Test
Question 1
The intrinsic parameters of most fresh produce are unfavorable for microbial growth mostly under
conditions of:
a.
b.
c.
d.
atmospheric gases and low moisture content
negative Eh and high aw
negative Eh and low aw
uncut/unpeeled and low pH
Question 2
In the broadest sense, risk communication includes:
a.all of the above
b.community outreach
c..food recalls
d.labels on food products
e..food safety education
Question 3
Historically, in terms of risk assessment, the most important hazard identification source of microbial
hazards in foods is/are:
a.experimental laboratory studies
b.random sampling and analysis of foods
c.DNA analysis of foodborne infectious agents
d.epidemiologic analysis of foodborne illness outbreaks
Question 3
Historically, in terms of risk assessment, the most important hazard identification source of microbial
hazards in foods is/are:
a.experimental laboratory studies
b.random sampling and analysis of foods
c.DNA analysis of foodborne infectious agents
d.epidemiologic analysis of foodborne illness outbreaks
Question 4
A "toxin" is generally considered to be a substance:
a.produced by biological sources
b.taken orally
c.exceptionally toxic
d.associated with man-made chemicals
Question 5
Cutting or mincing fruits or vegetables can change conditions to support microbial growth by:
a.introducing microorganisms
b.changing pH
c.changing aw
d. all of the above
Question 6
At the retail level, one of the most important means of excluding toxicants from foods is:
a.vetting of food suppliers
b.adherence to pollution control regulations
c.control of the food processing operations
d.sampling and testing all incoming food supplies
Question 7
Which of the following cannot be accomplished by conducting food testing?
a.validation and monitoring applications for HACCP
b.guarantee public health and safety from foodborne hazards
c.determine the etiology and sources of agents in foodborne illness outbreaks
d.conduct research on foodborne contaminants and risk assessments
Question 8
Which of the following contributed most to the modern safety of canned foods?
a.retorting technology
b.banning of lead solder
c.hermetic seals
d.the botulism retort cook standard
Question 9
The dose-response of a toxicant is important to food safety because:
a.food labels require listing toxicants
b.all toxins must be regulated
c.toxic substances must be avoided
d. virtually any substance is toxic with a sufficient dose
Question 10
Microwave heating of foods to destroy pathogens requires:
a.consideration of the D-values of the microorganisms
b.uniform heating of the food products
c.heat as the primary biocidal treatment
d.all of the above
Question 11
The bacteriocidal effects of ionizing radiation come primarily from:
a.breakage and denaturation of proteins
b.heating of microbial cytoplasm
c.damage to DNA and RNA
d.disruption of the bacterial cell wall
Question 12
This step usually identifies the human population at risk of food hazards.
a.hazard identification
b.dose-response assessment
c.exposure assessment
d.risk characterization
Question 13
Foods that pose the greatest risk of transmitting hepatitis viruses and noroviruses include:
a.undercooked hamburgers
b.undercooked chicken
c.salads and raw prepared foods
d.undercooked pork
Question 14
The principal health concerns of genetically modified organisms (GMOs) for food purposes include:
a.the lack of public acceptance of GMOs
b.the method of genetic manipulation to create GMOs
c.potentially harmful products of the genes
d.improper labeling of GMO foods
Question 15
The infective dose of a pathogen is difficult to establish because:
a.different strains of pathogens
b.all of the above
c.characteristics of the food matrix
d. complex interactions between the pathogen and host
Question 16
These mycotoxins can sometimes cause hallucinations similar to LSD, leading some historians to
speculate they were responsible for accounts of demonic possession:
a.ergot alkaloids
b.yellow rice toxins
c.trichothecenes
d.ochratoxins
Question 17
Prior to a major outbreak of E. coli O157:H7 from hamburgers, the meat inspector's primary tools were:
a. swabs and cultures for indicator bacteria
b.microscopic examination for trichinae
c.organoleptic and the detection of filth and feces
c.inspection of process control records
Question 18
Pathogenic and toxigenic microorganisms are more likely to survive fermentation processes when:
a.all of the aboveA and B
b.they have acid tolerance response capability
c.they are present in high initial numbers of cells
d.the fermented food is stored for too little time
Question 19
What is the principal difference between water activity (aw) and moisture content?
a.moisture content is available water, whereas water activity is water unavailable to microorganisms
b. water activity measures available water, whereas moisture content is total water
c..moisture content is water unavailable to microorganism, whereas water activity is not available
d.water activity is influenced by relative humidity, whereas moisture content is not
Question 20
With regard to freezing temperatures, water content of the food matrix affects microorganism
sensitivity mainly by:
a.affecting competition among microbial species
b.making water unavailable
c.halting metabolic activity
d.rupturing the cell wall
Question 21
The HACCP system has many benefits, but also has its limitations. List and explain five difficulties
present in implementing a HACCP plan.
Written Response
250 words
Question 22
Briefly explain the concept of "hurdle technology". Generally, what kinds of practices does it entail, and
how do these practices help keep food safe?
Written Response
250 Words
Test
Question 1
The intrinsic parameters of most fresh produce are unfavorable for microbial growth mostly under
conditions of:
a.
b.
c.
d.
atmospheric gases and low moisture content
negative Eh and high aw
negative Eh and low aw
uncut/unpeeled and low pH
Question 2
In the broadest sense, risk communication includes:
a.all of the above
b.community outreach
c..food recalls
d.labels on food products
e..food safety education
Question 3
Historically, in terms of risk assessment, the most important hazard identification source of microbial
hazards in foods is/are:
a.experimental laboratory studies
b.random sampling and analysis of foods
c.DNA analysis of foodborne infectious agents
d.epidemiologic analysis of foodborne illness outbreaks
Question 4
A "toxin" is generally considered to be a substance:
a.produced by biological sources
b.taken orally
c.exceptionally toxic
d.associated with man-made chemicals
Question 5
Cutting or mincing fruits or vegetables can change conditions to support microbial growth by:
a.introducing microorganisms
b.changing pH
c.changing aw
d. all of the above
Question 6
At the retail level, one of the most important means of excluding toxicants from foods is:
a.vetting of food suppliers
b.adherence to pollution control regulations
c.control of the food processing operations
d.sampling and testing all incoming food supplies
Question 7
Which of the following cannot be accomplished by conducting food testing?
a.validation and monitoring applications for HACCP
b.guarantee public health and safety from foodborne hazards
c.determine the etiology and sources of agents in foodborne illness outbreaks
d.conduct research on foodborne contaminants and risk assessments
Question 8
Which of the following contributed most to the modern safety of canned foods?
a.retorting technology
b.banning of lead solder
c.hermetic seals
d.the botulism retort cook standard
Question 9
The dose-response of a toxicant is important to food safety because:
a.food labels require listing toxicants
b.all toxins must be regulated
c.toxic substances must be avoided
d. virtually any substance is toxic with a sufficient dose
Question 10
Microwave heating of foods to destroy pathogens requires:
a.consideration of the D-values of the microorganisms
b.uniform heating of the food products
c.heat as the primary biocidal treatment
d.all of the above
Question 11
The bacteriocidal effects of ionizing radiation come primarily from:
a.breakage and denaturation of proteins
b.heating of microbial cytoplasm
c.damage to DNA and RNA
d.disruption of the bacterial cell wall
Question 12
This step usually identifies the human population at risk of food hazards.
a.hazard identification
b.dose-response assessment
c.exposure assessment
d.risk characterization
Question 13
Foods that pose the greatest risk of transmitting hepatitis viruses and noroviruses include:
a.undercooked hamburgers
b.undercooked chicken
c.salads and raw prepared foods
d.undercooked pork
Question 14
The principal health concerns of genetically modified organisms (GMOs) for food purposes include:
a.the lack of public acceptance of GMOs
b.the method of genetic manipulation to create GMOs
c.potentially harmful products of the genes
d.improper labeling of GMO foods
Question 15
The infective dose of a pathogen is difficult to establish because:
a.different strains of pathogens
b.all of the above
c.characteristics of the food matrix
d. complex interactions between the pathogen and host
Question 16
These mycotoxins can sometimes cause hallucinations similar to LSD, leading some historians to
speculate they were responsible for accounts of demonic possession:
a.ergot alkaloids
b.yellow rice toxins
c.trichothecenes
d.ochratoxins
Question 17
Prior to a major outbreak of E. coli O157:H7 from hamburgers, the meat inspector's primary tools were:
a. swabs and cultures for indicator bacteria
b.microscopic examination for trichinae
c.organoleptic and the detection of filth and feces
c.inspection of process control records
Question 18
Pathogenic and toxigenic microorganisms are more likely to survive fermentation processes when:
a.all of the aboveA and B
b.they have acid tolerance response capability
c.they are present in high initial numbers of cells
d.the fermented food is stored for too little time
Question 19
What is the principal difference between water activity (aw) and moisture content?
a.moisture content is available water, whereas water activity is water unavailable to microorganisms
b. water activity measures available water, whereas moisture content is total water
c..moisture content is water unavailable to microorganism, whereas water activity is not available
d.water activity is influenced by relative humidity, whereas moisture content is not
Question 20
With regard to freezing temperatures, water content of the food matrix affects microorganism
sensitivity mainly by:
a.affecting competition among microbial species
b.making water unavailable
c.halting metabolic activity
d.rupturing the cell wall
Question 21
The HACCP system has many benefits, but also has its limitations. List and explain five difficulties
present in implementing a HACCP plan.
