PH671 Instructions
Impact of Community Centered Health Care Programs on
The Treatment of HIV Positive Drug and Substance
Abuser
Please research models for a good study protocol paper, starting with
the Wilson et al. (2013) article that you read during Module 1 at the beginning
of the course. Use the example(s) you find as a guide to develop your own
study protocol paper that conforms to the following formatting guidelines:
▪
▪
▪
▪
▪
6-8 pages, Microsoft Word
Single-spaced
12-point standard font
Moderate or normal margin settings
APA-style references and reference list
Program Learning Outcomes
▪
▪
▪
▪
PLO 1. Evaluate collaborative health promotion and disease prevention
programs/interventions using biostatistics, epidemiological principles and
other evidence-based research as a source for appropriate planning and
implementation strategies.
PLO 2. Conduct evidence-based research to improve the health and wellbeing of the public and to advance the public health profession.
PLO 3. Convey prevention and intervention strategies across diverse
communities and populations with the goal of improving health outcomes
using culturally appropriate communication and technology.
PLO 5. Impact the health outcomes of communities through the use of data
gained from the appraisal of their essential services, systems, and public
policies.
Course Learning Outcomes
▪
CLO 1. Apply skills, abilities, and models of practice/frames of reference
gained across experiences both in the seminar and the field to solve
problems or explore issues in health promotion and disease
prevention (Aligns with PLO 1).
▪
▪
▪
▪
▪
CLO 2. Demonstrate the ability to construct a problem statement with
evidence of the most relevant contextual factors as it relates to health
promotion and disease prevention (Aligns with PLO 1).
CLO 3. Evaluate the effectiveness of interventions observed during
fieldwork to hypothesize solutions to improve public health
outcomes (Aligns with PLO 2).
CLO 4. Develop conceptual abilities such as critical thinking; problemsolving; policy and practice understanding; encouragement and facilitation
of community organizing, involvement and education (Aligns with PLO 3).
CLO 5. Develop a culturally appropriate communication plan to
disseminate fieldwork experience/recommendations among affected
communities and/or populations (Aligns with PLO 3).
CLO 7. Employ practitioner skills for application in fieldwork/professional
contexts, such as focused research, presentations, writing for multiple
audiences, communications and analysis (Aligns with PLO 5).
Module Learning Outcomes
▪
▪
▪
▪
▪
▪
▪
▪
MLO 2. Summarize the relevance of a selected public health research
problem and identify appropriate analytical tools to examine it (Aligns with
CLO 1).
MLO 3. Find, use and interpret sources of public health data that utilizes
multiple research methods to inform the development of problem
statement (Aligns with CLO 2).
MLO 4. Collect data and information from varied sources with enough
interpretation/evaluation to develop a coherent analysis plan and
recommendations to improve a public health problem (Aligns with CLO 3).
MLO 5. Appraise community health needs in relation to selected public
health research problem (Aligns with CLO 4).
MLO 6. Summarize evidence-based and community-informed solutions to
observed public health problem identified during fieldwork
placement (Aligns with CLO 4).
MLO 7. Explain the critical components of effective communication
targeted at community and/or population affected by the activities of
fieldwork organization (Aligns with CLO 5).
MLO 10. Develop a research protocol to guide Capstone Research (Aligns
with CLO 7).
MLO 11. Present Capstone research problem statement, its public health
relevance and analysis plan to an audience of peers (Aligns with CLO 7).
PH671 Instructions
Impact of Community Centered Health Care Programs on
The Treatment of HIV Positive Drug and Substance
Abuser
Please research models for a good study protocol paper, starting with
the Wilson et al. (2013) article that you read during Module 1 at the beginning
of the course. Use the example(s) you find as a guide to develop your own
study protocol paper that conforms to the following formatting guidelines:
▪
▪
▪
▪
▪
6-8 pages, Microsoft Word
Single-spaced
12-point standard font
Moderate or normal margin settings
APA-style references and reference list
Program Learning Outcomes
▪
▪
▪
▪
PLO 1. Evaluate collaborative health promotion and disease prevention
programs/interventions using biostatistics, epidemiological principles and
other evidence-based research as a source for appropriate planning and
implementation strategies.
