Chapter 1
Introduction to the Process of
Organizational Communication
Learning Objectives
What We Will Be Investigating:
• Examine the role of human communication in modern organizational life.
• Understand the ways in which effective communication encourages coordination and cooperation with others in organizational life.
• Examine the need for strategic organizational communication to achieve important organizational goals.
• Recognize the complex and fragile nature of human communication.
• Examine the evolutionary nature of organizing.
• Understand the hierarchical levels of organizational communication, building from intrapersonal to interpersonal to group to multigroup levels of interaction.
• Understand the hierarchy of power in organizations as displayed by the formal organizational
chart.
• Recognize the differences between formal and informal communication in organizational life, as
well as ways in which formal and informal communication systems influence one another.
• Examine strategic organizational communication competencies.
• Preview the topics covered in the following chapters in the book.
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CHAPTER 1
Introduction
Chapter Outline
1.1 C
ommunication in Modern
Organizational Life
1.2 Organizations and Organizing
1.3 Hierarchical Levels of Organizing
Levels of Communication Approach
Power Approach
Communication
works for those who
work at it.
—John Powell
1.4 I nterdependence and Synergy in
Organizational Life
1.5 F ormal and Informal Channels of
Organizational Communication
Formal Communication: Downward Communication
Formal Communication: Upward Communication
Formal Communication: Horizontal Communication
Informal Communication
1.6 S trategic Communication Processes in
Modern Organizational Life
The Perceptive Organizational Communicator
The Relationally Competent Organizational
Communicator
The Team-Building Organizational Communicator
The Culturally Sensitive Organizational
Communicator
Strategic Leadership in Organizations
Strategic Use of Media and Technologies in
Organizational Life
Strategic Organizational Development
Strategic External Organizational Communication
Introduction
Human communication is the lifeblood of any organization. Indeed, the interactive social
process of communication is what enables organizational participants to elicit cooperation from others. Although eliciting cooperation from others is essential for accomplishing goals, such cooperation does not happen automatically. Each person has unique goals
and needs that drive his or her actions. Agreements about goals and needs must often
be negotiated. Strategic communication, communication that is carefully planned and
competently performed, enables such negotiations and is needed to encourage others to
cooperate with us. This book is designed to help you become a strategic organizational
communicator—an informed and aware organizational participant who communicates
intelligently, sensitively, and competently to accomplish important goals.
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Section 1.1 Communication in Modern Organizational Life
CHAPTER 1
1.1 Communication in Modern Organizational Life
T
o be successful in our interactions with others, we must provide clear and compelling information about what we want from them and why it is in their best interest to
cooperate with us. We depend on timely, accurate, and effective human communication to
accomplish just about all the challenging and important tasks we confront. In fact, it has
been observed that there is very little we can accomplish by ourselves in modern organizational life. We all depend on cooperation with others to accomplish our goals, and communication is the critical human process we use to promote such cooperation.
To illustrate the role of communication in eliciting cooperation in organizational life, imagine what might happen in a relatively simple situation in which a customer wants to buy a
book from a bookseller. How does communication facilitate this relatively straightforward
transaction for both the customer and the bookseller? The customer depends on her ability
to communicate to the bookseller which book she wants to purchase:
•
•
•
•
The customer could request the book in person, using face-to-face interpersonal
communication.
The customer could request the book by phone, using mediated interpersonal
communication.
The customer could send a written book request to the bookseller, using mediated
written interpersonal communication.
The customer could also request the book online, using computer-mediated
communication.
Yet requesting the book is only the first step in the transaction. Perhaps the customer isn’t
sure exactly which book she wants to purchase. She might have to engage the bookseller
(or others) in conversation to identify the right book for her needs. Even if the customer
knows which book she wants, she will likely need to explain to the bookseller how she
wants to receive the book. The customer could pick up the book in person, have it sent
through the mail, or have it delivered by another shipping service. There are likely to be
several shipping options, with different delivery dates and costs, which may also have to
be discussed. Does the customer want the book wrapped in gift paper? Does she want it
shipped to an address other than her own?
The bookseller must also locate the book, determine how much it costs, arrange delivery,
collect payment from the customer, record the transaction, and provide change or at least
a receipt to the customer. The bookseller may have to order the book from a book distributor, arrange to have the book delivered to the store, and then inform the customer when
the book arrives at the store. Communication is likely to be involved in each of these steps
as well.
As you can see, even in this relatively simple transaction, effective communication is critical. A breakdown in communication at any step in this process will make it difficult, even
impossible, for the customer and the bookseller to accomplish their shared goals.
In more challenging organizational situations, such as negotiating a corporate merger,
communication is likely to be much more complex, fragile, and critical. Participants must
be skilled and sensitive communicators to elicit cooperation in challenging situations and
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Section 1.2 Organizations and Organizing
CHAPTER 1
to work through disparate (sometime diametrically opposed) positions, needs, and expectations to establish common ground and a shared framework for cooperation. Strategic
organizational communicators develop the ability to perceptively examine the communication demands of complex situations. Based on their analysis of the situation, they use
competent and adaptive communication skills to build cooperative communication relationships with the people with whom they work. This book (and the course it is being used in)
is designed to help you analyze the communication demands of complex and challenging
organizational situations and to develop strategic communication skills and competencies
to respond effectively.
Communication is a deceivingly complex and fragile human process. We often assume
incorrectly that communication is easy to do well. Although engaging in communication
is easy to do (all of us engage in communication all the time), it certainly is not easy to
communicate well. There are multiple opportunities in the process of communication for
misinterpretations of messages. Think about how often you have misinterpreted messages others have sent to you and how often you have been misinterpreted. In addition,
it is not always easy to get others to do what we want them to do. Establishing and
maintaining long-term satisfying interpersonal relationships can be a major challenge.
Yet as we’ve made clear, the organizing process depends on effective communication.
In this chapter and the chapters that follow, we will explore the unique communication
demands of organizational life and explore strategies for communicating effectively as an
organizational participant.
1.2 Organizations and Organizing
W
e all live in a complex and multifaceted organizational world, one in which we participate in a wide array of organizations:
•
•
•
•
•
•
We may be hired by work organizations, where we pursue jobs and build careers.
We may enroll in educational organizations, where we study, learn, and earn academic degrees.
We may belong to religious organizations, where we seek and share spiritual support and guidance.
We may recreate in social organizations, where we socialize, unwind, and have fun
with friends.
We may volunteer for service organizations, where we provide our time and efforts
to help others.
We are most likely members of family organizations, where as fathers, mothers, sons,
daughters, and so on we provide mutual support and often help raise children.
We are likely to perform many different roles in these organizations, as workers, managers, students, teachers, congregation members, spiritual leaders, organizers, followers, and
so on. These roles often change over time, as new organizational needs arise and as our
organizational abilities evolve, demanding that we develop different skills and expertise.
Likewise, each role we perform demands a different set of communication competencies.
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Section 1.2 Organizations and Organizing
CHAPTER 1
As you will learn throughout this book, strategic
organizational communicators develop appropriate communication skills to effectively perform
their different roles and to adapt to new situations.
Organizations are not static. Organizations are constantly changing and evolving as the societies
in which they reside evolve (Weick, 1979). New
organizational needs, new workers, and new
products, services, regulations, technologies, and
customers constantly force and enable organizing
processes to evolve. Sometimes it appears that the
common notion we have of an established, solid,
and stable organization is merely a stereotype, a
convenient way to describe a one-point-in-time
view of ongoing organizational processes. The
truth is that the organization we see at one point
in time is likely not the same organization we see
at another point in time.
Do you belong to any organizations?
How do you use communication skills
to effectively perform your role within
those organizations?
Let’s take an example. Although the bank you use
may seem the same every time you visit it, many
changes occur within the bank that you just don’t
notice. There are likely to be new personnel working at the bank, due to the retirements
and relocation of older personnel. Bank policies change, interest rates change, and the
technologies that bank workers use are regularly updated. And in recent years we have
gone through a period of bank mergers and buyouts, which has dramatically changed
the nature of banking. Meanwhile, more banking activities are being handled online than
ever before, which is also changing the experience of banking. So, although you might
think of your local bank as a solid, permanent, and unchanging organizational entity, the
reality is that your bank is in the process of evolution, illustrating the process of organization as much as the state of organization.
