regarded as having an end, instead of being an end. The educational counterparts of the three fallacious ideas are first, failure to take account of the instinctive or native powers of the young; secondly, failure to develop initiative in coping with novel situations; thirdly, an undue emphasis upon drill and other devices which secure automatic skill at the expense of personal perception. In all cases, the adult environment is accepted as a standard for the child. He is to be brought up to it. Natural instincts are either disregarded or treated as nuisances -- as obnoxious traits to be suppressed, or at all events to be brought into conformity with external standards. Since conformity is the aim, what is distinctively individual in a young person is brushed aside, or regarded as a source of mischief or anarchy. Conformity is made equivalent to uniformity. Consequently, there are induced lack of interest in the novel, aversion to progress, and dread of the uncertain and the unknown. Since the end of growth is outside of and beyond the process of growing, external agents have to be resorted to to induce movement toward it. Whenever a method of education is stigmatized as mechanical, we may be sure that external pressure is brought to bear to reach an external end. 2. Since in reality there is nothing to which growth is relative save more growth, there is nothing to which education is subordinate save more education. It is a commonplace to say that education should not cease when one leaves school. The point of this commonplace is that the purpose of school education is to insure the continuance of education by organizing the powers that insure growth. The inclination to learn from life itself and to make the conditions of life such that all will learn in the process of living is the finest product of schooling. When we abandon the attempt to define immaturity by means of fixed comparison with adult accomplishments, we are compelled to give up thinking of it as denoting lack of desired traits. Abandoning this notion, we are also forced to surrender our habit of thinking of instruction as a method of supplying this lack by pouring knowledge into a mental and moral hole which awaits filling. Since life means growth, a living creature lives as truly and positively at one stage as at another, with the same intrinsic fullness and the same absolute claims. Hence education means the enterprise of supplying the conditions which insure growth, or adequacy of life, irrespective of age. We first look with impatience upon immaturity, regarding it as something to be got over as rapidly as possible. Then the adult formed by such educative methods looks back with impatient regret upon childhood and youth as a scene of lost opportunities and wasted powers. This ironical situation will endure till it is recognized that living has its own intrinsic quality and that the business of education is with that quality. Realization that life is growth protects us from that so-called idealizing of childhood which in effect is nothing but lazy indulgence. Life is not to be identified with every superficial act and interest. Even though it is not always easy to tell whether what appears to be mere surface fooling is a sign of some nascent as yet untrained power, we must remember that manifestations are not to be accepted as ends in themselves. They are signs of possible growth. They are to be turned into means of development, of carrying power forward, not indulged or cultivated for their own sake. Excessive attention to surface phenomena (even in the way of rebuke as well as of encouragement) may lead to their fixation and thus to arrested development. What impulses are moving toward, not what they have been, is the important thing for parent and teacher. The true principle of respect for immaturity cannot be better put than in the words of Emerson: "Respect the child. Be not too much his parent. Trespass not on his solitude. But I hear the outcry which replies to this suggestion: Would you verily throw up the reins of public and private discipline; would you leave the young child to the mad career of his own passions and whimsies, and call this anarchy a respect for the child's nature? I answer, -- Respect the child, respect him to the end, but also respect yourself.... The two points in a boy's training are, to keep his naturel and train off all but that; to keep his naturel, but stop off his uproar, fooling, and horseplay; keep his nature and arm it with knowledge in the very direction in which it points." And as Emerson goes on to show this reverence for childhood and youth instead of opening up an easy and easy-going path to the instructors, "involves at once, immense claims on the time, the thought, on the life of the teacher. It requires time, use, insight, event, all the great lessons and assistances of God; and only to think of using it implies character and profoundness." Summary. Power to grow depends upon need for others and plasticity. Both of these conditions are at their height in childhood and youth. Plasticity or the power to learn from experience means the formation of habits. Habits give control over the environment, power to utilize it for human purposes. Habits take the form both of habituation, or a general and persistent balance of organic activities with the surroundings, and of active capacities to readjust activity to meet new conditions. The former furnishes the background of growth; the latter constitute growing. Active habits involve thought, invention, and initiative in applying capacities to new aims. They are opposed to routine which marks an arrest of growth. Since growth is the characteristic of life, education is all one with growing; it has no end beyond itself. The criterion of the value of school education is the extent in which it creates a desire for continued growth and supplies means for making the desire effective in fact. 1. Intimations of its significance are found in a number of writers, but John Fiske, in his Excursions of an Evolutionist, is accredited with its first systematic exposition. Go back to text 2. This conception is, of course, a logical correlate of the conceptions of the external relation of stimulus and response, considered in the last chapter, and of the negative conceptions of immaturity and plasticity noted in this chapter. Go back to text Chapter Five: Preparation, Unfolding, and Formal Discipline 1. Education as Preparation. We have laid it down that the educative process is a continuous process of growth, having as its aim at every stage an added capacity of growth. This conception contrasts sharply with other ideas which have influenced practice. By making the contrast explicit, the meaning of the conception will be brought more clearly to light. The first contrast is with the idea that education is a process of preparation or getting ready. What is to be prepared for is, of course, the responsibilities and privileges of adult life. Children are not regarded as social members in full and regular standing. They are looked upon as candidates; they are placed on the waiting list. The conception is only carried a little farther when the life of adults is considered as not having meaning on its own account, but as a preparatory probation for "another life." The idea is but another form of the notion of the negative and privative character of growth already criticized; hence we shall not repeat the criticisms, but pass on to the evil consequences which flow from putting education on this basis. private discipline; would you leave the young child to the mad career of his own passions and whimsies, and call this anarchy a respect for the child's nature? I answer, -- Respect the child, respect him to the end, but also respect yourself.... The two points in a boy's training are, to keep his naturel and train off all but that; to keep his naturel, but stop off his uproar, fooling, and horseplay; keep his nature and arm it with knowledge in the very direction in which it points." And as Emerson goes on to show this reverence for childhood and youth instead of opening up an easy and easy-going path to the instructors, "involves at once, immense claims on the time, the thought, on the life of the teacher. It requires time, use, insight, event, all the great lessons and assistances of God; and only to think of using it implies character and profoundness." Summary. Power to grow depends upon need for others and plasticity. Both of these conditions are at their height in childhood and youth. Plasticity or the power to learn from experience means the formation of habits. Habits give control over the environment, power to utilize it for human purposes. Habits take the form both of habituation, or a general and persistent balance of organic activities with the surroundings, and of active capacities to readjust activity to meet new conditions. The former furnishes the background of growth; the latter constitute growing. Active habits involve thought, invention, and initiative in applying capacities to new aims. They are opposed to routine which marks an arrest of growth. Since growth is the characteristic of life, education is all one with growing; it has no end beyond itself. The criterion of the value of school education is the extent in which it creates a desire for continued growth and supplies means for making the desire effective in fact. 1. Intimations of its significance are found in a number of writers, but John Fiske, in his Excursions of an Evolutionist, is accredited with its first systematic exposition. Go back to text 2. This conception is, of course, a logical correlate of the conceptions of the external relation of stimulus and