PLO 2. Conduct evidence-based research to improve the health and wellbeing of the public and to advance the public health profession.
PLO 3. Convey prevention and intervention strategies across diverse
communities and populations with the goal of improving health outcomes
using culturally appropriate communication and technology.
PLO 5. Impact the health outcomes of communities through the use of data
gained from the appraisal of their essential services, systems, and public
policies.
Course Learning Outcomes
▪
CLO 1. Apply skills, abilities, and models of practice/frames of reference
gained across experiences both in the seminar and the field to solve
problems or explore issues in health promotion and disease
prevention (Aligns with PLO 1).
▪
▪
▪
▪
▪
CLO 2. Demonstrate the ability to construct a problem statement with
evidence of the most relevant contextual factors as it relates to health
promotion and disease prevention (Aligns with PLO 1).
CLO 3. Evaluate the effectiveness of interventions observed during
fieldwork to hypothesize solutions to improve public health
outcomes (Aligns with PLO 2).
CLO 4. Develop conceptual abilities such as critical thinking; problemsolving; policy and practice understanding; encouragement and facilitation
of community organizing, involvement and education (Aligns with PLO 3).
CLO 5. Develop a culturally appropriate communication plan to
disseminate fieldwork experience/recommendations among affected
communities and/or populations (Aligns with PLO 3).
CLO 7. Employ practitioner skills for application in fieldwork/professional
contexts, such as focused research, presentations, writing for multiple
audiences, communications and analysis (Aligns with PLO 5).
Module Learning Outcomes
▪
▪
▪
▪
▪
▪
▪
▪
MLO 2. Summarize the relevance of a selected public health research
problem and identify appropriate analytical tools to examine it (Aligns with
CLO 1).
MLO 3. Find, use and interpret sources of public health data that utilizes
multiple research methods to inform the development of problem
statement (Aligns with CLO 2).
MLO 4. Collect data and information from varied sources with enough
interpretation/evaluation to develop a coherent analysis plan and
recommendations to improve a public health problem (Aligns with CLO 3).
MLO 5. Appraise community health needs in relation to selected public
health research problem (Aligns with CLO 4).
MLO 6. Summarize evidence-based and community-informed solutions to
observed public health problem identified during fieldwork
placement (Aligns with CLO 4).
MLO 7. Explain the critical components of effective communication
targeted at community and/or population affected by the activities of
fieldwork organization (Aligns with CLO 5).
MLO 10. Develop a research protocol to guide Capstone Research (Aligns
with CLO 7).
MLO 11. Present Capstone research problem statement, its public health
relevance and analysis plan to an audience of peers (Aligns with CLO 7).
PH671MPH Presentation Grading Rubric
Criteria Assessed
Exemplary
Proficient
Developing
Needs Improvement
Content
The presentation thoroughly
addresses each of the required
topics and objectives for the
assignment, as outlined in the
syllabus. The presentation shows
comprehension of the relevant
research on the topic, and all
sources used for the assignment
are reliable and peer-reviewed.
The presentation sufficiently
addresses each of the required
topics and objectives for the
assignment as outlined in the
syllabus. The presentation shows
adequate comprehension of the
relevant research on the topic,
and most sources used for the
assignment are reliable and peerreviewed.
The presentation addresses some
of the required topics and
objectives for the assignment, as
outlined in the syllabus, but some
areas require further elaboration.
In addition, comprehension may
seem limited for some topics
presented. Some sources are
peer-reviewed and reliable, but
others may not be.
The presentation may address
some of the required topics and
objectives for the assignment, but
many important points are
missing, making the presentation
incomplete. Relevant and peerreviewed research is lacking to
support the material presented.
The presentation may show a lack
of comprehension in many areas.
The presentation demonstrates
superior presentation skills. The
presenter(s) is(are) consistently
professional, well-prepared, show
comfort speaking, and adhere to
the time limit.
The presentation demonstrates
adequate presentation skills.
There may be an area for
improvement, such as less reading
from notes, adhering to the time
limit, speed or volume of
speaking, etc.
The presentation may
demonstrate some adequate
presentation skills, but more than
one area needs significant
improvement. Points to improve
may include less reading from
notes, adhering to the time limit,
speed or volume of speaking, etc.
