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Principles and Practices of Sociocultural
Assessment: Foundations for Effective Strategies
for Linguistically Diverse Classrooms
Article in Multicultural Perspectives · April 2004
DOI: 10.1207/s15327892mcp0602_8
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Principles and Practices of Sociocultural Assessment:
Foundations for Effective Strategies for Linguistically
Diverse Classrooms
Marvin E. Smith , Annela Teemant & Stefinee Pinnegar
Published online: 17 Nov 2009.
To cite this article: Marvin E. Smith , Annela Teemant & Stefinee Pinnegar (2004): Principles and Practices of Sociocultural
Assessment: Foundations for Effective Strategies for Linguistically Diverse Classrooms, Multicultural Perspectives, 6:2, 38-46
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Multicultural Perspectives, 6(2), 38–46
Copyright © 2004 by Lawrence Erlbaum Associates, Inc.
Principles and Practices of Sociocultural Assessment: Foundations for
Effective Strategies for Linguistically Diverse Classrooms
Marvin E. Smith, Annela Teemant, and Stefinee Pinnegar
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Department of Teacher Education
Brigham Young University
(Stansfield, 1994, p. 43). This emphasis on
high-stakes, assessment-driven accountability has continued with the No Child Left Behind Act of 2001.
However, the interaction of these two concerns
poses a significant problem. The focus on assessment
as a strategy for encouraging educational reform can
place ESL students at special risk. Bernhardt,
Destino, Kamil, and Rodriguez–Munoz (1995) argued
that these students “are in double jeopardy when
confronted with assessment of any type” because
they are “forced into demonstrating knowledge in a
language over which they have only partial … control” (p. 6). The interaction between content and language requires teachers to determine whether a
student’s difficulties are due to lack of content
knowledge or lack of language proficiency
(Rosenthal, 1996; Short, 1993). Teachers of ESL students should use assessment strategies that enable
these students to demonstrate what they know, identify students’ needs, and support effective teaching
and learning.
Increasing numbers of English as a Second Language (ESL) learners throughout the United States
have created an urgent need for strategies that
teachers can use to meet the needs of all students
in their classrooms. Research has shown that effectively meeting the needs of second language
learners requires appropriate goals for learning,
standards-based curriculum, sociocultural pedagogy, and assessment that is coherent with these
practices. This article provides assessment principles and practices that are coherent with the
sociocultural perspective and emphasizes four assessment accommodations that are appropriate
for ESL learners in mainstream classrooms.
During the past decade, two major concerns have
dominated educational reform in the United States: (a)
increasing diversity of students, and (b) declining performance of American students on international comparisons. The first concern reflects the changing
demographics of the population of the United States and
anticipates its impact on schooling, particularly the dramatic increase in the number of English as a Second
Language (ESL) students entering all levels of American schools. Kindler (2002) reported that 3.7 million
prekindergarten through 12-grade students (8% of enrollment) are language minority students.
The second concern, poor student performance, began to receive national attention in 1983 with the
publication of A Nation at Risk. It continued with the
development of the National Educational Goals and
the Goals 2000: Educate America Act (Lam, 1993;
Stansfield, 1994). In response to this concern, educational reforms have focused on raising standards to a
“world class level” (Stansfield, 1994) and on implementing high-stakes assessments targeted at school
accountability. As Short noted, “assessment dominates
the educational reform dialogue” (1993, p. 630). In
fact, national policies have emphasized testing as the
primary method for states and districts “to reshape
teaching and to effect learning in the schools”
The focus on assessment as a
strategy for encouraging
educational reform can place ESL
students at special risk.
The assessment principles, practices, and accommodations described in this article are derived from foundational views of knowing, learning, teaching, and
performing in the sociocultural perspective (Bakhtin,
1981; Rogoff, 1990; Rogoff & Wertsch, 1984; Tharp &
Gallimore, 1989; Vygotsky, 1978; Wertsch, 1985,
1991). These views can be summarized as follows:
1. Knowledge is cultural understanding and competent participation.
2. Learning is social.
3. Teaching is assisting.
4. Performance is situative.
Requests for reprints should be sent to Marvin E. Smith via e-mail:
marvin_e_smith@byu.edu
Multicultural Perspectives
38
performance in an unfamiliar situation is beyond the
learner’s present development and the learner returns to
requiring self-regulating activities or assistance from
others for success.
