12
chapter
Learning Objectives
forensic
toxicology
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T
H
,
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After studying this chapter you should
be able to:
O
t Explain how alcohol is absorbed into the bloodstream,
transported throughout the body, and eliminated
by oxidation
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and excretion
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t Understand the process by which alcohol is excreted in the
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breath via the lungs
A
t Understand the concepts of infrared and fuel cell breath-testing
devices for alcohol testing
6
t Describe commonly employed field sobriety tests to assess
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alcohol impairment
KEY TERMS
absorption
acid
alveoli
anticoagulant
artery
base
capillary
excretion
fuel cell detector
metabolism
oxidation
pH scale
preservative
toxicologist
vein
t List and contrast laboratory procedures for9measuring the
concentration of alcohol in the blood
0
B preserve blood
t Relate the precautions to be taken to properly
in order to analyze its alcohol content
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t Understand the significance of implied-consent laws and the
Schmerber v. California and Missouri v. McNeely cases to traffic enforcement
ISBN: 978-1-323-16745-8
t Describe techniques that forensic toxicologists use to isolate
and identify drugs and poisons
t Appreciate the significance of finding a drug in human tissues
and organs to assessing impairment
t Understand the drug recognition expert program and how to
coordinate it with a forensic toxicology result
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
300
CHAPTER 12
It is no secret that in spite of the concerted efforts of law enforcement agencies to prevent distribution and sale of illicit drugs, thousands die every year from intentional or unintentional administration of drugs, and many more innocent lives are lost as a result of the erratic and frequently
uncontrollable behavior of individuals under the influence of drugs. But one should not automatically attribute these occurrences to the wide proliferation of illicit-drug markets. For example, in
the United States alone, drug manufacturers produce enough sedatives and antidepressants each
year to provide every man, woman, and child with about 40 pills. All of the statistical and medical evidence shows ethyl alcohol, a legal over-the-counter drug, to be the most heavily abused
drug in Western countries.
Role of Forensic Toxicology
Because the uncontrolled use of drugs has become a worldwide problem affecting all segments of
society, the role of the toxicologist has taken on new and added significance. Toxicologists detect
and identify drugs and poisonsS
in body fluids, tissues, and organs. Their services are required
not only in such legal institutions as crime laboratories and medical examiners’ offices; they
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also reach into hospital laboratories—where
the possibility of identifying a drug overdose may
represent the difference betweenI life and death—and into various health facilities responsible for
monitoring the intake of drugs and other toxic substances. Primary examples include performT to leaded paints or analyzing the urine of addicts enrolled in
ing blood tests on children exposed
methadone maintenance programs.
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The role of the forensic toxicologist is limited to matters that pertain to violations of crimi,
nal law. However, the responsibility for performing toxicological services in a criminal justice
system varies considerably throughout the United States. In systems with a crime laboratory
independent of the medical examiner, this responsibility may reside with one or the other or
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may be shared by both. Some systems, however, take advantage of the expertise residing in governmental health department laboratories
and assign this role to them. Nevertheless, whatever
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facility handles this work, its caseload will reflect the prevailing popularity of the drugs that are
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abused in the community. In most cases, this means that the forensic toxicologist handles numerH
ous requests relating to the determination
of the presence of alcohol in the body.
All of the statistical and medical evidence shows that ethyl alcohol—a legal, over-the-counter
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substance—is the most heavily abused drug in Western countries. Forty percent of all traffic
A 17,500 fatalities per year, are alcohol related, along with more
deaths in the United States, nearly
than 2 million injuries each year requiring hospital treatment. This highway death toll, as well
as the untold damage to life, limb, and property, shows the dangerous consequences of alcohol
6 of alcohol in the toxicologist’s work, we will begin by taking a
abuse. Because of the prevalence
closer look at how the body processes and responds to alcohol.
8
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Toxicology of Alcohol
The subject of alcohol analysisB
immediately confronts us with the primary objective of forensic
toxicology: to detect and isolateU
drugs in the body so that their influence on human behavior can
be determined. Knowing how the body metabolizes alcohol provides the key to understanding its
effects on human behavior. This knowledge has also made possible the development of instruments that measure the presence and concentration of alcohol in individuals suspected of driving
while under its influence.
Metabolism of Alcohol
The transformation of a chemical
in the body to another chemical to
facilitate its elimination from the
body.
Alcohol, or ethyl alcohol, is a colorless liquid normally
diluted with water and consumed as a beverage. Alcohol appears in the blood within minutes
after it has been consumed and slowly increases in concentration while it is being absorbed
ABSORPTION AND DISTRIBUTION
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
ISBN: 978-1-323-16745-8
metabolism
All chemicals that enter the body are eventually broken down by chemicals within the body and
transformed into other chemicals that are easier to eliminate. This process of transformation,
called metabolism, consists of three basic steps: absorption, distribution, and elimination.
FORENSIC TOXICOLOGY
from the stomach and the small intestine into the bloodstream. During the absorption phase,
alcohol slowly enters the body’s bloodstream and is carried to all parts of the body. When the
absorption period is completed, the alcohol becomes distributed uniformly throughout the watery
portions of the body—that is, throughout about two-thirds of the body volume. Fat, bones, and
hair are low in water content and therefore contain little alcohol, whereas alcohol concentration
in the rest of the body is fairly uniform. After absorption is completed, a maximum alcohol level
is reached in the blood, and the postabsorption period begins. Then the alcohol concentration
slowly decreases until it reaches zero again.
Many factors determine the rate at which alcohol is absorbed into the bloodstream, including the total time taken to consume the drink, the alcohol content of the beverage, the amount
consumed, and the quantity and type of food present in the stomach at the time of drinking. With
so many variables, it is difficult to predict just how long the absorption process will require. For
example, beer is absorbed more slowly than an equivalent concentration of alcohol in water,
apparently because of the carbohydrates in beer. Also, alcohol consumed on an empty stomach
is absorbed faster than an equivalent amount of alcohol taken when there is food in the stomach
(see Figure 12–1).
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The longer the total time required for complete absorption to occur, the lower the
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peak alcohol concentration in the blood. Depending on a combination
of factors, maximum
blood-alcohol concentration may not be reached until two or three
I hours have elapsed from
the time of consumption. However, under normal social drinking conditions, it takes anywhere from 30 to 90 minutes from the time of the final drinkTuntil the absorption process
is completed.
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301
absorption
Passage of alcohol across the wall
of the stomach and small intestine
into the bloodstream.
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ELIMINATION As the alcohol is circulated by the bloodstream, the body begins to eliminate it.
Alcohol is eliminated through two mechanisms: oxidation and excretion. Nearly all of the alcohol
consumed (95 to 98 percent) is eventually oxidized to carbon dioxide and water. Oxidation takes
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place almost entirely in the liver. There, in the presence of the enzyme
alcohol dehydrogenase,
the alcohol is converted into acetaldehyde and then to acetic acid. The acetic acid is subsequently
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oxidized in practically all parts of the body, becoming carbon dioxide and water.
Surine, and perspiration. Most
The remaining alcohol is excreted, unchanged, in the breath,
significant, the amount of alcohol exhaled in the breath is in direct
H proportion to the concentration of alcohol in the blood. This observation has had a tremendous impact on the technology and
ISBN: 978-1-323-16745-8
Blood alcohol—mg per 100 mL and % w/v
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A
100
0.10
90
0.09
80
0.08
70
0.07
60
0.06
50
0.05
40
0.04
30
0.03
20
0.02
10
0.01
0
0.00
oxidation
The combination of oxygen with
other substances to produce new
products.
excretion
Elimination of alcohol from the
body in an unchanged state;
alcohol is normally excreted in
breath and urine.
FIGURE 12–1
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Blood-alcohol
concentrations
after ingestion of 2 ounces of
8
pure alcohol mixed in 8 ounces
of water
9 (equivalent to about
5 ounces of 80-proof vodka).
Empty
stomach
0
B
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Source: Courtesy U.S. Department of
Transportation, Washington, D.C.
Immediately after
a meal of potatoes
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1
2
3
4
5
6
Hours
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
inside the science
Alcohol in the Circulatory
System
The extent to which an individual may be under the
influence of alcohol is usually determined by measuring the quantity of alcohol present in the blood
system. Normally, this is accomplished in one of two
ways: (1) by direct chemical analysis of the blood for
its alcohol content or (2) by measurement of the alcohol content of the breath. In either case, the significance and meaning of the results can better be
understood when the movement of alcohol through
the circulatory system is studied.
Humans, like all vertebrates, have a closed circulatory system, which consists basically of a heart and
numerous arteries, capillaries, and veins. An artery is a
blood vessel carrying blood away from the heart, and
a vein is a vessel carrying blood back toward the heart.
Capillaries are tiny blood vessels that interconnect
the arteries with the veins. The exchange of materials
between the blood and the other tissues takes place
across the thin walls of the capillaries. A schematic diagram of the circulatory system is shown in the figure.
Ingestion and Absorption
Let us now trace the movement of alcohol through the
human circulatory system. After alcohol is ingested, it
Lungs
Pulmonary artery
Vein
Pulmonary vein
RA
LA
RV
LV
Artery
Simplified diagram of the human circulatory system. Dark vessels
contain oxygenated blood; light vessels contain deoxygenated blood.
I
Aeration
TThe respiratory system bridges with the circulatory sysHtem in the lungs, so that oxygen can enter the blood
carbon dioxide can leave it. As shown in the fig, and
ure, the pulmonary artery branches into capillaries ly-
ing close to tiny pear-shaped sacs called alveoli. The
contain about 250 million alveoli, all located at
Jlungs
the ends of the bronchial tubes. The bronchial tubes
Oconnect to the windpipe (trachea), which leads up to
mouth and nose (see the figure). At the surface of
Sthe
the alveolar sacs, blood flowing through the capillarHies comes in contact with fresh oxygenated air in the
A rapid exchange now proceeds to take place
Usacs.
between the fresh air in the sacs and the spent air in
Athe blood. Oxygen passes through the walls of the
alveoli into the blood while carbon dioxide is discharged from the blood into the air (see the figure).
6If, during this exchange, alcohol or any other volatile
is in the blood, it too will pass into the al8substance
veoli. During breathing, the carbon dioxide and al9cohol are expelled through the nose and mouth, and
alveoli sacs are replenished with fresh oxygenated
0the
air breathed into the lungs, allowing the process to
Bbegin all over again.