The presentation demonstrates
significant need for improvement
across several types of
presentation skills. This may
include several of the following:
less reading from notes, adhering
to the time limit, speed and
volume of speaking, etc.
The presentation demonstrates
exceptional creativity and use of a
variety of modalities to complete
the presentation, such as activities,
games, multimedia, etc.
The presentation demonstrates
adequate creativity and use of at
least the required modalities to
complete the presentation, such
as activities, games, multimedia,
etc.
The presentation may
demonstrate some creativity;
however, the presentation does
not meet the minimum level of
creativity assigned for the
presentation, and more creativity
is desired for effective delivery of
information.
The presentation demonstrates
little or no creativity. The
presentation does not meet the
minimum level of creativity
assigned for the presentation, and
significantly more creativity is
desired for effective delivery of
information.
Thoroughly addresses
all required topics and
objectives, and
evidence of adequate
research.
50% of grade
Presentation Skills
Voice/volume,
professionalism,
speaking (not reading)
to class, and adherence
to time limits.
30% of grade
Creativity
Using more than one
mode to deliver
information, such as
role plays, visual aids,
PowerPoint, etc.
20% of grade
Combatting Childhood Obesity
1
Combatting Childhood Obesity in Children with Autism Spectrum Disorder: An Assessment and
Evaluation of the Modifiable Risk Factors and CHANGE Intervention
A Study Protocol Paper
Presented to
Example ONLY
Combatting Childhood Obesity
2
Protocol Outline
Protocol Title: Combatting Childhood Obesity in Children with Autism Spectrum Disorder: An
Assessment and Evaluation of the Modifiable Risk Factors and CHANGE Intervention
Protocol Version: Version 1
Protocol Date: December 11, 2017
Principal Investigator: Crystal Marie Smith
I.
Abstract
Summary of the study background, aims, and design.
II.
Background and Significance/Preliminary Studies
Current environment that is the basis for the proposed research. Evaluation of current
knowledge and preliminary studies related to the proposed research and describe how
this proposal will enhance this knowledge.
III.
Study Aims
Purpose of the study, including identification of specific primary
objectives/hypotheses and secondary objectives/hypotheses.
IV.
Administrative Organization
Setting description
V.
Study Design
a. Experimental design of the study
b. Study population general description
c. Sample size determination
d. Study outcomes
VI.
Study Procedures
a. Subject selection procedures
i. Sampling plan including Inclusion/Exclusion criteria
ii. Recruitment procedures
1. Where will recruitment occur?
2. Where and when will consent be obtained?
3. Who will obtain consent?
4. What is the advertising plan?
5. What recruitment materials will be provided to the potential
participant?
Combatting Childhood Obesity
iii. Screening procedures
1. What procedures are required for screening?
2. What is the screening schedule?
3. Which screening tests/procedures are part of standard care and
which are for research purposes only?
4. What happens with screen failures?
b. Randomization procedures
c. Study Intervention
1. Active intervention description
2. Control group, if applicable
d. Study Assessments and Activities
i. Description of study procedures, assessments, and subject activities
ii. Provide a schedule of all study assessments and subject activities
VII.
Analysis Plan
Describe statistical analysis methods as appropriate.
VIII. Ethical Considerations
Description of ethical considerations related to the study
IX.
Anticipated Outcomes
X.
Literature Cited
3
Combatting Childhood Obesity
4
Abstract
Many studies have concluded that there is a direct correlation between modifiable risk factors,
such as dietary intake and physical activity, and obesity in children with autism spectrum
disorder, however despite the availability of guidelines for the prevention, assessment, and
treatment of obesity in children without ASD, no such guidelines or obesity programs exist for
children who have been diagnosed with autism spectrum disorder. The purpose of this study will
be to assess the modifiable risk factors for obesity in children with autism spectrum disorder and
evaluate the feasibility of the Changing Health in Autism through Nutrition, Getting Fit, and
Expanding variety (CHANGE) intervention created by researchers at the Marcus Autism Center.