response, considered in the last chapter, and of the negative conceptions of immaturity and plasticity noted in this chapter. Go back to text Chapter Five: Preparation, Unfolding, and Formal Discipline 1. Education as Preparation. We have laid it down that the educative process is a continuous process of growth, having as its aim at every stage an added capacity of growth. This conception contrasts sharply with other ideas which have influenced practice. By making the contrast explicit, the meaning of the conception will be brought more clearly to light. The first contrast is with the idea that education is a process of preparation or getting ready. What is to be prepared for is, of course, the responsibilities and privileges of adult life. Children are not regarded as social members in full and regular standing. They are looked upon as candidates; they are placed on the waiting list. The conception is only carried a little farther when the life of adults is considered as not having meaning on its own account, but as a preparatory probation for "another life." The idea is but another form of the notion of the negative and privative character of growth already criticized; hence we shall not repeat the criticisms, but pass on to the evil consequences which flow from putting education on this basis. In the first place, it involves loss of impetus. Motive power is not utilized. Children proverbially live in the present; that is not only a fact not to be evaded, but it is an excellence. The future just as future lacks urgency and body. To get ready for something, one knows not what nor why, is to throw away the leverage that exists, and to seek for motive power in a vague chance. Under such circumstances, there is, in the second place, a premium put on shilly-shallying and procrastination. The future prepared for is a long way off; plenty of time will intervene before it becomes a present. Why be in a hurry about getting ready for it? The temptation to postpone is much increased because the present offers so many wonderful opportunities and proffers such invitations to adventure. Naturally attention and energy go to them; education accrues naturally as an outcome, but a lesser education than if the full stress of effort had been put upon making conditions as educative as possible. A third undesirable result is the substitution of a conventional average standard of expectation and requirement for a standard which concerns the specific powers of the individual under instruction. For a severe and definite judgment based upon the strong and weak points of the individual is substituted a vague and wavering opinion concerning what youth may be expected, upon the average, to become in some more or less remote future; say, at the end of the year, when promotions are to take place, or by the time they are ready to go to college or to enter upon what, in contrast with the probationary stage, is regarded as the serious business of life. It is impossible to overestimate the loss which results from the deflection of attention from the strategic point to a comparatively unproductive point. It fails most just where it thinks it is succeeding -- in getting a preparation for the future. Finally, the principle of preparation makes necessary recourse on a large scale to the use of adventitious motives of pleasure and pain. The future having no stimulating and directing power when severed from the possibilities of the present, something must be hitched on to it to make it work. Promises of reward and threats of pain are employed. Healthy work, done for present reasons and as a factor in living, is largely unconscious. The stimulus resides in the situation with which one is actually confronted. But when this situation is ignored, pupils have to be told that if they do not follow the prescribed course penalties will accrue; while if they do, they may expect, some time in the future, rewards for their present sacrifices. Everybody knows how largely systems of punishment have had to be resorted to by educational systems which neglect present possibilities in behalf of preparation for a future. Then, in disgust with the harshness and impotency of this method, the pendulum swings to the opposite extreme, and the dose of information required against some later day is sugar-coated, so that pupils may be fooled into taking something which they do not care for. It is not of course a question whether education should prepare for the future. If education is growth, it must progressively realize present possibilities, and thus make individuals better fitted to cope with later requirements. Growing is not something which is completed in odd moments; it is a continuous leading into the future. If the environment, in school and out, supplies conditions which utilize adequately the present capacities of the immature, the future which grows out of the present is surely taken care of. The mistake is not in attaching importance to preparation for future need, but in making it the mainspring of present effort. Because the need of preparation for a continually developing life is great, it is imperative that every energy should be bent to making the present experience as rich and significant as possible. Then as the present merges insensibly into the future, the future is taken care of. 2. Education as Unfolding. There is a conception of education which professes to be based upon the idea of development. But it takes back with one hand what it proffers with the other. Development is conceived not as continuous growing, but as the unfolding of latent powers toward a definite goal. The goal is conceived of as completion,-perfection. Life at any stage short of attainment of this goal is merely an unfolding toward it. Logically the doctrine is only a variant of the preparation theory. Practically the two differ in that the adherents of the latter make much of the practical and professional duties for which one is preparing, while the developmental doctrine speaks of the ideal and spiritual qualities of the principle which is unfolding. The conception that growth and progress are just approximations to a final unchanging goal is the last infirmity of the mind in its transition from a static to a dynamic understanding of life. It simulates the style of the latter. It pays the tribute of speaking much of development, process, progress. But all of these operations are conceived to be merely transitional; they lack meaning on their own account. They possess significance only as movements toward something away from what is now going on. Since growth is just a movement toward a completed being, the final ideal is immobile. An abstract and indefinite future is in control with all which that connotes in depreciation of present power and opportunity. Since the goal of perfection, the standard of development, is very far away, it is so beyond us that, strictly speaking, it is unattainable. Consequently, in order to be available for present guidance it must be translated into something which stands for it. Otherwise we should be compelled to regard any and every manifestation of the child as an unfolding from within, and hence sacred. Unless we set up some definite criterion representing the ideal end by which to judge whether a given attitude or act is approximating or moving away, our sole alternative is to withdraw all influences of the environment lest they interfere with proper development. Since that is not practicable, a working substitute is set up. Usually, of course, this is some idea which an adult would like to have a child acquire. Consequently, by "suggestive questioning" or some other pedagogical device, the teacher proceeds to "draw out" from the pupil what is desired. If what is desired is obtained, that is evidence that the child is unfolding properly. But as the pupil generally has no initiative of his own in this direction, the result is a random groping after what is wanted, and the formation of habits of dependence upon the cues furnished by others. Just because such methods simulate a true principle and claim to have its sanction they may do more harm than would outright "telling," where, at least, it remains with the child how much will stick. Within the sphere of philosophic thought there have been two typical attempts to provide a working representative of the absolute goal. Both start from the conception of a whole - an absolute -- which is "immanent" in human life. The perfect or complete ideal is not a mere ideal; it is operative here and now. But it is present only implicitly, "potentially," or in an enfolded condition. What is termed development is the gradual making explicit and outward of what is thus wrapped up. Froebel and Hegel, the authors of the two philosophic schemes referred to, have different ideas of the path by which the progressive realization of manifestation of the complete principle is effected. According to Hegel, it is worked out through a series of historical institutions which embody the different factors in the Absolute. According to Froebel, the actuating force is the presentation of symbols, largely mathematical, corresponding to the essential traits of the Absolute. When these are presented to the child, the Whole, or perfection, sleeping within him, is awakened. A single example may indicate the method. Every one familiar with the kindergarten is acquainted with the circle in which the children gather. It is not enough that the circle is a convenient way of grouping the children. It must be used "because it is a symbol of the collective life of mankind in general." Froebel's recognition of the significance of the native capacities of children, his loving attention to