The true nature of organizational life becomes especially clear when we view dramatic
changes such as bankruptcies, mergers, acquisitions, downsizing, leadership transitions,
and rapid expansions. As strategic organizational communicators, we must be especially
aware of the importance of monitoring changing organizational demands and developing new strategies for addressing these demands through adaptive communication. For
example, say you are the chief information officer (CIO) for an accounting firm, and you
need to make sure you are aware of new accounting regulations. Changes in the regulatory environment may mean that you must use new accounting processes and forms. You
may also need to adhere to new deadlines and formats for submitting financial information. In turn, you may have to purchase new computer equipment, install and update
new software, and hire and train personnel to meet the new demands. Changes like this
happen regularly in modern organizational life. Strategic organizational communicators
gather information to monitor ever-evolving organizational demands and to coordinate
with others to adapt processes to meet these demands.
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CHAPTER 1
Section 1.3 Hierarchical Levels of Organizing
1.3 Hierarchical Levels of Organizing
There are two different ways to view the hierarchical nature of organizational life:
1. The first approach to organizational hierarchy is the levels of communication
approach. This hierarchy describes the encompassing communication roles that
organizational participants perform in organizing. In this book we will describe
the hierarchical levels of intrapersonal, interpersonal, group, multigroup, and
interorganizational communication as increasingly more complex levels of organizational communication (Kreps, 1990).
2. The second approach to organizational hierarchy is the power approach (Kreps,
1990). This hierarchy describes the successive levels of formal influence and
control that are dictated by the design of the organization. This formal design is
often illustrated through organizational charts. Figure 1.1 provides an example of
a typical organizational chart.
Both the levels-of-communication approach to hierarchy and the power approach to hierarchy perform important roles in organizational life. Let’s look at both in more detail.
Figure 1.1: Sample Organizational Chart
CEO
J. Smith
Exec. Secretary
Vice President
of Marketing
J. Gomez
Public &
Community
Relations
Department
Vice President
of Sales
T. Lee
Product &
Services
Marketing
Department
K. Poole
Vice President
of Production
P. Connors
Manager
Manager
Manager
Manager
Manager
Manager
L. Jiminez
T. Washington
Manager
W. Allen
P. Lloyd
Manager
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Section 1.3 Hierarchical Levels of Organizing
CHAPTER 1
Levels of Communication Approach
The levels of communication approach to organizational hierarchy may be best illustrated
from the bottom-up. The most basic communication activities of organizing often begin
with individual organizational actors who participate in the accomplishment of basic
organizational tasks through intrapersonal communication. Intrapersonal communication
occurs when communicators interact with themselves to make sense of organizational
demands. They do so by attending to and interpreting key messages while also developing strategies to communicate messages to others.
These individual organizational participants in turn use interpersonal communication
to establish relationships with other organizational participants to accomplish complex
organizational tasks. Interpersonal communication is interaction between two different
individuals who use communication to establish interpersonal relationships.
These relational partners often work
together in organizational work groups,
where they engage in group communication. In turn, these groups coordinate
activities with other work groups, using
multigroup or organizational communication, ultimately building to divisions,
organizations, and even interorganizational collaborations.
Each of the higher levels of organizational
communication are built upon the lower
levels. Intrapersonal communication is
What levels of communication are taking place
the foundation upon which interpersonal
in this photo?
communication is built. For individuals to
engage in interpersonal communication,
they each must be able to interpret messages into meanings and create messages from
meanings using intrapersonal communication. Group communication is composed of
multiple interpersonal communication relationships. Similarly, multigroup communication is built upon group interactions.
Power Approach
The power approach to organizational hierarchy may be best described from the top-down.
Executives (presidents, chief executive officers, and board chairs) typically sit at the top
of the power hierarchy, as shown in Figure 1.1. These executives direct the activities of
upper management personnel (vice presidents, division heads, and others), who direct
the activities of middle management personnel (managers, supervisors, group leaders),
who in turn direct the activities of main-line workers and support personnel. Formal communication travels both vertically (downward and upward) and horizontally. We will discuss vertical and horizontal formal communication in more detail later in this chapter
when we examine channels of communication.
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Section 1.4 Interdependence and Synergy In Organizational Life
CHAPTER 1
1.4 Interdependence and Synergy In Organizational Life
T
he basic processes of organizing, in which communication is used to elicit cooperation and coordination, takes place at each of the multiple hierarchical organizational
levels. As noted above, it begins with the individual organizational participant (such as an
employee). It then moves up to work groups (departments), on to multigroup units (divisions), on to organizations, and even on to groups of connected organizations.
At the individual level, each organization member is responsible for accomplishing specific assigned tasks, such as delivering internal mail, maintaining equipment, keeping
employment records, selling products, and so forth. This necessitates that individuals
demonstrate personal organization and coordination with other organizational participants (such as coworkers, supervisors, customers, and others). These individual tasks are
connected to other individual tasks within the organization, combining to help accomplish organizational activities and goals. This connection between activities is referred to
as interdependence. The different organizing activities performed within organizations
are interdependent—they work together—and the individuals who perform these activities are mutually dependent on one another as well.
Even when you are driving your car, you engage in interdependence—you depend on
other drivers to follow traffic signals and to stop at stop signs and red lights. These other
drivers also depend on you to follow traffic signals. If either of you fail to follow the
rules of the road, you are likely to have an accident. Similarly, members of organizations
depend on one another to work cooperatively to accomplish important goals. Organizational units are also dependent on the interdependent performance of activities by other
organizational units. The more effectively these individuals and organizational units can
coordinate the performance of interdependent activities, the more efficient and productive
the organizing process becomes. High levels of coordination inevitably lead to enhanced
outcomes, a process referred to as organizational synergy.
Let’s look a little more closely at interdependence and synergy. In any organization, individuals are typically situated within work groups such as departments, where they must
work in concert with other group members. To be effective, these interdependent organizational members must be able to coordinate their activities within these work groups.
Communication between these interdependent workers is clearly an essential part of
promoting coordinated activities. Different work groups (such as the production department, the shipping department, the accounting department, the sales department, the
quality control department, and so on) also must coordinate activities to achieve shared
organizational goals. For example, if members of the sales department solicit 1,000 new
orders for a company product, sales department personnel need to inform the production
department personnel about the new orders, so the production department can build at
least 1,000 products to deliver to customers. Members of the production department must
communicate with personnel in the shipping department to let them know these products
are ready to be delivered and where the products should be delivered. The accounting
department must be informed about these new sales so they can record the financial information. The better these interdependent departments are at sharing relevant information
and coordinating activities, the more effectively the organization will operate, exhibiting synergy. Each department depends on the communication and organizing activities
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Section 1.5 Formal and Informal Channels of Organizational Communication
CHAPTER 1
between interdependent individual workers, and the organization depends on effective
communication and organizing activities between interdependent departments.
To extend the issue of interdependence within hierarchies further, consider how interdependent work departments typically combine to compose larger divisions or even whole
organizations where organizing activities also must be coordinated. Active lines of communication between these units are essential to promoting needed coordination. These
divisions or organizations must communicate to share information with other interdependent divisions or organizations. The basic processes of communication to promote
coordination occur at each of the multiple hierarchical levels of organization.
1.5 Formal and Informal Channels of Organizational
Communication
T
here are numerous formal and informal patterns for organizational communication.
Formal patterns of organizational communication follow the power hierarchy within
organizations, whereas informal patterns of organizational communication do not necessarily follow along power hierarchy lines. Let’s look at examples of both formal and
informal communication.
Formal Communication: Downward Communication
The most common formal organizational communication pattern is downward communication.
Downward communication takes place when
organizational leaders communicate down the
power hierarchy to subordinate organizational
members. Downward communication is essential
in organizations to provide members with direction, information about the organization, and
evaluative feedback about their performance. Typically, such downward communication messages
carry job instructions, directives, and information
about organizational policies and procedures.
There are several problems associated with downward communication:
Why is effective downward communication so important in organizations?
1. There are often too many downward
messages for organization members to
pay attention to, leading to information overload, which we’ll discuss in more
detail later in this book.
2. Sometimes there are conflicting directives from different organizational leaders—
and even conflicting directives from the same leader—that place followers in a
double-bind. Which directive(s) should they follow?
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Section 1.5 Formal and Informal Channels of Organizational Communication
CHAPTER 1
3. Downward messages are not always clear, so workers are not sure exactly what
they are being directed to do or how they are supposed to accomplish the activities they are being directed to accomplish.
4. Workers sometimes interpret downward messages as being delivered in an alienating, insulting, or condescending way. Organizational leaders must take care to
communicate clearly and sensitively so that their directives are understood and
are likely to be accepted.
When misunderstanding of downward communication messages is likely, managers
should provide lower-level employees with the opportunity to get feedback and clarification. However, as we’ll see next, in many organizations employees do not feel comfortable
questioning their managers, and managers do not solicit comments and questions from
their employees.
Formal Communication: Upward Communication
Communication that travels up the power hierarchy is known as upward communication.