This perspective emphasizes the interrelatedness of the
individual and the sociocultural environment. Descriptions of educational processes include metaphors such as
apprenticeship, guided participation, and participatory
appropriation. For purposes of analyzing educational processes, the appropriate unit is the activity or event, because these preserve the dynamic contributions from the
three inseparable players in every sociocultural activity:
individuals, their social partners, and the histories, meanings, practices, and materials of communities. Although it
may be helpful to temporarily bring one of these three
planes (intrapersonal, interpersonal, and community) into
the forefront for focused study, the influences of the other
two planes remain and must be accounted for as part of the
sociocultural context of the activity (Rogoff, 1995).
Drawing on this sociocultural perspective, researchers at the Center for Research on Education, Diversity &
Excellence (CREDE; Dalton, 1998; Tharp, 1997) synthesized a model for sociocultural pedagogy and argued
that sociocultural pedagogy is essential for teaching second language learners. These teaching practices work
with all students because they provide strategies for becoming both effective (able to help each individual student learn what is essential) and equitable (able to
ensure that all students experience learning success).
Similarly, the sociocultural perspective points to assessment principles and practices that can be both effective and equitable. This article is intended to help
mainstream classroom teachers respond to the dilemmas
of assessment-driven educational reforms by providing
these principles and practices of sociocultural assessment.
We believe this sociocultural view of assessment is essential for teaching in culturally and linguistically diverse
classrooms and responding to the needs of language minority students. We begin with a framework for defining
sociocultural assessment that includes detailed explanations of the meanings and implications of three important
concepts of sociocultural assessment. Second, we describe four sociocultural assessment practices. Third, we
elaborate on four specific assessment accommodations
that are helpful with language minority students.
These four views are briefly described in the following paragraphs.
Knowledge Is Cultural Understanding and
Competent Participation
Knowing is understanding the language, symbols,
and tools, patterns of reasoning, shared meanings, and
customary practices needed for competent participation
and problem solving in a particular social group, community, or culture.
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Learning is Social
Learning occurs through internalization and automatization of social activities. Individuals actively construct
personal understandings and abilities by way of cooperative interaction and negotiation of shared meanings in social contexts. Language and other social tools mediate
learning, and structured experiences can produce expected patterns of development. Generalized, formal understandings develop by making connections among
multiple situated experiences. These situated experiences
serve as paradigms for participation in similar contexts.
Teaching is Assisting
Teaching consists of structuring goal-directed learning activities and assisting performance of learners during meaningful and productive social interactions.
Teachers, as more capable others, provide assistance
within the learner’s Zone of Proximal Development
(ZPD), which is the range between unassisted and assisted successful performance. Effective learning activities provide opportunities for guided reinvention of
knowledge that is valued by society in situations that are
motivating for learners. Teachers assist students in making connections among situated experiences, and they
guide the generalization of formal knowledge from these
connections. Teachers also judge the quality of students’
performances and explanations of thinking by comparing them to suitable standards, and teachers provide
feedback that assists students’ learning.
Performance is Situative
Framework for Defining Sociocultural
Assessment
Automatization occurs in learners when performance
of a particular task in a familiar situation becomes automatic, subconscious, and integrated and thus no longer
requires self-regulation or assistance from others. De-automatization occurs when performance of a new task or
Assessment involves gathering information about student learning, most often for the purpose of making
quantitative and qualitative judgments about what students have learned. That is, assessment most often
moves the intrapersonal plane into the foreground to
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learning, cultural understanding, and competent participation of all students.
We need to find ways for schools to evolve rapidly to
ensure that educational practices remain current and coherent with new paradigms for learning and appropriate
research-based principals for teaching and assessing. To
accomplish this evolution quickly enough to provide the
best possible educational experiences for all students requires that teachers reexamine the variety of cultural
practices currently used in assessment and to use only
those methods that are inclusive and assist the learning
of all students.
gather and analyze evidence, with the interpersonal and
community planes becoming the social context for the
assessment activity. Using a sociocultural perspective
provides the opportunity to integrate valued behaviors,
cognitions, and contextualized social performances into
assessment activities. Assessment from this perspective
recognizes the importance of the sociocultural activity
as the vehicle for integrating these desired outcomes,
and it anticipates the variability in performances that can
occur across particular situations.