U The distribution of alcohol between the blood
and alveolar air is similar to the example of a gas dissolved in an enclosed beaker of water, as described
on page 280. Here again, one can use Henry’s law
to explain how the alcohol divides itself between the
air and blood. Henry’s law may now be restated as
follows: When a volatile chemical (alcohol) is dissolved in a liquid (blood) and is brought to equilibrium with air (alveolar breath), there is a fixed
ratio between the concentration of the volatile
compound (alcohol) in air (alveolar breath) and its
concentration in the liquid (blood), and this ratio
is constant for a given temperature.
302
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
ISBN: 978-1-323-16745-8
Body tissues
moves down the esophagus into the stomach. About
20 percent of the alcohol is absorbed through the stomach walls into the portal vein of the blood system. The
remaining alcohol passes into the blood through the
walls of the small intestine. Once in the blood, the alcohol is carried to the liver, where its destruction starts as
the blood (carrying the alcohol) moves up to the heart.
The blood enters the upper right chamber of the
heart, called the right atrium (or auricle), and is forced
into the lower right chamber of the heart, known as
the right ventricle. Having returned to the heart from
its circulation through the tissues, the blood at this
time contains very little oxygen and much carbon diSoxide. Consequently, the blood must be pumped up
the lungs, through the pulmonary artery, to be reMto
plenished with oxygen.
Bronchial tube
Pulmonary vein
Pulmonary artery
Carbon dioxide
Oxygen
Carbon
dioxide
Oxygen
Gas exchange in the lungs. Blood flows from the pulmonary
artery into vessels that lie close to the walls of the alveoli
sacs. Here the blood gives up its carbon dioxide and absorbs
oxygen. The oxygenated blood leaves the lungs via the
pulmonary vein and returns to the heart.
The temperature at which the breath leaves
the mouth is normally 34°C. At this temperature,
experimental evidence has shown that the ratio of alcohol in the blood to alcohol in alveoli
air is approximately 2,100 to 1. In other words,
1 milliliter of blood will contain nearly the same
amount of alcohol as 2,100 milliliters of alveolar breath. Henry’s law thus becomes a basis for
relating breath to blood-alcohol concentration.
ISBN: 978-1-323-16745-8
Recirculation and Distribution
Now let’s return to the circulating blood. After
emerging from the lungs, the oxygenated blood is
rushed back to the upper left chamber of the heart
(left atrium) by the pulmonary vein. When the left
atrium contracts, it forces the blood through a valve
into the left ventricle, which is the lower left chamber of the heart. The left ventricle then pumps the
freshly oxygenated blood into the arteries, which
carry the blood to all parts of the body. Each of
these arteries, in turn, branches into smaller arteries, which eventually connect with the numerous
tiny capillaries embedded in the tissues. Here the
alcohol moves out of the blood and into the tissues. The blood then runs from the capillaries into
Alveolar sac
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Alveolar sac
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tiny veins that fuse to form larger veins.
These veins eventually lead back to the
heart to complete the circuit.
During absorption, the concentration of alcohol in the arterial blood is
considerably higher than the concentration of alcohol in the venous blood. One
typical study revealed a subject’s arterial blood-alcohol level to be 41 percent
higher than the venous level 30 minutes
after the last drink.1 This difference is
thought to exist because of the rapid
diffusion of alcohol into the body tissues from venous blood during the
early phases of absorption. Because the
administration of a blood test requires
drawing venous blood from the arm, this
test is clearly to the advantage of a subject who may still be in the absorption
stage. However, once absorption is complete, the alcohol becomes equally distributed throughout the blood system.
Nasal cavity
Larynx
Esophagus
Trachea
Bronchial
tube
Alveolar
sac
The respiratory system. The trachea connects the nose and mouth to the
bronchial tubes. The bronchial tubes divide into numerous branches that
terminate in the alveoli sacs in the lungs.
1
R. B. Forney et al., “Alcohol Distribution in the Vascular System: Concentrations of Orally Administered Alcohol in Blood from Various Points in the
Vascular System and in Rebreathed Air during Absorption,” Quarterly Journal
of Studies on Alcohol 25 (1964): 205.
303
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
304
CHAPTER 12
artery
A blood vessel that carries blood
away from the heart.
vein
A blood vessel that transports
blood toward the heart.
capillary
A tiny blood vessel across whose
walls exchange of materials between the blood and the tissues
takes place; it receives blood from
arteries and carries it to veins.
alveoli
Small sacs in the lungs through
whose walls air and other vapors
are exchanged between the breath
and the blood.
procedures used for blood-alcohol testing. The development of instruments to reliably measure
breath for its alcohol content has made possible the testing of millions of people in a quick, safe,
and convenient manner.
The fate of alcohol in the body is therefore relatively simple—namely, absorption into
the bloodstream, distribution throughout the body’s water, and finally, elimination by oxidation and excretion. The elimination, or “burn-off,” rate of alcohol varies in different individuals; 0.015 percent w/v (weight per volume) per hour is the average rate after the absorption
process is complete.2 However, this figure is an average that varies by as much as 30 percent
among individuals.
Logically, the most obvious measure of intoxication
would be the amount of liquor a person has consumed. Unfortunately, most arrests are made
after the fact, when such information is not available to legal authorities; furthermore,
even if these data could be collected, numerous related factors, such as body weight and
the rate of alcohol’s absorption into the body, are so variable that it would be impossible
to prescribe uniform standards that would yield reliable alcohol intoxication levels for all
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individuals.
Theoretically, for a true determination
of the quantity of alcohol impairing an individual’s
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normal body functions, it would be best to remove a portion of brain tissue and analyze it for
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alcohol content. For obvious reasons, this cannot be done on living subjects. Consequently,
toxicologists concentrate on the
T blood, which provides the medium for circulating alcohol
throughout the body, carrying it to all tissues including the brain. Fortunately, experimental
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evidence supports this approach and shows blood-alcohol concentration to be directly proportional to the concentration ,of alcohol in the brain. From the medicolegal point of view,
blood-alcohol levels have become the accepted standard for relating alcohol intake to its effect
on the body.
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As noted earlier, alcohol becomes
concentrated evenly throughout the watery portions of the
body. This knowledge can be useful for the toxicologist analyzing a body for the presence of alO
cohol. If blood is not available, as in some postmortem situations, a medical examiner can select
a water-rich organ or fluid—forSexample, the brain, cerebrospinal fluid, or vitreous humor—to
estimate the body’s equivalent alcohol
H level.
BLOOD-ALCOHOL CONCENTRATION
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Testing for Intoxication
From a practical point of view, drawing blood from veins of motorists suspected of being under
the influence of alcohol is simply
6 not convenient. The need to transport each suspect to a location where a medically qualified person can draw blood would be costly and time consuming,
8
considering the hundreds of suspects
that the average police department must test every year.
The methods used must be designed
to
test hundreds of thousands of motorists annually, without
9
causing them undue physical harm or unreasonable inconvenience, and provide a reliable diagno0
sis that can be supported and defended
within the framework of the legal system. This means that
toxicologists have had to deviseB
rapid and specific procedures for measuring a driver’s degree of
alcohol intoxication that can be easily administered in the field.
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Breath Testing for Alcohol
2
In the United States, laws that define blood-alcohol levels almost exclusively use the unit percent weight per
volume—% w/v. Hence, 0.015 percent w/v is equivalent to 0.015 gram of alcohol per 100 milliliters of blood,
or 15 milligrams of alcohol per 100 milliliters.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
ISBN: 978-1-323-16745-8
The most widespread method for rapidly determining alcohol intoxication is breath testing.
A breath tester is simply a device for collecting and measuring the alcohol content of alveolar
breath. Alcohol is expelled, unchanged, in the breath of a person who has been drinking. A breath
test measures the alcohol concentration in the pulmonary artery by measuring its concentration in
alveolar breath. Thus, breath analysis provides an easily obtainable specimen along with a rapid
and accurate result.
FORENSIC TOXICOLOGY
305
Breath-test results obtained during the absorption phase may be higher than results obtained
from a simultaneous analysis of venous blood. However, the former are more reflective of the
concentration of alcohol reaching the brain and therefore more accurately reflect the effects of
alcohol on the subject. Again, once absorption is complete, the difference between a blood test
and a breath test should be minimal.
BREATH-TEST INSTRUMENTS The first widely used instrument for measuring the alcohol
content of alveolar breath was the Breathalyzer, developed in 1954 by R. F. Borkenstein, who
was a captain in the Indiana State Police. Starting in the 1970s, the Breathalyzer was phased out
and replaced by other instruments. Like the Breathalyzer, they assume that the ratio of alcohol
in the blood to alcohol in alveolar breath is 2,100 to 1 at a mouth temperature of 34°C. In other
words, 1 milliliter of blood contains nearly the same amount of alcohol as 2,100 milliliters of
alveolar breath. Unlike the Breathalyzer, modern breath testers are free of chemicals. These
devices include infrared light–absorption devices and fuel cell detectors (described in the
following “Inside the Science” box).
Infrared and fuel-cell-based breath testers are microprocessor
controlled, so all an
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operator has to do is to press a start button; the instrument automatically moves through
M test results. These instrua sequence of steps and produces a readout of the subject’s
ments also perform self-diagnostic tests to ascertain whetherI they are in proper operating
condition.
fuel cell detector
A detector in which chemical reactions produce electricity.
ISBN: 978-1-323-16745-8
T
CONSIDERATIONS IN BREATH TESTING An important feature
H of these instruments is that
they can be connected to an external alcohol standard or simulator in the form of either a
,
liquid or a gas. The liquid simulator contains a known concentration of alcohol in water.
It is heated to a controlled temperature and the vapor formed above the liquid is pumped
into the instrument. Dry-gas standards typically consist of a known concentration of alcohol
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mixed with an inert gas and compressed in cylinders. The external standard is automatically
sampled by the breath-test instrument before and/or after the subject’s
breath sample is taken
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and recorded. Thus the operator can check the accuracy of the instrument against the known
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alcohol standard.
H that the unit captures the
The key to the accuracy of a breath-testing device is to ensure
alcohol in the alveolar (i.e., deep-lung) breath of the subject. This is typically accomplished by
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programming the unit to accept no less than 1.1 to 1.5 liters of breath from the subject. Also,
A a minimum breath flow rate
the subject must blow for a minimum time (such as 6 seconds) with
(such as 3 liters per minute).
The breath-test instruments just described feature a slope detector, which ensures that the
breath sample is alveolar, or deep-lung, breath. As the subject 6
blows into the instrument, the
breath-alcohol concentration is continuously monitored. The instrument accepts a breath sample
8
only when consecutive measurements fall within a predetermined rate of change. This approach
9 relates to the true bloodensures that the sample measurement is deep-lung breath and closely
alcohol concentration of the subject being tested.