Written Response
250 words
Question 22
Briefly explain the concept of "hurdle technology". Generally, what kinds of practices does it entail, and
how do these practices help keep food safe?
Written Response
250 Words
Following the Flow of
Food
Purchasing, Receiving & Storage
HACCP & Sanitation in Restaurants and Food Service
Operations; A Practical Guide Based on the FDA Food
Code. July 1, 2005 Edition, Lora Arduser & Douglas
Robert Brown
Introduction
◼
◼
◼
So far we have concentrated on the science
behind the regulations applicable to the
food service industry.
In the next three lectures, we’ll be focusing
on practical applications affecting the
restaurant industry.
The Arduser & Brown text is based on the
2005 revision of the FDA’s Food Code;
links to 2009 & 2011 updates are included
to bring the material up to date.
2
Introduction-cont’d
◼
◼
◼
◼
According to the Food Code, restaurants
will serve food that is safe, unadulterated
and honestly presented.
Must be obtained from sources that
comply with the law.
Food prepared in a private home must not
be sold in a food service establishment.
Packaged food must be labeled according
as specified in the law.
3
“Flow of Food”
◼
◼
◼
Is the path food follows from receiving
through serving.
Important for determining where
potentially significant food safety hazards
may occur.
At each step in the flow, active
management of food
preparation/processes is essential.
4
Food Processes
◼
◼
◼
◼
◼
Three will be covered in this section.
Quick service, full-service and
institutional.
Each has their own individual food safety
processes.
Some operations can have all three types
or variations of the three.
Identifying the food process flows specific
to a particular operation is important for
providing a framework for developing a
food safety management system.
5
Food Process with No-Cook
Step
◼
◼
◼
Receive→Store→Prepare→Hold→Serve
Since this step excludes cooking, there is
no step to eliminate or kill bacteria,
parasites or viruses.
Ex: tuna salad prepared and served cold
6
Control focuses on:
◼
◼
◼
◼
◼
Bacterial growth (storage under refrigeration)
Contamination by employees (restrict those ill
with diarrhea, proper hand washing, prevent
bare-handed contact with RTE foods).
Cross-contamination from other foods (such as
raw RTE).
Cross-contamination from soiled equipment
(cleaning & sanitizing)
Obtaining foods from approved sources (ie
supplier of raw fish for sushi that adequately
freezes fish to control parasites.
7
Other factors
◼
◼
◼
◼
Are there any ingredients or menu items of
special concern?
Is the food considered potentially
hazardous, requiring specific temperature
controls?
How/when will it be served?
Immediately? Buffet?
Does the food have a history of being
associated with illness?
8
Additional factors:
◼
◼
◼
Will this food require a great deal of
preparation, making prep time, employee
health and bare-hand contact with RTE
food an important concern?
How will an employee ill with diarrhea be
restricted from working with food?
Is the food being served to a population
known to be highly susceptible to foodborne illness (persons in adult or day care
facilities, residents of health care facilities,
etc.?
9
Food Process for Same-Day Service
◼
◼
◼
◼
Food is prepared and served the same day.
Food is cooked and held hot until service
(chili).
Food will usually pass through
temperature danger zone only once before
service to the customer.
This helps minimize opportunity for
bacterial growth.
10
Same-Day Service
◼
Preparation step can involve several
processes
◼
◼
◼
◼
◼
Thawing a frozen food
Mixing in other ingredients
Cutting and chopping
Care must be taken to avoid crosscontamination from cutting boards,
utensils, aprons or hands.
Control points at this operational step
include good sanitation and hand washing.
11
Same-Day Service
◼
◼
◼
◼
During cooking, food will be subjected to
heat that will kill most pathogenic
bacteria, parasites and viruses introduced
prior to cooking.
Cooking is a CCP, or critical control point.
Since it’s a step where raw animal foods
are made safe to eat, time/temp
measurement is very important.
Temp of foods during hot holding must be
maintained until service to prevent growth
of pathogens.
12
Complex Processes
◼
◼
◼
Receive→Store→Prepare→Cook→Reheat
Hot Hold→Serve
Foods prepared in large volumes or in
advance for next-day service usually follow
an extended process flow.
Important to minimize the time foods are
at unsafe temperatures.
13
Complex Processes
◼
◼
In some cases, a variety of foods &
ingredients which require extensive
employee preparation may be included in
the process.
Standard operating procedures (SOPs) for
cross-contamination prevention &
personal hygiene should be incorporated.
14
Considerations for Complex
Processes
◼
◼
◼
Multiple-step processes require proper
equipment and facilities.
Equipment must be designed to handle the
volume of food planned.
If a recipe is too difficult to prepare safely,
pre-prepared items from a reputable
source can be substituted.
15
7 Steps in Flow of Food
◼
◼
◼
◼
◼
◼
◼
◼
Areas where contamination can occur,
ways to avoid it.
Purchasing & Receiving
Storing
Preparing
Cooking
Serving and holding
Cooling
Reheating
16
PURCHASING &
RECEIVING
17
Purchasing
◼
◼
◼
◼
Suppliers must meet federal health
standards
Should use HACCP system in operations
and train employees in sanitation.
Suppliers must obtain foods from
approved sources (inspected, in
compliance with law).
Suppliers must be reputable.
18
Purchasing
◼
◼
◼
Trucks should have adequate
refrigeration units & be able to hold
products at proper temperatures.
Foods should be packaged in protective,
leak-proof packaging.
Food products shipped must be of good
quality
◼
No broken boxes, dented cans, leaks.
19
Rejecting Shipments
◼
Any shipment that does not meet standard should be
rejected.
◼ Separate the rejected product from those being kept.
◼ Tell the delivery person what is wrong with the
product.
◼ Get a signed credit from the delivery person at time of
delivery, before the product is removed or discarded.
◼ Note the rejection on the receiver’s copy of the
invoice. State what product was, item # or expiration
date, what was wrong and what was done.
20
Receiving
◼
◼
◼
◼
Foods must be fresh and safe when they
arrive.
They must immediately be transferred to
proper storage.
Most deliveries arrive during the day,
within a prescribed time period.
Buyers should be present to ensure each
item is of the specification ordered.
21
Receiving
◼
◼
◼
Improper receiving/storage of a perishable
item could result in the growth and
proliferation of food borne pathogens.
All deliveries must be dated, rotated and
put in the proper storage area immediately
Rotation:
◼
◼
◼
◼
New items to the back and on the bottom
Older items to the front and to the left
First time used should always be the oldest.
All items should be dated & labeled.
22
Guidelines for safe receiving of
foods
◼
◼
◼
◼
◼
◼
Train employees to identify signs of
improper handling or infestation.
Equip the receiving area with sanitary
carts for transporting goods.
Schedule deliveries for off-peak hours
If possible, receive only one delivery at a
time
Inspect deliveries immediately
Store items as quickly as possible
23
Guidelines for safe receiving of
foods
◼
◼
◼
◼
Mark all items with the date of arrival or
the “use by” date
Keep receiving area well-lit to discourage
pests
Remove empty containers and packing
materials immediately
Keep flooring clean of food particles and
debris
24
Inspect received foods
◼
◼
◼
◼
Check expiration dates of milk, eggs and
other perishable goods
Make sure shelf life dates have not expired
Make sure foods are in airtight, moisture
proof wrappings
Reject thawed & refrozen foods. Signs
include large crystals, solid areas of ice or
excessive ice in containers.
25
Inspect received foods
◼
Reject cans that have any of the following:
◼
◼
◼
◼
◼
◼
Swollen sides or ends
Flawed seals or seams
Dents or rust
Foamy or bad-smelling contents
Check temperatures of refrigerated & frozen
foods, esp. eggs, dairy products, fresh meat &
fish, and poultry products.
Look for content damage & insect infestation
26
Inspect received foods
◼
◼
◼
Reject dairy, bakery and other foods
delivered in dirty flats/crates
Food packages must be in good condition
and protect content integrity so food is not
exposed to contaminants
Ice used as a food or cooling medium must
be made from drinking water
27
Eggs
◼
◼
◼
◼
Should be purchased from
approved, govt-inspected
suppliers
USDA stamp on egg cartons
indicates supplier was inspected
Must be delivered in an air
conditioned truck with a temp
≤45°F or lower
Shells clean, dry, free of cracks,
with no odor
28
Eggs
◼
◼
◼
◼
Liquid, frozen, dehydrated eggs must be
pasteurized & bear USDA inspection mark.
Should be frozen or refrigerated when
delivered.
No indications of thawing or refreezing
Use-by date current, not expired
29
Dairy Products
◼
◼
◼
◼
◼
Purchase pasteurized dairy products
Grade A labeled, indicating they meet
USDA standards.
Frozen milk products such as ice cream
& cheeses must be pasteurized, unless
the cheese is cured.
Alternative procedures to
pasteurization used in some cheese
varieties are acceptable.
Should have no signs of mold.
30
Dairy Products
◼
◼
◼
◼
◼
Rancid butter
◼
Milk & dairy products should
be received at temps ≤41°F.
Reject sour-tasting or –
smelling products.
Check expiration dates.