In trying to assess learning, we must infer what students know from what they do and communicate, and we
have only three sources of evidence on which to base
these inferences: observing what students do, listening to
what they say, and examining what they produce. Unless
assessment practices are consistent with what we believe
about knowing and learning, the inferences we make
from student performances and the feedback we provide
will not match the goals and outcomes we value most.
Particularly as we enlarge learning goals to reflect both
content and ESL standards, and as we expand pedagogy
to be more inclusive, we can run into issues of coherence
between learning goals and assessment practices. All too
often we see examples where the learning of students
who have actively engaged in interesting and authentic
group activities is assessed with traditional tests of narrowly defined fact knowledge that provide evidence of
only a small part of the learning that has occurred.
By definition, any process for inferring what students
have learned rests on foundational definitions of what it
means to know and to learn. For the most part, however,
educational practices tend to be theoretically incoherent
mixtures that reflect the popular culture of schooling and
are strangely disconnected from the foundational theories on which they should be based. In assessment, the
conversation too often focuses on the formats of alternative assessment tasks without attending to the essential
concepts of assessment that drive teachers’ choices of
assessment methods and task formats.
In the context of current educational reforms, as we
expand learning goals for cognitive, academic, social, affective, and linguistic development in social contexts,
we should begin to use new concepts, methods, and formats for assessment that are consistent with these
changes in curriculum and pedagogy. Although these
changes clearly include greater use of alternative assessment formats and more authentic tasks, this perspective
does not require elimination of familiar, narrowly focused assessment formats. For example, as long as
high-stakes, multiple-choice tests remain a part of our
culture, they can fit within sociocultural views of understanding, competent participation, and situative performance. More important than changes in format, this
perspective encourages changes that result in every assessment format being used to support and encourage the
Unless assessment practices are
consistent with what we believe
about knowing and learning, the
inferences we make from student
performances and the feedback we
provide will not match the goals
and outcomes we value most.
We think these needed changes in assessment practices can best be encouraged by three broad concepts of
sociocultural assessment that can be summarized by the
following:
• Sociocultural assessment is useful for stakeholders.
• Sociocultural assessment is meaningful for its purposes.
• Sociocultural assessment is equitable for all students.
Table 1 defines these three concepts in terms of six
principles. The definitions of these principles are supplemented by 12 checklist items which offer questions that
teachers can ask themselves to prompt consideration of
important issues about assessment methods. Often the
pairs of principles defining these assessment concepts
must be balanced to achieve their intent.
Useful
Usefulness is judged by weighing the educative value
of an assessment against practical considerations. Educative assessment focuses on the value of particular assessments for improving rather than merely auditing
student performances (Wiggins, 1998). This type of assessment focuses on the quality of students’ understanding, thinking, and skilled performances in meaningful
Multicultural Perspectives
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Vol. 6, No. 2
Table 1. Sociocultural Assessment
Concepts
Useful
For stakeholders
Principles
Checklist Items
Educative: Assessment is educative when it
supports learning, improves student performance, and supports effective instructional decisions.
Feedback: Does the assessment provide timely, actionable feedback to
my students about the quality of their work and next steps for learning?
Are scores and reports useful for stakeholders?
Practical: Assessment is practical when it is
feasible and efficient within available resources.
Feasibility: Is the assessment feasible for me, given my students, workload, and resources?
Decisions: Does the assessment help me make instructional decisions that
are beneficial for students?
Efficiency: Does the assessment efficiently provide the information
needed by me, my students, and other stakeholders?
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Meaningful
For purposes
Relevant: Assessment is relevant when it emphasizes understanding important content and
performing authentic tasks.
Accurate: Assessment is accurate when it produces valid results based on reliable evidence
and expert judgments of quality.
Equitable
For all students
Content: Is the assessment content important? Does it reflect professional
standards for the discipline?
Tasks: Are the assessment tasks authentic? Are they coherent with my beliefs about learning and knowing? Do they elicit my students’ best work?