0
A breath-test operator must take other steps to ensure that the breath-test result truly reflects
the actual blood-alcohol concentration within the subject. A majorBconsideration is to avoid measuring “mouth alcohol” resulting from regurgitation, belching, or
Urecent intake of an alcoholic
beverage. Also, recent gargling with an alcohol-containing mouthwash can lead to the presence
of mouth alcohol. As a result, the alcohol concentration detected in the exhaled breath is higher
than the concentration in the alveolar breath. To avoid this possibility, the operator must not allow the subject to take any foreign material into his or her mouth for at least fifteen minutes before the breath test. Likewise, the subject should be observed not to have belched or regurgitated
during this period. Mouth alcohol has been shown to dissipate after fifteen to twenty minutes
from its inception.
Measurement of independent breath samples taken within a few minutes of each other
is another extremely important check of the integrity of the breath test. Acceptable agreement between the two tests taken minutes apart significantly reduces the possibility of errors caused by the operator, mouth alcohol, instrument component failures, and spurious
electric signals.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
306
CHAPTER 12
inside the science
Breath
inlet
Infrared
radiation
source
Sample chamber
Breath
inlet
(b)
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(a) An infrared breath-testing instrument—the Data Master DMT.
(b) A subject blowing into the DMT breath tester.
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Breath flows
into chamber
Filter
Detector
Infrared light beamed through
Breath chamber. Alcohol in breath
outlet absorbs some infrared light.
Sample chamber
Detector
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
ISBN: 978-1-323-16745-8
Infrared
radiation
source
Breath
outlet
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M
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(a) T
H
,
Courtesy Intoximeters, Inc., St. Louis, MO, www.intox.com
In principle, infrared instruments operate no differently than the spectrophotometers described
in Chapter 11. An evidential testing instrument
that incorporates the principle of infrared light absorption is shown in Figure 1. Any alcohol present
in the subject’s breath flows into the instrument’s
breath chamber. As shown in Figure 2, a beam of
infrared light is aimed through the chamber. A filter is used to select a wavelength of infrared light
at which alcohol will absorb. As the infrared light
passes through the chamber, it interacts with the
alcohol and causes the light to decrease in intensity. The decrease in light intensity is measured
by a photoelectric detector that gives a signal
proportional to the concentration of alcohol present in the breath sample. This information is processed by an electronic microprocessor, and the
percent blood-alcohol concentration is displayed
on a digital readout. Also, the blood-alcohol level
is printed on a card to produce a permanent record of the test result. Most infrared breath testers
aim a second infrared beam into the same chamber to check for acetone or other chemical interferences on the breath. If the instrument detects
differences in the relative response of the two
infrared beams that does not conform to ethyl
alcohol, the operator is immediately informed of
the presence of an “interferant.”
Courtesy Intoximeters, Inc., St. Louis, MO, www.intox.com
Infrared Light Absorption
FORENSIC TOXICOLOGY
Breath
inlet
Infrared
radiation
source
Infrared
radiation
source
Breath
outlet
Sample chamber
Breath
inlet
Filter selects
wavelength of
IR light at which
alcohol absorbs
Detector
Breath
outlet
Sample chamber
Breath
inlet
307
Breath
outlet
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Detector converts infrared
T light to an electrical signal
proportional to the alcohol
H content in breath.
,
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Infrared
Sample chamber
Detector
radiation
U
source
A
Schematic diagram of an infrared breath-testing instrument.
Breath-alcohol content is converted
into a blood-alcohol concentration
and displayed on a digital readout.
ISBN: 978-1-323-16745-8
6
8
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Field Sobriety Testing
0
A police officer who suspects that an individual is under the influence of alcohol usually
B to submit to an evidential
conducts a series of preliminary tests before ordering the suspect
breath or blood test. These preliminary, or field sobriety, tests
Uare normally performed to
ascertain the degree of the suspect’s physical impairment and whether an evidential test
is justified.
Field sobriety tests usually consist of a series of psychophysical tests and a preliminary
breath test (if such devices are authorized and available for use). A portable handheld roadside
breath tester is shown in Figure 12–2. This pocket-sized device weighs 5 ounces and uses a
fuel cell to measure the alcohol content of a breath sample. The fuel cell absorbs the alcohol
from the breath sample, oxidizes it, and produces an electrical current proportional to the
breath-alcohol content. This instrument Figure 12–2 can typically perform for years before
the fuel cell needs to be replaced. Its been approved for use as an evidential breath tester by
the National Highway Traffic Safety Administration.
Horizontal-gaze nystagmus, walk and turn, and the one-leg stand constitute a series
of reliable and effective psychophysical tests. Horizontal-gaze nystagmus is an involuntary
jerking of the eye as it moves to the side. A person experiencing nystagmus is usually unaware
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
Courtesy Intoximeters, Inc., St. Louis, MO, www.intox.com
CHAPTER 12
Courtesy Intoximeters, Inc., St. Louis, MO, www.intox.com
308
(b)
(a)
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FIGURE 12–2
M tester device.
(a) The Alco-Sensor FST. (b) A subject blowing into the roadside
The Fuel Cell
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8
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Breath
e– e– e–
A fuel cell converts energy arising from a chemical reaction into electrochemical energy. A typical fuel cell
consists of two platinum electrodes separated by an
acid- or base-containing porous membrane. A platinum wire connects the electrodes and allows a current
to flow between them. In the alcohol fuel cell, one of
the electrodes is positioned to come into contact with
a subject’s breath sample. If alcohol is present in the
breath, a reaction at the electrode’s surface converts
the alcohol to acetic acid. One by-product of this conversion is free electrons, which flow through the connecting wire to the opposite electrode, where they
interact with atmospheric oxygen to form water (see
the figure). The fuel cell also requires the migration
of hydrogen ions across the acidic porous membrane
to complete the circuit. The strength of the current
flow between the two electrodes is proportional to
the concentration of alcohol in the breath.
J
O
S
H
U
A
e– e– e–
inside the science
I
T
H
,
Acetic
acid
Oxygen
H2O
Alcohol
Outlet
Porous
membrane
A fuel cell detector in which chemical reactions
are used to produce electricity.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
ISBN: 978-1-323-16745-8
that the jerking is happening and is unable to stop or control it. The subject being tested is
asked to follow a penlight or some other object with his or her eye as far to the side as the eye
can go. The more intoxicated the person is, the less the eye has to move toward the side before
jerking or nystagmus begins. Usually, when a person’s blood-alcohol concentration is in the
range of 0.10 percent, the jerking begins before the eyeball has moved 45 degrees to the side
FORENSIC TOXICOLOGY
309
FIGURE 12–3
When a person’s blood-alcohol level is in the
range of 0.10 percent, jerking of the eye during
the horizontal-gaze nystagmus test begins before
the eyeball has moved 45 degrees to the side.
Eye lo
o
straig king
ht ah
ead
45°
(see Figure 12–3). Higher blood-alcohol concentration causes jerking at smaller angles. Also, if
the suspect has taken a drug that also causes nystagmus (such as phencyclidine, barbiturates, and
other depressants), the nystagmus onset angle may occur much S
earlier than would be expected
from alcohol alone.
M testing the subject’s abilWalk and turn and the one-leg stand are divided-attention tasks,
ity to comprehend and execute two or more simple instructions
I at one time. The ability to
understand and simultaneously carry out more than two instructions is significantly affected by
T to maintain balance while
increasing blood-alcohol levels. Walk and turn requires the suspect
standing heel-to-toe and at the same time listening to and comprehending
the test instructions.
H
During the walking stage, the suspect must walk a straight line, touching heel-to-toe for nine
steps, then turn around on the line and repeat the process. The ,one-leg stand requires the suspect to maintain balance while standing with heels together listening to the instructions. During the balancing stage, the suspect must stand on one foot while holding the other foot several
J must count out loud during
inches off the ground for 30 seconds; simultaneously, the suspect
the 30-second time period.
O
S
H
Analysis of Blood for Alcohol
U
Gas chromatography is the approach most widely used by forensic toxicologists for determining
A alcohol can be separated
alcohol levels in blood. Under proper gas chromatographic conditions,
8
9
0
B
U
FID1 A, (112712A\019F1901.D)
pA
175
1.228- Ethanol
150
125
100
75
50
2.106- Internal Standard
from other volatile substances in the blood. By comparing the resultant alcohol peak area to ones
obtained from known blood-alcohol standards, the investigator can calculate the alcohol level
6
with a high degree of accuracy (see Figure 12–4).
ISBN: 978-1-323-16745-8
25
0
0.5
1
1.5
2
2.5
min
FIGURE 12–4
A gas chromatogram showing ethyl alcohol (ethanol) in whole blood.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
310
CHAPTER 12
Another procedure for alcohol analysis involves the oxidation of alcohol to acetaldehyde. This reaction is carried out in the presence of the enzyme alcohol dehydrogenase
and the coenzyme nicotin-amide-adenine dinucleotide (NAD). As the oxidation proceeds,
NAD is converted into another chemical species, NADH. The extent of this conversion is
measured by a spectrophotometer and is related to alcohol concentration. This approach to
blood-alcohol testing is normally associated with instruments used in clinical or hospital
settings. Instead, forensic laboratories normally use gas chromatography for determining
blood-alcohol content.
Collection and Preservation of Blood
anticoagulant
A substance that prevents coagulation or clotting of blood.
preservative
A substance that stops the growth
of microorganisms in blood.
Blood must always be drawn under medically acceptable conditions by a qualified individual.
A nonalcoholic disinfectant should be applied before the suspect’s skin is penetrated with a sterile needle or lancet. It is important to eliminate any possibility that an alcoholic disinfectant could
inadvertently contribute to a falsely high blood-alcohol result. Nonalcoholic disinfectants such
as aqueous benzalkonium chloride (Zepiran), aqueous mercuric chloride, or povidone-iodine
Sthis purpose.
(Betadine) are recommended for
Once blood is removed from
Man individual, it is best preserved sealed in an airtight container
after adding an anticoagulant and a preservative. The blood should be stored in a refrigerator
until delivery to the toxicology Ilaboratory. The addition of an anticoagulant, such as EDTA or
potassium oxalate, prevents clotting;
T a preservative, such as sodium fluoride, inhibits the growth
of microorganisms capable of destroying alcohol.