Butter should be checked for
absorbed odors, rancidity
Butter should have uniform
color, firm texture
Check for signs of mold,
foreign materials
31
Fish & Shellfish
◼
◼
◼
Pack fresh fish in self-draining crushed ice
Receive at ≤41°F
Good quality fresh fish has the following
characteristics:
◼
◼
◼
◼
◼
◼
Firm flesh
Clear eyes
Pleasant smell
Red, moist gills
Bright skin
No strong, fishy odor!
fresh, good-quality
fish
Spoiled
fish
32
Fish
◼
◼
Frozen fish should be received frozen
Signs of thawing, refreezing include:
◼
◼
◼
Brown or off color
Bad odor
If there are large amounts of ice or liquid
at the bottom, refreezing may have
occurred.
FreezerBurned fish
Refrozen
fish
33
Fish
◼
◼
◼
Raw fish should be obtained from a
supplier that freezes fish on premises.
Follow guidelines for proper freezing
practices (Knechteges, pg. 234)
Tuna (Yellow, Southern and Northern
Blue Fin, Big Eye) can be served or sold
raw, raw-marinated or partially cooked
without freezing.
34
Shellfish
◼
◼
◼
Include clams, oysters, mussels
Can be shipped live, frozen, in the shell or
shucked.
Should only be obtained from suppliers:
◼
◼
on the list of the National Shellfish Sanitation
Program Guide for the Control of Molluscan
Shellfish
Those listed on the Interstate Certified
Shellfish Shippers List (see FDA website)
35
Shellfish
◼
◼
When received, shell stock must be
reasonable free of mud, dead shellfish &
shellfish with broken shells.
Discard dead shellfish or stock with
broken shells
36
Shellfish
◼
Raw, shucked shellfish must be obtained
in nonreturnable packages which carry a
legible label identifying:
◼
◼
◼
Name, address and certification number of the
shucker-packer or repacker
The “sell by” date for packages less than 1.87L
(half gallon) or date shucked
Packages without a label or a label not
including any of the above information will
be subject to a hold order or seizure &
destruction.
37
Shellfish
◼
◼
◼
Live shellfish must be received on ice or at
an ambient temp ≤45°F
When shipped live, shellfish must be
delivered in nonreturnable containers and
have shell stock identification tags.
Containers must have legible source ID
tags or labels affixed by the harvester, and
each dealer that depurates, ships or
reships the shell stock.
38
Shellfish
◼
Information necessary on the harvester’s tag or label, in
this order:
◼ Harvester’s ID number assigned by the shellfish
control authority
◼ Date of harvesting
◼ Most precise ID of the harvest location, including an
abbreviation of the name of the country or state of
harvest
◼ Type & quantity of shellfish
◼ In bold, caps; “THIS TAG IS REQUIRED TO BE
ATTACHED UNTIL CONTAINER IS EMPTY OR
RETAGGED AND THEREAFTER KEPT ON FILE
FOR 90 DAYS.”
39
Shellfish labels/tags
40
Shellfish
◼
Dealer’s tag must contain:
◼ Dealer’s name, address, certification number assigned
by shellfish control authority.
◼ Original shipper’s certification number including the
abbreviation including the abbreviation of the name
of the country or state of harvest
◼
◼
Same information as specified on harvester’s tag
In bold, caps; “THIS TAG IS REQUIRED TO BE
ATTACHED UNTIL CONTAINER IS EMPTY OR
RETAGGED AND THEREAFTER KEPT ON FILE
FOR 90 DAYS.”
41
Shellfish
◼
◼
Shell stock tags must remain attached to
the container in which the shell stock are
received until the container is empty.
The identity of the source of shell stock
must be maintained by retaining shell
stock tags/labels for 90 calendar days
from the date the container is emptied.
42
Crustacea
◼
◼
Includes shrimp, lobster and
crab
Fresh crustacea:
◼ Should show signs of
movement
◼ Have a hard, heavy shell
◼ React when eyes are
pinched
◼ Lobster should curl its tail
under when turned on its
back.
◼
◼
Live crustacea should be received live
Internal temp of 41°F for processed
43
Meats & Poultry
◼
◼
◼
◼
All should be USDA or state inspected,
with stamp on the package
Grading is voluntary, inspection
mandatory
Carcasses are checked for signs of illness
Processing plants checked for compliance
to sanitation standards
44
Meats - Beef
◼
◼
◼
◼
◼
Beef should be bright red.
Aged beef can be darker, but green
or brown meat should be rejected
Beef tends to spoil on the surface
first, so reject cuts with slimy
surface or “off” odor
Vacuum-packed, refrigerated meat
has a purplish appearance.
Reject the product if a seal is broken
or package torn
45
Meats – Lamb, Pork
◼
◼
◼
◼
Lamb should be light red
Reject lamb that is brown or
whitish on the surface
Pork should be light pink with
firm, white fat.
Reject pork with excessively
dark color, sour odor or soft,
rancid fat
Contaminated pork
Meats - Poultry
◼
◼
Poultry should be shipped on
self-draining, crushed ice at
temp ≤41°F
Reject poultry that:
◼
◼
◼
◼
Is purplish or green in color
Has off odor
Stickiness under the wing and
around the joints
Has dark wing tips
47
Fresh Produce
◼
◼
◼
◼
Ship melon at ≤41°F since it is a
potentially hazardous food.
Fresh-cut produce best shipped within a
temp range of 33°F - 41°F to maintain
quality.
Fresh fruit & vegetables should be stored
immediately upon receipt
To prevent spoilage, do not wash before
storing.
48
Fresh Produce
◼
Signs of spoilage
◼
◼
◼
◼
◼
◼
◼
◼
◼
Mold
Blemishes
Mushiness
Discoloration
Wilting
Cuts
Green on potato skins
Unpleasant odor
Upon receipt, check for signs of
mishandling or insects
49
Frozen, Refrigerated Processed
Foods
◼
This category includes:
◼
◼
◼
Precut meats
Frozen or refrigerated entrees
Cut fruit and vegetables
50
Frozen, Refrigerated Processed
Foods
◼
Proper handling involves:
◼
◼
◼
◼
◼
Checking packages for rips, tears, holes, etc.
Deliver these foods at temps ≤41°F
All frozen items should be delivered frozen
Deliver ice cream at temps 6°F - 10°F
Check for signs of freezing & rethawing
51
Vacuum-packed, MAP & Sous
vide foods
◼
◼
◼
MAP foods – air is removed from package
& replaced with a gas (i.e., CO2 or N2)
Sous vide – French for “under vacuum”,
they are vacuum-packed in individual
pouches, partially/fully cooked then
chilled.
Remember! The FDA prohibits food
establishments from MAP packaging on
premises because of possible
contamination by C. botulinum
52
Vacuum-packed, MAP & Sous
vide foods
◼
When receiving these foods”
◼
◼
◼
◼
◼
◼
◼
Ask the supplier if they have a HACCP plan
Ensure foods are delivered ≤41°F
Frozen products are received frozen
Packages are undamaged
Products not slimy, with bubbles
Color is not “off”
Products are not past expiration dates
53
Dry & Canned Foods
◼
◼
◼
◼
Make sure goods are dry
Check for dampness, moisture, signs of
prior moisture such as a stained
bag/container
Check for signs of insects (eggs, droppings,
chewed packaging)
Mold or signs of spoilage
54
Canned Goods
◼
◼
◼
◼
◼
Discard cans with swollen ends, or if one
side of the can bulges when the opposite
side is pressed.
Check for leaks, flawed seals, rust, dents
Reject unlabeled cans
Spot check contents of canned goods, if
they have an off color or odor, reject.
Never taste contents of a suspect can!
55
Potentially hazardous hot food,
Juices
◼
◼
◼
◼
◼
Cooked before delivery & delivered hot
Must be received at temp ≥141°F
Deliver in containers that maintain this
temp
Pre-packaged juice must be pasteurized or
otherwise treated
Obtained from a processor with the HACCP
system
56
STORING FOOD
57
Storing Foods
◼
◼
◼
◼
Store food in clean, dry
location
Keep from exposure to dust,
splashes or other
contamination
Must be stored at least 15 cm
(6 in) above the floor
Packaged foods or foods in
working containers may be
stored less than 6” off the
floor
58
Storing Foods
◼
May be stored on a clean floor not exposed
to moisture:
◼
◼
◼
Pressurized beverage containers
Cased food in waterproof containers
Milk containers in plastic crates
59
Storage
◼
Foods, or cabinets used to store foods, cleaned/sanitized
equipment, utensils, laundered linens & single service
items cannot be stored:
◼
◼
◼
◼
◼
◼
◼
◼
◼
Locker rooms
Rest rooms
Dressing rooms
Garbage rooms
Mechanical rooms
Under sewer lines that are not shielded to intercept potential
drips
Under open stair wells
Under leaking water lines, including leaking automatic fire
sprinkler heads or lines with condensed water
Under other sources of contamination
60
Labeling
◼
◼
All PHF and RTE foods must be labeled if
they are going to be held over 24 hours.
Label should contain:
◼
◼
Date of preparation
Date food should be consumed by or
discarded (must be date first ingredient is
prepared if multiple items are included in the
product).
61
FIFO
◼
◼
Stands for first in, first out
rotation method
Uses these principles:
◼
◼
◼
◼
New items go to the back & on
the bottom
Older items move to the front
and left
In any part of a restaurant,
use the oldest item first
Date and mark everything
62
Additional guidelines
◼
◼
◼
◼
Discard food past expiration date
Establish a purchasing schedule based on
inventory counts
Properly transfer foods between
containers (use clean, sanitized
containers; label with content name and
original use-by date)
Keep PHFs out of the temp danger zone
63
4 Possible Ways to Store Food
◼
◼
◼
◼
Dry storage, for longer holding of less
perishable items
Refrigeration for short-term storage of
perishable items
In specially designed deep freezing units
for short periods
In freezer, for longer-term storage of
perishable foods
64
Dry storage
◼
◼
◼
◼
◼
◼
◼
Good for canned goods
Baking supplies
Grain products
Some fruits that ripen well at room temperature
( bananas, avocados, pears)
Vegetables such as tomatoes, potatoes, onions.