them, and his influence in inducing others to study them, represent perhaps the most effective single force in modern educational theory in effecting widespread acknowledgment of the idea of growth. But his formulation of the notion of development and his organization of devices for promoting it were badly hampered by the fact that he conceived development to be the unfolding of a ready-made latent principle. He failed to see that growing is growth, developing is development, and consequently placed the emphasis upon the completed product. Thus he set up a goal which meant the arrest of growth, and a criterion which is not applicable to immediate guidance of powers, save through translation into abstract and symbolic formulae. A remote goal of complete unfoldedness is, in technical philosophic language, transcendental. That is, it is something apart from direct experience and perception. So far as experience is concerned, it is empty; it represents a vague sentimental aspiration rather than anything which can be intelligently grasped and stated. This vagueness must be compensated for by some a priori formula. Froebel made the connection between the concrete facts of experience and the transcendental ideal of development by regarding the former as symbols of the latter. To regard known things as symbols, according to some arbitrary a priori formula -- and every a priori conception must be arbitrary -- is an invitation to romantic fancy to seize upon any analogies which appeal to it and treat them as laws. After the scheme of symbolism has been settled upon, some definite technique must be invented by which the inner meaning of the sensible symbols used may be brought home to children. Adults being the formulators of the symbolism are naturally the authors and controllers of the technique. The result was that Froebel's love of abstract symbolism often got the better of his sympathetic insight; and there was substituted for development as arbitrary and externally imposed a scheme of dictation as the history of instruction has ever seen. With Hegel the necessity of finding some working concrete counterpart of the inaccessible Absolute took an institutional, rather than symbolic, form. His philosophy, like Froebel's, marks in one direction an indispensable contribution to a valid conception of the process of life. The weaknesses of an abstract individualistic philosophy were evident to him; he saw the impossibility of making a clean sweep of historical institutions, of treating them as despotisms begot in artifice and nurtured in fraud. In his philosophy of history and society culminated the efforts of a whole series of German writers -- Lessing, Herder, Kant, Schiller, Goethe -- to appreciate the nurturing influence of the great collective institutional products of humanity. For those who learned the lesson of this movement, it was henceforth impossible to conceive of institutions or of culture as artificial. It destroyed completely -- in idea, not in fact -- the psychology that regarded "mind" as a ready-made possession of a naked individual by showing the significance of "objective mind" -- language, government, art, religion -- in the formation of individual minds. But since Hegel was haunted by the conception of an absolute goal, he was obliged to arrange institutions as they concretely exist, on a stepladder of ascending approximations. Each in its time and place is absolutely necessary, because a stage in the self-realizing process of the absolute mind. Taken as such a step or stage, its existence is proof of its complete rationality, for it is an integral element in the total, which is Reason. Against institutions as they are, individuals have no spiritual rights; personal development, and nurture, consist in obedient assimilation of the spirit of existing institutions. Conformity, not transformation, is the essence of education. Institutions change as history shows; but their change, the rise and fall of states, is the work of the "world-spirit." Individuals, save the great "heroes" who are the chosen organs of the world-spirit, have no share or lot in it. In the later nineteenth century, this type of idealism was amalgamated with the doctrine of biological evolution. "Evolution" was a force working itself out to its own end. As against it, or as compared with it, the conscious ideas and preference of individuals are impotent. Or, rather, they are but the means by which it works itself out. Social progress is an "organic growth," not an experimental selection. Reason is all powerful, but only Absolute Reason has any power. The recognition (or rediscovery, for the idea was familiar to the Greeks) that great historic institutions are active factors in the intellectual nurture of mind was a great contribution to educational philosophy. It indicated a genuine advance beyond Rousseau, who had marred his assertion that education must be a natural development and not something forced or grafted upon individuals from without, by the notion that social conditions are not natural. But in its notion of a complete and all-inclusive end of development, the Hegelian theory swallowed up concrete individualities, though magnifying The Individual in the abstract. Some of Hegel's followers sought to reconcile the claims of the Whole and of individuality by the conception of society as an organic whole, or organism. That social organization is presupposed in the adequate exercise of individual capacity is not to be doubted. But the social organism, interpreted after the relation of the organs of the body to each other and to the whole body, means that each individual has a certain limited place and function, requiring to be supplemented by the place and functions of the other organs. As one portion of the bodily tissue is differentiated so that it can be the hand and the hand only, another, the eye, and so on, all taken together making the organism, so one individual is supposed to be differentiated for the exercise of the mechanical operations of society, another for those of a statesman, another for those of a scholar, and so on. The notion of "organism" is thus used to give a philosophic sanction to class distinctions in social organization -- a notion which in its educational application again means external dictation instead of growth. 3. Education as Training of Faculties. A theory which has had great vogue and which came into existence before the notion of growth had much influence is known as the theory of "formal discipline." It has in view a correct ideal; one outcome of education should be the creation of specific powers of accomplishment. A trained person is one who can do the chief things which it is important for him to do better than he could without training: "better" signifying greater ease, efficiency, economy, promptness, etc. That this is an outcome of education was indicated in what was said about habits as the product of educative development. But the theory in question takes, as it were, a short cut; it regards some powers (to be presently named) as the direct and conscious aims of instruction, and not simply as the results of growth. There is a definite number of powers to be trained, as one might enumerate the kinds of strokes which a golfer has to master. Consequently education should get directly at the business of training them. But this implies that they are already there in some untrained form; otherwise their creation would have to be an indirect product of other activities and agencies. Being there already in some crude form, all that remains is to exercise them in constant and graded repetitions, and they will inevitably be refined and perfected. In the phrase "formal discipline" as applied to this conception, "discipline" refers both to the outcome of trained power and to the method of training through repeated exercise. The forms of powers in question are such things as the faculties of perceiving, retaining, recalling, associating, attending, willing, feeling, imagining, thinking, etc., which are then shaped by exercise upon material presented. In its classic form, this theory was expressed by Locke. On the one hand, the outer world presents the material or content of knowledge through passively received sensations. On the other hand, the mind has certain ready powers, attention, observation, retention, comparison, abstraction, compounding, etc. Knowledge results if the mind discriminates and combines things as they are united and divided in nature itself. But the important thing for education is the exercise or practice of the faculties of the mind till they become thoroughly established habitudes. The analogy constantly employed is that of a billiard player or gymnast, who by repeated use of certain muscles in a uniform way at last secures automatic skill. Even the faculty of thinking was to be formed into a trained habit by repeated exercises in making and combining simple distinctions, for which, Locke thought, mathematics affords unrivaled opportunity. Locke's statements fitted well into the dualism of his day. It seemed to do justice to both mind and matter, the individual and the world. One of the two supplied the matter of knowledge and the object upon which mind should work. The other supplied definite mental powers, which were few in number and which might be trained by specific exercises. The scheme appeared to give due weight to the subject matter of knowledge, and yet it insisted that the end of education is not the bare reception and storage of information, but the formation of personal powers of attention, memory, observation, abstraction, and generalization. It was realistic in its emphatic assertion that all material whatever is