Validity: Do the assessment results match my specified purpose for the
assessment? Does the format of the assessment follow its function?
Reliability: Are the assessment results consistent across tasks, time, and
judgments?
Open: Assessment is open when it is a
participative process and discloses its purposes,
expectations, criteria, and consequences.
Participation: Is the assessment process open to participation by interested stakeholders, including my students?
Appropriate: Assessment is appropriate when
it fairly accommodates students’ sociocultural,
linguistic, and developmental needs.
Fairness: Is the assessment un-biased in terms of my students’ languages
and cultures? Does it contribute to equal outcomes for my students?
Disclosure: Do my students understand the assessment: its purpose, what
is expected, how it will be judged, and its consequences?
Impact: Are the personal and social consequences of the assessment equitable for my students?
dents’ ZPDs by alternately providing and withholding
assistance during performances. They can also anticipate
assessing students’ automaticity, self-regulation, and
metacognition through appropriate choices of assessment activities. Thus, the selection of format for a particular assessment task becomes a methodological
choice that depends on the nature of the information desired. Frequent use of only one type of assessment task,
such as multiple-choice questions, overemphasizes one
type of information about student learning.
To support wise use of limited educational resources
within most communities, assessments must also be
practical. No matter how educative a particular assessment design, it must be feasible within the circumstances and efficient with its resources. However, if an
assessment strategy is highly educative, it is worth finding ways to make it practical by considering how processes, performances, or products might be altered to
increase feasibility without significantly decreasing the
educational value of the assessment. Too often, the bal-
sociocultural activities. It emphasizes and supports the
social nature of learning, provides opportunities for students to revise their work, and generates feedback that
helps students see how to improve their learning.
The convergence of recent research on mind and
brain, processes of thinking and learning, and development of competence has resulted in recommendations
that useful assessment should (a) mirror good instruction; (b) occur as a continuous, unobtrusive part of instruction; and (c) provide information about the levels of
understanding and competence that students demonstrate (Bransford, Brown, & Cocking, 2000). The levels
of understanding and competence that constitute the expectations for student performance can be outlined in
frameworks that identify patterns of development and
learning trajectories. The usefulness of these assessment
frameworks is improved by integrating cognitive processes with social contexts so that feedback can be related to next steps in the learning trajectory. These
frameworks can anticipate assessing the limits of stu-
Multicultural Perspectives
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Vol. 6, No. 2
assuring that the judgment is reasonable for the particular
consequences. Understanding the situative nature of performances can be useful in interpreting a student’s varied
performances across what appear to be similar tasks.
Reliability refers to the dependability of the evidence
across time, tasks, and judgments. Several similar tasks
that assess the same big ideas can be used on a single assessment or collected across time. Reliable evidence
also requires consistent assessment conditions for all test
takers. For example, this requirement can be satisfied by
allowing all students to have plenty of time and all of
the materials and tools they might need. Although restricting time and tools to some minimum provides consistent conditions, this discriminates against some
students and is often used as a rationale for an exclusive
focus on individual performances.
Reliability of assessment data can be jeopardized by
the health, mood, motivation, test-taking skills, or general
abilities of students. Reliability can also be compromised
by the quality of the directions, ambiguities of language,
distracting conditions in the environment, interruptions
during test administration, biases of the observer, errors
on the scoring sheet, or even bad luck. Teachers can reduce the impact of these factors by attending to these conditions and making appropriate accommodations for all
students. For complex authentic assessments, reliability
can be improved by using rubrics and checklists that provide detailed guides for scoring students’ performances.
Accuracy and relevance are both essential to establish
the credibility of an assessment with various stakeholders for the particular purposes that society values,
including the accountability of schools and teachers for
student learning. In this regard, the public has shown a
willingness to accept low levels of relevance accompanied by high levels of accuracy when there is not an economical alternative. For example, severe imbalances
exist between these principles in the case of multiple-choice standardized tests of computational skills in
mathematics. These tests have been widely criticized as
incapable of assessing understanding of important mathematical concepts and higher-order thinking and problem solving as well as overemphasizing tasks that have
little relevance to the world outside of school mathematics. However, alternatives with greater relevance to the
important content and processes of authentic mathematics have not been implemented because of the high costs
of producing accurate judgments of more complex student performances. But these economic arguments
against the use of more worthwhile tasks on large-scale
assessments should not inhibit teachers from using more
relevant assessment tasks in their classrooms.