Dry storage room should be clean, orderly &
have good ventilation to control temp/humidity
& retard growth of pathogens
Keep foods within a temp range of 50°F-70°F
65
Refrigerated storage
◼
◼
◼
◼
◼
◼
Good for fresh meats, poultry, seafood
Dairy products, vegetables, hot leftovers
Keep foods at an internal temp ≤41°F
Unit should contain open, slotted shelving to permit
cold air flow around food
Do not overload
Leave proper space between food items
66
Refrigerated storage
◼
◼
◼
◼
◼
Foods must be dated, properly sealed
Stored in clean, non-absorbent, covered
containers approved for food storage
Store dairy away from foods with strong
odors (onions, cabbage, seafood)
Avoid cross-contamination by storing
raw/uncooked foods away from or below
prepared or RTE foods
Never allow fluids from raw poultry, fish,
meat to contact other foods
67
Deep Chilling
◼
◼
◼
◼
◼
Storage of foods at temperatures between
26°F-32°F
Can be used to increase shelf life
Decreases bacterial growth
Does not compromise quality of foods like
freezing
Can deep chill in special containers or in a
refrigerator set to deep chilling temps
68
Frozen Storage
◼
◼
◼
◼
Meats, poultry, seafood, fruits and
vegetables, dairy such as ice cream should
be stored in a freezer at 0°F
Best to store foods received frozen, since
freezing refrigerated foods can damage
quality of perishables.
Store frozen foods immediately
Storing foods in the freezer too long can
increase likelihood of contamination &
spoilage
69
Frozen Storage
◼
◼
◼
◼
Freezer should allow cold air to circulate
around foods easily
Store frozen foods in moisture-proof
material or containers to minimize loss of
flavor, discoloration, dehydration or odor
absorption
Monitor temps regularly
Remember that opening & closing the
door can raise temps, as well as placing
warm foods in the freezer
70
◼
In Part 2, we will be covering preparing,
serving, holding and reheating.
71
Following the Flow of
Food
Preparing, Holding, Serving &
Reheating
HACCP & Sanitation in Restaurants and
Food Service Operations; A Practical
Guide Based on the FDA Food Code.
Chapter 5. July 1, 2005 Edition, Lora
Arduser & Douglas Robert Brown
Introduction
◼
◼
◼
This is part 2 of the material presented in
Arduser & Brown.
The concepts, rules & regulations apply to
restaurants, but can also be use for safe
food handling at home.
You will see the term HACCP used in this
lecture. A basic outline of a HACCP plan
will be given here, and the topic will be
covered more thoroughly in the next
lecture.
2
Preparing
◼
◼
This step includes cooking, cooling and
reheating
Cross-contamination & temperature risks
greatest during this process
3
Preparing
◼
When preparing foods:
◼
◼
◼
◼
◼
Use clean, sanitized surfaces, equipment,
utensils
Properly wash hands
Only take out as much product as can be used
at one time
Avoid contact between raw vegetables, and
surfaces, equipment or utensils that have been
in contact with raw meat
Wash fruits & vegetables first to prevent
introduction of dirt from the skin to the part
to be eaten.
4
Avoid Cross-Contamination
◼
Protect foods by:
◼
Separating raw animal foods during storage,
preparation, holding and display from RTE
food, including other raw animal food, fish for
sushi, shellfish, vegetables and cooked RTE
food.
5
Avoiding Cross-Contamination
◼
◼
◼
◼
Separate types of raw animal foods such as fish,
beef, pork, poultry from each other during
storage, preparation, holding & display except
when combining as ingredients.
Use separate equipment for each food type.
Arrange the foods so cross-contamination is
prevented.
Prepare each type in separate locations or at
separate times.
6
Avoiding Cross-Contamination
◼
◼
Properly clean & sanitize equipment
Store food in packages, covered containers or
wrappings. This does not apply to:
◼
◼
◼
◼
◼
◼
◼
◼
Whole, uncut raw fruits and vegetables
Nuts in the shell
Primal cuts or sides of raw meat
Slab bacon hung on clean, sanitized hooks or placed on clean,
sanitized racks
Whole, uncut processed meats
Smoked or cured sausages placed on clean, sanitized racks
Food being cooled
Shell stock
7
Avoiding Cross-Contamination
◼
◼
◼
◼
Clean hermetically sealed containers of
visible soil before opening.
Protect food containers received packaged
together in a case or overwrap from cuts
when case overwrap is opened.
Do not store damaged, spoiled, recalled
food.
Separate fruits and vegetables before
washing.
8
Food Storage Containers
◼
Working containers holding food
ingredients which were removed from
their original packages (flour, herbs, sugar,
etc.) must be identified by the common
name of the food, unless it can be readily &
unmistakably identified, like dry pasta.
9
Pasteurized Eggs
◼
Pasteurized eggs should be substituted for
raw shell eggs:
◼
◼
◼
◼
◼
◼
When preparing Caesar salad
Hollandaise or Béarnaise sauce
Mayonnaise
Eggnog
Ice cream
Uncooked, egg-fortified beverages
10
Protection from Unapproved
Additives
◼
◼
◼
Foods must be protected from
contamination with unsafe or unapproved
food or color additives.
Sulfating agents must not be applied to
fresh fruits & vegetables intended for raw
consumption, or to a food considered a
good source of vitamin B1.
Food treated with sulfating agents before
receipt by the restaurant cannot be
served/sold, except for grapes.
11
Washing Fruits & Vegetables
◼
◼
Thoroughly wash raw fruits & vegetables
before being cut, combined with other
ingredients, cooked or served in RTE
form.
Whole, raw fruits & vegetables intended
for washing by the customer before eating
need not be washed before sale.
12
Ice
◼
As an exterior coolant:
◼
After being used to cool the exterior of food
such as melons, fish, canned beverages, it
cannot be used as food.
13
Storage, Display of Food in Contact
with Water or Ice
◼
◼
If food or food package is subject to entry with
water it should not be stored with direct contact
to water or ice.
Unpackaged foods may not be stored in direct
contact with undrained ice, except:
◼
◼
◼
◼
Whole, raw fruits or vegetables
Cut, raw vegetables or cut potatoes
Tofu
Raw chicken, fish received immersed in ice in
shipping containers may remain so while in
storage awaiting preparation, display, service,
sale.
14
PREVENTING
CONTAMINATION
15
In-Use Utensils
◼
During pauses in food preparation or
dispensing, store utensils:
◼
◼
◼
In foods not potentially hazardous, with
handles above the top of food, within
containers/equipment that can be closed (ie.
bins of sugar, spices)
On a clean area of food-prep table or
equipment only if both surfaces are clean &
sanitized.
In running water able to flush particulates to
the drain, if used with moist food such as
potatoes or ice cream.
16
In-Use Utensils
◼
◼
In a clean, protected location if the
utensils are used with a non-potentially
hazardous food.
In a container of water if the water temp is
maintained at ≥60°C (140°F) & the
container is frequently cleaned.
17
Condiments
◼
◼
Keep in dispensers designed to protect the
contents
Those in a vending machine must be
packaged individually or in dispensers that
are filled at an approved location, such as:
◼
◼
◼
Food establishment that provides food to the
vending machine location
Food processing plant regulated by the agency
with jurisdiction over the operation
A properly equipped facility located on-site of
the vending machine location.
18
Consumer Self-Service
Operations
◼
◼
Raw, unpackaged animal food (beef,
poultry, fish etc.) cannot be offered for
self-service.
Items permitted to serve raw:
◼
◼
◼
Sushi or raw shellfish for salad bars
Ready to cook individual portions for
immediate cooking & eating on premises
Raw, frozen shell-on shrimp or lobster
19
Returned Food & Reservice of
Food
◼
◼
Unused food or food returned by the
customer (bread slices, butter pats) cannot
be served to other customers.
Food items protected from contamination,
such as narrow-necked bottle of catsup,
packaged crackers, salt/pepper in original,
unopened package can be reused.
20
Raw Animal Foods
◼
◼
All parts of a raw animal food (eggs, fish, meat,
poultry) must be cooked to appropriate, safe
temperature for a time as indicated by the
following procedures:
≥63°C (145°F) for 15 seconds for:
◼
◼
◼
Raw shell eggs broken & prepared to order
Fish, meat, pork, commercially-raised game
≥74°C (165°F) for 15 seconds for:
◼
Poultry, wild game; stuffed fish, meat, pasta, poultry
or stuffing containing fish, meat, poultry
21
Roasts
◼
Whole beef, corned beef, pork & cured
pork roasts should be cooked according to
the following:
◼
◼
◼
◼
≥63°C (145°F) for 3 minutes
≥66°C (150°F) for 1 minute
≥70°C (158°F) less than 1 second
(instantaneous)
For roasts, the oven should be preheated to
the temperature specified for the roast’s
weight.
22
Steaks
◼
A raw or undercooked, whole-muscle
intact beef steak can be served if:
◼
◼
◼
Restaurant is not frequented by a highly
susceptible population
Steak is labeled to indicate it meets the
criteria of whole muscle, intact beef
Steak is cooked on top & bottom to a surface
temp of ≥63°C (145°F) & color has changed on
all external surfaces.