The manual consists of a set of effective techniques designed to increase dietary diversity and
promote physical activity, packaged into a parent as co-therapist intervention. A feasibility study
will be conducted to test efficacy and eventual dissemination. The study design will utilize the
randomized control trial in which 11 children age 5-12 who are both autistic and obese will
receive the intervention. The study will analyze data collected at baseline, week 12, week 16, and
week 20 to determine if the children will see a reduction in BMI and an increase in both
frequency and duration of physical activity. Data collected will include anthropometric
parameters, 3 day food diaries, analysis of food selectivity, behavioral observations, and parent
ratings of child behavior and caregiver stress. Paired T tests will be used to determine if there is a
statistical significance from baseline to week 20 on variables of interest. It is anticipated that
study participants will see both a reduction in BMI ratio and an increase in both the frequency
and duration of physical activity.
Background
Obesity is expanding at alarming rates in pediatric populations. In the US, as many as
32% of children between the ages of 2 and 19 years are overweight and 16% are obese (Ogden,
Carroll, Kit, & Flegal, 2012). Childhood obesity is associated with a number of detrimental
health outcomes, including impaired glucose tolerance, Type 2 diabetes, and an increased risk for
cardiovascular and non-alcoholic fatty liver disease (Wang & Lobstein, 2006). In addition to
these physical comorbidities, obese children also experience low self-esteem and have a negative
self-image. 52% of these obese children become obese adults who have an increased risk of
developing cardiovascular disease and cancer, along with experiencing the same adverse
psychological effects. Childhood obesity has significant health, social, and financial
consequences. “The national cost of childhood obesity is estimated at approximately $11 billion
for children with private insurance and $3 billion for those with Medicaid annually” (Thomson
MedStat Research Brief, 2006). If rates continue to increase at this rapid pace, “the total healthcare costs attributable to obesity/overweight in the U.S. would double every decade to $860.7–
956.9 billion by 2030, accounting for 16– 18% of total US health-care costs” (Wang, Liang,
Caballero, & Kuman, 2008). Such staggering individual and societal costs underscore treatment
of childhood obesity as a worldwide public health priority, particularly among vulnerable
pediatric subgroups. Growing evidence suggests that children with autism spectrum disorder
(ASD) are significantly more likely to be obese compared with the general pediatric population.
The estimated prevalence of obesity in children with ASD ranges from 10% to 31.8% (Whitely,
Phillips), with odds ratios ranging from 1.16 to 4.83. Given that ASD affects as many as 14.7
children per 1000, the increased risk of obesity in this population poses a public health challenge.
Combatting Childhood Obesity
5
Significance
Modifiable factors are seen as critical to combatting childhood obesity. Schools and
communities were targeted in the mid 1990’s when the Centers for Disease Control and
Prevention provided guidelines for health promotion. In 1996, the Centers for Disease Control
and Prevention published the Guidelines for School Health Programs to Promote Lifelong
Healthy Eating and in 1997 the Guidelines for School and Community Programs to Promote
Lifelong Physical Activity among Young People was subsequently published. Surveillance on
obesity rates are conducted via the Behavioral Risk Factor Surveillance System (BRFSS),
National Health and Nutrition Examination Survey (NHANES), and the Youth Risk Behavior
Surveillance System (YRBSS). In 2001, the Surgeon General’s Call to Action to Prevent and
Decrease Overweight and Obesity was published by the United States Department of Health and
Human Resources. This document targeted diet, nutrition education, physical education, and
parental influence. The Surgeon General’s Call to Action to Prevent and Decrease Overweight
and Obesity suggested families incorporate physical activity into their regular, everyday routines,
as well as at playtime, with a goal of at least 60 minutes per day. In addition, it advocated for an
increase in the amount of time allocated and quality of physical education offered at schools, and
the provision of healthy foods and beverages served on campus and during events held at
schools.
Despite the availability of guidelines for the prevention, assessment, and treatment of
obesity in children without autism spectrum disorder, currently none are specifically developed
for children with autism spectrum disorder. Results from studies where children who don’t have
autism may not be applicable to those who do, mainly because autistic children have a
combination of behavioral, developmental, and social deficits associated with the disease.