received from without; it was idealistic in that final stress fell upon the formation of intellectual powers. It was objective and impersonal in its assertion that the individual cannot possess or generate any true ideas on his own account; it was individualistic in placing the end of education in the perfecting of certain faculties possessed at the outset by the individual. This kind of distribution of values expressed with nicety the state of opinion in the generations following upon Locke. It became, without explicit reference to Locke, a common-place of educational theory and of psychology. Practically, it seemed to provide the educator with definite, instead of vague, tasks. It made the elaboration of a technique of instruction relatively easy. All that was necessary was to provide for sufficient practice of each of the powers. This practice consists in repeated acts of attending, observing, memorizing, etc. By grading the difficulty of the acts, making each set of repetitions somewhat more difficult than the set which preceded it, a complete scheme of instruction is evolved. There are various ways, equally conclusive, of criticizing this conception, in both its alleged foundations and in its educational application. (1) Perhaps the most direct mode of attack consists in pointing out that the supposed original faculties of observation, recollection, willing, thinking, etc., are purely mythological. There are no such readymade powers waiting to be exercised and thereby trained. There are, indeed, a great number of original native tendencies, instinctive modes of action, based on the original connections of neurones in the central nervous system. There are impulsive tendencies of the eyes to follow and fixate light; of the neck muscles to turn toward light and sound; of the hands to reach and grasp; and turn and twist and thump; of the vocal apparatus to make sounds; of the mouth to spew out unpleasant substances; to gag and to curl the lip, and so on in almost indefinite number. But these tendencies (a) instead of being a small number sharply marked off from one another, are of an indefinite variety, interweaving with one another in all kinds of subtle ways. (b) Instead of being latent intellectual powers, requiring only exercise for their perfecting, they are tendencies to respond in certain ways to changes in the environment so as to bring about other changes. Something in the throat makes one cough; the tendency is to eject the obnoxious particle and thus modify the subsequent stimulus. The hand touches a hot thing; it is impulsively, wholly unintellectually, snatched away. But the withdrawal alters the stimuli operating, and tends to make them more consonant with the needs of the organism. It is by such specific changes of organic activities in response to specific changes in the medium that that control of the environment of which we have spoken (see ante, p. 24) is effected. Now all of our first seeings and hearings and touchings and smellings and tastings are of this kind. In any legitimate sense of the words mental or intellectual or cognitive, they are lacking in these qualities, and no amount of repetitious exercise could bestow any intellectual properties of observation, judgment, or intentional action (volition) upon them. (2) Consequently the training of our original impulsive activities is not a refinement and perfecting achieved by "exercise" as one might strengthen a muscle by practice. It consists rather (a) in selecting from the diffused responses which are evoked at a given time those which are especially adapted to the utilization of the stimulus. That is to say, among the reactions of the body in general 1 and the hand in particular which instinctively occur upon stimulation of the eye by light, all except those which are specifically adapted to reaching, grasping, and manipulating the object effectively are gradually eliminated -- or else no training occurs. As we have already noted, the primary reactions, with a very few exceptions are too diffused and general to be practically of much use in the case of the human infant. Hence the identity of training with selective response. (Compare p. 25.) (b) Equally important is the specific coordination of different factors of response which takes place. There is not merely a selection of the hand reactions which effect grasping, but of the particular visual stimuli which call out just these reactions and no others, and an establishment of connection between the two. But the coordinating does not stop here. Characteristic temperature reactions may take place when the object is grasped. These will also be brought in; later, the temperature reaction may be connected directly with the optical stimulus, the hand reaction being suppressed - as a bright flame, independent of close contact, may steer one away. Or the child in handling the object pounds with it, or crumples it, and a sound issues. The ear response is then brought into the system of response. If a certain sound (the conventional name) is made by others and accompanies the activity, response of both ear and the vocal apparatus connected with auditory stimulation will also become an associated factor in the complex response. 2 (3) The more specialized the adjustment of response and stimulus to each other ( for, taking the sequence of activities into account, the stimuli are adapted to reactions as well as reactions to stimuli) the more rigid and the less generally available is the training secured. In equivalent language, less intellectual or educative quality attaches to the training. The usual way of stating this fact is that the more specialized the reaction, the less is the skill acquired in practicing and perfecting it transferable to other modes of behavior. According to the orthodox theory of formal discipline, a pupil in studying his spelling lesson acquires, besides ability to spell those particular words, an increase of power of observation, attention, and recollection which may be employed whenever these powers are needed. As matter of fact, the more he confines himself to noticing and fixating the forms of words, irrespective of connection with other things (such as the meaning of the words, the context in which they are habitually used, the derivation and classification of the verbal form, etc.) the less likely is he to acquire an ability which can be used for anything except the mere noting of verbal visual forms. He may not even be increasing his ability to make accurate distinctions among geometrical forms, to say nothing of ability to observe in general. He is merely selecting the stimuli supplied by the forms of the letters and the motor reactions of oral or written reproduction. The scope of coordination (to use our prior terminology) is extremely limited. The connections which are employed in other observations and recollections (or reproductions ) are deliberately eliminated when the pupil is exercised merely upon forms of letters and words. Having been excluded, they cannot be restored when needed. The ability secured to observe and to recall verbal forms is not available for perceiving and recalling other things. In the ordinary phraseology, it is not transferable. But the wider the context -- that is to say, the more varied the stimuli and responses coordinated -- the more the ability acquired is available for the effective performance of other acts; not, strictly speaking, because there is any "transfer," but because the wide range of factors employed in the specific act is equivalent to a broad range of activity, to a flexible, instead of to a narrow and rigid, coordination. (4) Going to the root of the matter, the fundamental fallacy of the theory is its dualism; that is to say, its separation of activities and capacities from subject matter. There is no such thing as an ability to see or hear or remember in general; there is only the ability to see or hear or remember something. To talk about training a power, mental or physical, in general, apart from the subject matter involved in its exercise, is nonsense. Exercise may react upon circulation, breathing, and nutrition so as to develop vigor or strength, but this reservoir is available for specific ends only by use in connection with the material means which accomplish them. Vigor will enable a man to play tennis or golf or to sail a boat better than he would if he were weak. But only by employing ball and racket, ball and club, sail and tiller, in definite ways does he become expert in any one of them; and expertness in one secures expertness in another only so far as it is either a sign of aptitude for fine muscular coordinations or as the same kind of coordination is involved in all of them. Moreover, the difference between the training of ability to spell which comes from taking visual forms in a narrow context and one which takes them in connection with the activities required to grasp meaning, such as context, affiliations of descent, etc., may be compared to the difference between exercises in the gymnasium with pulley weights to "develop" certain muscles, and a game or sport. The former is uniform and mechanical; it is rigidly specialized. The latter is varied from moment to moment; no two acts are quite alike; novel emergencies have to be met; the coordinations forming have to be kept flexible and elastic. Consequently, the training is much more "general"; that is to say, it covers a wider territory and includes more factors. Exactly the same thing holds of special and general education of the mind. A monotonously uniform exercise may by practice give great skill in one special act; but the skill is limited to that act, be it bookkeeping or calculations