As noted, such communication and feedback is important for both workers and management. Upward communication enables workers to express their concerns and ideas, to
provide and ask for feedback, and to seek clarification from their managers. The opportunity to provide feedback to managers can relieve tension for workers, help them gain a
better understanding of what they are supposed to be doing, and help them understand
the importance of their role in the organization. Upward communication is also important
for managers as it allows managers to learn what their employees are thinking, what the
employees’ experiences are, and when the employees are having problems.
Unfortunately, upward communication is often the least well-utilized formal channel of
communication in organizations. For one, there is a tendency for subordinates to refrain
from telling their bosses when they are experiencing problems within the organization.
Instead, employees often only tell managers about successful activities. This tendency
to sugarcoat upward communication is known as the mum effect. Sometimes employees fear that if they tell their managers about problems, their managers will believe the
employees themselves were the cause of the problems. Yet it is important that managers
understand organizational problems so they can intercede to remedy them before they
grow into crises.
Strangely enough, upward communication often must start at the top by having formal
leaders—those individuals such as supervisors, division heads, and executives who hold
recognized positions of authority over other organizational members—demonstrate to
employees that they are open and receptive to feedback. By encouraging workers to communicate honestly up the hierarchy about their experiences and ideas, formal leaders can
obtain important operational information, identify emerging problems, and develop effective intervention strategies. It is also motivating and reinforcing for employees to learn
that their managers are interested in their ideas and value their experiences. For example,
when the division head publicly recognizes the suggestions made by a member of the
sales force for improving sales reporting and provides the salesperson with an award, that
salesperson will most likely be energized and encouraged to identify additional suggestions for improving organizational operations.
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Section 1.5 Formal and Informal Channels of Organizational Communication
CHAPTER 1
Formal Communication: Horizontal Communication
Horizontal communication refers to messages
that are shared between organization members
who are on similar levels. For example, when
coworkers share ideas about how to solve a common task, provide support about shared problems, or brainstorm new strategies, they are
engaging in horizontal communication. Horizontal communication is essential for promoting
coordination, problem solving, and social support
among coworkers. Individuals on the same operational level of organizations share many goals
and activities, so they can provide each other
with important insights into common challenges
found in their work.
It is important for leaders to provide coworkers
with opportunities to share relevant information.
Unfortunately, horizontal communication is often
underappreciated in organizational life. Managers sometimes prohibit communication between
Why is effective horizontal communicoworkers on the job, believing that these workcation so important in organizations?
ers should be more focused on their individual
tasks than in communicating with one another.
This is often shortsighted, however, as horizontal communication often can help to elicit
cooperation for enabling coworkers to complete their tasks effectively.
Informal Communication
As previously noted, in addition to formal channels of communication within organizations,
there are also informal channels of communication that may or may not follow the lines of the
power hierarchy. These interactions are based on personal relationships that may transcend
the formal hierarchy. For example, if family members or friends work for the same organization, they are likely to communicate with each other even if they don’t work together or
report to one another or even if it is not mandated by the formal organizational hierarchy.
Informal communication relationships develop in organizations for a wide variety of reasons. For example, organization members may form romantic relationships or friendships,
or may share common goals or interests. One shared interest that connects many organization members is the ever-present thirst for relevant information about the organization, its
members, and key outsiders. Those individuals who have access to the most interesting
or useful information about the organization often become informal leaders in organizations. Such informal leaders do not necessarily hold the highest positions in the formal
organizational hierarchy. Often, secretaries, receptionists, couriers, salespeople, or even
maintenance workers have access to many different people from across the organization
and outside the organization. This enables them to acquire relevant information to which
others do not have access. For example, secretaries may overhear discussions by leaders
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Section 1.5 Formal and Informal Channels of Organizational Communication
CHAPTER 1
and have access to sensitive documents and correspondence that enables them to acquire
information about organizational activities, personnel, policies, and changes.
Organizational members often covet this
information because it may have direct
bearing on their jobs, incomes, and futures.
The spread of this information often takes
place through rumors, while the channels
of communication that carry this information are often referred to as the grapevine.
Rumors and the grapevine do not necessarily provide incorrect information, as is often
assumed; they just provide interesting
information to organizational participants.
Organizational members like to find out
Why is the grapevine such a powerful channel
about dramatic organizational events,
of communication?
such as changes within the organization,
conflicts between organization members,
or when organization members get into trouble. I refer to such information as juicy information. The more juicy information an organization member can acquire and is willing to
share, the more other members will want to communicate informally with that person.
Juicy information can include information that is particularly interesting to organizational
members and is not easily available from the formal information system. For example,
information about romantic relationships, marital difficulties, or disputes between organizational participants are juicy bits of information that are often disseminated via the grapevine. Those organizational members who possess relevant and accurate information and
are willing to share that information with others often develop informal communication
network roles as opinion leaders (Kreps, 1994). These opinion leaders can wield significant
influence within organizations, regardless of their formal position within the hierarchy.
In some organizations, formal leaders who are knowledgeable and communicative become
the opinion leaders. In other organizations, formal leaders rarely communicate with other
organization members and become so-called isolates in the informal communication
network. Because organization members need and demand information, if the formal
leaders in the organization are isolated, others within the organization will fill informal
leadership positions. It is therefore wise for formal leaders to provide key organizational
members with relevant information since these leaders are charged with directing organizational activities and can make sure that accurate information is disseminated. Liaisons
(sometimes referred to as gatekeepers) are organizational members who connect different
individuals and groups within organizations. Liaisons can exert significant power within
organizations because they control access to key information and can facilitate cooperation and information sharing between organizational participants.
Strategic organizational communicators pay attention to both the formal and informal
channels of communication, learn which organization members perform different network roles, and learn how to utilize the different channels of communication to gain
access to relevant, accurate, and timely information. They also develop the ability to share
relevant information with others to help accomplish important organizational goals.
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Section 1.6 Strategic Communication Processes in Modern Organizational Life
CHAPTER 1
1.6 Strategic Communication Processes in Modern
Organizational Life
S
o far we’ve discussed how the most effective organizational participants are savvy,
competent, and strategic organizational communicators. In this section, we’ll discuss
how strategic organizational communicators
•
•
•
•
•
•
•
•
develop communication skills to perceptively assess key messages to make sense
of new organizational demands and opportunities;
use communication to build cooperative and satisfying relationships with other
key organizational participants;
use communication to promote team building, commitment, and coordination
within work groups;
are sensitive to the unique individual and collective cultural factors that influence organizational participants, making sure to communicate in accordance with
important cultural norms and expectations;
use strategic communication to assert appropriate leadership within organizational units;
use appropriate media and new information technologies to communicate effectively with others;
use communication strategically to identify emergent problems in the organizing
process and develop intervention strategies to enhance organizing policies and
practices; and
develop external relationships that connect organizations and promote interorganizational coordination.
Let’s look at each of these points in a bit more detail.
The Perceptive Organizational Communicator
Earlier we mentioned that it is important for organizational members to carefully monitor the changing organizational landscape to identify new organizational demands. Such
monitoring takes place at the individual level of communication, with individual organizational participants gathering information about organizational demands. These new
demands can originate externally, such as from new customer requests, competing products or services, changing regulations, new technologies, or evolving economic conditions.
The new demands can also arise internally within the organization, such as from changes
in organizational leadership, reorganizations, equipment malfunctions, employee turnover, or internal conflicts.
It behooves the strategic organizational communicator to stay on top of these changing
demands by strategically selecting and accurately interpreting the wide range of messages available in often fast-moving organizational situations. What are the key messages
that indicate when more attention is needed to accomplish a task? What information is
needed to determine when processes are not being handled optimally? How can you
assess levels of customer satisfaction? How can you learn when there is disruptive conflict brewing within your organization? For example, is there tension between coworkers
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Section 1.6 Strategic Communication Processes in Modern Organizational Life
CHAPTER 1
in your office? Are there individuals who are not talking with one another? Are coworkers
arguing? These are typical symptoms of interpersonal conflict.
Organization members work within key internal and external information environments.
Internal information environments refer to the interaction patterns that occur within different programs and departments within organizations. External information environments refer to the patterns of interaction that occur between representatives of different
organizations. Every situation involves careful selection of messages that provide important information identifying new organizational demands and opportunities. Strategic
communicators pay attention to what people say and do. That is, they evaluate both the
use of words (verbal communication) and actions (nonverbal communication).
The most perceptive organizational members identify issues that need to be addressed
quickly and efficiently because they are paying close attention to key messages. They
identify emerging problems early so that these problems can be fixed before they
develop into crises. For example, strategic organizational communicators pay attention
to cues that indicate when key personnel may need training or support to help them
meet new demands. Such communicators realize that information is powerful in organizational life, and by staying alert to new sources of information, they can make better
decisions about how to meet organizational demands, solve organizational problems,
enhance organizational processes, and help achieve important goals. In Chapter 3 we
will explore the perceptual process as an essential part of intrapersonal communication
in organizational life.