H
One study performed to determine
the stability of alcohol in blood removed from living individuals found that the most significant
factors affecting alcohol’s stability in blood are storage
,
temperature, the presence of a preservative, and the length of storage.3 Not a single blood specimen examined showed an increase in alcohol level with time. Failure to keep the blood refrigerated or to add sodium fluoride resulted
in a substantial decline in alcohol concentration. Longer
J
storage times also reduced blood-alcohol levels. Hence, failure to adhere to any of the proper
O works to the benefit of the suspect and to the detriment of
preservation requirements for blood
society.
S
The collection of postmortem blood samples for alcohol-level determinations requires added
precautions. Ethyl alcohol mayH
be generated in the body of a deceased individual as a result of
bacterial action. Therefore, it isUbest to collect a number of blood samples from different body
sites. For example, blood may be removed from the heart and from the femoral vein (in the leg)
A sample should be placed in a clean, airtight container containand cubital vein (in the arm). Each
ing an anticoagulant and sodium fluoride preservative and should be refrigerated. Blood-alcohol
levels can be attributed solely to alcohol consumption if they are nearly similar in all blood
6 person. As an alternative to blood collection, the collection of
samples collected from the same
vitreous humor and urine is recommended.
Vitreous humor and urine usually do not experience
8
any significant postmortem ethyl alcohol production.
9
0
Alcohol and the
B Law
Constitutionally, every state inU
the United States is charged with establishing and administer-
ing statutes regulating the operation of motor vehicles. Although such an arrangement might
encourage diverse laws defining permissible blood-alcohol levels, this has not been the case.
Both the American Medical Association and the National Safety Council have exerted considerable influence in persuading the states to establish uniform and reasonable blood-alcohol
standards.
Between 1939 and 1964, 39 states and the District of Columbia enacted legislation that followed
the recommendations of the American Medical Association and the National Safety Council
in specifying that a person with a blood-alcohol concentration in excess of 0.15 percent w/v
3
G. A. Brown et al., “The Stability of Ethanol in Stored Blood,” Analytica Chemica Acta 66 (1973): 271.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
ISBN: 978-1-323-16745-8
Blood-Alcohol Laws
FORENSIC TOXICOLOGY
311
was to be considered under the influence of alcohol.4 However, continued experimental studies
have since shown a clear correlation between drinking and driving impairment for blood-alcohol
levels much below 0.15 percent w/v. As a result of these studies, in 1960 the American Medical
Association and in 1965 the National Safety Council recommended lowering the presumptive
level at which an individual was considered to be under the influence of alcohol to 0.10 percent
w/v. In 2000, U.S. federal law established 0.08 percent as the per se blood-alcohol level, meaning
that any individual meeting or exceeding this blood-alcohol level shall be deemed intoxicated.
No other proof of alcohol impairment is necessary. The 0.08 percent level applies only to noncommercial drivers, as the federal government has set the maximum allowable blood-alcohol
concentration for commercial truck and bus drivers at 0.04 percent.
Several Western countries have also set 0.08 percent w/v as the blood-alcohol level above
which it is an offense to drive a motor vehicle. Those countries include Canada, Italy, Switzerland,
and the United Kingdom. Finland, France, Germany, Ireland, Japan, the Netherlands, and Norway
have a 0.05 percent limit. Australian states have adopted a 0.05 percent blood-alcohol concentration level. Sweden has lowered its blood-alcohol concentration limit to 0.02 percent.
As shown in Figure 12–5, one is about four times as likely to S
become involved in an automobile accident at the 0.08 percent level as a sober individual. At the 0.15 percent level, the chances
Mcompared to a sober driver.
are 25 times as much for involvement in an automobile accident
The reader can estimate the relationship of blood-alcohol levels to
I body weight and the quantity
of 80-proof liquor consumed by referring to Figure 12–6.
T
Constitutional Issues
H
The Fifth Amendment to the U.S. Constitution guarantees all citizens protection against self,
incrimination—that is, against being forced to make an admission that would prove one’s own
guilt in a legal matter. To prevent a person’s refusal to take a test for alcohol intoxication on the
constitutional grounds of self-incrimination, the National Highway Traffic Safety Administration
J
(NHTSA) recommended an “implied consent” law. By 1973, all the states had complied with this
O vehicle on a public highway
recommendation. In accordance with this statute, operating a motor
automatically carries with it the stipulation that the driver must either submit to a test for alcoS
hol intoxication if requested or lose his or her license for some designated period—usually six
H
months to one year.
U
A
30
8
9
0
B
U
20
15
10
5
ISBN: 978-1-323-16745-8
About 25 times as much
6
as normal at 0.15%
1
.00
About 4 times as much
as normal at 0.08%
.04
.08
.12
.16
Blood-alcohol concentration
.20
U.S. Department of Transportation
Relative chances of a crash
25
FIGURE 12–5
Diagram of increased driving risk in relation to blood-alcohol concentration.
4
0.15 percent w/v is equivalent to 0.15 grams of alcohol per 100 milliliters of blood, or 150 milligrams per 100 milliliters.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
312
CHAPTER 12
How to Tell What Your Blood Alcohol Level Is after Drinking
Body
Ounces of
Maximum
weight
(lb.)
240
230
220
210
200
190
80-proof
liquor consumed
blood-alcohol
concentration
(% by weight)
Body
weight
(lb.)
Ounces of
80-proof
liquor consumed
0.20
0.19
0.18
0.17
180
16
15
14
13
12
11
10
170
9
0.15
160
8
0.14
180
16
15
14
13
12
11
10
150
7
0.13
170
9
140
6
160
8
150
7
140
6
0.16
240
230
220
210
200
190
0.12
130
5
0.11
120
4
110
100
3
2
“Empty stomach”
S
M
I
T
H
,
130
0.10
0.08
0.12
0.11
0.10
0.08
0.07
110
3
0.06
0.05
0.04
0.07
“Full stomach”
0.06
0.13
5
4
100
0.14
0.09
120
0.09
Maximum
blood-alcohol
concentration
(% by weight)
0.20
0.19
0.18
0.17
0.16
0.15
2
0.03
0.05
J
FIGURE 12–6
O
To use this diagram, lay a straightedge
across your weight and the number of ounces
S
of liquor you’ve consumed on an empty or full stomach. The point where the edge hits
Hmaximum blood-alcohol level. The rate of elimination of
the right-hand column is your
alcohol from the bloodstream
Uis approximately 0.015 percent per hour. Therefore, to
calculate your actual blood-alcohol level, subtract 0.015 from the number in the rightA the start of drinking.
hand column for each hour from
Source: U.S. Department of Transportation.
6
5
384 U.S. 757 (1966).
6
133 S. Ct. 932 (2013).
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
ISBN: 978-1-323-16745-8
In 1966, the Supreme Court, in Schmerber v. California,5 addressed the constitutionality
of collecting a blood specimen 8
for alcohol testing, as well as for obtaining other types of physical evidence from a suspect without
9 consent. While being treated at a Los Angeles hospital
for injuries sustained in an automobile collision, Schmerber was arrested for driving under the
0 took a blood sample from Schmerber at the direction of the
influence of alcohol. A physician
police, over the objection of the
Bdefendant. On appeal to the U.S. Supreme Court, the defendant argued that his privilege against self-incrimination had been violated by the introduction
of the results of the blood testU
at his trial. The Court ruled against the defendant, reasoning
that the Fifth Amendment only prohibits compelling a suspect to give “testimonial” evidence
that may be self-incriminating; being compelled to furnish “physical” evidence, such as fingerprints, photographs, measurements, and blood samples, the Court ruled, was not protected
by the Fifth Amendment.
The Court also addressed the question of whether Schmerber was subjected to an unreasonable search and seizure by the taking of a blood specimen without a search warrant. In the 1966
decision, the Court upheld the blood removal, reasoning that the natural body elimination of
alcohol created an emergency situation allowing for a warrantless search. The Court revisited
this issue once again forty-seven years after Schmerber in the case of Missouri v. McNeely.6
FORENSIC TOXICOLOGY
313
Here, the Court addressed the issue as to whether the natural elimination of alcohol in
blood categorically justifies a warrantless intrusion. The Court noted that advances in communication technology now allow police to obtain warrant quickly by phone, e-mail, or
teleconferencing.
In those drunk-driving investigations where police officers can reasonably obtain a warrant
before a blood sample can be drawn without significantly undermining the efficacy of the
search, the Fourth Amendment mandates that they do so. . . . In short, while the natural
dissipation of alcohol in the blood may support a finding of exigency in a specific case, as
it did in Schmerber, it does not do so categorically. Whether a warrantless blood test of a
drunk-driving suspect is reasonable must be determined case by case based on the totality
of the circumstances.
S
M he or she encounters an
Once the forensic toxicologist ventures beyond the analysis of alcohol,
encyclopedic maze of drugs and poisons. Even a cursory discussion
I of the problems and handicaps imposed on toxicologists is enough to develop a sense of appreciation for their accomplishT
ments and ingenuity.
H
Challenges Facing the Toxicologist
,
The toxicologist is presented with body fluids and/or organs and asked to examine them for the
WEBEXTRA 12.1
Calculate Your Blood-Alcohol
Level
WEBEXTRA 12.2
See How Alcohol Affects Your
Behavior
ISBN: 978-1-323-16745-8
The Role of the Toxicologist
toxicologist
An individual charged with the
responsibility of detecting and
identifying the presence of drugs
and poisons in body fluids, tissues,
and organs.
presence of drugs and poisons. If he or she is fortunate, which is not often, some clue to the
type of toxic substance present may develop from the victim’s symptoms, a postmortem pathoJ
logical examination, an examination of the victim’s personal effects, or the nearby presence
of empty drug containers or household chemicals. Without such
O supportive information, the
toxicologist must use general screening procedures with the hope of narrowing thousands of
S
possibilities to one.
H
If this task does not seem monumental, consider that the toxicologist
is not dealing with
drugs at the concentration levels found in powders and pills. By the time a drug specimen reaches
U
the toxicology laboratory, it has been dissipated and distributed throughout the body. Whereas
A to work with, the toxicolothe drug analyst may have gram or milligram quantities of material
gist must be satisfied with nanogram or at best microgram amounts, acquired only after careful
extraction from body fluids and organs.
6 no one can appreciate this
Furthermore, the body is an active chemistry laboratory, and
observation more than a toxicologist. Few substances enter and completely leave the body in the
8
same chemical state. The drug that is injected is not always the substance extracted from the body
9 or metabolizes the chemical
tissues. Therefore, a thorough understanding of how the body alters
structure of a drug is essential in detecting its presence.