Autistic children are more likely to suffer from feeding disorders, more specifically, food
selectivity. Their diet typically consists of a strong affinity for starch and processed foods, while
being biased towards to fresh fruit and vegetables. In addition, attempts to introduce new foods
are often met with tantrums and adverse behavior. This combination complicates the application
of current obesity interventions that promote the consumption of nutrient dense meals. In order
to develop an effective intervention to combat childhood obesity in children with autism
spectrum disorder, a multidisciplinary approach in the form of treatment of food selectivity,
nutrition management, and behavioral analysis must be taken. This approach resulted in the
development of CHANGE (Changing Health in Autism through Nutrition, Getting Fit, and
Expanding Variety).
Research Questions
What are the modifiable risk factors for obesity in children with autism spectrum disorder?
Is obesity in children with autism spectrum disorder medically induced or a result of food
selectivity and physical inactivity?
How effective is the CHANGE intervention in combatting childhood obesity in children with
autism spectrum disorder?
Study Aims
Combatting Childhood Obesity
6
The overall aim of this paper is to assess the modifiable risk factors associated with
childhood obesity in children diagnosed with autism spectrum disorder, and evaluate the
effectiveness of the CHANGE intervention in utilizing parents as co-therapists and agents of
change.
Objectives
Primary Objective: To assess the modifiable factors associated with obesity in children with
autism spectrum disorder to determine if obesity is medically induced or a result of food
selectivity and physical inactivity
Secondary Objective: To evaluate the effectiveness of the CHANGE intervention in treating
autistic children who have a BMI >=95th percentile.
Administrative Organization
This study was conducted at the Marcus Autism Center in the Pediatric Feeding
Disorders Department. This department is well equipped to conduct this proposed research as it
currently has the equipment and resources in place to implement and evaluate the treatment of
chronic food aversion. The program treats over 80 patients per week for feeding and other
identified nutritional problems. The staff consists of behavioral psychologists, registered
dietitians, speech and language pathologists, occupational therapists, and a pediatric
gastroenterologist.
Study Design
A. Open trial/randomized control trial
B. 11 children age 5-12 who have been clinically diagnosed with autism spectrum disorder
and who have a BMI>=95th percentile.
C. This sample size is sufficient for feasibility.
D. This trial will test the impact of the CHANGE intervention on the key outcome variables
of BMI ratio, frequency of physical activity, and duration of physical activity.
Sampling Plan
Inclusion:
Boys and girls who are age 5-12 who have been clinically diagnosed as autistic; Mild food
selectivity as evidenced by a diet consisting of at least 6 food items with at least one being a fruit
or vegetable; Clinically diagnosed as obese (BMI >= 95th percentile); Primary caregiver consents
to participating in treatment sessions and can read, write, and understand English
Combatting Childhood Obesity
7
Exclusion:
Children with severe feeding disorders; Children who are currently taking medication to gain
weight; Children being treated for adverse behavior
Recruitment:
Participants were recruited through an open trial via crossover from other studies and community
organizations. Rolling recruitment will take place over the course of six months. A minimum of
two participants per month is expected. Over 5,000 children per year are seen at the Marcus
Autism Center, so meeting the participant threshold is possible. Consent will be obtained during
the screen by the research coordinator.
Advertising Plan:
Flyers were distributed during health fairs, at partner facilities, and during community events.
Screening Procedures:
During screening, participants will receive an autism diagnosis. This will be completed via the
use of the Autism Diagnostic Observation Schedule (ADOS), Vineland, and cognitive testing.
These tests are part of the standard of care and not for research purposes only. Parents of eligible
participants will be invited to return for baseline to confirm participants meet inclusion/exclusion
criteria. Participants assigned will be asked to return for assessment, immediately following
treatment and 1 month post-treatment. Screen fails will be notified and given the option to
participate in another study.
Randomization:
Each participant will be assigned a 5 digit number when their data is input into Marcus’ data
exchange system known as DEX. The participants going forward will then be identified by that
number. Once the DEX system assigns each participant a number, the numbers will then be
allocated to either the treatment group or the control group.
Intervention:
CHANGE (Changing Health in Autism through Nutrition, Getting Fit and Expanding Variety);
manual that provides techniques to increase dietary diversity and promote physical activity while
using parents as co-therapists. Aim is to provide a cost-effective, exportable intervention to
combat childhood obesity in autistic children.