23
RTE Raw Animal Foods
◼
◼
◼
Raw eggs, fish, marinated fish, molluscan shellfish, steak
tartar
Partially cooked foods such as lightly cooked fish, soft
cooked eggs, rare meat (other than whole-muscle)
All can be served RTE if:
◼
◼
◼
Restaurant serves a non-highly susceptible population
Customer is informed that the food must be cooked to its proper,
safe cooking temperature
Regulatory authority grants a variance:
◼
◼
Documents scientific data showing a lesser time/temp regimen can
provide safe food
Equipment & procedures for food prep & employee training meet
conditions of variance.
24
Microwave Cooking
◼
Microwaved raw animal foods must be:
◼
◼
◼
◼
Rotated/stirred throughout or midway while
cooking to compensate for uneven heat
distribution
Covered to retain surface moisture
Heated to at least 74°C (165°F) in all parts of
the food
Allowed to stand covered for 2 minutes after
cooking to reach temperature equilibrium
25
Fruits & Vegetables
◼
Fruits & vegetables cooked for hot holding
must be cooked to a temp of ≥60°C
(140°F)
26
FREEZING
27
Freezing
◼
Raw, raw marinated, partially cooked or
marinated partially cooked fish other than
molluscan shellfish must be frozen &
stored:
◼
◼
◼
At ≤-20°C (-4°F) for 168 hours (7 days) in
freezer
Frozen at ≤-35°C (-31°F) until solid & stored
at -35°C (-31°F) for 15 hours.
Exceptions are the tuna species mentioned in
Part 1
28
Freezing
◼
◼
If raw, raw marinated, partially cooked or
marinated partially cooked fish are
served/sold RTE, the freezing temp/time
must be recorded & the record kept for 90
calendar days beyond the time of service
or sale of the fish.
If frozen by the supplier, a written
agreement or statement stipulating the
fish were frozen to a temp for a specified
time should be provided.
29
Reheating, Preparing for
Immediate Service or Hot Holding
◼
◼
◼
Cooked & refrigerated foods (i.e. roast beef
sandwich au jus) may be served at any
temperature.
Cooked, cooled then reheated potentially
hazardous foods prepared for hot holding should
be reheated so all parts reach 74°C (165°F) for 15
seconds
If reheated in a microwave, all parts must reach
a temp of 74°C (165°F), the food rotated/stirred,
covered & allowed to stand 2 minutes after
heating.
30
THAWING & MARINATING
31
Thawing
◼
◼
◼
◼
Remember, bacteria are not killed by
freezing temperatures.
Never thaw foods in the temperature
danger zone, i.e. on a counter or other
non-refrigerated area.
Foods such as frozen vegetables, preformed burger patties, chicken nuggets
can be cooked from frozen state.
Cooking from freezing state impractical for
larger items like a 20 lb. turkey.
32
Thawing
◼
Four acceptable methods of thawing
foods:
◼
◼
◼
◼
Under refrigeration at a temp below 40°F.
Under clean, potable running water at a temp
of ≤70°F for no more than 2 hours, or just
until food is thawed
In the microwave if the food will be cooked
immediately
As part of the cooking process
33
Thawing in the refrigerator or
under running water
◼
◼
◼
Thawing in the refrigerator is one of the
best methods, but requires planning for
larger foods.
When thawing under running water, the
water should be running strongly enough
to wash away loose pieces.
Be sure the thawed food doesn’t drip water
onto other food or food contact surfaces.
34
Microwave thawing & thawing as
part of the cooking process
◼
◼
◼
The cooking process actually starts when
microwave defrosting.
Once you thaw the item, cook
immediately.
Items cooked from the frozen state must
reach an internal temperature of 74°C
(165°F)
35
Marinating
◼
◼
Meat, fish and poultry should always be
marinated in the refrigerator, never on a
counter top at room temperature.
Marinade cannot be saved and/or reused.
36
PREPARING COLD FOODS
37
Cold Foods
◼
This is one of the most hazardous points of the
food-preparation process:
◼
◼
◼
◼
Cold food usually prepared at room temp
One of the most common sites of contamination and
cross-contamination
Chicken, tuna & potato salad with eggs;
sandwiches prepared in advance common causes
of foodborne illness.
Because these foods receive no further cooking,
all included food items must be properly cleaned,
prepared & if applicable, cooked.
38
Precautions when preparing cold
foods
◼
◼
◼
◼
◼
◼
◼
◼
◼
Don’t prepare cold foods too far in advance
Prepare in small batches, place in cold storage
immediately.
Hold prepared cold foods below 40°F
Wash fruits, vegetables with plain water
Use a brush to scrub thick skinned produce
Keep raw products away from RTS foods
Sanitize cutting boards, knives & other food contact
surfaces after each contact with potentially hazardous
foods.
Discard leftover batter, breading or marinade after use.
Always beware of cross-contamination!
39
Foods with Egg Products
◼
To avoid contamination with Salmonella
Enteritidis, follow these precautions:
◼
◼
◼
◼
Use clean whisks, bowls
Monitor temps closely when preparing foods
which receive little or no cooking (Caesar
salad dressing, etc.)
When pooling eggs, cook as soon as eggs are
combined or store at 41°F or below.
When cooking for a highly susceptible
population, federal regulations require use of
pasteurized shell eggs or egg products only.
40
Batters & Breading prepared
with eggs
◼
◼
◼
◼
◼
◼
◼
Use pasteurized eggs or egg products
Prepare batter in small batches & refrigerate
portions of it, using only what’s necessary
Store batter & breading at 41°F or lower
Cook thoroughly, the coating acts as an insulator
When frying, don’t overload the fryer, & bring
the oil back up to temperature between batches.
Throw out unused batter or breading.
Only use batter or breading for one item.
41
Cooking
◼
◼
◼
◼
◼
◼
◼
Cook to proper internal temperatures after thawing.
Frequently stir foods in deep pots to insure thorough
cooking
Keep portion size/thickness constant to ensure uniform
& predictable cooking time
During frying, remember to not overload the fryer, &
return the oil to temperature between batches.
Allow cooking equipment to heat up between batches
Never interrupt the cooking process since partial cooking
can result in conditions favorable to bacterial growth
Use sanitized, metal-stemmed numerically scaled
thermometer accurate to ±2°F, or digital thermometer &
check temperature in thickest parts of food.
42
SERVING & HOLDING
43
Serving & Holding
◼
Keep foods out of temperature danger
zone:
◼
◼
Always keep hot foods in hot holding
equipment above 140°F
Always keep cold foods under refrigeration or
surrounded by ice below 40°F
44
For Safe Serving & Holding
◼
◼
◼
◼
◼
Don’t use hot holding equipment (steam tables, hot food
carts) for reheating, only for service.
Stir foods for even heating
Every 30 minutes check temperature with a food
thermometer
Sanitize the thermometer before each use, or use a digital
infrared thermometer that doesn’t touch the food.
To retain heat & guard against contamination, cover hot
holding equipment
45
For Safe Serving & Holding
◼
◼
◼
◼
◼
Monitor temp of hot holding equipment with each use
Any food held in the temperature danger zone for more
than 4 hours must be discarded
Hold hot food so the internal temp is 135°F, cold at 41°F
or below.
Do not store food directly on ice
Prepare food in small batches
46
Points to remember –
Safe Serving
◼
◼
◼
◼
Wash hands with warm, soapy water for at
least 20 seconds before serving food
Avoid contact of bare hands with food by
using cleaned, sanitized long-handled
ladles & spoons
Never touch parts of glasses, cups, plates
or tableware that will contact food
If serving food by hand, wear gloves
47
Safe serving
◼
◼
◼
◼
◼
Cover cuts or infections with bandages, if
on hands wear gloves
If gloves touch an unsanitary surface, they
must be discarded
Use tongs or wear gloves to dispense rolls
& bread
Clean & sanitize equipment & utensils
after each use.
Use lids, sneeze guards to protect prepared
foods from contamination.
48
Unsanitary Self-Service
◼
Unsanitary behavior to watch out for from
restaurant customers at self-service buffets:
◼
◼
◼
◼
◼
◼
◼
◼
◼
Using same plate twice
Touch food with their hands
Touching edges of serving dishes
Sneeze, cough into food
Pick up foods with fingers
Eat in the food line
Dip fingers into foods to taste them
Return food items to avoid waste
Put their heads under sneeze guards to reach items in
the back
49
Wiping Cloths
◼
◼
◼
Wiping cloths cannot be used for any other
purpose except wiping food spills.
Cloths should be dry, & used for wiping
food spills from tableware, carry-out
containers.
Wet & stored in chemical sanitizer at a
specific concentration, used for wiping
spills from food contact and nonfoodcontact surfaces of equipment.
50
Wiping Cloths
◼
◼
◼
Dry or wet cloths used with raw animal
foods must be kept separate from cloths
used for other purposes.
Wet cloths used with raw animal foods
must be kept in separate sanitizing
solution.
Wet wiping cloths used with a freshly
prepared sanitizing solution should be free
of food debris & visible soil.
51
Gloves
◼
◼
◼
◼
◼
Use single-use gloves for only one task.
Discard them when damaged, soiled; or after
interruptions in the task.
Slash-resistant gloves should be used in direct contact
with food that will be cooked immediately.