The Relationally Competent Organizational Communicator
At the relational level of communication—communication that occurs between members
of interpersonal relationships—it is important for strategic organizational communicators
to build strong relationships with those individuals they work with (both within and outside the organization) to accomplish organizational tasks. Such cooperative relationships
need to be established and maintained with coworkers, supervisors, subordinates, suppliers, regulators, customers, and many others.
Why is the relational level of communication
especially important in building customer
relationships?
Kre66464_01_ch01_p001-028.indd 14
For example, if you work as a salesperson,
it is important for you to communicate
strategically with potential customers to
inspire their confidence and trust in you,
your company, and your products. You
will have to demonstrate to potential customers that you are an honest person of
good character, that you are credible and
have relevant expertise about the products you are trying to sell, and that you
will treat them fairly and are concerned
about their welfare. You will also have
to persuade them that the products you
are selling will meet their needs and are
worth the price you are asking for them.
You can accomplish this through strategic
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Section 1.6 Strategic Communication Processes in Modern Organizational Life
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relational communication with these customers. By taking the time and effort to build
good relationships with your customers, you will encourage them not only to buy your
products now, but to be loyal customers who will buy your products in the future and
perhaps even encourage others to buy your products as well. These customers can also be
important sources of information for you about customer satisfaction, changing customer
needs, and competition within the marketplace.
Similarly, you need to use strategic relational communication to develop good cooperative relationships with your sales manager, coworkers, those people who refer customers
to you, employees who order and ship the products you sell to customers, personnel who
market and advertise the products you sell, and many others. By developing cooperative
and satisfying relationships with these organizational partners, you are encouraging them
to coordinate activities with you to enable you to accomplish your goals.
As we’ve discussed, relationships are built on shared needs and expectations. Communication that helps others recognize these shared needs and lets them know their partners
plan to meet their expectations is critically important to establishing good relationships.
Relationship development depends on mutual, incremental, and reciprocal disclosure
of information about unique needs and expectations. It involves not only the exchange of
information but also the expression of friendship, respect, affection, and inclusion (Shutz,
1958). Communication that takes into account the unique cultural backgrounds and orientations of relational partners, meets the expectations of these partners, and encourages
them to reciprocate by meeting your needs and expectations ultimately helps to build
strong and productive interpersonal relationships.
When you disclose information and sentiment to others, the norm of reciprocity—the
urge to act in-kind—often encourages these relational partners to provide you with information and treat you similarly to the way you treat them. Note, however, that the norm of
reciprocity doesn’t always work since all communicators do not abide by this social norm.
Less competent communicators are likely to violate the norm of reciprocity, and it may
take a while for reciprocity to kick in to gear. However, more often than not, by sharing
relevant information and showing respect for others, you will encourage these people to
reciprocate with you.
Strategic organizational communicators initiate and develop strong, effective, and satisfying relationships with others to promote cooperation and coordination in organizational
life. These strong relationships also help enhance personal enjoyment and satisfaction
in organizational life for strategic organizational communicators because they are major
sources for social support, collegiality, and friendship. In Chapter 4 we will examine the
interpersonal communication processes that lead to developing and maintaining effective
relationships in organizational life.
The Team-Building Organizational Communicator
Many groups operate within and between organizations, including sales teams, review
boards, decision-making boards, specialized committees, and teams, where many critical organizational decisions are made and implemented. Strategic organizational communicators learn how to exert leadership, build support, and elicit cooperation within
these groups while utilizing the expertise and influence of group members to help inform
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decisions and accomplish goals. As a
member of a surgical team, for example, it
is important to make sure everyone knows
their roles and coordinates activities during an operation. Team members need to
actively and accurately share information
to accomplish surgical tasks. Effective
team communication can mean the difference between life and death for a patient.
Strategic organizational communicators
recognize that with multiple relationships
to manage, group communication is often
complex and volatile. Competing coaliHow is team communication demonstrated in a
tions (or subgroups that band together)
surgical team?
often develop within groups, which can
lead to attempts at group domination,
unproductive conflict, and gridlock, in which cooperation and organizational progress
breaks down. Strategic organizational communicators learn how to mediate between
different group members and coalitions, manage conflict effectively, and build support
and cooperation within groups through team-building communication to promote high
group performance.
Communicating a strong sense of shared group purpose, inclusion, and collaboration are
essential to effective group processes. Much of this relates to the leaders of the group, who
have a strong influence on group processes. Although there may be an assigned group
leader, leadership can be expressed by different members of the group based on their
expertise and abilities. Establishing a group climate that encourages open exchange of
information can also promote effective group communication. Likewise, building a sense
of pride, involvement, and community within work groups can encourage high levels of
group cooperation and performance. Strategic organizational communicators help build
the support, structure, and exchange of information needed for effective group outcomes.
In Chapter 5 we will examine the group communication processes that lead to the development of effective work teams in organizational life.
The Culturally Sensitive Organizational Communicator
Culture is a powerful force in modern organizational life, as it influences the shared beliefs,
values, attitudes, and expectations of organizational participants. Yet culture is not monolithic. We have many different cultural factors that create who we are and influence how
we behave. Think about how you would describe yourself. Would you mention your gender, age, nationality, ethnicity, race, religion, occupation, and hobbies? Are there other factors you would choose to describe who you are? The identifying terms you choose to
describe yourself suggest the different cultural influences in your life. What is the order
in which you might mention these cultural factors? The order might indicate the relative
importance of each of the factors. Do you think you would have mentioned the same cultural factors if you were asked to describe yourself 10 years ago? Would they be listed in
the same order? Chances are that you would mention different factors and order them differently. This suggests that not only do you have different cultural influences in your life,
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but that these influences are always changing. Earlier in my life, I probably would have
mentioned being a motorcyclist and a member of a rock band as important cultural factors.
Today, I would mention neither of those as key cultural factors in describing who I am.
There are many cultural affiliations that compete for social influence within individuals.
For example, we are strongly influenced by the national culture of the country in which
we live. The phrase “proud to be American” illustrates a strong personal value based on
national culture. There are also ethnic, racial, and religious cultural influences on how we
define ourselves and interpret the world.
In addition, factors such as gender and age
provide strong cultural influences. Think
about how being a male or female might
influence your self-image, dress, and communication styles. Similarly, your level of
education, income, and occupation likely
exert strong influences on who you are
and how you behave. Each person has a
unique blend of cultural factors that make
them who they are. These factors shift and
change over time. And each of the cultures that you identify with exerts strong
How does your cultural identity shape how
influence over the beliefs you hold and the
you communicate?
behaviors you engage in.
A primary factor in cultures is the process of socialization, where established members
of cultural groups educate others and enforce adherence to established cultural rules
or norms for appropriate behavior. For example, there are prescribed uses of language
within different cultural groups. To demonstrate cultural membership, you learn how
to use culturally approved terms and phrases in specific situations. There are norms for
how you address different people, norms for how to describe different common organizational activities, and even norms for appropriate attire. Violations of these norms
usually indicate lack of knowledge and perhaps even lack of respect for the cultural
group. Those who violate central cultural norms are often shunned and sometimes even
disciplined. For example, if an office worker wore shorts, a T-shirt, and flip-flops to the
office instead of expected formal business attire, it is likely that the worker would be
disciplined for breaking the rules for appropriate dress within the organization.
Strategic organizational communicators learn about primary cultural norms and expectations and adapt communication patterns to fit those expectations. This is referred to as
cultural sensitivity. Culturally sensitive organizational communicators adapt the messages they send to match the unique cultural makeup of the people they work with. This
means using appropriate language and examples that are likely to resonate with the other
person. It means being careful not to say something that violates a central cultural belief
or value. Violating cultural expectations inevitably leads to deterioration of relationships,
breakdowns in trust, and compromises cooperation and coordination. In essence, culturally sensitive communication can help promote coordination and social organization,
whereas culturally insensitive communication is likely to hinder social organization.
Just as with individuals, a wide range of cultural factors influence organizational identities. Each organization develops what is often referred to as an organizational culture,
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with its own cultural values, goals, and expectations. For example, a unique cultural
identity has developed over time in well-known organizations like the FBI, the New
York Times, Harvard University, Google, and Apple Computers. These cultural identities
influence the activities of organization members and even the people these organizations
serve. For example, workers from these organizations may dress similarly, use similar
language, and illustrate common ways for making sense of the world. For years, IBM
employees were known to wear dark suits, white shirts, and plain ties, almost like an
organizational uniform. Many executives and lawyers who have graduated from Harvard still wear Harvard pins and participate in Harvard social clubs.