Study Assessments and Activities:
Bambi: 18-item parent rated measure of mealtime behavior
Three Day Food Diary: Completed by parents to record the child’s daily intake. Registered
dietitian will tally intake of pre-identified macro and micronutrients. Nutritional status is
evaluated by assessing the levels of these macro and micronutrients.
Food Preference Inventory (FPI): 154-item parent rated item that measures food selectivity. The
FPI includes seven categories of food which consisted of fruits, vegetables, protein, starch, dairy,
Combatting Childhood Obesity
8
snacks, and combination foods. Score is determined by number of foods reported as never
consumed/154x100
Growth Status: Obtained by staff. Anthropometric data is collected and BMI is calculated.
Physical Activity Logs: Parents track date, type, and duration of exercise
Meal Observations: Rated by trained observers. The child’s caregiver is instructed to present the
child with small bites in intervals of 30 seconds. Non-preferred fruit and vegetables are utilized
during the observation. Outcomes evaluated include acceptance of the food item, swallowing,
and grams consumed
Parenting Stress Index Short Form (PSI): 36-item survey that measures parental stress
Data was collected at screen/baseline, week 12, week, 16, and week 20. This data was then input
into the DEX software system for analysis.
Utilized literature reviews to collect data regarding the risk factors for autistic children who are
obese. Data include categorized into two categories: Obese due to medication or Obese due to
diet/physical activity
ADOS and Vineland tests were used during screen. Subsequent data was collected from the
remaining assessments during baseline, week 12, week 16, and week 20.
Data Analysis Plan
Paired T tests will be used to examine the change in primary outcomes before and after
treatment.
Ethical Considerations:
Participants will be de-identified. After participants have been accepted into the study,
they will be assigned a 5 digit number known as the DEX ID number. All documentation related
to the participants will utilize the DEX ID. Researchers are required to obtain consent and will
advise participants of their right to drop out of the study at any time.
Anticipated Outcomes
I anticipate the results of this study to show that participants in the treatment group of the
CHANGE intervention will see a reduction in BMI ratio and increased frequency and duration of
physical activity. In addition, the results will promote research on the use of manual-based,
interdisciplinary intervention to improve weight management in children diagnosed with autism
spectrum disorder. The development of a treatment manual with corresponding decision
Combatting Childhood Obesity
algorithm matrix will also support randomized control trials, which have not been implemented
to treat obesity in the autism spectrum disorder population.
9
Combatting Childhood Obesity
10
References
Bandini, L. G., Anderson, S. E., Curtin, C., Cermak, S., Evans, E. W., Scampini, R., Maslin, M.,
& Must, A. (2010). Food selectivity in children with autism spectrum disorders and typically
developing children. The Journal of Pediatrics, 157(2), 259–264.
http://doi.org/10.1016/j.jpeds.2010.02.013
Cermak, S. A., Curtin, C., & Bandini, L. G. (2010). Food selectivity and sensory sensitivity in
children with autism spectrum disorders. Journal of the American Dietetic
Association, 110(2), 238–246. http://doi.org/10.1016/j.jada.2009.10.032
Curtin, C., Jojic, M., & Bandini, L. G. (2014). Obesity in children with autism spectrum
disorders. Harvard Review of Psychiatry, 22(2), 93–103.
http://doi.org/10.1097/HRP.0000000000000031
Griswold, A. (2016). Side effects of meds weigh heavily on children with autism. Retrieved from
https://spectrumnews.org.
Hill, A. P., Zuckerman, K. E., & Fombonne, E. (2015). Obesity and Autism. Pediatrics, 136(6),
1051–1061. http://doi.org/10.1542/peds.2015-1437
Ogden, C.L., Carroll, M.D., Kit, B.K., & Flegal, K.M. (2012). Prevalence of obesity and trends
in body mass index among US children and adolescents, 1999-2010. Journal of the American
Medical Association, 307(5), 483-490.
Phillips, K.L., Schieve, L.A., Visser, S., et al. (2014). Prevalence and impact of unhealthy weight
in a national sample of US adolescents with autism and other learning and behavioral
disabilities. Maternal and Child Health Journal, 18(8), 1964–1975.