These concerns for relevance and accuracy also distinguish between sociocultural and behavioral views of
assessment. Traditional behaviorist assessment focuses
on individual performances on familiar tasks removed
ance between educational value and practicality is tipped
too far in favor of lowest cost. One of the purposes of
the concept of usefulness is as a reminder that practicality must serve the primary purpose for assessment—improving student learning.
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Meaningful
Meaningfulness is judged by balancing the relevance
and accuracy of assessment information for particular educational purposes. Relevance is determined by the importance of an assessment’s content and the authenticity
of its tasks. Decisions about what to assess and expected
types of knowledge and performances should reflect professional standards for the particular discipline. Wiggins
described authentic tasks as those “that teach students
how adults are actually challenged in the field” (1998, p.
xi). Socially negotiated standards for the various school
subjects established by states and professional organizations can be used to specify the most important concepts,
skills, and processes for students to learn and demonstrate. Teachers are also concerned with students’ progress in performance areas that cut across discipline
boundaries (e.g., literacy, numeracy, and critical thinking)
and in dispositions and attitudes that enable successful
participation as adult members of communities beyond
the classroom. These widely conceived goals for learning
should be reflected in assessments to provide relevant information about student growth and development in cognitive, academic, social, affective, and linguistic domains.
One of the greatest challenges in implementing more
relevant assessment involves the need to change many
stakeholders’ mental models of knowing and effective
learning. This is particularly applicable to the importance of language and culture in creating and expressing
understanding and competent participation in social
practices. The key to relevant assessment is to understand that “the kind and quality of cognitive activities in
an assessment is a function of the content and process
demands of the task involved” (Bransford et al., 2000, p.
143). Language and culture are important yet often overlooked elements of those content and process demands.
The other requirement for meaningful assessment is
that results must be accurate, which requires both validity
and reliability. Validity is determined in relation to the adequacy of particular evidence for a particular social purpose, is always a matter of degree, and refers specifically
to the appropriateness of the conclusions, uses, and social
and personal consequences that follow from an assessment (Linn & Gronlund, 2000). When making judgments
based on assessments, teachers improve validity by (a)
ensuring that the content is important and the evidence is
sound, by considering both confirming and disconfirming
evidence, by trying out alternative interpretations, and by
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Vol. 6, No. 2
the details of the assessment tasks. Secrecy prevents
others from learning what they need to know to fully
participate in this sociocultural process.
Appropriate assessment ensures that content and tasks
are meaningful for individual students and that feedback
and judgments are helpful to them. Appropriateness is improved by social negotiation and input from students, parents, and other teachers who are familiar with the
particular needs of students, their cultures, and their languages. Assessment that is clearly based in shared learning goals and provides feedback that guides improvement
in students’ performances is also likely to be appropriate.
Fairness requires that assessment tasks, language, and
processes are respectful toward gender, culture, and linguistic differences present in the classroom. Materials and
contexts need to be meaningful to students of all backgrounds. If it appears that only one group of students is
showing learning growth, teachers should examine their
assessment and teaching strategies for inequities that
might account for unequal outcomes by group.
Assessments always have cognitive, academic, social, affective, and linguistic consequences for students.
These consequences constitute the impact of the assessment. For example, teachers may use assessment information to adjust the difficulty of the curriculum, make
various accommodations, or fundamentally redesign the
assessment. They may find that the structure or nature of
a commonly used assessment has caused students to become disinterested in certain valued learning or to react
in other unexpected ways. When assessments are equitable, negative consequences are minimized and positive
ones are emphasized.
Often, teachers must consider fairness and impact together to balance potentially conflicting goals and to
meet the needs of all students. For example, increasing
the authenticity of a task may simultaneously increase
its cognitive and linguistic load. Consequently, accommodations may be needed to ensure ESL students have
access to the task.