Slash-resistant gloves can be used with RTE food not
subsequently cooked if the gloves have a smooth,
durable, non-absorbent outer surface, or are covered
with another glove with a smooth, durable, nonabsorbent outer surface.
Cloth gloves cannot be used in direct contact with foods
unless the foods are subsequently cooked.
52
Preventing Contamination from
the Premises
◼
◼
Self-service customers must not use soiled
tableware, including single-service items,
when taking second helpings from the
display & serving equipment.
Drinking cups can be reused if they are
refilling the cup in a contamination-free
manner (no contact between the pouring
utensil & lip-contact area of the drinking
cup/container).
53
Refilling Returnables
◼
◼
Take home containers cannot be refilled
with a potentially hazardous food by the
food establishment.
Personal take-out beverage containers
(thermally insulated bottles, nonspill
coffee cups, promotional beverage glasses)
can be refilled if done in a contaminationfree manner.
54
COOLING
55
Cooling Foods
◼
◼
◼
This is another critical point, where special
care must be taken to avoid
contamination.
Problems at this stage are the number one
cause of foodborne illness.
Tow key precautions to take at this point
are rapid cooling & protection from
contamination.
56
Chilling Foods Quickly
◼
◼
◼
All potentially hazardous cooked leftovers
should be chilled to an internal temp below
40°F.
Quick chill leftovers larger than half gallon or 2
lbs.
A two-stage cooling process is recommended by
the FDA:
◼
◼
◼
Cool cooked food from 135°F to 70°F within 2 hrs.
Cool food from 70°F to 41°F in an additional 4 hrs.
If the food fails to reach 70°F within 2 hrs., reheat
to 165°F for 15 sec within 2 hrs. then properly cool.
57
Cooling methods
◼
◼
◼
◼
◼
◼
◼
◼
◼
◼
◼
Cool food in small batches
Use shallow pans for cooling
Stir frequently
Use ice-water baths
Blast chillers can be used just before refrigerating
Add cool water or ice as an ingredient
Do not cover pans
Separate food items
Tightly cover & label cooked foods
Never cool at room temperature!
Although uncovered foods cool faster, they are at increased risk for
cross-contamination. Store uncovered cooked & cooled foods on
upper shelves of cooler, & cover when they reach 45°F. Never store
below raw foods.
58
REHEATING
59
Reheating Foods
◼
◼
◼
◼
Food must be reheated to 165°F for 15
seconds within 2 hrs.
If it fails to reach this temperature within
the 2 hour time period, it must be
discarded.
When microwaving, cover & rotate the
food, & stir part way through the cooking
process.
Let stand 2 min after microwaving then
check to ensure the internal temp is 165°F
60
USDA Day-Marking
◼
◼
RTE, potentially hazardous foods prepared &
held for more than 24 hrs. must be clearly
marked to show the date/day by which the food
must be consumed on premises, sold or
discarded.
Prepackaged items (i.e. can of tomatoes): once
the original container is opened, then the food
held over 24 hrs., it must be marked to indicate
the date/day by which the food must be
consumed on premises, sold or discarded.
61
USDA Day-marking
◼
◼
◼
Day 1 is considered the day the original
container is opened in the food
establishment.
Date or day by may not exceed a
manufacturer’s use by date if this date was
determined based on food safety.
A refrigerated, RTE PHF that is rewrapped
often, such as luncheon meat, or for which
date marking is impractical, should be day
marked.
62
Exceptions to Day Marking
Rules
◼
◼
◼
◼
Fermented sausages produced in a federally
inspected food processing plant not labeled
“Keep refrigerated” & retain the original casing.
Shelf-stable, dry sausages
Shelf-stable cured products (Prosciutto, Parma)
produced in a federally inspected food
processing plant not labeled “Keep refrigerated.”
A refrigerated RTE PHF ingredient or a portion
of same combined with additional ingredients
must retain the date marking of the earliest- or
first-prepared ingredient.
63
Disposal of RTE, PHF Foods
◼
Food must be discarded if:
◼
◼
◼
◼
It exceeds time/temp rules, except time it is frozen
The package doesn’t bear a date or day
It is appropriately marked with a date or day which
exceeds temp/time rules.
Refrigerated, RTE PHF prepared in a restaurant
or food establishment & dispensed through a
vending machine with automatic shutoff control
must be discarded if it exceeds temp/time rules
for vending machine items.
64
Time as a public health control
◼
If time alone is used vs. time/temp controls, the
following rules apply:
◼
◼
◼
◼
◼
Mark food to indicate the time 4 hrs. past when it was
removed from temp control
Cook & serve, or discard the food within 4 hrs. of the
time the food was removed from temp control
Discard food in unmarked containers or packages, or
marked to exceed a 4 hr. time limit.
Written procedures must be maintained & made
available to the Health Department upon request.
If the establishment serves a highly susceptible
population, time alone cannot be used as a public
health control for raw eggs.
65
Time as a public health control
◼
◼
If a food establishment preserves food by
curing or smoking, it must receive a
variance from the health dept.
Methods that require a variance include:
◼
◼
◼
◼
Smoking food as a preservation method
Curing food
Using food additives, or vinegar for food preservation
Packaging food using a reduced-oxygen method
except as a barrier for C. botulinum when additional
refrigeration exists.
66
Time as a public health control
◼
◼
◼
Operating a molluscan shellfish life-support
system display tank for storage & display of
shellfish
Custom processing animals for personal use
as food not for sale/service in a food
establishment
Preparing food by another method
determined to require a health dept variance.
67
Reduced Oxygen Packaging
◼
◼
Act as barriers to control C. botulinum growth &
toxin formation.
The restaurant must have a HACCP plan which:
◼ Identifies the food to be packaged
◼ Limits this food to that which does not
support growth of C. botulinum because:
It has an aw of 0.91 or less
◼ pH of 4.6 or less
◼ Is a meat/poultry product cured at a USDAapproved processing plant
◼ Food has a high level of competing organisms (raw
meat or poultry).
◼
68
HACCP Plan
◼
◼
◼
This plan must also specify methods for
maintaining food at 5°C (41°F) or below.
Packages should be conspicuously labeled
specifically to maintain the food at this
temperature.
Food held at refrigeration temperatures
should be discarded within 14 calendar
days of packaging.
69
Food Labels
◼
Label information should include:
◼
◼
◼
◼
◼
Common name of the food, or properly
descriptive identity statement
A list of ingredients if more than one, in
descending order of predominance by weight.
Also included should be a declaration of
artificial color or flavor, chemical
preservatives
An accurate declaration of the quantity of
contents
Manufacturer’s, packer’s or distributors
name, place of business
70
Food Labels
◼
◼
Nutrition labeling where appropriate
For salmonid fish containing
canthaxanthin as a color additive, the
labeling of the fish bulk container should
disclose the use of the colorant.
71
Consumer Advisories
◼
◼
If animal food (beef, eggs, milk, poultry
etc) which is raw, undercooked or
otherwise unprocessed to eliminate
pathogens is offered in RTE form, such as
deli, menu, vended
Or as a raw ingredient in an RTE food, the
server must inform the customer via
brochures, deli case or menu advisories,
label statements, or other effective written
means.
72
Consumer Advisories
◼
◼
Two components to satisfactory
compliance: disclosure & reminder
Disclosure is satisfied when:
◼
Items are described, such as:
Oysters on the half-shell (raw oysters)
◼ Raw-egg Caesar salad
◼ Hamburgers (can be cooked to order)
◼
◼
Items are asterisked to a footnote which
states the items:
Are served raw or undercooked
◼ Contain (or may contain) raw or undercooked
ingredients
◼
73
Consumer Advisories
◼
Reminder is satisfied when the items
requiring disclosure are asterisked to a
footnote that states:
◼
◼
Written information is available upon request
regarding the safety of these items
Consuming raw or undercooked animal foods
may increase risk of certain foodborne illness,
especially in individuals with certain medical
conditions.
74
Special Requirements for Highly
Susceptible Populations
◼
Juices:
◼
◼
Prepackaged juice or a prepackaged beverages
containing juice bearing a warning label may
not be served or offered for sale
Unpackaged juice prepared on-premises for
service or sale in an RTE form should be
processed under a HACCP plan.
75
Special Requirements for Highly
Susceptible Populations
◼
Pasteurized shell eggs, liquid, frozen, dry eggs or
egg products shall be substituted for raw shell
eggs in preparation of:
◼
◼
Foods such as Caesar salad, hollandaise or Béarnaise
sauce, mayonnaise, eggnog, ice cream & egg-fortified
beverages
Recipes in which more than one egg is broken & the
eggs are combined (unless the raw eggs are combined
immediately before cooking for one serving at a single
meal; cooked & served immediately (soufflé, omelet),
or the raw eggs are combined as an ingredient
immediately before baking & the eggs thoroughly
cooked to an RTE form (cake, muffin, bread).
76
Special Requirements for Highly
Susceptible Populations
◼
The following cannot be served/offered for
sale in RTE form:
◼
◼
◼
Raw animal foods (fish, raw-marinated fish,
raw molluscan shellfish, steak tartar).
Partially cooked animal foods (lightly cooked
fish, rare meat, soft-cooked eggs) made from
raw shell eggs or meringue.