Thomson MedStat Research Brief. (2006). Childhood obesity: Costs, treatment patterns,
disparities in care and prevalent medical conditions. Retrieved from http://
www.medstat.com/pdfs/childhood_obesity.pdf.
Wang, Y., Beydoun, M., Liang, L., Caballero, B., & Kuman, S. (2008). Will all Americans
become overweight or obese? Estimating the progression and cost of the U.S. obesity
epidemic. Obesity, (16), 2323-2330.
Wang, Y., Lobstein, T. (2006). Worldwide trends in childhood overweight and
obesity. International Journal Pediatric Obesity, 1, 11–25.
Whitely, P., Dodou, K., Todd, L., et al. (2004). Body mass index of children from the United
Kingdom diagnosed with developmental disorders. Pediatrics International, 46(5), 531–533.
Wright, J. (2015). Obesity takes heavy toll on children with autism. Retrieved from
https://spectrumnews.org.
Zuckerman, K. E., Hill, A. P., Guion, K., Voltolina, L., & Fombonne, E. (2014). Overweight and
obesity: Prevalence and correlates in a large clinical sample of children with autism spectrum
Combatting Childhood Obesity
disorder. Journal of Autism and Developmental Disorders, 44(7), 1708–1719.
http://doi.org/10.1007/s10803-014-2050-9
.
11
Protocol # & Version date
A GUIDE TO WRITING A RESEARCH PROTOCOL
The purpose of this template is to assist investigators and study personnel in planning and
conducting their research projects. It is important to note that:
➢ A well-written and complete protocol is essential for achieving a high quality
research study.
➢ Time spent on writing a detailed protocol will avoid problems during the study
conduct, and will make publishing the results easier.
➢ A complete protocol is also essential for the study to be approved by the ethics
committee.
The following is a tool to facilitate the development of a Research Protocol. It is by no means a
definitive layout for a protocol but more to provide guidance to the kind of things expected. Not
all of these sections will be relevant for every protocol and the exact form of your protocol will
depend on the specific study research design. It is recommended that the section headings in the
Research Protocol should not be deleted. An * indicates sections that should appear in all
protocols.
General comment
✓ Make sure to include page numbering in the form of “X of Y” (1 of 10, 2 of 10 etc.) in
the footer of the document – as shown in this document
✓ Indicate the date of the draft, or once it has been formally submitted for approval, the
date of the version in the header or footer
✓ Always use the same Research Protocol title throughout your document and all related
documents such as Informed Consent, submission applications etc.
✓ Italic content is for reference only and must be deleted from the final Research Protocol
Document
✓ Once done, update “Table of Content” by clicking on the table of content and clicking on
Update Table, then click on Update Entire Table
Page 1 of 6
Protocol # & Version date
“Title of Research Protocol / Project”
Investigators & personnel
Indicate the principal investigator
Other investigators and /or Study Personnel and their affiliations
Institution(s) responsible for the running of the study
Contents
1.
Synopsis................................................................................................................................................. 3
2.
Abbreviations and Acronyms ................................................................................................................ 3
3.
Introduction / Background * ................................................................................................................. 3
4.
Objectives *........................................................................................................................................... 3
5.
Study Methodology * ............................................................................................................................ 3
6.
Study population ................................................................................................................................... 4
7.
Study procedure * ................................................................................................................................. 4
8.
Data Management * ............................................................................................................................. 4
9.
Adverse Event Reporting ...................................................................................................................... 5
10.
Statistical Analysis ............................................................................................................................ 5
11.
Quality assurance, monitoring & safety............................................................................................ 5
12.
Ethical Issues ..................................................................................................................................... 5
13.
Finance and resource use* ............................................................................................................... 5
14.
Dissemination of Results and Publication policy .............................................................................. 5
15.
References *...................................................................................................................................... 6
16.
Appendices ........................................................................................................................................ 6
Page 2 of 6
Protocol # & Version date
1. Synopsis
This is similar to an abstract and should be about the same length (250-300 words). It acts as a
stand alone summary of the study and should be present in large protocols. It generally consists
of 1-2 sentences background then the concise objective or aim followed by a brief outline of
description of participants, intervention, methods, outcome measures and proposed analysis.