0
It would, for example, be futile and frustrating to search exhaustively for heroin in the huB
man body. This drug is almost immediately metabolized to morphine
on entering the bloodstream. Even with this information, the search may still prove impossible
unless the examiner
U
also knows that only a small percentage of morphine is excreted unchanged in urine. For the most
part, morphine becomes chemically bonded to body carbohydrates before elimination in urine.
Thus, successful detection of morphine requires that its extraction be planned in accordance with
a knowledge of its chemical fate in the body.
Another example of how one needs to know how a drug metabolizes itself in the body is
exemplified by the investigation of the death of Anna Nicole Smith. In her case, the sedative
chloral hydrate was a major contributor to her death, and its presence was detected by its active
metabolite, trichloroethanol (see the following case files box).
Last, when and if the toxicologist has surmounted all of these obstacles and has finally detected, identified, and quantitated a drug or poison, he or she must assess the substance’s toxicity.
Fortunately, there is published information relating to the toxic levels of most drugs; however,
when such data are available, their interpretation must assume that the victim’s physiological
behavior agrees with that of the subjects of previous studies. In some cases, such an assumption
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
CHAPTER 12
Michael Jackson: The Demise
of a Superstar
A call to 911 had the desperate tone of urgency. The voice of
a young man implored an ambulance to hurry to the home of
pop star Michael Jackson. The unconscious performer was in
cardiac arrest and was not responding to CPR. The 50-year-old
Jackson was pronounced dead upon arrival at a regional medical center. When the initial autopsy results revealed no signs
of foul play, rumors immediately began to swirl around aS
drug-related death. News media coverage showed investigators carrying bags full of drugs and syringes out of the JacksonM
residence. So it came as no surprise that the forensic toxicologyI
report accompanying Jackson’s autopsy showed that the enterT
tainer had died of a drug overdose.
Apparently Jackson had become accustomed to receiving sedatives to help him sleep. Early on the morning of hisH
death, his physician gave Jackson a tab of Valium. At 2 a.m., he,
administered the sedative lorazepam, and at 3 a.m. the physician administered another sedative, midazolam. Those drugs
were administered again at 5 a.m. and 7:30 a.m., but Jackson
J
still was unable to sleep. Finally, at about 10:40 a.m., Jackson’s
doctor gave him 25 milligrams of propofol, at which pointO
Justin Sullivan/AP Images
case files
314
Michael Jackson
Jackson went to sleep. Propofol is a powerful sedative used
primarily in the maintenance of surgical anesthesia. All of the
drugs administered to Jackson were sedatives, which can act in
concert to depress the activities of the central nervous system.
Therefore, it comes as no surprise that this drug cocktail resulted in cardiac arrest and death.
S
H
U
may not be entirely valid without knowing the subject’s case history. No experienced toxicologist would be surprised to find A
an individual tolerating a toxic level of a drug that would have
killed most other people.
Collection and Preservation
of Toxicological Evidence
6
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
ISBN: 978-1-323-16745-8
Toxicology is made infinitely 8
easier once it is recognized that the toxicologist’s capabilities
are directly dependent on the input received from the attending physician, medical examiner,
and police investigator. It is a9tribute to forensic toxicologists, who must often labor under
conditions that do not afford 0
such cooperation, that they can achieve such a high level of
proficiency.
Generally, with a deceased B
person, the medical examiner decides what biological specimens
must be shipped to the toxicology
U laboratory for analysis. However, a living person suspected
of being under the influence of a drug presents a completely different problem, and few options
are available. When possible, both blood and urine are taken from any suspected drug user. The
entire urine void is collected and submitted for toxicological analysis. Preferably, two consecutive voids should be collected in separate specimen containers.
When a licensed physician or registered nurse is available, a sample of blood should
also be collected. The amount of blood taken depends on the type of examination to be conducted. Comprehensive toxicological tests for drugs and poisons can conveniently be carried out on a minimum of 10 cc of blood. A determination solely for the presence of alcohol
will require much less—approximately 5 cc of blood. However, many therapeutic drugs,
such as tranquilizers and barbiturates, when taken in combination with a small, nonintoxicating amount of alcohol, produce behavioral patterns resembling alcohol intoxication. For
this reason, the toxicologist must be given an adequate amount of blood so he or she will
315
Accidental Overdose: The Tragedy
of Anna Nicole Smith
Rumors exploded in the media when former model, Playboy
playmate, reality television star, and favorite tabloid subject
Anna Nicole Smith was found unconscious in her hotel room
at the Seminole Hard Rock Hotel and Casino in Hollywood,
Florida. She was taken to Memorial Legal Hospital, where
she was declared dead at age 39. Analysis of Smith’s blood
postmortem revealed an array of prescribed medications. Most
S
pronounced was a toxic level of the sedative chloral hydrate.
M
A part of the contents of the toxicology report from Smith’s
autopsy are shown here.
I
Although many of the drugs present were detected at
T
levels consistent with typical doses of the prescribed medications, it was their presence in combination with chloral hyH
drate that exacerbated the toxic level of chloral hydrate. The
lethal combination of these prescription drugs caused failure
,
of both her circulatory and respiratory systems and resulted
in her death. The investigators determined that the overdose
of chloral hydrate and other drugs was accidental and not a
J
suicide. This was due to the nonexcessive levels of most of
the prescription medications and the discovery of a significant
O
amount of chloral hydrate still remaining in its original conS
tainer; had she intended to kill herself, she would have likely
downed it all. Anna Nicole Smith was a victim of accidental
H
overmedication.
U
A
Manuel Balce Cenet/Landov Media
case files
FORENSIC TOXICOLOGY
Anna Nicole Smith
Final Pathological Diagnoses
I. Acute Combined Drug Intoxication
A. Toxic/legal drug:
Chloral Hydrate (Noctec)
1. Trichloroethanol (TCE) 75 mg/L (active metabolite)
2. Trichloroacetic acid (TCA) 85 mg/L (inactive
metabolite)
B. Therapeutic drugs:
1. Diphenhydramine (Benadryl)
0.11 mg/L
2. Clonazepam (Klonopin)
0.04 mg/L
3. Diazepam (Valium)
0.21 mg/L
4. Nordiazepam (metabolite)
0.38 mg/L
5. Temazepam (metabolite)
0.09 mg/L
6. Oxazepam
0.09 mg/L
7. Lorazepam
0.022 mg/L
C. Other noncontributory drugs present (atropine, topiramate, ciprofloxacin, acetaminophen)
have the option of performing a comprehensive analysis for 6
drugs in cases of low alcohol
concentrations.
8
9
For the toxicologist, the upsurge in drug use and abuse has meant0that the overwhelming majority of fatal and nonfatal toxic agents are drugs. Not surprisingly, a relatively small number of
B
drugs—namely, those discussed in Chapter 11—comprise nearly all the toxic agents encounUfor 90 percent or more of the
tered. Of these, alcohol, marijuana, and cocaine normally account
Techniques Used in Toxicology
ISBN: 978-1-323-16745-8
drugs encountered in a typical toxicology laboratory.
ACIDS AND BASES Like the drug analyst, the toxicologist must devise an analytical scheme
to detect, isolate, and identify a toxic substance. The first chore is to selectively remove and
isolate drugs and other toxic agents from the biological materials submitted as evidence.
Because drugs constitute a large portion of the toxic materials found, a good deal of effort
must be devoted to their extraction and detection. The procedures are numerous, and a useful
description of them would be too detailed for this text. We can best understand the underlying
principle of drug extraction by observing that many drugs fall into the categories of acids
and bases.
Although several definitions exist for these two classes, a simple one states that an acid is
a compound that sheds a hydrogen ion (or a hydrogen atom minus its electron) with reasonable
acid
A compound capable of donating
a hydrogen ion (H1) to another
compound.
base
A compound capable of accepting
a hydrogen ion (H1).
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
316
CHAPTER 12
pH scale
A scale used to express the basicity
or acidity of a substance; a pH of 7
is neutral, whereas lower values are
acidic and higher values are basic.
ease. Conversely, a base is a compound that can pick up a hydrogen ion shed by an acid. The
idea of acidity and basicity can be expressed in terms of a simple numerical value that relates to
the concentration of the hydrogen ion (H1) in a liquid medium such as water. Chemists use the
pH scale to do this. This scale runs from 0 to 14:
pH 5
0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
← Increasing acidity—Neutral—Increasing basicity →
Normally, water is neither acidic nor basic—in other words, it is neutral, with a pH of 7.
However, when an acidic substance—for example, sulfuric acid or hydrochloric acid—is added
to the water, it adds excess hydrogen ions, and the pH value becomes less than 7. The lower the
number, the more acidic the water. Similarly, when a basic substance—for example, sodium
hydroxide or ammonium hydroxide—is added to water, it removes hydrogen ions, thus making
water basic. The more basic theS
water, the higher its pH value.
By controlling the pH of a water solution into which blood, urine, or tissues are dissolved,
Mcontrol the type of drug that is recovered. For example, acidic
the toxicologist can conveniently
drugs are easily extracted from Ian acidified water solution (pH less than 7) with organic solvents
such as chloroform. Similarly, basic drugs are readily removed from a basic water solution
(pH greater than 7) with organicTsolvents. This simple approach gives the toxicologist a general
technique for extracting and categorizing
drugs. Some of the more commonly encountered drugs
H
may be classified as follows:
,
Acid Drugs
Basic Drugs
Barbiturates
J
Acetylsalicylic acid (aspirin)
Phencyclidine
Methadone
Amphetamines
Cocaine
O
S
H
SCREENING AND CONFIRMATION Once the specimen has been extracted and divided
into acidic and basic fractions,Uthe toxicologist can identify the drugs present. The strategy
for identifying abused drugs entails a two-step approach: screening and confirmation (see
A
Figure 12–7). A screening test is normally employed to give the analyst quick insight into
the likelihood that a specimen contains a drug substance. This test allows a toxicologist to
examine a large number of specimens
within a short period of time for a wide range of drugs.
6
8
9
FIGURE 12–7
Biological fluids and tissues are
0 extracted for
acidic and basic drugs by controlling the pH of a
water solution in which they B
are dissolved. Once
this is accomplished, the toxicologist
analyzes for
U
Sample
Extraction at
appropriate pH
drugs by using screening and confirmation test
procedures.