Each of the organizations mentioned are U.S.based organizations, and their cultural image is
strongly influenced by U.S. culture. The London
Times is likely to have a very different culture than
the New York Times, based on differences between
British and U.S. culture. Since each organization
resides within a larger societal culture, the cultural
attributes of the larger society inevitably influence
the identity, values, and expectations that people
hold about the organization. Moreover, organizational cultures are also influenced by the unique
history of the organization, stories about charismatic organizational members, and the primary
mission, goals, and activities of the organization.
Strong organizational cultures profoundly influence not only organization members but also the
activities and beliefs of those outside the organizaWhat does this photo tell you about
tion who have a stake in the organization, such as
Google organizational culture?
customers and stockholders. For example, alumni
of certain colleges, like Princeton, Notre Dame,
Michigan, Duke, or USC, take the symbols of their university very seriously. Many of the
people who identify with these universities wear clothing emblazoned with the names and
symbols of the university. Wearing a competitor university’s jersey can be seen as disloyal
and even insulting to members of these cultural groups. In the Los Angeles region, for example, there is an unspoken bond between alumni and supporters of either USC or UCLA, as
well as competition between these two cultural groups that is said to influence hiring and
promotion decisions made by many employers. Strategic organizational communicators
pay close attention to the unique cultural identities and values of the different organizations
they work with and learn to abide by established norms of these organizational cultures. In
Chapter 6 we will examine the communication processes used to adapt to different cultural
perspectives, as well as to establish, maintain, and influence organizational cultures.
Strategic Leadership in Organizations
As we discussed earlier in the chapter, organizations have both formal and informal
leaders. Formal leaders are typically assigned their positions of authority within the organizational hierarchy and hold titles such as president, vice president, division leader,
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supervisor, and manager. However, just being appointed as a formal leader in an organization does not necessarily mean these individuals are asserting effective leadership.
Informal leaders emerge within organizational life based on their credibility (usually a combination of charisma, dynamism, expertise, and trustworthiness), ability to accomplish
complex tasks, and access to relevant information. Informal leaders often exhibit strong
leadership communication skills because they have to earn their leadership positions. Formal leaders often have to learn how to communicate effectively as leaders.
Effective leadership depends on strategic leadership communication. In essence, strategic leadership communication encourages others to cooperate with you, to follow your
lead, and to share relevant information. Effective leaders establish strong cooperative relationships with other organization members, inspire these members to share important
goals, and persuade them to willingly help accomplish those shared organizational goals.
Think about the managers who you have worked for in the past. How effective was their
leadership communication? How inspiring were they? Were you motivated to follow their
direction and to help them accomplish their goals? Did you share those same goals? Most
likely, some of these managers were effective leaders and communicated in ways that
encouraged you to collaborate with them, whereas others were not particularly skilled
communicators and did not consistently inspire you.
Those individuals who are assigned to formal leadership positions too often assume that
just holding their managerial title will make them strong leaders. However, someone merely
being in a higher position of power within the formal organizational hierarchy is not a good
enough reason for many organization members to blindly follow a leader. Some organization members might comply with directives from a formal leader when the leader is there
to see if they comply, but when the leader is not present, they may be less likely to follow
the directives. Effective leaders motivate employees to want to follow directives because
the employees believe in the leader, share the leader’s organizational mission, and want to
make the organization successful. The only way to get this to happen is for the leader to use
strategic communication to establish strong, encouraging, and inspiring professional relationships with followers. This happens not only by communicating strong rationale (providing compelling content information) to followers for achieving organizational goals, but
also by communicating in ways that personally inspire followers emotionally (providing
them with engaging relational information) to cooperate and collaborate with the leader.
Effective leaders must be adaptable, adjusting their leadership communication styles to
different followers and different situations. This is sometimes referred to as situational
leadership. Situational leaders use communication to learn about the unique characteristics of the individuals they seek to influence. Situational leaders also provide each follower with personally relevant and motivating information that is targeted to the person’s
unique cultural orientation, information needs, and current state of mind. In this way,
leadership communication is perceived by the follower as both appropriate and relevant.
Situational leaders also evaluate the unique demands of the specific organizational context to
make sure that their communication fits those unique contextual demands. Is it an emergency
situation? Is it a time when the goals of the organization need to be reinforced? Is it a time
when workers need to be encouraged or rewarded? Each situation demands different kinds
of leadership communication. Communicating situationally means that leaders pay attention to the people they work with and also to the unique constraints of the organizational
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context. This takes a great deal of effort, but it generally has significantly positive influences
on encouraging organizational cooperation and commitment. In Chapter 7 we will examine
the communication demands of effective leadership in modern organizational life.
Strategic Use of Media and Technologies in Organizational Life
There is growing dependence on the use of communication media and information technologies to share information and to coordinate the activities of organizational participants. This growing dependence on communication technology may be due in part to the
large size and broad scope of modern organizations that need to connect and coordinate
many different people who are often geographically dispersed. It is difficult to imagine
modern organizations without widespread use of cell phones, BlackBerries, networked
computers, email, the Internet, fax machines, teleconferencing and videoconferencing,
and many other media. We live in a time of extraordinary expansion of new information
technologies. Some have asserted that we are experiencing an information revolution.
In the area of computer-mediated communication technologies, for example, it
appears that every year new equipment,
software, and applications are introduced
and adopted by organizational members. There is tremendous demand to
keep up with the latest computer trends.
Last year’s software may not be compatible with this year’s software, leading to
problems with interoperability. Different
equipment brands and models may not
work with one another. It is a full-time
How have computer-mediated communication
job just to keep up with these changing
technologies changed the business landscape?
communication technologies, to determine which technologies are most useful,
to determine how to best use these new media, and to develop appropriate software to
match the evolving goals, processes, and regulations governing organizations. The ongoing process of training organizational members to use new technologies and applications
is also a major challenge in many organizations. Many organizations must employ large
numbers of technology experts to install and debug new equipment, to help users solve
problems with their equipment, to install new software, and to repair equipment.
Meanwhile, a growing convergence between different communication technologies
increases their power. For example, smart phones now do much of the work previously
done with desktop computers, telephones, videoconference technologies, and other media.
However, although these new technologies often make it easier for organization members
to reach one another, share information, and preserve information for later use, there are
also major concerns about resistance to adopt new technologies, loss of information privacy,
the impersonal nature of many new media, and misuses of communication technologies.
Organizational media therefore need to be used strategically to make sure they accurately convey the intended message, maintain effective organizational relationships, and
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complement other channels of communication. It is important to realize that new communication technologies do not necessarily replace more traditional channels of communication, but offer additional and supplementary channels for organizational communication.
In Chapter 8 we will examine the strategic use of the broad range of new and more traditional communication media in concert with face-to-face communication in modern organizational life.
Organizations in Action
Measuring Twitter Links
There was a day when business organizations were able to estimate the effectiveness of their
advertising in newspaper and magazine communications through readership (circulation)
measurements performed by the Audit Bureau of Circulation. Later, when radio and television came
on the scene, firms such as Arbitron and A.C. Nielsen reported listenership and viewership “ratings”
and consumer buying behaviors. More recently, methods to estimate traffic on the web have been
developed. Tools such as Omniture, Google Analytics, and comScore are able to track hits and page
views on the web, but these tools cannot report the kind of link-sharing that occurs when users hit
the “Like” button on Facebook or use the similar “Twitter Button” feature of Twitter.
To overcome this obstacle, Twitter acquired a Canadian company called BackType, which developed
a set of analytical tools that allows Twitter to capture important user click data. According to
BackType’s cofounder, Chris Golda, companies have found it difficult to measure exactly how much
traffic Twitter is sending to their websites. This is said to be especially important because Twitter
has become an important marketing strategy for most companies, including traditional print and
broadcast/cable media outlets (Ingram, 2011). As a result of this acquisition, Twitter unveiled a
system that allows it to measure and report to external businesses the amount of traffic Twitter
directs toward their websites. Twitter’s “analytic toolkit,” which was introduced in September 2011,
provides a dashboard that indicates communication in terms of users either tweeting or using
the “Twitter Button” link. According to Twitter’s director of web business development, Twitter
is responsible for redirecting 100 million clicks every day (Rao, 2011). The dashboard offered to
business communicators by the new analytical device will show organizations whether Twitter is
effective in driving traffic to their websites by indicating which links get the most activity, and when
those communications peak.
Critical Thinking Questions
1. In your opinion, is this an example of appropriate monitoring of the communication
environment, or is it a step toward an Orwellian “big brother” watching our every move? Explain
your response.