2. Abbreviations and Acronyms
List Abbreviations and Acronyms
3. Introduction / Background *
This should include the following:
➢ Introduction to the topic of interest.
➢ What is known already - literature review of relevant findings (Brief and focused)
➢ Highlight area where there is missing information in the literature
➢ State the aims of this study– what the study is going to find out, and in one sentence how
this is going to be achieved.
➢ Impact - this is where you indicate how the study will substantially add to science,
change practice, save money and best of all save lives or improve quality of life in
substantial numbers of people. Include an economic impact if possible. (note impact is
sometimes placed at the end of the protocol)
➢ A handful of relevant references
The background should not be an exhaustive literature review. At the end the reader should have
a clear idea of what is the research question, an understanding that it is original and relevant,
and how this research will help fill the gap in the literature.
4. Objectives *
➢ Clear statement of primary and secondary objectives of the study
➢ If relevant include a clearly defined hypothesis here
5. Study Methodology *
➢ Describe study *
• Type of study
• Where is it going to be carried out (also known as setting)
• Sample size calculation or justification of numbers (Should be based on previous
data )
➢ Study comparison & intervention *
• What interventions are you comparing? If you are doing a cohort study or survey
then what are the exposures or predictors of interest?
• Details of the interventions – this has to be very detailed if you are planning a
drug / device study.
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6. Study population
➢ Subjects *
• Source of participants - where and when are you going to recruit them?
• How many participants?
• Inclusion/Exclusion criteria
7. Study procedure *
➢ Patient informed consent process, if applicable
➢ Details on how interventions are going to be delivered if applicable
Who is going to deliver them?
Blinding
For randomized studies; how patients are going to be randomized (a simple
diagram showing treatment arms is often useful here)
➢ Other details of particular ways the subject will be treated during the study independent
to the specific intervention(s) (for example will other drugs not be allowed or will
patient’s diet or environment be controlled)
➢ Outcome * (Note there should be only one primary outcome)
• What are the primary and secondary outcomes
• Details of the outcome measures used
➢ Data collection *
• What data are you going to collect, how is it collected, who collects it and when?
✓ Details of intervention data
✓ Details of outcome data
✓ Details of all demographic data and other potentially confounding data
✓ Details of safety data and adverse events
➢ Further subject follow-up, if applicable
• When and for what? Especially for adverse events
• How often?
• What data is collected at each time point?
➢ Study timelines: Expected duration of the study& start times, stages of the study such as
screening, treatment phase (Visit numbers), etc
➢ Patients withdrawal
• Are there any conditions that will cause a patient to be withdrawn from the study?
• What happens if a patient wishes to withdraw consent?
➢ Risk / benefit
8. Data Management *
➢ Where and how is data going to be stored?
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• Case record forms
• Database
➢ Will there be any attempts to de-identify data?
➢ Privacy and Confidentiality
9. Adverse Event Reporting
➢ Provide a definition of an Adverse Event (AEs) and Serious Adverse Event (SAEs) based
on the study
➢ Include methods and timings for assessing, recording, and managing adverse events and
safety parameters
➢ Also include how will you report these procedures and stopping rules for a study
participant
10.
Statistical Analysis
➢ Analysis plan
• Details on how the primary and secondary outcomes will be analysed.
• Statistical methods to be used
• Who is going to carry out the analysis?
11.
Quality assurance, monitoring & safety
Any external committees overseeing the study such as Study Steering Committees or Data and
Safety Monitoring Committees?
✓ Will there be an interim analysis?
✓ How will adverse events be identified and acted upon?
✓ Are there any specific safety measures or is there important safety data being
collected?
12.
Ethical Issues
✓
✓
✓
✓
13.
Have interventions been used before?
What goes beyond standard practice?
Identify and justify any dual relationships, coercion or inducement
Identify and justify any non-negligible risk or burden
Finance and resource use*
Details of funding bodies
Budget including direct and indirect costs
14.
Dissemination of Results and Publication policy
The protocol should specify not only dissemination of results in the scientific media, but also to
the community and/ or the participants, and consider dissemination to the policy makers where
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Protocol # & Version date
relevant. Publication policy should be clearly discussed- for example who will take the lead in
publication and who will be acknowledged in publications, etc.
15.
References *
16.
Appendices
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