Raw seed sprouts
77
Highly Susceptible Populations,
cont’d
◼
◼
Exceptions to these rules include the
following:
The preparation of the food is conducted
under a HACCP plan which:
◼
◼
◼
Identifies food prepared
Prohibits contact of RTE food with bare hands
Includes specifications & practices to ensure:
S. enteriditis growth is controlled before & after
cooking
◼ S. enteritidis is destroyed by cooking the eggs
according to time/temp rules
◼
78
Highly Susceptible Populations,
cont’d
◼
◼
◼
Contains procedures to control crosscontamination of RTE foods with raw eggs
Outlines cleaning & sanitation procedures
for food-contact surfaces
Describes training program ensuring the
employees responsible for food
preparation understand the procedures
being used.
79
Chapter 7. Laboratory
Methods for Food Safety
The Laboratory and Food Safety
• Purposes for Performing Food Testing
• Overview of Food Sampling and Testing
• Food Sample Collection
• Preparation of Food Samples
Purposes for Performing Food Testing
• Ensure Good Manufacturing Practices (GMP)
and Safe Food Handling Processes
• Outbreak Investigation and Intervention
• Regulatory Compliance and Other
Applications
Figure 7-1
Overview of Food Sampling and Testing
Food Sample Collection
• Without representative sampling of foods, the
results of testing are meaningless.
• Statistical schemes or plans such as the ones
offered by organizations such as ICMSF.
• No statistically based sampling scheme can
guarantee the detection of food borne agents.
• It can increase the opportunity of detecting
them.
Food Sample Collection
• Other important considerations:
– Where and how to collect the sample from the
individual food items.
– Variability or spread (measured by the variance) of
values among subsamples from the food item.
– Proper technique to ensure that an adequate
amount is collected and that extraneous
contamination is prevented.
Preparation of Food Samples
• Foods have different physical, chemical, and
biological properties.
• Without appropriate sample preparation, these
properties of foods can interfere with
laboratory methods of analysis.
• Procedure and steps of sample preparation are
specific to each laboratory method.
– Documented in the appropriate laboratory
protocols and SOPs
Preparation of Food Samples
Stomacher 400
Immuno Tox: Seward Stomacher Lab Blender
Waring 4L
Lab Blender
Qsonica’s Q55 Sonicator
Microbiological Culture and Staining Methods
• Metabolic Injury, Resuscitation and Recovery,
and Viable but Nonculturable Cells (VBNC)
• Indicators of Microbial Contamination for
Food Safety
• Microscopic Methods and Viable Cell Counts
• Non-Destructive Sample Collection and
Culture Methods for Microbiological
Examination of Surfaces
Microbiological Culture
Microbiological Gram Staining
2011russellbiology.wikispaces.com
http://withfriendship.com/user/servex/gram-staining.php
Metabolic Injury, Resuscitation and
Recovery
• Bacteria have a range of viability states, some
of which cannot be detected by routine
laboratory analysis.
• Injury to microorganisms implies damage to
cellular or subcellular structures that causes
some loss of function.
– May eventually recover and resume growth and
reproduction
• Viable but Nonculturable Cells (VBNC)
Indicators of Microbial Contamination for
Food Safety
• To test each food product for every possible
microorganism of public health significance is
time consuming and expensive.
• Easy-to-use indicators of possible
contamination with pathogens are useful.
• Desirable attributes of an “ideal” indicator for
pathogens.
Coliforms as Indicator Organisms
E. coli colony, 30x
http://www.mfe.govt.nz/issues/water/water-quality-faqs.html
Gram stain of E. coli (note gram neg., or pink, bacilli)
http://faculty.ccbcmd.edu/courses/bio141/labmanua/lab12/gramstain/gnrod.html
Other Indicator Organisms
Enterobacter cloacae – Gram neg
bacilli
Bacteroides species – Gram neg bacilli
Listeria monocytogenes
Gram+ bacilli
Biochemical Indicator Methods
Sakakibara T et al., 2003
ATP Bioluminescence
PasLite ALP test for milk pasteurization
http://www.brennanco.ie/brennanco/main/food_technology_charm_sciences.htm
Microscopic Methods and Viable Cell
Counts
• Standard Plate Count and Variations
• Membrane Filter Methods
• Most Probable Number (MPN) Culture
Methods
• Summarized in Table 7-2
Figure 7-3
Overview of a Conventional Standard Plate Count
Figure 7-4
General Procedure for a Most Probable
Number (MPN) Analysis
Immunological Laboratory Methods
• Agglutination and Hemagglutination Inhibition
Assays
• Serotyping
• Radioimmunoassays
• Fluorescent Antibody Method
• Enzyme-Linked Immunosorbent Assay
(ELISA) and Enzyme Immunoassay (EIA)
Figure 7-5
Generalized Steps in Direct ELISA
Procedure
Molecular Genetic and Nucleic Acid
Methods
• Detection of Pathogenic Bacteria using
Nucleic Acid ‘Gene’ Probes and PCR
• Genetic “Fingerprinting” Methods
– Subtyping Microorganisms
– Bacteriophage Typing
– Ribotyping
– Pulsed Field Gel Electrophoresis (PFGE)
Basic Flow of Genetic Information
Detection of Pathogenic Bacteria using
Nucleic Acid ‘Gene’ Probes and PCR
• Critically important tools for the analysis of
DNA and RNA.
– Polymerase chain reaction (PCR) and other
amplification chemistry
– Restriction endonucleases
– Nucleotide sequence information and libraries
• Knowledge about a particular nucleotide
sequence from a species or strain of organism
permits identification and classification
Overview of Colony Hybridization Method
Method Overview
Figure 1. Bungarotoxin overlay of bacterial
colonies. Escherichia coli were transformed
with an expression vector containing a DNA
insert coding for a fragment of the a subunit
of the nicotinic acetylcholine receptor. A
replica of the plate was produced by using a
nitrocellulose filter disc, which was
processed for overlay with radio-iodinated
a-bungarotoxin. The filter was subsequently
washed and autoradiographed, illustrating
those colonies that contain the relevant
DNA fragment (b).
http://what-when-how.com/molecular-biology/blottingmolecular-biology/
Figure 7-7
Overview of Real-time PCR Method
Genetic “Fingerprinting” Methods
• Molecular genetic methods that can be
performed without having the entire gene
sequences.
• Based on the specificity of restriction
endonucleases.
• Known by a litany of acronyms derived from
their technical names.
Figure 7-8
Overview of Pulsed-Field Gel
Electrophoresis (PFGE) Method
Bacteriophage Typing
http://www.biotech.univ.gda.pl/odl/biochem/phage.html
Ribotyping Results - C. difficile in Retail Ground
Meat, Canada, 2005
http://openi.nlm.nih.gov/detailedresult.php?img=2725909_06-0988F&req=4
Microarrays
Method
http://csmbio.csm.jmu.edu/bioweb/bio480/fall07/microarray/group6/Methods.html
A sample of data collected from analysis
Halim TYF et al., 2012
Detection of Viruses in Foods – Multiplex PCR
Laboratory Analysis of Chemicals and
Toxins
• Chemical Residues
• Analysis of Toxins
Chemical Residues in Foods
•
•
•
•
•
•
•
Pesticides
Veterinary drugs and other agrochemicals
Industrial chemicals and pollutants
Cleaning, sanitizing, and disinfecting compounds
Food additives
By-products from heat treatments
Chemicals from food contact surfaces and
packaging
• Naturally occurring metals from the environment
Chemical Residues
• The sensitivity of analytical methods to detect
chemical residues has far exceeded knowledge of
their toxic effects.
• Detection limit of an analytical method is rarely
the basis of establishing tolerances or exposure
limits for chemical residues.
• Analytical method of choice for chemical residues
is a compromise between its detection limit and
precision relative to the tolerance level, costs, and
practicality.
Chemical Residue Analysis Methods
• Sample preparation can be quite extensive for
many chemical contaminants and food types.
• Qualitative vs. Quantitative
• Classical wet-chemical methods
• Instrumental methods
– Separation (e.g., GC, HPLC)
– Detection (e.g., ECD, MS, MS-MS, ICP/MS)
Chemical Analysis General Considerations
• Purpose of the
analysis
• Sampling
• Method suitability
• Validation
• Quality control and
standardization
• Measurement
uncertainty
(IUFoST 2011)
Analysis of Toxins
• Special category for chemical analysis.
• Toxins vary greatly in molecular size and
complexity.
• Toxins do not occur in pure forms.
• Can be difficult to separate and distinguish from
the products of primary metabolism.
• Principal challenge of toxin identification and
quantification is extracting and purifying these
substances.
Analysis of Toxins
• Microbial toxins have historically been
detected in foods using bioassay and
immunological methods.
• Bioassay methods consist of whole animals,
parts of animals (e.g., ileal loops), and cell
cultures (Table 7-5).
• Bioassay methods have many advantages and
disadvantages.
Analysis of Toxins
• Immunological methods are simpler and less
expensive.
– Can be used to detect toxins with chronic exposure
potential.
– Antibody’s affinity for antigens helps separate the
toxins from the sample.
• New technologies have emerged that
dramatically increase the sensitivity of toxin
detection and quantification.
Rapid Methods, Biosensors, and Emerging
Technologies
• Emergence and availability of rapid methods
to detect pathogens have been growing
exponentially.
• Demand for more rapid test methods is driven
mostly by the food industry’s requirements.
• Commercial incentives: the most powerful
factor in terms of test availability using new
technologies.
Demand for Food Microbiology Testing
• More than 738 million food microbiology tests
were performed worldwide in 2008.
• Total market value exceeding $2.06 billion.
• Continued growth in the food microbiology
market is expected.