2. What is the value of this kind of information for organizations that post content on the web?
Does it really matter how an Internet content consumer is directed to an organization’s website?
3. How do you feel about this kind of analytical reporting? Should business communicators have
the right to use this kind of user data?
Sources
Ingram, M. (2011, September 13). Twitter offers analytics to try and prove its value. Retrieved from
http://gigaom.com/2011/09/13/twitter-offers-analytics-to-try-and-prove-its-value/
Rao, L. (2011, September 13). Twitter opens the kimono on web analytics; 3 million sites now using
tweet button. TechCrunch Disrupt News. Retrieved from http://techcrunch.com/2011/09/13/twitteranalytics/
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Strategic Organizational Development
Systems theory’s second law of thermodynamics describes how all systems encounter
problems, break down over time, and inevitably move toward disorganization, or the
state of entropy (Berrien, 1976). There is therefore a constant need to resist entropy by continually revitalizing organizational processes, achieving a state of negative entropy or highlevel organization (Berrien, 1976). Yet it is difficult to maintain a consistently high level of
organizing in modern organizations, especially because organizational conditions change
and the old strategies for organizing may no longer work well. In addition, there are
many challenges to effective organizing caused by changing situations and demands. This
may include changing customer demands, emerging societal constraints (such as a tough
economic climate), harsh physical conditions (such as bad weather), new governmental
regulations, and/or increased organizational competition. Strategic organizational communicators recognize the inevitable changes that challenge the organizing process, gather
information to stay alert to organizational demands, and use communication to develop
responsive strategies for confronting these difficult situations. This is known as the process of organizational development (Kreps, 1990).
Just as there are many new demands on social organizing, there are many ways to adapt
to these demands. The systems theory principle of equifinality suggests that there are
many ways to achieve desired outcomes (Berrien, 1976). The key is to match the new strategies to meet emerging organizational demands and constraints. For example, if customer
demand for an organization’s products wanes due to the introduction of more effective
competing products, it suggests that organization members need to examine what it is
about the competing products that is so attractive to customers, and based on that information refine their products to compete with the products introduced by other organizations.
There may be many strategies for refining products depending on customer preferences,
the potential for improving the products, and the capacity of the organization to make
needed changes. Communication is a critical process for both identifying the needs for
change and for directing these changes within organizations.
There is a constant tension in organizational life between stability and innovation. Organizational members generally like stability and predictability in their jobs. It is comforting to know what you need to do on the job and to hone your skills. Yet the same old
processes that once worked well may no longer be as effective, especially as new organizational demands arise. There is often the need to innovate processes to continue being
successful.
However, there is often significant resistance to organizational change. Organization
members must be encouraged and supported to learn new ways to do their jobs, to
adopt new technologies, and to organize in improved ways. Sometimes the changes
may involve developing personnel innovations, such as retraining employees to meet
new demands, restructuring roles and responsibilities to become more responsive
to changing conditions, or even replacing and hiring new personnel. Sometimes the
changes may focus on organizational processes, such as gathering market information about customer demand, purchasing new production equipment, or positioning
products differently with marketing and advertising processes. Strategic organizational
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communicators help identify new issues, share the need for organizational innovation,
and use communication to implement needed changes within organizing processes. In
Chapter 9 we will examine the communication demands and strategies for effective
organizational development.
Strategic External Organizational Communication
Organizational communication that elicits coordination between organizational members and individuals beyond organizational boundaries (from the organization’s relevant
environment) is referred to as external organizational communication. It is important for
organizational representatives to develop effective external communication relationships
that help them track changes in the relevant environment. Information gathered from
these external relationships can help identify emerging opportunities (such as potential
new customers, relevant new products or services, or potential lucrative collaborations),
learn about dangerous new constraints to organizing (such as new competitors, complex government regulations, or serious external threats), and help leaders keep abreast
of changing environmental situations (such as changing economic conditions, relevant
new knowledge, or emerging technologies). By gathering information from external representatives, organizational leaders can learn about and seize new opportunities, adapt to
potential constraints, and make strategic evidence-based plans for charting the future of
the organization.
It is also important for organizational members to use communication with key external
representatives to influence these individuals’ relevant activities. For example, organizations need to elicit cooperation from their customers, convincing them to purchase organizational products and/or services. Leaders may need to convince financial institutions
and investors to provide financial support to the organization. Organizations also depend
on external communication to effectively recruit new talent to work for the organization.
Public relations, marketing, and advertising are forms of external organizational communication used to provide information and influence the behaviors of relevant external
organizational audiences.
Employees who connect the organization to representatives of the organization’s relevant
environment are often referred to as cosmopolites. These cosmopolites are often located
at either the top of the organizational power hierarchy (chief executive officers, board of
director members, and so on) or at the lower rungs of the power hierarchy (receptionists, clerks, and so on). Such cosmopolites have a great deal of responsibility to gather
information from environmental representatives and share it internally with organizational decision makers, as well as to represent the organization positively to key environmental representatives with whom the organization needs to coordinate activities. The
development of effective, trusting, and cooperative interpersonal relationships between
organization representatives (cosmopolites) and key representatives from the external
environment is essential to organizational survival. In Chapter 10 we will examine the
unique strategic communication skills needed to develop and maintain effective interorganizational relationships.
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Case Study
“Right up Your Alley”
Susie Barnett was excited about starting her new position as the general manager of the Waldorf,
Maryland, AMF Bowling Center, known as AMF Waldorf Lanes. She was replacing the retiring
Ernie Johnson, who had managed Waldorf Lanes for more than 20 years. It was her first top-level
managerial position. She was proud of her movement up the job ladder as a relatively young
(24-year-old) woman. Despite her youth, she felt prepared for the managerial position. She had
studied organizational behavior at her state college, completed a management trainee program with
AMF Bowling Centers, and served for three years as an assistant manager at another AMF Bowling
Center in the suburbs of Baltimore.
While serving as the assistant manager at the Towson Bowling Center, she learned a great deal
about the bowling business. She assisted General Manager Frank Ferguson on all aspects of bowling
center operations and floor management, including supervising marketing and entertainment
programs, customer relations, food and beverage services, equipment and property acquisition and
maintenance, and personnel management. Frank was a generous general manager who actively
mentored Susie and developed strong cooperative relationships with the bowling center staff and its
customers. Frank recommended Susie highly for her new position at Waldorf Lanes.
The Towson Bowling Center was one of the most progressive and profitable within AMF. Frank
and Susie nurtured strong relationships with local community organizations (churches, schools,
and social clubs) that held bowling leagues at Towson Lanes. They gave these groups special rates,
hosted parties for them at the Lanes, and held special events like “Rock-n-Bowl” nights where they
dimmed the lights, brought in strobe lights, and played music, creating a party atmosphere. The
staff at Towson were sorry to see Susie go but were happy for her about her new senior managerial
opportunity.
However, the Waldorf Lanes Bowling Center was not doing so well. At one time it had been a
profitable bowling center, but over the past few years its business had slowed. Susie’s job was to
find out what was going wrong at Waldorf and revitalize the center to bring it back to profitability.
She began by meeting individually with customers and members of the center staff to find out why
business was lagging at Waldorf Lanes.
First she met with Dave Garfinkle, the longtime assistant manager. Dave was not friendly to Susie. He
also had been an applicant for the general manager position but did not get the job despite his long
years of service and familiarity with the facility. He did not get a strong recommendation from the
retiring general manager, Ernie Johnson, and his lack of college education also hurt his chances for
the job. Susie did not learn much about the problems at the bowling alley from Dave. He was gruff
and standoffish and resented having a younger, less experienced woman selected for the job that he
coveted.
Susie learned considerably more about problems at the bowling alley from her interviews with
customers and members of the Waldorf Lanes hourly staff. The food service, front desk, and service
staff members (most of them high school students who were working part time) told her that the
last year had been a tough one for Waldorf Lanes. A rough young crowd of teenagers began hanging
out at the snack bar, and they frequently hassled customers and staff but were not interested in
bowling. They appeared to be chasing away business. The staff also complained to Susie about a lack
of support from upper management. The previous general manager, Ernie Johnson, had been in poor
health and didn’t spend a lot of time at the bowling alley over the past year. Assistant Manager Dave
Garfinkle ran the center in the absence of Ernie. He seemed to be angry a lot, didn’t connect well
with staff or customers, and was not very responsive to changing conditions. He was more focused on
(continued)
enforcing the rules than on improving operations and performance. Susie also learned
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Case Study (continued)
from customers and staff that some of the bowling equipment and furnishing at the center were
worn out and in disrepair. She also discovered there had been a significant drop in the number of
registered bowling leagues at Waldorf Lanes.
