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White Collar Crime Question

Social Science
Tutor: None Selected Time limit: 0 Hours

Apr 13th, 2015

#3 It is illegal if the officer trades on information concerning the company that is confidential or not known to the general public.


http://www.sec.gov/answers/insider.htm

Examples of insider trading cases that have been brought by the SEC are cases against:

  • Corporate officers, directors, and employees who traded the corporation's securities after learning of significant, confidential corporate developments;
  • Friends, business associates, family members, and other "tippees" of such officers, directors, and employees, who traded the securities after receiving such information;
  • Employees of law, banking, brokerage and printing firms who were given such information to provide services to the corporation whose securities they traded;
  • Government employees who learned of such information because of their employment by the government; and
  • Other persons who misappropriated, and took advantage of, confidential information from their employers.

Apr 13th, 2015

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Apr 13th, 2015
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Apr 13th, 2015
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