in logarithms or experiments in hydrocarbons. One may be an authority in a particular field and yet of more than usually poor judgment in matters not closely allied, unless the training in the special field has been of a kind to ramify into the subject matter of the other fields. (5) Consequently, such powers as observation, recollection, judgment, esthetic taste, represent organized results of the occupation of native active tendencies with certain subject matters. A man does not observe closely and fully by pressing a button for the observing faculty to get to work (in other words by "willing" to observe); but if he has something to do which can be accomplished successfully only through intensive and extensive use of eye and hand, he naturally observes. Observation is an outcome, a consequence, of the interaction of sense organ and subject matter. It will vary, accordingly, with the subject matter employed. It is consequently futile to set up even the ulterior development of faculties of observation, memory, etc., unless we have first determined what sort of subject matter we wish the pupil to become expert in observing and recalling and for what purpose. And it is only repeating in another form what has already been said, to declare that the criterion here must be social. We want the person to note and recall and judge those things which make him an effective competent member of the group in which he is associated with others. Otherwise we might as well set the pupil to observing carefully cracks on the wall and set him to memorizing meaningless lists of words in an unknown tongue -- which is about what we do in fact when we give way to the doctrine of formal discipline. If the observing habits of a botanist or chemist or engineer are better habits than those which are thus formed, it is because they deal with subject matter which is more significant in life. In concluding this portion of the discussion, we note that the distinction between special and general education has nothing to do with the transferability of function or power. In the literal sense, any transfer is miraculous and impossible. But some activities are broad; they involve a coordination of many factors. Their development demands continuous alternation and readjustment. As conditions change, certain factors are subordinated, and others which had been of minor importance come to the front. There is constant redistribution of the focus of the action, as is seen in the illustration of a game as over against pulling a fixed weight by a series of uniform motions. Thus there is practice in prompt making of new combinations with the focus of activity shifted to meet change in subject matter. Wherever an activity is broad in scope (that is, involves the coordinating of a large variety of sub-activities), and is constantly and unexpectedly obliged to change direction in its progressive development, general education is bound to result. For this is what "general" means; broad and flexible. In practice, education meets these conditions, and hence is general, in the degree in which it takes account of social relationships. A person may become expert in technical philosophy, or philology, or mathematics or engineering or financiering, and be inept and ill-advised in his action and judgment outside of his specialty. If however his concern with these technical subject matters has been connected with human activities having social breadth, the range of active responses called into play and flexibly integrated is much wider. Isolation of subject matter from a social context is the chief obstruction in current practice to securing a general training of mind. Literature, art, religion, when thus dissociated, are just as narrowing as the technical things which the professional upholders of general education strenuously oppose. Summary. The conception that the result of the educative process is capacity for further education stands in contrast with some other ideas which have profoundly influenced practice. The first contrasting conception considered is that of preparing or getting ready for some future duty or privilege. Specific evil effects were pointed out which result from the fact that this aim diverts attention of both teacher and taught from the only point to which it may be fruitfully directed -- namely, taking advantage of the needs and possibilities of the immediate present. Consequently it defeats its own professed purpose. The notion that education is an unfolding from within appears to have more likeness to the conception of growth which has been set forth. But as worked out in the theories of Froebel and Hegel, it involves ignoring the interaction of present organic tendencies with the present environment, just as much as the notion of preparation. Some implicit whole is regarded as given ready-made and the significance of growth is merely transitory; it is not an end in itself, but simply a means of making explicit what is already implicit. Since that which is not explicit cannot be made definite use of, something has to be found to represent it. According to Froebel, the mystic symbolic value of certain objects and acts (largely mathematical) stand for the Absolute Whole which is in process of unfolding. According to Hegel, existing institutions are its effective actual representatives. Emphasis upon symbols and institutions tends to divert perception from the direct growth of experience in richness of meaning. Another influential but defective theory is that which conceives that mind has, at birth, certain mental faculties or powers, such as perceiving, remembering, willing, judging, generalizing, attending, etc., and that education is the training of these faculties through repeated exercise. This theory treats subject matter as comparatively external and indifferent, its value residing simply in the fact that it may occasion exercise of the general powers. Criticism was directed upon this separation of the alleged powers from one another and from the material upon which they act. The outcome of the theory in practice was shown to be an undue emphasis upon the training of narrow specialized modes of skill at the expense of initiative, inventiveness, and readaptability -- qualities which depend upon the broad and consecutive interaction of specific activities with one another. 1. As matter of fact, the interconnection is so great, there are so many paths of construction, that every stimulus brings about some change in all of the organs of response. We are accustomed however to ignore most of these modifications of the total organic activity, concentrating upon that one which is most specifically adapted to the most urgent stimulus of the moment. Go back to text 2. This statement should be compared with what was said earlier about the sequential ordering of responses (p. 25). It is merely a more explicit statement of the way in which that consecutive arrangement occurs. Go back to text Chapter Six: Education as Conservative and Progressive 1. Education as Formation. We now come to a type of theory which denies the existence of faculties and emphasizes the unique role of subject matter in the development of mental and moral disposition. according to it, education is neither a process of unfolding from within nor is it a training of faculties resident in mind itself. It is rather the formation of mind by setting up certain associations or connections of content by means of a subject matter presented from without. Education proceeds by instruction taken in a strictly literal sense, a building into the mind from without. That education is formative of mind is not questioned; it is the conception already propounded. But formation here has a technical meaning dependent upon the idea of something operating from without. Herbart is the best historical representative of this type of theory. He denies absolutely the existence of innate faculties. The mind is simply endowed with the power of producing various qualities in reaction to the various realities which act upon it. These qualitatively different reactions are called presentations (Vorstellungen). Every presentation once called into being persists; it may be driven below the "threshold" of consciousness by new and stronger presentations, produced by the reaction of the soul to new material, but its activity continues by its own inherent momentum, below the surface of consciousness. What are termed faculties -- attention, memory, thinking, perception, even the sentiments, are arrangements, associations, and complications, formed by the interaction of these submerged presentations with one another and with new presentations. Perception, for example, is the complication of presentations which result from the rise of old presentations to greet and combine with new ones; memory is the evoking of an old presentation above the threshold of consciousness by getting entangled with another presentation, etc. Pleasure is the result of reinforcement among the independent activities of presentations; pain of their pulling different ways, etc. The concrete character of mind consists, then, wholly of the various arrangements formed by the various presentations in their different qualities. The "furniture" of the mind is the mind. Mind is wholly a matter of "contents." The educational implications of this doctrine are threefold. ( 1 ) This or that kind of mind is formed by the use of objects which evoke this or that kind of reaction and which produce this or that arrangement alternative consequences attendant upon acting in a given situation in different ways, and the use of what is anticipated to direct observation and experiment. A true aim is thus opposed at every