Now that Susie knew about some of the major problems facing Waldorf Lanes, it was time for her
to develop strategies for rectifying these problems and revitalizing the center. What should she do?
She made a few telephone calls to Ernie Johnson, who was now retired and living in Florida, to get
his assessment of the situation. She also called her former boss, Frank Ferguson, to get his input. She
wanted to make sure the changes she recommended were appropriate to the situation and effective
in turning around Waldorf Lanes.
Critical Thinking Questions
1. How well do the different managerial personnel in this case (Susie Barnett, Ernie Johnson, Frank
Ferguson, and Dave Garfinkle) exhibit strategic organizational communication competencies and
skills? Consider each of the following strategic communication skills: perceptiveness, relational
competence, team building, intercultural sensitivity, use of media, organizational development,
and external communication.
2. How is the second law of thermodynamics, the move toward entropy, illustrated in this case
study? What does this movement toward disorganization suggest about the development of
new strategies for organizing and organizational communication?
3. What suggestions do you recommend for improving the performance of Waldorf Lanes? How
will communication be used to develop and implement these plans?
4. What role does the development of effective and trusting relationships have in the effective
management of the Towson Bowling Center and Waldorf Lanes? What communication strategies
do you suggest for improving some of the strained interpersonal relationships described in this
case?
5. Contrast the different organizational cultures established at the Towson Bowling Center and
Waldorf Lanes. How are these cultures different? How has organizational communication
contributed to the development of these organizational cultures?
6. Describe some of the existing intercultural communication barriers in this case that are
complicating organizational communication. How could communication be used to overcome
some of these intercultural barriers?
7. What is the role of organizational development in this case? What communication strategies are
needed to promote organizational development?
Summary
O
rganizations and the way they communicate play critical roles in our lives. We belong
to many organizations and must find a way to communicate strategically within
them. However, there are many layers of complexity involved. Organizations have different missions, different structures, differing levels of authority, different norms, and different ways of dealing with power and leadership. Further, organizations are not static and
must find ways to balance the needs for stability and innovation. By their nature, organizations are complex and multidimensional.
Communication offers a way to deal with these various organizational complexities. However, communication itself involves its own array of challenges. Effective organizational
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CHAPTER 1
communicators need to find ways to manage confusion, enhance connections between
people, build work teams, promote organizational socialization, ensure good communication both vertically and horizontally, deal with information overload, manage formal and
informal channels of communication, make intelligent use of mass-mediated messages,
and deal wisely with the dynamics of power and authority. These and other challenges
are the central focus of this book.
Discussion Questions
1. Do you think that effective communication is more or less important to
organizational success than is outlined in this chapter? Why or why not?
2. Communication is referred to in this chapter as “deceivingly complex.” Do you
think there are times when it’s “deceivingly simple”?
3. Some organizations use a “family” metaphor to describe their philosophy. Do
you think that “family organizations” and “work organizations” have enough in
common to justify this analogy?
4. In this chapter, banks are used to illustrate that organizations are not static. What
other types of organizations reflect this idea? How?
5. In what ways have you experienced “information overload” in organizations of
which you have been a member?
6. Historically, organizations and organizational literature have paid more attention
to “downward” communication than “upward” communication. Why, do you
suppose?
7. Is there any way to deal with the “mum effect” described in this chapter? What
specifically can organizations do to prevent it?
8. This chapter notes that “rumors and the grapevine do not necessarily provide
incorrect information.” Does your experience in organizations contradict that
claim in any way?
9. Although all organizations have “norms,” many of these norms are unwritten. If
you were to explicitly state what norms operate in your organizational life, what
would they be?
10. The term “strategic relational communication” is used throughout this chapter.
What are the pluses and minuses of thinking about communication as a “strategy”?
Key Terms
Coalitions Subgroups that band together.
Cosmopolites Employees who connect
the organization to representatives of the
organization’s relevant environment.
Cultural sensitivity Strategic organizational communicators learn about primary
cultural norms and expectations and
adapt communication patterns to fit those
expectations.
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Downward communication Takes place
when organizational leaders communicate
down the power hierarchy to subordinate
organizational members.
Entropy Systems theory’s second law of
thermodynamics. All systems encounter
problems, break down over time, and inevitably move toward disorganization.
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Summary
CHAPTER 1
Equifinality Systems theory principle that
suggests there are many ways to achieve
desired outcomes.
Information revolution The idea that we
live in a time of extraordinary expansion of
new information technologies.
External information environments The
patterns of interaction that occur between
representatives of different organizations.
Interdependence Connection of individual tasks to other individual tasks
within the organization that enables
organizational activities and goals to be
accomplished.
External organizational communication Organizational communication that
elicits coordination between organizational
members and individuals beyond organizational boundaries (from the organization’s relevant environment).
Formal leaders Those individuals such
as supervisors, division heads, and executives who hold recognized positions
of authority over other organizational
members.
Formal patterns of organizational communication Patterns that follow the
power hierarchy within organizations.
Grapevine The channels of communication that carry rumors.
Group communication Communication
between organizational work groups.
Horizontal communication Messages
that are shared between organization
members who are on similar levels of the
organization.
Individual level of communication Level
at which changes in organizational landscape are monitored.
Informal leaders Those individuals who
have access to the most interesting or
useful information about the organization often become informal leaders in
organizations.
Informal patterns of organizational communication Patterns that do not necessarily follow along power hierarchy lines.
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Internal information environments The
interaction patterns that occur within different programs and departments within
organizations.
Interpersonal communication The interaction between two different individuals
who use communication to establish interpersonal relationships.
Intrapersonal communication Communication that occurs when communicators
interact with themselves to make sense of
organizational demands.
Isolates Group members who are loners
and don’t communicate well with other
members.
Levels of communication approach One
way to view the hierarchal nature of organizational life. This hierarchy describes
the encompassing communication roles
that organizational participants perform in
organizing.
Liaisons (sometimes referred to as gatekeepers) Organizational members who
connect different individuals and groups
within organizations.
Mum effect The tendency to sugarcoat
upward communication.
Norm of reciprocity The urge to act inkind that often encourages these relational
partners to provide you with information
and treat you similarly to the way you
treat them.
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Summary
Norms Cultural rules for appropriate
behavior.
Opinion leaders Those organizational
members who possess relevant and accurate information and are willing to share
that information with others often develop
informal communication network roles as
opinion leaders.
Organizational culture The culture that
each organization develops with its own
unique cultural identity, with its own cultural values, goals, and expectations.
Organizational development The process of organizational renewal that helps
organizations resist entropy and promote
ongoing organization.
Organizational world The idea that we
participate in a wide array of organizations
including work organizations, educational
organizations, religious organizations,
social organizations, service organizations,
and family organizations.
Power approach One way to view the
hierarchal nature of organizational life.
This hierarchy describes the successive levels of formal influence and control that are
dictated by the design of the organization.
CHAPTER 1
Relationship development Process in
which mutual expectations are fulfilled and
new implicit contracts are developed that
allows relationships to grow and prosper.
Situational leadership Effective leaders
must be adaptable, adjusting their leadership communication styles to different
followers and different situations. This
is sometimes referred to as situational
leadership.
Strategic communication Communication
that is carefully planned and competently
performed.
Strategic leadership communication
Encourages others to cooperate with you,
to follow your lead, and to share relevant
information.
Strategic organizational communicator
An informed and aware organizational
participant who communicates intelligently, sensitively, and competently to
accomplish important goals.
Synergy Process that allows for high levels of coordination that leads to enhanced
outcomes.
Process of socialization Process where
established members of cultural groups
educate others and enforce adherence to
established cultural rules or norms for
appropriate behavior.
Team-building communication Communication through which strategic organizational communicators learn how to
mediate between different group members
and coalitions, manage conflict effectively,
and build support and cooperation within
groups.
Relational level of communication Communication that occurs between members
of interpersonal relationships.
Upward communication Communication that travels up the power hierarchy is
known as upward communication.
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Chapter 2
Human Communication
Processes and Principles
Learning Objectives
What We Will Be Investigating:
•
•
•
•
•
•
•
•
•
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Understand why communication is considered difficult.
Understand the difference between external and internal messages.
Explain the difference between messages and meanings.
Realize that communication problems can relate to encoding or decoding.
Grasp what it means to call communication a process—irreversible, and transactional.
Understand the difference between the content and relationship levels of communication.
Explain how jargon, semantics, syntactics, and pragmatics relate to verbal messages.
Understand that words have both a denotative and a connotative meaning.
Become familiar with the nonverbal categories of paralinguistics, oculesics, kinesics, proxemics, artifactics, tactilics, and chronemics.