In summary, assessment that is useful, meaningful,
and equitable is consistent with what Stiggins (2002)
called assessment for learning, as opposed to assessment
of learning that focuses primarily on providing achievement scores for public reporting. “The effect of assessment for learning, as it plays out in the classroom, is
that students keep learning and remain confident that
they can continue to learn at productive levels”
(Stiggins, 2002, p. 762).
from cultural, social, and community contexts and does
not allow for interaction, in-process feedback, or other
assistance. When performances are considered against
social and community planes, a sociocultural view of assessment calls for situated individual and group performances; opportunities for social interaction, feedback,
and assistance; and a variety of culturally relevant assessment designs and authentic task formats.
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Equitable
Equitable assessment is clearly fair, but in a different
way than most people expect when thinking about fairness. Fairness in education is not like fairness in competitive sports, where everybody plays by rules that favor
some over others. Education ought to be providing every
student the same probability of success by responding differently to individual needs. Equity involves inclusion
and assistance according to individual needs. Equitable
teaching means each student is supported by a more capable other within his or her own ZPD. Similarly, equitable
assessment provides each student with appropriate opportunities to demonstrate what he or she knows and can do.
For example, students with limited English writing skills
can be assessed on their understanding of important concepts orally, using gestures or drawings. This allows them
to show learning and to receive comprehensible feedback
to improve the quality of their learning. Assessments that
are equitable promote equal opportunities for all students
to grow and develop, and they encourage improvements
in teaching to support each student’s learning.
Openness in assessment avoids many of the intellectual costs of secrecy in testing (Schwartz, 1991) by making assessment a more social process that invites students
and parents to understand how students will be assessed.
Through disclosure of assessment procedures, teachers
involve and empower students to engage and succeed in
assessment. However, for assessment to be genuinely
open, teachers should invite students and others to fully
participate in the assessment process. Students can be involved in the social process of identifying goals and developing criteria for judging products, thus clarifying
exactly what the requirements are and committing to the
learning and assessing process. In addition, when students
participate in authentic real-world tasks, experts from the
community can be invited into the classroom to make decisions about the quality of student work and provide
feedback to improve performance.
Although assessment is often interested in the learning of individual students, disclosures about details of
the process allow students and others to participate in
the social negotiation of the many details of the assessment process. Openness invites participation to make
sure one’s culture is fairly represented and portrayed in
Sociocultural Assessment Practices
These assessment principles provide a foundation for
describing a collection of sociocultural assessment practices that are faithful to the fundamental concepts of the
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Vol. 6, No. 2
sociocultural perspective and to the CREDE Standards
for Effective Pedagogy (Dalton, 1998). These
sociocultural assessment practices are summarized in the
left column of Table 2.
view of sociocultural assessment asks teachers to attend to language and literacy use in comprehension
and expression of cultural understandings and socially
shared meanings. This includes assessing the integration of language use, understanding of culture and
content, and competent participation in particular content areas. It also includes attending separately to evidence of language learning and content learning and
making independent judgments of progress in each of
these areas. Equity requires that appropriate accommodations be made when language development or
cultural understanding interferes with expressions of
content understanding or displays of competent participation.
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Focus on Quality
When tasks become complex and authentic, the focus
must shift from counting correct answers to making expert judgments of the quality of students’ understanding,
thinking, and performances. Our view of sociocultural
assessment asks teachers to become experts at judging
the quality of student performances on authentic tasks.
This also asks teachers to compare the quality of students’ work and thinking to that of competent adults and
content-domain experts. Attention to completion of authentic work is not enough (Smith, 2000). This perspective also includes helping students to set learning goals
and to analyze the differences between their current
thinking and work and exemplars of high quality thinking and work. These goals should reflect in some detail
the teacher’s standards of quality for the cultural understandings and competent performances that he or she expects students to achieve by the end of a particular
learning experience, both short term and long term.
Sample Many Situations With
Appropriate Methods
Assisted and unassisted performances are typical of
adult life. Our view of sociocultural assessment asks
teachers to gather samples of evidence from assisted,
unassisted, individual, and group performances in familiar and unfamiliar contexts on several occasions for each
important content topic and authentic task. Teachers
need to identify students’ ZPD for a variety of subjects,
in meaningful contexts, using appropriate assessment
formats and tasks. The selection of assessment methods,
tasks, and formats should be matched with the type of
information about learning that is needed. Teachers
should also ask their students to compare their current
understandings and performances to their learning goals
for each of these situations, contexts, content topics, and
authentic tasks.