point to an aim which is imposed upon a process of action from without. The latter is fixed and rigid; it is not a stimulus to intelligence in the given situation, but is an externally dictated order to do such and such things. Instead of connecting directly with present activities, it is remote, divorced from the means by which it is to be reached. Instead of suggesting a freer and better balanced activity, it is a limit set to activity. In education, the currency of these externally imposed aims is responsible for the emphasis put upon the notion of preparation for a remote future and for rendering the work of both teacher and pupil mechanical and slavish. Chapter Nine: Natural Development and Social Efficiency as Aims 1. Nature as Supplying the Aim. We have just pointed out the futility of trying to establish the aim of education -- some one final aim which subordinates all others to itself. We have indicated that since general aims are but prospective points of view from which to survey the existing conditions and estimate their possibilities, we might have any number of them, all consistent with one another. As matter of fact, a large number have been stated at different times, all having great local value. For the statement of aim is a matter of emphasis at a given time. And we do not emphasize things which do not require emphasis -- that is, such things as are taking care of themselves fairly well. We tend rather to frame our statement on the basis of the defects and needs of the contemporary situation; we take for granted, without explicit statement which would be of no use, whatever is right or approximately so. We frame our explicit aims in terms of some alteration to be brought about. It is, then, DO paradox requiring explanation that a given epoch or generation tends to emphasize in its conscious projections just the things which it has least of in actual fact. A time of domination by authority will call out as response the desirability of great individual freedom; one of disorganized individual activities the need of social control as an educational aim. The actual and implicit practice and the conscious or stated aim thus balance each other. At different times such aims as complete living, better methods of language study, substitution of things for words, social efficiency, personal culture, social service, complete development of personality, encyclopedic knowledge, discipline, a esthetic contemplation, utility, etc., have served. The following discussion takes up three statements of recent influence; certain others have been incidentally discussed in the previous chapters, and others will be considered later in a discussion of knowledge and of the values of studies. We begin with a consideration that education is a process of development in accordance with nature, taking Rousseau's statement, which opposed natural to social (See ante, p. 91); and then pass over to the antithetical conception of social efficiency, which often opposes social to natural. (1) Educational reformers disgusted with the conventionality and artificiality of the scholastic methods they find about them are prone to resort to nature as a standard. Nature is supposed to furnish the law and the end of development; ours it is to follow and conform to her ways. The positive value of this conception lies in the forcible way in which it calls attention to the wrongness of aims which do not have regard to the natural endowment of those educated. Its weakness is the ease with which natural in the sense of normal is confused with the physical. The constructive use of intelligence in foresight, and contriving, is then discounted; we are just to get out of the way and allow nature to do the work. Since no one has stated in the doctrine both its truth and falsity better than Rousseau, we shall turn to him. "Education," he says, "we receive from three sources -- Nature, men, and things. The spontaneous development of our organs and capacities constitutes the education of Nature. The use to which we are taught to put this development constitutes that education given us by Men. The acquirement of personal experience from surrounding objects constitutes that of things. Only when these three kinds of education are consonant and make for the same end, does a man tend towards his true goal.... If we are asked what is this end, the answer is that of Nature. For since the concurrence of the three kinds of education is necessary to their completeness, the kind which is entirely independent of our control must necessarily regulate us in determining the other two." Then he defines Nature to mean the capacities and dispositions which are inborn, "as they exist prior to the modification due to constraining habits and the influence of the opinion of others." The wording of Rousseau will repay careful study. It contains as fundamental truths as have been uttered about education in conjunction with a curious twist. It would be impossible to say better what is said in the first sentences. The three factors of educative development are (a) the native structure of our bodily organs and their functional activities; (b) the uses to which the activities of these organs are put under the influence of other persons; (c) their direct interaction with the environment. This statement certainly covers the ground. His other two propositions are equally sound; namely, (a) that only when the three factors of education are consonant and cooperative does adequate development of the individual occur, and (b) that the native activities of the organs, being original, are basic in conceiving consonance. But it requires but little reading between the lines, supplemented by other statements of Rousseau, to perceive that instead of regarding these three things as factors which must work together to some extent in order that any one of them may proceed educatively, he regards them as separate and independent operations. Especially does he believe that there is an independent and, as he says, "spontaneous" development of the native organs and faculties. He thinks that this development can go on irrespective of the use to which they are put. And it is to this separate development that education coming from social contact is to be subordinated. Now there is an immense difference between a use of native activities in accord with those activities themselves -- as distinct from forcing them and perverting them -- and supposing that they have a normal development apart from any use, which development furnishes the standard and norm of all learning by use. To recur to our previous illustration, the process of acquiring language is a practically perfect model of proper educative growth. The start is from native activities of the vocal apparatus, organs of hearing, etc. But it is absurd to suppose that these have an independent growth of their own, which left to itself would evolve a perfect speech. Taken literally, Rousseau's principle would mean that adults should accept and repeat the babblings and noises of children not merely as the beginnings of the development of articulate speech -- which they are -- but as furnishing language itself -- the standard for all teaching of language. The point may be summarized by saying that Rousseau was right, introducing a muchneeded reform into education, in holding that the structure and activities of the organs furnish the conditions of all teaching of the use of the organs; but profoundly wrong in intimating that they supply not only the conditions but also the ends of their development. As matter of fact, the native activities develop, in contrast with random and capricious exercise, through the uses to which they are put. And the office of the social medium is, as we have seen, to direct growth through putting powers to the best possible use. The instinctive activities may be called, metaphorically, spontaneous, in the sense that the organs give a strong bias for a certain sort of operation, -- a bias so strong that we cannot go contrary to it, though by trying to go contrary we may pervert, stunt, and corrupt them. But the notion of a spontaneous normal development of these activities is pure mythology. The natural, or native, powers furnish the initiating and limiting forces in all education; they do not furnish its ends or aims. There is no learning except from a beginning in unlearned powers, but learning is not a matter of the spontaneous overflow of the unlearned powers. Rousseau's contrary opinion is doubtless due to the fact that he identified God with Nature; to him the original powers are wholly good, coming directly from a wise and good creator. To paraphrase the old saying about the country and the town, God made the original human organs and faculties, man makes the uses to which they are put. Consequently the development of the former furnishes the standard to which the latter must be subordinated. When men attempt to determine the uses to which the original activities shall be put, they interfere with a divine plan. The interference by social arrangements with Nature, God's work, is the primary source of corruption in individuals. Rousseau's passionate assertion of the intrinsic goodness of all natural tendencies was a reaction against the prevalent notion of the total depravity of innate human nature, and has had a powerful influence in modifying the attitude towards children's interests. But it is hardly necessary to say that primitive impulses are of themselves neither good nor evil, but become one or the other according to the objects for which they are employed. That neglect, suppression, and premature forcing of some instincts at the expense of others, are responsible for