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CHAPTER 2
Introduction
Chapter Outline
2.1 Human Communication Defined
It was impossible to
get a conversation
going. Everybody was
talking too much.
—Yogi Berra
What Are Messages?
What Are Meanings?
Encoding and Decoding
2.2 Key Principles of Human Communication
Principle 1: Communication Is a Process
Principle 2: Communication Is Irreversible
Principle 3: Communication Is Transactional
Principle 4: Communication Includes Both Content
and Relationship Dimensions
2.3 V
erbal and Nonverbal Messages In
Organizational Life
Verbal Communication Systems
Nonverbal Communication Systems
2.4 C
oordinating Verbal and Nonverbal
Communication
Introduction
Despite the fact that we communicate all the time, it is not always easy for us to communicate well. There are many points in the communication process where the fidelity, clarity, accuracy, and intended influences of communication can and often do break
down. Yet despite the potential for communication breakdowns, communicators often
naively assume that when they tell others to do something, those people will understand
them, agree with them, and comply with them. As you can see, there are many optimistic assumptions about communication taking place, and it is often unlikely that all these
goals will be easily obtained.
Unless the messages you are sending are very simple, chances are that the recipients of
these messages will not fully understand what you want to convey. Your audiences may
understand parts of what you want them to, but they are unlikely to understand all of
your intended ideas. Certainly they won’t understand all the details and subtleties of your
communication the first time. Feedback, repetition, and message redundancy can help
improve the odds of getting your ideas across, but even then, certain aspects of your messages will likely elude your audience members. And even if they do develop a somewhat
full understanding of your messages, they may not agree with your point of view. If listeners don’t fully understand your message and don’t agree with your perspective, what are
the chances that they will comply with your requests? Not very good. And even if others
understand and agree with you, they still may not comply with your requests for a host of
reasons. Communication is complicated.
Strategic organizational communicators recognize the fragile nature of human communication and therefore develop strategies for enhancing communication processes and
outcomes. They carefully assess the potential for misunderstandings, design messages
and use communication channels that will appeal to the unique characteristics of their
intended audiences, evaluate the ways their messages are interpreted, and provide feedback and reinforcement to clarify misunderstandings and encourage cooperation.
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Section 2.1 Human Communication Defined
CHAPTER 2
In this chapter, we will examine the key elements, processes, and channels for organizational communication. In doing so, we will explore the unique demands of effective
intrapersonal communication, interpersonal communication, group communication, multigroup communication, and interorganizational communication. We will also examine
the coordinated use of verbal and nonverbal communication as a critical component of
communication competence. Along the way we will discuss how effective communicators also use multiple communication channels, such as face-to-face, print, and computermediated channels of communication. We will attempt to unpack some of the complexities
of communication by outlining the major components of human communication and
examining some of the underlying principles that guide the communication process. The
concepts described in this chapter will become the building blocks for the following chapters since every level and approach to organizational communication is based on these
basic tenets of human communication. Let’s get started with some definitions.
2.1 Human Communication Defined
A
relatively basic but broadly encompassing definition of communication is as follows:
Human communication occurs when a person responds to a message by creating a meaning.
The two critical components of this definition are messages and meanings. Let’s examine
both in detail.
What Are Messages?
Messages are the primary symbols of the communication process; they work as cues to stimulate communicators to create meanings. There are many different sources of messages. The
most obvious message sources are external messages, which derive from our external work
environments. Some of the most important external messages in an organizational setting
include the words our coworkers say or write to us. Such verbal messages are surrounded
and strongly influenced by an array of nonverbal messages, such as the facial expressions
and gestures organizational participants display when they speak or the ways that written
words are displayed (such as in memos, email, or even on billboards or other advertising
media). Another primary source of external messages includes the many, sometimes subtle,
environmental cues we attend to that tell us about our organizational worlds, such as room
temperatures, lighting levels, colors, scents, textures, music, and other background sounds.
(We’ll discuss verbal and nonverbal messages in more detail later in this chapter.)
We also respond to a wide array of internal messages. These internally generated messages, normally called intrapersonal communication, include a wide range of conscious
and unconscious cues that we send to ourselves based on our individual thoughts, feelings, and reactions to different situations. In fact, we all spend a lot of time engaged in an
ongoing dialog with ourselves in which we examine how to interpret different situations
we find ourselves in and plan our best responses to them. The biggest challenge we typically face is in deciding which of these messages are most important for us to pay attention to. We may be conflicted about how to write a certain memo, or how to deal with a
problem coworker, or whether to convene a meeting, and these and other internal messages are buzzing around in our heads as we go through the day. Yet we can’t deal with
them all and are forced to attend to some and put others mentally aside.
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Section 2.1 Human Communication Defined
CHAPTER 2
What Are Meanings?
Meanings are the interpretations we make of the different external and internal messages that we attend to. Although we never have total knowledge about any situation
we encounter, we strive to collect, analyze, and interpret enough relevant messages to
develop a good operational sense of these situations so we can respond appropriately.
For example, imagine that you see a coworker leaving his office in tears. You may not
know this man very well, and you have no idea what has happened to make him cry. But
nonetheless, you have seen people cry before in a variety of situations, and so you use that
information to figure out what is going on and to develop an appropriate response. You
have gathered enough information to establish an operational meaning for the situation
that can guide your response to it.
Humans have an insatiable appetite for creating
meaning. We all want to know what is going on
around us and to make sense out of it. Nowhere is
this quest for meaning more evident than in organizational life, where organizational participants
want to know about changes in their organizations,
such as new job demands, emerging operational
constraints, personnel changes, or fast-opening
and closing opportunities for advancement. We
have the capacity to create a wide array of rich and
vivid meanings for different situations. However,
our meanings are not just logical interpretations
of the situations we encounter (captured exactly
like a photograph); they are imbued with our personal feelings, concerns, goals, expectations, and
experiences (resembling an abstract painting with
many of our unique interpretations).
The meanings we create for the messages we
attend to in any given moment are rapidly compared, contrasted, and combined with older
stored meanings we have developed from past
What are the meanings you constructed
experiences. The more fast-paced and complex
when you looked at this photo?
the situations we encounter, the more we work to
update and create meanings that help us understand these situations. When we encounter complex situations, we may have to ponder
seriously the full interpretation of new messages in comparison to previously created
meanings. We regularly update our previous understandings based on the interpretation
of new messages, continually building a more comprehensive and reliable set of meanings (knowledge) about the world. As we do so, each of us gives more emphasis to certain
cues over others, combines new messages in different ways, and compares new messages
to our own unique set of stored interpretations from past experience to create our own
personal meanings of situations.
The implication of these unique interpretations of messages is that there is likely to be significant difference in opinion about what different situations really mean. For example, in
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Section 2.1 Human Communication Defined
CHAPTER 2
business negotiations, the different negotiating parties may have very disparate perspectives on the goals for the negotiations, the key issues under examination, and the indicators for successful resolution of the negotiations. Successful negotiators must therefore
try to understand these different interpretations and provide suggestions for bridging
disparate perspectives. This is strategic organizational communication in action.
Indeed, it is through the process of strategic organizational communication that we can
determine the different ways that organizational participants interpret situations and
thereby gain a richer understanding of these situations and each other. Nowhere is this
sharing of meanings more important than in modern organizational life, where we regularly need to coordinate with a broad range of organizational participants to adapt to
novel, complex, and challenging situations that are difficult to make sense of and respond
to effectively. To be effective communicators, we must all use organizational communication to share the challenges of making sense of complex demands and coordinate efforts
to overcome problems.
Let’s consider an example. When a juvenile offender enters the court system and is convicted of a crime, a probation officer must do a presentence investigation to determine
the exact nature of the crime that was committed. That will involve communication with
the police or the county attorney. In addition, the process will also include a home visit to
find out about the offender’s family. A trip to the child’s school to see how the offender
performed academically is also common, as well as interviews with any previous employers. And as a result of this process, the probation officer will need to appear in court and
recommend to a judge what an appropriate sentence should be. All of these stakeholders
become a part of the criminal justice system—a system comprised of several different
constituencies, all of whom have a role to play in the outcome.
Encoding and Decoding
Two primary translation processes link messages and meanings in the process of human
communication: encoding and decoding. Whenever two or more people interact, they are
simultaneously sending (encoding) and receiving (decoding) messages, verbally and/or
nonverbally. Encoding is the cognitive process by which we translate the meanings we
hold into strategic messages that we send to others. This is not a trivial process in which
we directly translate meanings into messages. Rather, it is a complex process in which
we weigh our communication goals, current knowledge, and potential audiences to craft
appropriate and effective messages. In doing so, we must make decisions about what we
want to say as well as how we want to say it to have the desired effects on our intended
audiences. And of course, some of thos...
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