Acidic Drugs
Basic Drugs
CONFIRMATION TEST
Gas chromatography/mass spectrometry
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
ISBN: 978-1-323-16745-8
SCREENING TEST
Immunoassay
Gas chromatography
Thin-layer chromatography
FORENSIC TOXICOLOGY
317
Any positive results from a screening test are tentative at best and must be verified with a
confirmation test.
The three most widely used screening tests are thin-layer chromatography (TLC), gas
chromatography (GC), and immunoassay. The techniques of GC and TLC have already been
described on pages 279–282 and 284–285, respectively. An immunoassay has proven to be a
useful screening tool in toxicology laboratories. Its principles are very different from any of the
analytical techniques we have discussed so far. Basically, immunoassay is based on specific drug
antibody reactions. We will learn about this concept in Chapter 14. The primary advantage of immunoassay is its ability to detect small concentrations of drugs in body fluids and organs. In fact,
this technique provides the best approach for detecting the low drug levels normally associated
with smoking marijuana.
The necessity of eliminating the possibility that a positive screening test may be due to
a substance’s having a close chemical structure to an abused drug requires the toxicologist to
follow up a positive screening test with a confirmation test. Because of the potential impact
of the results of a drug finding on an individual, only the most conclusive confirmation procedures should be used. Gas chromatography/mass spectrometry
Sis generally accepted as the
confirmation test of choice. The combination of gas chromatography and mass spectrometry
M sensitivity and specificprovides the toxicologist with a one-step confirmation test of unequaled
ity (see pages 291–292). As shown in Figure 12–8, the sample isI separated into its components
by the gas chromatograph. When the separated sample component leaves the column of the
gas chromatograph, it enters the mass spectrometer, where it isTbombarded with high-energy
electrons. This bombardment causes the sample to break up into
Hfragments, producing a fragmentation pattern or mass spectrum for each sample. For most compounds, the mass spectrum
,
represents a unique “fingerprint” pattern that can be used for identification.
There is tremendous interest in drug-testing programs conducted not only in criminal matters but for industry and government as well. Urine testing for drugs is becoming common for
J
job applicants and employees in the workplace. Likewise, the U.S. military has an extensive drug
urine-testing program for its members. Many urine-testing programs
O rely on private laboratories
to perform the analyses. In any case, when the test results form the basis for taking action against
S
an individual, both a screening and confirmation test must be incorporated into the testing protoH
col to ensure the integrity of the laboratory’s conclusions.
U
When a forensic toxicological examination
on a living person is
required, practicality limits available specimens to blood and urine.
Most
drugs remain in the
A
bloodstream for about 24 hours; in urine, they normally are present up to 72 hours. However, it
may be necessary to go further back in time to ascertain whether a subject has been abusing a
drug. If so, the only viable alternative to blood and urine is head 6
hair.
Hair is nourished by blood flowing through capillaries located close to the hair root. Drugs
8 of the hair and become perpresent in blood diffuse through the capillary walls into the base
manently entrapped in the hair’s hardening protein structure. As9the hair continues to grow, the
DETECTING DRUGS IN HAIR
Gas
chromatograph
0
B
U
C
A
B
D
Mass
spectrometer
A
B
C
D
ISBN: 978-1-323-16745-8
Chromatogram
Spectra
FIGURE 12–8
The combination of the gas chromatograph and the mass spectrometer enables
forensic toxicologists to separate the components of a drug mixture and provides
specific identification of a drug substance.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
318
CHAPTER 12
drug’s location on the hair shaft becomes a historical marker for delineating drug intake. Given
that the average human head hair grows at the rate of 1 centimeter per month, analyzing segments of hair for drug content may define the timeline for drug use, dating it back over a period
of weeks, months, or even years, depending on the hair’s length.
However, caution is required in interpreting the timeline. The chronology of drug intake
may be distorted by drugs penetrating the hair’s surface as a result of environmental exposure,
or drugs may enter the hair’s surface through sweat. Nevertheless, drug hair analysis is the only
viable approach for measuring long-term abuse of a drug.
Detecting Nondrug Poisons
Although forensic toxicologists devote most of their efforts to detecting drugs, they also test for
a wide variety of other toxic substances. Some of these are rare elements, not widely or commercially available. Others are so common that virtually everyone is exposed to nontoxic amounts
of them every day.
HEAVY METALS The forensicStoxicologist only occasionally encounters a group of poisons
known as heavy metals. TheseMinclude arsenic, bismuth, antimony, mercury, and thallium.
To screen for many of these metals, the investigator may dissolve the suspect body fluid or
I
tissue in a hydrochloric acid solution
and insert a copper strip into the solution (the Reinsch
test). The appearance of a silvery
or
dark
coating on the copper indicates the presence of a
T
heavy metal. Such a finding must be confirmed by the use of analytical techniques suitable for
H absorption spectrophotometry, emission spectroscopy, or
inorganic analysis—namely, atomic
X-ray diffraction.
,
CARBON MONOXIDE Unlike heavy metals, carbon monoxide still represents one of the most
common poisons encountered in a forensic laboratory. When carbon monoxide enters the human
body, it is primarily absorbed J
by the red blood cells, where it combines with hemoglobin to
form carboxyhemoglobin. An O
average red blood cell contains about 280 million molecules
of hemoglobin. Oxygen normally combines with hemoglobin, which transports the oxygen
throughout the body. However,Sif a high percentage of the hemoglobin combines with carbon
monoxide, not enough is left toH
carry sufficient oxygen to the tissues, and death by asphyxiation
quickly follows.
U
There are two basic methods for measuring the concentration of carbon monoxide in the
blood. Spectrophotometric methods
A examine the visible spectrum of blood to determine the
amount of carboxyhemoglobin relative to oxyhemoglobin or total hemoglobin; also, a volume of
blood can be treated with a reagent to liberate the carbon monoxide, which is then measured by
gas chromatography.
6
The amount of carbon monoxide in blood is generally expressed as percent saturation. This
8
represents the extent to which the available hemoglobin has been converted to carboxyhemoglobin.
The transition from normal or9occupational levels of carbon monoxide to toxic levels is not
sharply defined. It depends, among other things, on the age, health, and general fitness of each
0
individual. In a healthy middle-aged individual, a carbon monoxide blood saturation greater
B fatal. However, in combination with alcohol or other depresthan 50–60 percent is considered
sants, fatal levels may be significantly lower. For instance, a carbon monoxide saturation of
U
35–40 percent may prove fatal in the presence of a blood-alcohol concentration of 0.20 percent
w/v. Interestingly, chain smokers may have a constant carbon monoxide level of 8–10 percent
from the carbon monoxide in cigarette smoke.
Inhaling automobile fumes is a relatively common way to commit suicide. A garden or
vacuum cleaner hose is often used to connect the tailpipe with the vehicle’s interior, or the engine is allowed to run in a closed garage. A level of carbon monoxide sufficient to cause death
accumulates in five to ten minutes in a closed single-car garage.
ISBN: 978-1-323-16745-8
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
case files
FORENSIC TOXICOLOGY
Joann Curley: Caught by a Hair
A vibrant young woman named Joann Curley rushed to the
Wilkes-Barre (Pennsylvania) General Hospital—her husband,
Bobby, was having an attack and required immediate medical attention. Bobby was experiencing a burning sensation in
his feet, numbness in his hands, a flushed face, and intense
sweating. He was diagnosed with Guillain-Barré syndrome, an
acute inflammation of the nervous system that accounted for
all of Bobby’s symptoms. After being discharged, Bobby experienced another bout of debilitating pain and numbness. He
was admitted to another hospital, the larger and more capable
Hershey Medical Center in Hershey, Pennsylvania. There docS
tors observed extreme alopecia, or hair loss.
Test results of Bobby’s urine showed high levels of the
M
heavy metal thallium in his body. Thallium, a rare and highly
I
toxic metal that was used decades ago in substances such as
rat poison and to treat ringworm and gout, was found in suffiT
cient quantities to cause Bobby’s sickness. The use of thallium
was banned in the United States in 1984. Now, at least, Bobby
H
could be treated. However, before Bobby’s doctors could treat
,
him for thallium poisoning, he experienced cardiac arrest and
slipped into a coma. Joann Curley made the difficult decision
to remove her husband of 13 months from life support equipment. He died shortly thereafter.
J
Bobby Curley was an electrician and, for five months beO
fore his death, he worked in the chemistry department at nearby
Wilkes University. Authorities suspected that Bobby had been
S
accidentally exposed to thallium there among old chemicals
H
and laboratory equipment. The laboratory was searched and
several old bottles of powdered thallium salts were discovU
ered in a storage closet. After testing of the air and surfaces,
these were eliminated as possible sources for exposure. This
A
319
finding was supported by the discovery that none of Bobby’s
co-workers had any thallium in their systems. The next most
logical route of exposure was in the home; thus, the Curley
kitchen was sampled. Of the hundreds of items tested, three
thermoses were found to contain traces of thallium.
Investigators also learned that Bobby had changed his
life insurance to list his wife, Joann, as the beneficiary of his
$300,000 policy. Based on this information, police consulted
a forensic toxicologist in an effort to glean as much from the
physical evidence in Bobby Curley’s body as possible. The
toxicologist conducted segmental analysis of Bobby’s hair, an
analytical method based on the predictable rate of hair growth
on the human scalp: an average of 1 centimeter per month.
Bobby had approximately 5 inches (12.5 centimeters) of hair,
which represents almost twelve months of hair growth. Each
section tested represented a specific period of time in Bobby’s
final year of his life.
The hair analysis proved that Bobby Curley was poisoned
with thallium long before he began working at Wilkes University. The first few doses were small, which probably barely made
him sick at the time. Gradually, over a year or more, Bobby was
receiving more doses of thallium until he finally succumbed to
a massive dose three or four days before his death. After careful scrutiny of the timeline, investigators concluded that only
Joann Curley had access to Bobby during each of these intervals. She also had motive, in the amount of $300,000.
Presented with the timeline and the solid toxicological
evidence against her, Joann Curley pleaded guilty to murder.
As part of her plea agreement, she provided a 40-page written
confession of how she haphazardly dosed Bobby with some
rat poison she found in her basement. She admitted that she
murdered him for the money she would receive from Bobby’s
life insurance policy.
6
The level of carbon monoxide in the blood of a victim found dead at the scene of a fire is
8 of carbon monoxide in the
significant in ascertaining whether foul play has occurred. High levels
blood prove that the victim breathed the combustion products of 9
the fire and was alive when the
fire began. Many attempts at covering up a murder by setting fire to a victim’s house or car have
0
been uncovered in this manner.