many avoidable ills, there can be no doubt. But the moral is not to leave them alone to follow their own "spontaneous development," but to provide an environment which shall organize them. Returning to the elements of truth contained in Rousseau's statements, we find that natural development, as an aim, enables him to point the means of correcting many evils in current practices, and to indicate a number of desirable specific aims. ( 1 ) Natural development as an aim fixes attention upon the bodily organs and the need of health and vigor. The aim of natural development says to parents and teachers: Make health an aim; normal development cannot be had without regard to the vigor of the body -- an obvious enough fact and yet one whose due recognition in practice would almost automatically revolutionize many of our educational practices. "Nature" is indeed a vague and metaphorical term, but one thing that "Nature" may be said to utter is that there are conditions of educational efficiency, and that till we have learned what these conditions are and have learned to make our practices accord with them, the noblest and most ideal of our aims are doomed to suffer -- are verbal and sentimental rather than efficacious. (2) The aim of natural development translates into the aim of respect for physical mobility. In Rousseau's words: "Children are always in motion; a sedentary life is injurious." When he says that "Nature's intention is to strengthen the body before exercising the mind" he hardly states the fact fairly. But if he had said that nature's "intention" (to adopt his poetical form of speech) is to develop the mind especially by exercise of the muscles of the body he would have stated a positive fact. In other words, the aim of following nature means, in the concrete, regard for the actual part played by use of the bodily organs in explorations, in handling of materials, in plays and games. (3) The general aim translates into the aim of regard for individual differences among children. Nobody can take the principle of consideration of native powers into account without being struck by the fact that these powers differ in different individuals. The difference applies not merely to their intensity, but even more to their quality and arrangement. As Rouseau said: "Each individual is born with a distinctive temperament.... We indiscriminately employ children of different bents on the same exercises; their education destroys the special bent and leaves a dull uniformity. Therefore after we have wasted our efforts in stunting the true gifts of nature we see the short-lived and illusory brilliance we have substituted die away, while the natural abilities we have crushed do not revive." Lastly, the aim of following nature means to note the origin, the waxing, and waning, of preferences and interests. Capacities bud and bloom irregularly; there is no even fourabreast development. We must strike while the iron is hot. Especially precious are the first dawnings of power. More than we imagine, the ways in which the tendencies of early childhood are treated fix fundamental dispositions and condition the turn taken by powers that show themselves later. Educational concern with the early years of life -- as distinct from inculcation of useful arts -- dates almost entirely from the time of the emphasis by Pestalozzi and Froebel, following Rousseau, of natural principles of growth. The irregularity of growth and its significance is indicated in the following passage of a student of the growth of the nervous system. "While growth continues, things bodily and mental are lopsided, for growth is never general, but is accentuated now at one spot, now at another.... The methods which shall recognize in the presence of these enormous differences of endowment the dynamic values of natural inequalities of growth, and utilize them, preferring irregularity to the rounding out gained by pruning will most closely follow that which takes place in the body and thus prove most effective." 1 Observation of natural tendencies is difficult under conditions of restraint. They show themselves most readily in a child's spontaneous sayings and doings, -- that is, in those he engages in when not put at set tasks and when not aware of being under observation. It does not follow that these tendencies are all desirable because they are natural; but it does follow that since they are there, they are operative and must be taken account of. We must see to it that the desirable ones have an environment which keeps them active, and that their activity shall control the direction the others take and thereby induce the disuse of the latter because they lead to nothing. Many tendencies that trouble parents when they appear are likely to be transitory, and sometimes too much direct attention to them only fixes a child's attention upon them. At all events, adults too easily assume their own habits and wishes as standards, and regard all deviations of children's impulses as evils to be eliminated. That artificiality against which the conception of following nature is so largely a protest, is the outcome of attempts to force children directly into the mold of grown-up standards. In conclusion, we note that the early history of the idea of following nature combined two factors which had no inherent connection with one another. Before the time of Rousseau educational reformers had been inclined to urge the importance of education by ascribing practically unlimited power to it. All the differences between peoples and between classes and persons among the same people were said to be due to differences of training, of exercise, and practice. Originally, mind, reason, understanding is, for all practical purposes, the same in all. This essential identity of mind means the essential equality of all and the possibility of bringing them all to the same level. As a protest against this view, the doctrine of accord with nature meant a much less formal and abstract view of mind and its powers. It substituted specific instincts and impulses and physiological capacities, differing from individual to individual ( just as they differ, as Rousseau pointed out, even in dogs of the same litter), for abstract faculties of discernment, memory, and generalization. Upon this side, the doctrine of educative accord with nature has been reinforced by the development of modern biology, physiology, and psychology. It means, in effect, that great as is the significance of nurture, of modification, and transformation through direct educational effort, nature, or unlearned capacities, affords the foundation and ultimate resources for such nurture. On the other hand, the doctrine of following nature was a political dogma. It meant a rebellion against existing social institutions, customs, and ideals (See ante, p. 91). Rousseau's statement that everything is good as it comes from the hands of the Creator has its signification only in its contrast with the concluding part of the same sentence: "Everything degenerates in the hands of man." And again he says: "Natural man has an absolute value; he is a numerical unit, a complete integer and has no relation save to himself and to his fellow man. Civilized man is only a relative unit, the numerator of a fraction whose value depends upon its dominator, its relation to the integral body of society. Good political institutions are those which make a man unnatural." It is upon this conception of the artificial and harmful character of organized social life as it now exists 2 that he rested the notion that nature not merely furnishes prime forces which initiate growth but also its plan and goal. That evil institutions and customs work almost automatically to give a wrong education which the most careful schooling cannot offset is true enough; but the conclusion is not to education apart from the environment, but to provide an environment in which native powers will be put to better uses. 2. Social Efficiency as Aim. A conception which made nature supply the end of a true education and society the end of an evil one, could hardly fail to call out a protest. The opposing emphasis took the form of a doctrine that the business of education is to supply precisely what nature fails to secure; namely, habituation of an individual to social control; subordination of natural powers to social rules. It is not surprising to find that the value in the idea of social efficiency resides largely in its protest against the points at which the doctrine of natural development went astray; while its misuse comes when it is employed to slur over the truth in that conception. It is a fact that we must look to the activities and achievements of associated life to find what the development of power -that is to say, efficiency -- means. The error is in implying that we must adopt measures of subordination rather than of utilization to secure efficiency. The doctrine is rendered adequate when we recognize that social efficiency is attained not by negative constraint but by positive use of native individual capacities in occupations having a social meaning. (1) Translated into specific aims, social efficiency indicates the importance of industrial competency. Persons cannot live without means of subsistence; the ways in which these means are employed and consumed have a profound influence upon all the relationships of persons to one another. If an individual is not able to earn his own living and that of the children dependent upon him, he is a drag or parasite upon the activities of others. He misses for himself one of the most educative experiences of life. If he is not trained in the right use of the products of industry, there is grave