Attend to Language, Culture, and
Content
Language, literacy, and culture are fundamental to
social participation. Language and literacy are also
the means for both developing and providing evidence of cultural understanding and competence. Our
Table 2. Sociocultural Assessment Practices and ESL Accommodations
Sociocultural Assessment Practices
ESL Accommodation Strategies
Focus on quality: Assess the quality of students’ performances on
complex authentic tasks. Anticipate the types and quality of understanding and performances desired at the end of the learning experiences.
Ask worthy questions: Ask only those questions for which students
are accountable because they involve important learning purposes in
meaningful ways.
Attend to language, culture, and content: Assess language and literacy use in comprehension and expression of cultural understandings
and socially shared meanings. Make accommodations when language
development or culture interferes with displays of content understanding and competence.
Structure to support performance: Pay attention to how the structure of the assessment inhibits or supports student performance. Consider simple to complex, concrete to abstract, familiar to unfamiliar,
and situated to general structures.
Sample many situations with appropriate methods: Use appropriate
methods to gather samples of evidence from assisted, unassisted, individual, and group performances in familiar and unfamiliar contexts on
several occasions for each important content topic and authentic performance.
Use variety: Use both formal and informal assessments, include a variety of task formats, and provide multiple opportunities for students to
reveal what they know and can do.
Provide encouraging feedback: Making revisions and improvements
are part of the learning process. Attend to the needs of each student in
providing helpful feedback and encouragement for improving quality
and monitoring progress toward high expectations. Provide feedback
that is specific enough to assist revisions and improve the quality of
each student’s thinking and work. Help students learn when and how to
seek the assistance they need in various individual and group situations.
Modify for clarity: Make the language and context of the assessment
as simple and clear as possible.
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Provide Encouraging Feedback
ing the structure, we want to support students so they
can accurately reveal what they have learned and can do.
Making revisions and improvements are part of the
learning process and of adult life. Our view of
sociocultural assessment asks teachers to attend to the
needs of each student while providing helpful feedback
and encouragement for improving quality and while monitoring progress toward high expectations. This means
providing feedback that is specific enough to assist revisions and improve the quality of each student’s thinking
and work. It also suggests helping each student learn
when and how to seek the assistance he or she needs in
various individual and group situations. How teachers
prepare students to be successful on assessments and how
they debrief students’ performances are more important
than the choice of a particular assessment task format. The
key is that students truly believe they can achieve their
highest expectations and clearly see their personal path to
those goals.
Use Variety
When teachers focus sharply and clearly on what students need to know, they should be able to collect evidence of student progress from multiple sources,
including formal and informal assessments and traditional tests. They can evaluate students’ participation
and involvement in learning activities as well as the performances that show that students know and understand
what has been taught.
Modify for Clarity
Teachers of ESL students need to examine instructions, questions, guidelines, and all assessment materials
that will be used by students to make certain that the
language is clear, cogent, coherent, and easily understood by those who are being assessed. Every student
who knows and understands should be enabled and supported in the assessment process so as to be successful
in demonstrating that understanding. Clear communication is an essential component of student success.
Accommodations for ESL Students
The influence of the sociocultural perspective can
also be recognized in the four accommodation strategies
for use with second language learners that are summarized in the right column of Table 2. These assessment
strategies capture the essence of the literature on effective assessment accommodations for ESL students.
Conclusion
Ask Worthy Questions
Returning to the dilemma of “world class” standards
for all students in the context of increased student diversity and emerging English proficiency, we should ask
the following: What can teachers do? Obviously, such a
complex problem has no simple solutions. Stiggins
(2002) argued that without more meaningful and helpful
feedback, high-stakes assessments will likely result in
the discouragement and disenfranchisement of a large
segment of the student population. More effective and
equitable classroom pedagogy and assessment must prepare every student to successfully meet high expectations. The same consensus of research that supports the
use of sociocultural pedagogy in multicultural and multilingual classrooms also points toward a coherent
framework for sociocultural assessment.
