FIN 419 week 5 discussion question 3

Apr 9th, 2015
Anonymous
Category:
Business Finance
Price: $5 USD

Question description

Hi, Class,

Picking a random month, I counted 37 new lawsuits the SEC brought in April, 2012, on the "Enforcement - Litigation Releases" link on the SEC.gov website.  The SEC is very active and a force to be dealt with if a company breaks the rules.  Which rules does the SEC enforce?  Which sections of US code are they in?


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