danger that he may deprave himself and injure others in his possession of wealth. No scheme of education can afford to neglect such basic considerations. Yet in the name of higher and more spiritual ideals, the arrangements for higher education have often not only neglected them, but looked at them with scorn as beneath the level of educative concern. With the change from an oligarchical to a democratic society, it is natural that the significance of an education which should have as a result ability to make one's way economically in the world, and to manage economic resources usefully instead of for mere display and luxury, should receive emphasis. There is, however, grave danger that in insisting upon this end, existing economic conditions and standards will be accepted as final. A democratic criterion requires us to develop capacity to the point of competency to choose and make its own career. This principle is violated when the attempt is made to fit individuals in advance for definite industrial callings, selected not on the basis of trained original capacities, but on that of the wealth or social status of parents. As a matter of fact, industry at the present time undergoes rapid and abrupt changes through the evolution of new inventions. New industries spring up, and old ones are revolutionized. Consequently an attempt to train for too specific a mode of efficiency defeats its own purpose. When the occupation changes its methods, such individuals are left behind with even less ability to readjust themselves than if they had a less definite training. But, most of all, the present industrial constitution of society is, like every society which has ever existed, full of inequities. It is the aim of progressive education to take part in correcting unfair privilege and unfair deprivation, not to perpetuate them. Wherever social control means subordination of individual activities to class authority, there is danger that industrial education will be dominated by acceptance of the status quo. Differences of economic opportunity then dictate what the future callings of individuals are to be. We have an unconscious revival of the defects of the Platonic scheme (ante, p. 89) without its enlightened method of selection. (2) Civic efficiency, or good citizenship. It is, of course, arbitrary to separate industrial competency from capacity in good citizenship. But the latter term may be used to indicate a number of qualifications which are vaguer than vocational ability. These traits run from whatever make an individual a more agreeable companion to citizenship in the political sense: it denotes ability to judge men and measures wisely and to take a determining part in making as well as obeying laws. The aim of civic efficiency has at least the merit of protecting us from the notion of a training of mental power at large. It calls attention to the fact that power must be relative to doing something, and to the fact that the things which most need to be done are things which involve one's relationships with others. Here again we have to be on guard against understanding the aim too narrowly. An overdefinite interpretation would at certain periods have excluded scientific discoveries, in spite of the fact that in the last analysis security of social progress depends upon them. For scientific men would have been thought to be mere theoretical dreamers, totally lacking in social efficiency. It must be borne in mind that ultimately social efficiency means neither more nor less than capacity to share in a give and take of experience. It covers all that makes one's own experience more worth while to others, and all that enables one to participate more richly in the worthwhile experiences of others. Ability to produce and to enjoy art, capacity for recreation, the significant utilization of leisure, are more important elements in it than elements conventionally associated oftentimes with citizenship. In the broadest sense, social efficiency is nothing less than that socialization of mind which is actively concerned in making experiences more communicable; in breaking down the barriers of social stratification which make individuals impervious to the interests of others. When social efficiency is confined to the service rendered by overt acts, its chief constituent (because its only guarantee) is omitted, -- intelligent sympathy or good will. For sympathy as a desirable quality is something more than mere feeling; it is a cultivated imagination for what men have in common and a rebellion at whatever unnecessarily divides them. What is sometimes called a benevolent interest in others may be but an unwitting mask for an attempt to dictate to them what their good shall be, instead of an endeavor to free them so that they may seek and find the good of their own choice. Social efficiency, even social service, are hard and metallic things when severed from an active acknowledgment of the diversity of goods which life may afford to different persons, and from faith in the social utility of encouraging every individual to make his own choice intelligent. 3. Culture as Aim. Whether or not social efficiency is an aim which is consistent with culture turns upon these considerations. Culture means at least something cultivated, something ripened; it is opposed to the raw and crude. When the "natural" is identified with this rawness, culture is opposed to what is called natural development. Culture is also something personal; it is cultivation with respect to appreciation of ideas and art and broad human interests. When efficiency is identified with a narrow range of acts, instead of with the spirit and meaning of activity, culture is opposed to efficiency. Whether called culture or complete development of personality, the outcome is identical with the true meaning of social efficiency whenever attention is given to what is unique in an individual -- and he would not be an individual if there were not something incommensurable about him. Its opposite is the mediocre, the average. Whenever distinctive quality is developed, distinction of personality results, and with it greater promise for a social service which goes beyond the supply in quantity of material commodities. For how can there be a society really worth serving unless it is constituted of individuals of significant personal qualities? The fact is that the opposition of high worth of personality to social efficiency is a product of a feudally organized society with its rigid division of inferior and superior. The latter are supposed to have time and opportunity to develop themselves as human beings; the former are confined to providing external products. When social efficiency as measured by product or output is urged as an ideal in a would-be democratic society, it means that the depreciatory estimate of the masses characteristic of an aristocratic community is accepted and carried over. But if democracy has a moral and ideal meaning, it is that a social return be demanded from all and that opportunity for development of distinctive capacities be afforded all. The separation of the two aims in education is fatal to democracy; the adoption of the narrower meaning of efficiency deprives it of its essential justification. The aim of efficiency ( like any educational aim ) must be included within the process of experience. When it is measured by tangible external products, and not by the achieving of a distinctively valuable experience, it becomes materialistic. Results in the way of commodities which may be the outgrowth of an efficient personality are, in the strictest sense, by-products of education: by-products which are inevitable and important, but nevertheless by-products. To set up an external aim strengthens by reaction the false conception of culture which identifies it with something purely "inner." And the idea of perfecting an "inner" personality is a sure sign of social divisions. What is called inner is simply that which does not connect with others -- which is not capable of free and full communication. What is termed spiritual culture has usually been futile, with something rotten about it, just because it has been conceived as a thing which a man might have internally -- and therefore exclusively. What one is as a person is what one is as associated with others, in a free give and take of intercourse. This transcends both the efficiency which consists in supplying products to others and the culture which is an exclusive refinement and polish. Any individual has missed his calling, farmer, physician, teacher, student, who does not find that the accomplishments of results of value to others is an accompaniment of a process of experience inherently worth while. Why then should it be thought that one must take his choice between sacrificing himself to doing useful things for others, or sacrificing them to pursuit of his own exclusive ends, whether the saving of his own soul or the building of an inner spiritual life and personality? What happens is that since neither of these things is persistently possible, we get a compromise and an alternation. One tries each course by turns. There is no greater tragedy than that so much of the professedly spiritual and religious thought of the world has emphasized the two ideals of self-sacrifice and spiritual self-perfecting instead of throwing its weight against this dualism of life. The dualism is too deeply established to be easily overthrown; for that reason, it is the particular task of education at the present time to struggle in behalf of an aim in which social efficiency and personal culture are synonyms instead of anta...
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