Classroom teachers remain the primary source for encouraging feedback about the quality of students’ learning and their next steps toward competent participation.
Although more complex than “tell and test” approaches,
the sociocultural perspective, with corresponding views
of pedagogy and assessment, provides a foundation on
which workable solutions to this immense educational
challenge can be based.
Because students’ levels of language development
may make it difficult for teachers to identify whether
they understand and have learned content, teachers can
simplify this problem by asking the questions that are
central to learning content, language, and general cognitive skills. This strategy focuses on what is most important to improve the quality of student performances. The
effort to assess becomes worthwhile because the essential student learning being assessed is central to the particular content area. What is to be learned becomes more
important than how that learning is assessed.
Structure to Support Performances
This includes simple adjustments in structuring assessment items or performance requirements from simple to complex, concrete to abstract, familiar to
unfamiliar, and situated to general. It can also include
considerations for how questions might be posed or answered using pictures, whole body movement, diagrams,
and other nonverbal strategies. Whatever we do in alter-
Multicultural Perspectives
45
Vol. 6, No. 2
Sociocultural studies of mind (pp. 139–164). Cambridge, England: Cambridge University Press.
Rogoff, B., & Wertsch, J. V. (1984). Children’s learning in the zone of
proximal development. San Francisco: Jossey–Bass.
Rosenthal, J. W. (1996). Teaching science to language minority students. Clevedon, England: Multilingual Matters.
Schwartz, J. L. (1991). The intellectual costs of secrecy in mathematics assessment. In V. Perrone (Ed.), Expanding student assessment (p. 132–141). Alexandria, VA: Association for Supervision
and Curriculum Development.
Short, D. (1993). Assessing integrated language and content instruction. TESOL Quarterly, 27, 627–656.
Smith, M. E. (2000). Classroom assessment and evaluation: A case
study of practices in transition. Dissertation Abstracts International, 61(12), 4713A. (University Microfilms No. 9996883)
Stansfield, C. W. (1994). Developments in foreign language testing
and instruction: A national perspective. In C. R. Hancock (Ed.),
Teaching, testing, and assessment: Making the connection (pp.
43–68). Lincolnwood, IL: National Textbook Company.
Stiggins, R. J. (2002). Assessment crisis: The absence of assessment
FOR learning. Phi Delta Kappan, 83, 758–765.
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principles for practice (Santa Cruz, California, Center for Research on Education, Diversity and Excellence Research Report
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http://www.crede.ucsc.edu/products/ print/reports/rr1.html
Tharp, R. G., & Gallimore, R. (1989). Rousing minds to life: Teaching,
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Vygotsky, L. S. (1978). Mind in society: The development of higher
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& E. Souberman, Eds. and Trans.). Cambridge, MA: Harvard
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inform and improve student performance. San Francisco:
Jossey–Bass.
We ask all teachers, as they shift their teaching toward more effective and equitable practices, to make
each of their assessments more useful, meaningful, and
equitable. These three concepts, with the accompanying
principles, practices, and accommodations, can guide
teachers as they interrogate their personal assessment
practices and design better ways to assist all learners.
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Multicultural Perspectives
46
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Vol. 6, No. 2
Running head: EVALUATING AND SELECTING ASSESSMENTS
Title
Name
Grand Canyon University: ESL 533
Date
1
EVALUATING AND SELECTING ASSESSMENTS
Title Here Too
Introduction
Type your introduction here. This should describe what the paper will discuss. Write in
third person and include a clear thesis statement of the two checklist items you think are
important when evaluating assessments for ELL students.
Heading needed here
The first most important item…. Explain the checklist item here. Include citations to
support your response.
Heading needed here
The second most important item…. Explain the checklist item here. Include citations to
support your response.
Conclusion
Write a conclusion paragraph here wrapping up the paper. Avoid the use of first and
second person in academic writing.
2
EVALUATING AND SELECTING ASSESSMENTS
References
Smith, M. E., Teemant, A., & Pinnegar, S. (2004). Principles and practices of sociocultural
assessment: Foundations for effective strategies for linguistically diverse classrooms.
Multicultural Perspectives, 6(2), 38-46.
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