ISBN: 978-1-323-16745-8
Significance of Toxicological Findings
B
U
Once a drug is found and identified, the toxicologist assesses its influence on the behavior of
the individual. Interpreting the results of a toxicology find is one of the toxicologist’s more
difficult chores. Recall that many of the world’s countries have designated a specific bloodalcohol level at which an individual is deemed under the influence of alcohol. These levels
were established as a result of numerous studies conducted over several years to measure the
effects of alcohol levels on driving performance. However, no such legal guidelines are available to the toxicologist who must judge how a drug other than alcohol affects an individual’s
performance or physical state.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
320
CHAPTER 12
For many drugs, blood concentration levels are readily determined and can be used to estimate the pharmacological effects of the drug on the individual. Often, when dealing with a
living person, the toxicologist has the added benefit of knowing what a police officer may have
observed about an individual’s behavior and motor skills, as well as the outcome of a drug influence evaluation conducted by a police officer trained to be a drug recognition expert (discussed
shortly). For a deceased person, drug levels in various body organs and tissues provide additional
information about the individual’s state at the time of death. However, before conclusions can
be drawn about a drug-induced death, other factors must also be considered, including the age,
physical condition, and tolerance of the drug user.
With prolonged use of a drug, an individual may become less responsive to a drug’s effects
and tolerate blood-drug concentrations that would kill a casual drug user. Therefore, knowledge
of an individual’s history of drug use is important in evaluating drug concentrations. Another
consideration is additive or synergistic effects of the interaction of two or more drugs, which may
produce a highly intoxicated or comatose state even though none of the drugs alone is present
at high or toxic levels. The combination of alcohol with tranquilizers or narcotics is a common
example of a potentially lethal drug
S combination.
The presence of a drug present in urine is a poor indicator of how extensively an individual’s
Mthe drug. Urine is formed outside the body’s circulatory system,
behavior or state is influenced by
and consequently drug levels can
I build up in it over a long period. Some drugs are found in the
urine one to three days after they have been taken and long after their effects on the user have
disappeared. Nevertheless, the T
value of this information should not be discounted. Urine drug
levels, like blood levels, are best
Hused by law enforcement authorities and the courts to corroborate other investigative and medical findings regarding an individual’s condition. Hence, for an
,
individual who is arrested for suspicion of being under the influence of a drug, a toxicologist’s
determinations supplement the observations of the arresting officer, including the results of a
drug influence evaluation (discussed next).
J
For a deceased person, the responsibility for establishing a cause of death rests with the
medical examiner or coroner. However,
before a conclusive determination is made, the examinO
ing physician depends on the forensic toxicologist to demonstrate the presence or absence of a
S
drug or poison in the tissues or body fluids of the deceased. Only through the combined efforts of
the toxicologist and the medicalH
examiner (or coroner) can society be assured that death investigations achieve high professional and legal standards.
U
A
The Drug Recognition Expert
6
Whereas recognizing alcohol-impaired
performance is an expertise generally accorded to police
officers by the courts, recognizing drug-induced intoxication is much more difficult and gener8
ally not part of police training. During the 1970s, the Los Angeles Police Department developed
9psychophysical examinations that a trained police officer could
and tested a series of clinical and
use to identify and differentiate0between types of drug impairment. This program has evolved
into a national program to train police as drug recognition experts. Normally, a three- to fiveB to certify an officer as a drug recognition expert (DRE).
month training program is required
The DRE program incorporates
U standardized methods for examining suspects to determine
whether they have taken one or more drugs. The process is systematic and standard; to ensure
that each subject has been tested in a routine fashion, each DRE must complete a standard Drug
Influence Evaluation form (see Figure 12–9). The entire drug evaluation takes approximately
30 to 40 minutes. The components of the 12-step process are summarized in Table 12–1.
The DRE evaluation process can suggest the presence of the following seven broad categories of drugs:
Central nervous system depressants
Central nervous system stimulants
Hallucinogens
Dissociative anesthetics (includes phencyclidine and its analogs)
Inhalants
Narcotic analgesics
Cannabis
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
ISBN: 978-1-323-16745-8
1.
2.
3.
4.
5.
6.
7.
FORENSIC TOXICOLOGY
321
J
O
S
H
U
A
ISBN: 978-1-323-16745-8
FIGURE 12–9
Drug Influence Evaluation form.
6
8
9
0
B
U
National Highway Traffic Safety Administration
S
M
I
T
H
,
The DRE program is not designed to be a substitute for toxicological testing. The toxicologist can often determine that a suspect has a particular drug in his or her body. But the toxicologist often cannot infer with reasonable certainty that the suspect was impaired at a specific time.
On the other hand, the DRE can supply credible evidence that the suspect was impaired at a specific time and that the nature of the impairment was consistent with a particular family of drugs.
But the DRE program usually cannot determine which specific drug was ingested. Proving drug
intoxication requires a coordinated effort and the production of competent data from both the
DRE and the forensic toxicologist.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
322
CHAPTER 12
TABLE 12–1
Components of the Drug Recognition Process
1. The Breath-Alcohol Test. By obtaining an accurate and immediate measurement of
the suspect’s blood-alcohol concentration, the drug recognition expert (DRE) can
determine whether alcohol may be contributing to the suspect’s observable impairment
and whether the concentration of alcohol is sufficient to be the sole cause of that
impairment.
2. Interview with the Arresting Officer. Spending a few minutes with the arresting officer
often enables the DRE to determine the most promising areas of investigation.
3. The Preliminary Examination. This structured series of questions, specific observations,
and simple tests provides the first opportunity to examine the suspect closely. It is
designed to determine whether the suspect is suffering from an injury or from another
condition unrelated to drug consumption. It also affords an opportunity to begin
assessing the suspect’s appearance and behavior for signs of possible drug influence.
S categories of drugs induce nystagmus, an involuntary,
4. The Eye Examination. Certain
spasmodic motion of the eyeball.
M Nystagmus is an indicator of drug-induced
impairment. The inability of the eyes to converge toward the bridge of the nose also
I of certain types of drugs.
indicates the possible presence
5. Divided-Attention Psychophysical
Tests. These tests check balance and physical
T
orientation and include the walk and turn, the one-leg stand, the Romberg balance, and
H
the finger-to-nose.
6. Vital Signs Examinations. Precise
measurements of blood pressure, pulse rate, and body
,
temperature are taken. Certain drugs elevate these signs; others depress them.
7. Dark Room Examinations. The size of the suspect’s pupils in room light, near-total
darkness, indirect light, and
J direct light is checked. Some drugs cause the pupils to
either dilate or constrict.
O Certain categories of drugs cause the muscles to
8. Examination for Muscle Rigidity.
become hypertense and quite
S rigid. Others may cause the muscles to relax and become
flaccid.
H Users of certain categories of drugs routinely or
9. Examination for Injection Sites.
occasionally inject their drugs.
U Evidence of needle use may be found on veins along the
neck, arms, and hands.
10. Suspect’s Statements and A
Other Observations. The next step is to attempt to interview
the suspect concerning the drug or drugs he or she has ingested. Of course, the
interview must be conducted in full compliance with the suspect’s constitutional rights.
6
11. Opinions of the Evaluator. Using the information obtained in the previous ten steps, the
DRE can make an informed
8 decision about whether the suspect is impaired by drugs
and, if so, what category or combination of categories is the probable cause of the
9
impairment.
12. The Toxicological Examination.
0 The DRE should obtain a blood or urine sample from
the suspect for laboratory analysis in order to secure scientific, admissible evidence to
B
substantiate his or her conclusions.
U
ISBN: 978-1-323-16745-8
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
chapter summary
Toxicologists detect and identify the presence of drugs and
poisons in body fluids, tissues, and organs. A major branch of
forensic toxicology deals with the measurement of alcohol in
the body for matters that pertain to violations of criminal law.
Alcohol appears in the blood within minutes after it has been
taken by mouth and slowly increases in concentration while
it is being absorbed from the stomach and the small intestine
into the bloodstream. When all the alcohol has been absorbed,
a maximum alcohol level is reached in the blood and the
postabsorption period begins. Then the alcohol concentration
slowly decreases until a zero level is again reached. Alcohol
is eliminated from the body through oxidation and excretion.
Oxidation takes place almost entirely in the liver, whereas alcohol is excreted unchanged in the breath, urine, and perspiration. The extent to which an individual is under the influence
of alcohol is usually determined by measuring the quantity
of alcohol in the blood or the breath. Breath testers that operate on the principle of infrared light absorption are becoming
increasingly popular within the law enforcement community.
Many types of breath testers analyze a set volume of
breath. The sampled breath is exposed to infrared light. The
degree of interaction of the light with alcohol in the breath
sample allows the instrument to measure a blood-alcohol concentration in breath. These breath-testing devices operate on
the principle that the ratio between the concentration of alcohol in deep-lung or alveolar breath and its concentration in
blood is fixed. Most breath-test devices have set the ratio of
alcohol in the blood to alcohol in alveolar air at 2,100 to 1.
Law enforcement officers typically use field sobriety
tests to estimate a motorist’s degree of physical impairment
by alcohol and whether an evidential test for alcohol is justified. The horizontal-gaze nystagmus test, walk and turn, and
ISBN: 978-1-323-16745-8
review questions
1. The most heavily abused drug in the Western world is
___________.
2. True or False: Toxicologists are employed only by crime
laboratories. ___________
3. The amount of alcohol in the blood (is, is not) directly
proportional to the concentration of alcohol in the brain.
4. True or False: Blood levels have become the accepted
standard for relating alcohol intake to its effect on the
body. ___________
5. Alcohol consumed on an empty stomach is absorbed
(faster, slower) than an equivalent amount of alcohol
taken when there is food in the stomach.
6. Under normal drinking conditions, alcohol concentration in the blood peaks in ___________ to ___________
minutes.
the one-leg stand are all reliable and effective psychophysical
tests.
Gas chromatography is the most widely used approach
for determining alcohol levels in blood. Blood must always
be drawn under medically accepted conditions by a qualified
individual. A nonalcoholic disinfectant must be applied before
the suspect’s skin is penetrated with a sterile needle or lancet.
Once blood is removed from an individual, it is best preserved
sealed in an airtight container after adding an anticoagulant
and a preservative.
The forensic toxicologist must devise an analytical
scheme
to detect, isolate, and identify toxic drug substances.