• 58% of the food microbiology tests performed
worldwide based on traditional methods.
• 42% based on immunologic and other
molecular methods.
(Strategic Consulting 2008)
Technological Categories of Rapid Test
Methods for Foods
• Modified and automated conventional methods
– Biosensors
• Immunological methods
• Nucleic acid based assays
Chapter 6. Risk Assessment
and Hazard Analysis of Foods
Chapter Outline
• Risk Analysis and Food Safety
– Risk Analysis Processes
• Risk Assessment
• Risk Management and Risk Communication
• Hazard Analysis and Critical Control Point
(HACCP) System
• Food Product Testing and Performance
Standards
Risk Analysis and Food Safety
• Institute of Medicine (IOM) noted that the food
safety community has a limited understanding of
risk assessment concepts and science-based
methodologies.
• IOM also recommended that U.S. regulatory
agencies use science-based strategies such as risk
assessment to a greater extent to develop food
safety criteria.
• Food safety professionals require a greater
understanding of risk-based and science-based
methodologies.
Risk Analysis Processes
http://www.who.int/foodsafety/micro/riskanalysis/en/
Risk Assessment
A framework for microbial risk assessment (Marks, 1998, with permission from Risk
Analysis).
Hazard Identification
• The identification of biological, chemical, and
physical agents capable of causing adverse
health effects and which may be present in a
particular food or group of foods.
• Methods for hazard identification:
– Laboratory studies (in vitro and in vivo)
– Epidemiologic studies
– Comparative and/or computational methods
Hazard Characterization and Dose-Response
Assessment
McHale et al., 2010
Exposure Assessment
• The qualitative and/or quantitative evaluation
of the likely intake of biological, chemical, and
physical agents via food as well as exposures
from other sources if relevant.
• Two basic dimensions involved:
– Determining which foods are potentially hazardous
and their contamination level.
– Identifying the population and subpopulations at
risk of eating the contaminated foods.
Risk Characterization
• The qualitative and/or quantitative estimation,
including attendant uncertainties, of the
probability of occurrence and severity of
known or potential adverse health effects in a
given population based on hazard
identification, hazard characterization, and
exposure assessment.
• Used as input for risk management
Risk Management
• The process, distinct from risk assessment, of
weighing policy alternatives, in consultation
with all interested parties, considering risk
assessment and other factors relevant for the
health protection of consumers and for the
promotion of fair trade practices, and, if
needed, selecting appropriate prevention and
control options.
Risk Management Framework
• Presidential/Congressional Commission on
Risk Assessment and Risk Management
– Report issued in 1997
• Commission’s framework advocates an
iterative process consisting of six stages that
surround stakeholder engagement (Figure 6-1).
• Intended to assist risk managers at various
levels of the government as well as private
business and members of the public.
Figure 6-1
Risk Management Framework
Risk Management Strategies
• Federal level of food safety.
– Best-known risk management actions involve the
promulgation and enforcement of regulations.
• Performance-based standards are preferable.
– Process control and stability of food operations
– Frequency and concentration of biological,
chemical, and physical agents in foods (exposure
standards)
Exposure Standards
• Exposure standards for foods in the United States
are called tolerances and action levels (21 CFR
509.4).
• Tolerances: regulatory standards that place legal
limits on certain agents in foods.
– Legally binding, cannot be challenged in court.
• Action levels: based on “informal judgments” that
define safe limits for certain agents in foods.
– Require more legal effort and procedures to enforce.
Risk Communication
• The interactive exchange of information and
opinions throughout the risk analysis process
concerning risk, risk related factors, and risk
perceptions, among risk assessors, risk
managers, consumers, industry, the academic
community and other interested parties,
including the explanation of risk assessment
findings and the basis of risk management
decisions.
Risk Communication
• Multidimensional process that involves an
exchange of risk information, consisting of risk
messages (verbal and otherwise) that are crafted
by the sender and interpreted by the receiver.
• In the broadest sense, it includes food recalls,
labels on food products, community outreach,
briefings to lawmakers, regulatory enforcement
communications, and food safety education of
consumers.
Hazard Analysis and Critical Control Point
(HACCP) System
• HACCP system is actually a risk management
tool that is tailored to individual food operations
and/or processes.
• Potential hazards of food operations are identified
and evaluated.
• Hazard analysis is the identification and
evaluation of each hazard to determine the
potential severity and probability of an incident or
event.
• The scope and scale of risk problems are different
between HACCP and broader risk assessments.
The Origins and Applications of HACCP
• Origins in the system safety program of NASA.
• Developed by Pillsbury Co. and U.S. Army for
NASA, starting in 1959.
• HACCP for food safety was publicly discussed in
1971 at a National Conference on Food
Protection.
• FDA training program was published in 1973 and
represented the first time the term HACCP was
used in a publication.
The Origins and Applications of HACCP
• Commercial manufacturers began adopting and
improving the HACCP system for food safety
management.
• Federal regulators were slow to accept the new
approach over traditional inspections.
• Eventually, FDA and USDA began mandating the
use of HACCP for certain food operations.
• Codex Alimentarius Commission also adopted
voluntary guidelines on the application of
HACCP for its member countries.
HACCP Principles, Plan Development, and
Implementation
• Guiding document for implementing the
HACCP system is the HACCP plan.
• Prerequisite activities and programs are
absolutely essential for the development of a
HACCP plan.
– Sanitary practices, equipment cleaning and
sanitizing, pest control, procurement of food from
safe sources, food worker hygiene and education,
and the other principles of prevention
– SOPs and current Good Manufacturing Practices
HACCP Principles, Plan Development, and
Implementation
• Preliminary steps necessary before developing
a HACCP plan:
– HACCP team must be assembled with members
who represent key operations and departments in
the food plant and/or processes.
– Describe in detail the food products and their
production and distribution methods.
– Create a diagram of the process flow for the food
product.
Figure 6-2
Example of Food
Process Flow Diagram
for Fresh Pork Sausage
6 Principles of the HACCP PLAN
www.docstoc.com
Principle I: Conduct a Hazard Analysis
• Consists of two stages:
– Hazard identification – determining which
biological, chemical, and physical agents may be
present and/or introduced into the process.
– Hazard evaluation – determining the risk
magnitude in terms of severity and probability for
each hazard.
• Worksheets should be used for the hazard
analysis (Figure 6-3).
Example of Worksheet Used for Hazard Analysis
www.docstoc.com
Principle II: Identify the Critical Control
Points
www.fda.gov
Principle III: Establish Critical Limits for
Each Critical Control Point
↓
http://whatanswered.com/food-haccp/haccp-control-chart-for-re-heating.php
http://www.emeraldinsight.com/journals.htm?articleid=1811819&show=html
Principle IV: Establish Monitoring
Procedures
http://meatsci.osu.edu
Principle V: Establish Corrective Actions
Principle VI: Establish Record Keeping
Procedures
http://www.inspection.gc.ca/food/fsep-haccp/program-manual/eng
Principle VII: Establish Verification
Procedures
• Needed to ensure that the HACCP system is
effectively working as planned.
• Three types of verification:
– Validation: testing, in-plant observations, etc.
– Ongoing verification: HACCP plan properly
implemented on a day-to-day basis.
– Reassessment: complete review of the HACCP
plan.
Benefits and Limitations of HACCP
• Systematic identification, analysis, and control of
hazards associated with a food operation or
process.
• HACCP system is not a standalone program.
– Other food safety programs are necessary
• HACCP system depends on current knowledge
from scientific studies and risk assessments.
• Different opinions of what constitutes a CCP.
• Trained individuals to develop, implement, and
maintain the HACCP system.
HACCP and HACCP-Like Applications for
Food Service and Retail Establishments
• Although foodservice and retail establishments
differ from food processing plants, HACCP
principles can be applied to foodservice and
retail operations.
• Examine operations as a series of steps from
start to finish, that is, process flows.
• Establish CCPs to ensure food safety.
• HACCP-like applications can more efficiently
manage hazard analysis and control efforts.
Generalized Process Flows in Foodservice
Operations
• Food preparation without a cooking step:
– Receive →Store →Prepare →Hold→Serve
• Food preparation with a cooking step:
– Receive →Store →Prepare →Cook →Hold →Serve
• Food preparation involving complex steps and
procedures, usually passing through the temperature
“danger zone” more than once
– Receive →Store →Prepare →Cook →Cool →Reheat
→Hot Hold →Serve
HACCP and HACCP-Like Applications for
Food Service and Retail Establishments
• Fundamentally, a relationship exists between
the points in the process flows and the
foodborne illness risk factors.
– Shown in Table 6-3
• Using recipe-based process flows is one
method of developing HACCP plans.
– Recipes provide a list of ingredients and the steps
involved with preparation.
Food Product Testing and Performance
Standards
• Prior to widespread acceptance of HACCP
principles, food product safety was based
primarily on observations from inspections and
some end-product testing.
• Testing foods to detect contamination has many
limitations.
• Sampling schemes based on statistical approaches
are essential.
• Despite its limitations, food product testing will
continue to be part of risk management.
End-Product Testing
• The International Commission on Microbiological
Specifications for Foods (ICMSF) published a
document on the principles and specific
applications for sampling and analysis.
• ICMSF further categorizes the microbiological
criteria into 15 cases that reflect the severity of
hazard, sensitivity of the intended population, and
the effects of handling/preparation on the hazard.
• Sampling plans are designed as either two-class or
three class plans.
Purchase answer to see full
attachment