S
Once the drug has been extracted from appropriate biological
Mfluids, tissues, and organs, the forensic toxicologist can idenI tify the drug substance. The strategy for identifying abused
entails a two-step approach: screening and confirmaTdrugs
tion. A screening test gives the analyst quick insight into the
Hlikelihood that a specimen contains a drug substance. Positive
from a screening test are tentative at best and must be
, results
verified with a confirmation test. The most widely used screening tests are thin-layer chromatography, gas chromatography,
immunoassay. Gas chromatography/mass spectrometry is
Jand
generally accepted as the confirmation test of choice. Once
Othe drug is extracted and identified, the toxicologist may be
to judge the drug’s effect on an individual’s natural
Srequired
performance or physical state. The Drug Recognition Expert
Hprogram incorporates standardized methods for examining
Uautomobile drivers suspected of being under the influence of
drugs. But the DRE program usually cannot determine which
Aspecific drug was ingested. Hence, reliable data from both the
DRE and the forensic toxicologist are required to prove drug
intoxication.
6
8
9
0
B7.
U
In the postabsorption period, alcohol is distributed uniformly among the ___________ portions of the body.
8. Alcohol is eliminated from the body by ___________
and ___________.
9. Ninety-five to 98 percent of the alcohol consumed is
___________ to carbon dioxide and water.
10. Oxidation of alcohol takes place almost entirely in the
___________.
11. The amount of alcohol exhaled in the ___________ is
directly proportional to the concentration of alcohol in
the blood.
12. Alcohol is eliminated from the blood at an average rate
of ___________ percent w/v.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
324
CHAPTER 12
living person suspected of being under the influence of a
drug.
26. A large number of drugs can be classified chemically as
___________ and ___________.
27. Water with a pH value (less, greater) than 7 is basic.
13. Alcohol is absorbed into the blood from the ___________
and ___________.
14. Most modern breath testers use ___________ radiation
to detect and measure alcohol in the breath.
15. To avoid the possibility of “mouth alcohol,” the operator of a breath tester must not allow the subject to take
any foreign materials into the mouth for ___________
minutes before the test.
28. Barbiturates are classified as ___________ drugs.
29. Drugs are extracted from body fluids and tissues by
carefully controlling the ___________ of the medium in
which the sample has been dissolved.
16. Alcohol can be separated from other volatiles in blood
and quantitated by the technique of ___________.
30. The technique of ___________ is based on specific drug
antibody reactions.
17. Roadside breath testers that use a(n) ___________ detector are becoming increasingly popular with the law
enforcement community.
18. True or False: Portable handheld roadside breath testers
for alcohol provide evidential test results. ___________
19. Usually, when a person’s blood-alcohol concentration is
in the range of 0.10 percent, horizontal-gaze nystagmus
begins before the eyeball has moved ___________ degrees to the side.
20. When drawing blood for alcohol testing, the suspect’s skin must first be wiped with a(n) ___________
disinfectant.
21. Failure to add a preservative, such as sodium fluoride,
to blood removed from a living person may lead to a(n)
(decline, increase) in alcohol concentration.
22. Most states have established ___________ percent w/v
as the impairment limit for blood-alcohol concentration.
23. In the case of ___________, the Supreme Court ruled
that taking nontestimonial evidence, such as a blood
sample, did not violate a suspect’s Fifth Amendment
rights.
24. Heroin is changed upon entering the body into
___________.
25. The body fluids ___________ and ___________ are
both desirable for the toxicological examination of a
31. Both ___________ and ___________ tests must be incorporated into the drug-testing protocol of a toxicology
laboratory to ensure the correctness of the laboratory’s
conclusions.
S
M 32.
I
T 33.
H
, 34.
J 35.
O
36.
S
H
U 37.
A
6
8
9
0
B
U
The gas ___________ combines with hemoglobin in the
blood to form carboxyhemoglobin, thus interfering with
the transportation of oxygen in the blood.
The amount of carbon monoxide in blood is usually expressed as ___________.
True or False: Blood levels of drugs can alone be used to
draw definitive conclusions about the effects of a drug
on an individual. ___________
Interaction of alcohol and barbiturates in the body can
produce a(n) ___________ effect.
The level of a drug present in the urine is by itself a
(good, poor) indicator of how extensively an individual
is affected by a drug.
Urine and blood drug levels are best used by law enforcement authorities and the courts to ___________
other investigative and medical findings pertaining to an
individual’s condition.
38. The ___________ program incorporates standardized
methods for examining suspects to determine whether
they have taken one or more drugs.
review questions for inside the science
4. One milliliter of blood contains the same amount of alcohol as approximately ___________ milliliters of alveolar breath.
5. When alcohol is being absorbed into the blood, the alcohol concentration in venous blood is (higher, lower) than
that in arterial blood.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
ISBN: 978-1-323-16745-8
1. A(n) ___________ carries blood away from the heart;
a(n) ___________ carries blood back to the heart.
2. The ___________ artery carries deoxygenated blood
from the heart to the lungs.
3. Alcohol passes from the blood capillaries into the
___________ sacs in the lungs.
FORENSIC TOXICOLOGY
325
application and critical thinking
1. Answer the following questions about driving risk associated with drinking and blood-alcohol concentration:
a. Randy is just barely legally intoxicated. How much
more likely is he to have an accident than someone
who is sober?
b. Marissa, who has been drinking, is 15 times as
likely to have an accident as her sober friend, Christine. What is Marissa’s approximate blood-alcohol
concentration?
c. After several drinks, Charles is ten times as likely
to have an accident as a sober person. Is he more or
less intoxicated than James, whose blood-alcohol
level is 0.10?
d. Under the original blood-alcohol standards recommended by NHTSA, a person considered just
barely legally intoxicated was how much
more likely to have an accident than a sober
individual?
2. Following is a description of four individuals who have
been drinking. Rank them from highest to lowest bloodalcohol concentration:
a. John, who weighs 200 pounds and has consumed
eight 8-ounce drinks on a full stomach
b. Frank, who weighs 170 pounds and has consumed
four 8-ounce drinks on an empty stomach
c. Gary, who weighs 240 pounds and has consumed six
8-ounce drinks on an empty stomach
d. Stephen, who weighs 180 pounds and has consumed
six 8-ounce drinks on a full stomach
ISBN: 978-1-323-16745-8
further references
Benjamin, David M., “Forensic Pharmacology,” in
R. Saferstein, ed., Forensic Science Handbook, vol. 3,
2nd ed. Upper Saddle River, N.J.: Prentice Hall, 2010.
Caplan, Y. H., and J. R. Zettl, “The Determination of
Alcohol in Blood and Breath,” in R. Saferstein, ed.,
Forensic Science Handbook, vol. 1, 2nd ed. Upper
Saddle River, N.J.: Prentice Hall, 2002.
Couper, F. J., and B. K. Logan, Drugs and Human
Performance. Washington, D.C.: National Highway
Traffic Safety Administration, 2004, http://www.nhtsa
.dot.gov/people/injury/research/job185drugs/
technical-page.htm
3. Following is a description of four individuals who have
been drinking. In which (if any) of the following countries would each be considered legally drunk: the United
States, Australia, Sweden?
a. Bill, who weighs 150 pounds and has consumed
three 8-ounce drinks on an empty stomach
b. Sally, who weighs 110 pounds and has consumed
three 8-ounce drinks on a full stomach
c. Rich, who weighs 200 pounds and has consumed
six 8-ounce drinks on an empty stomach
S
M4.
I
T
H
,
d. Carrie, who weighs 140 pounds and has consumed
four 8-ounce drinks on a full stomach
You are a forensic scientist who has been asked to test
two blood samples. You know that one sample is suspected of containing barbiturates and the other contains
no drugs; however, you cannot tell the two samples
apart. Describe how you would use the concept of pH to
determine which sample contains barbiturates. Explain
your reasoning.
5. You are investigating an arson scene and you find a
in the rubble, but you suspect that the victim did
J corpse
not die as a result of the fire. Instead, you suspect that
O the victim was murdered earlier, and that the blaze was
to cover up the murder. How would you go about
S started
determining whether the victim died before the fire?
H
U
A
6
8
9
0Garriott, James C., ed., Medicolegal Aspects of Alcohol,
B 5th ed. Tucson, Ariz.: Lawyers & Judges, 2009.
Levine, B., ed., Principles of Forensic Toxicology, 3rd ed.
U
Washington, D.C.: AACC Press, 2006.
Ropero-Miller, J. D., and B. A. Goldberger, eds., Handbook
of Workplace Drug Testing, 2nd ed. Washington, D.C.:
AACC Press, 2009.
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
headline news
The Green River Killer
©Z
, In
Press
UMA
c./Ala
my
This case takes its name from the Green River, which flows
through Washington state and empties into Puget Sound in
Seattle. In 1982, within six months the bodies of five females
were discovered in or near the river. Most of the victims
were known prostitutes who were strangled and apparently
S
raped. As police focused their attention on an area known
M Strip, a haven for prostitutes, girls mysteriously
as Sea-Tac
I
disappeared
with increasing frequency. By the end of
1986,Tthe body count in the Seattle region rose to
40, all
H of whom were believed to have been murdered
by the
, Green River Killer. As the investigation pressed
on into 1987, the police renewed their interest in
one suspect, Gary Ridgway, a local truck painter.
J
Interestingly, in 1984 Ridgway had passed a lie
O
detector test. Now with a search warrant in hand,
Spolice searched the Ridgway residence and also
Hobtained hair and saliva samples from Ridgway.
U Again, insufficient evidence caused Ridgway
A to be released from custody. However, as the
investigation proceeded, a DNA link between
6 Ridgway and his victims eluded investigators.
8 Ultimately, a careful microscopic search of
Ridgway’s clothing revealed the presence of paint spheres
9
of various colors, which compared to spheres on the clothing of six
0
of the victims. The paint was microscopically and chemically identified as Imron, a
B
high-end specialty paint that was manufactured before 1984. This product had been used at
U as dried paint spheres emanating from a spray
the truck plant where Ridgway worked and was identified
paint. Two of the victims were further linked to Ridgway through DNA, further solidifying the case against
Ridgway. Ridgway avoided the death penalty by confessing to the murders of 48 women.
ISBN: 978-1-323-16745-8
Criminalistics: An Introduction to Forensic Science, Eleventh Edition, by Richard Saferstein. Published by Prentice Hall. Copyright © 2015 by Pearson Education, Inc.
chapter
13
metals, paint,
and soil
Learning Objectives
S
M
I
T
H
,
J
After studying this chapter you should
be able to:
t Describe the usefulness of trace elements O
for forensic
comp...
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