Research Proposal Guidelines (Fall 2017)
Title Page
All research proposals have a title page. Put “Research Proposal” in the top center and the title of the proposal
below that. The class identification (POLS: 497: Research Methods), your name, and the date should also appear
on this title page. The title should include critical key words such as your dependent and independent variables.
Avoid unnecessary words like “A Study of …” It is often a good idea to have a subtitle that explains or
supplements the main title.
Abstract Page
Provide an abstract of the proposal, which is a brief summary of the content of the full proposal. It should include
the purpose, scope, and methodology of the study or project. The length should be 100 words. This is a descriptive
abstract. The abstract is usually included on a separate page, although it is often acceptable to have it on top of the
first page of the proposal. It should be single-spaced (all other sections of the proposal should be double spaced). It
is a good idea to re-write an abstract after all other sections of the proposal are completed.
Chapter I: Introduction
As you begin the research process, you will need to communicate to your reader what you are doing by way of an
introduction. The introduction is where you place your thesis statement and write briefly about the topic at hand.
You will develop and cultivate an understanding and context for the study and what is to follow. Two most
important things in the introduction section are the purpose and significance of the study. Therefore, these two
sections should demonstrate clearly that you know what you are proposing and why. The rest is also important, but
does not set the stage as significantly as these two sections do.
The First part of this chapter will begin with an introduction section. This will include a few paragraphs that
introduce your reader to your topic and issue area before you go on to describe in greater detail the remaining
elements of this section (A-I).
A. Statement of the problem (need).
What is the (social, administrative, moral, or political) problem that will be studied? If no specific problem will
be addressed, you will need to provide information about the topic/issue in this section. Provide context around
the problem, topic or issue of the study you propose.
B. Purpose of the study. This section begins with “The purpose of this study is ….” The purpose should be clearly
articulated in a grammatically correct sentence. This sentence should say exactly what the ultimate goal of your
research is, and nothing more.
C. Research questions. Research questions are expressed in the question format and hypotheses are
expressed in the statement format. Research questions are broader than hypotheses. Otherwise, research
questions and hypotheses are very similar. Your research question(s) should be measurable and cannot be
answered by yes or no.
D. Hypotheses. Express the hypothesis in the research hypothesis format (not in the null hypothesis
format). Directional or causal hypotheses are preferred. Each hypothesis should indicate the dependent
and independent variables. Also, identify one or two control variables that may affect the relationship
between the independent and dependent variables. Limit your hypotheses to no more than four.
E. Significance or Importance of the study. Why should we care about the topic? Why is the study
important? (Does it address some real world problem? Does it add new pieces of information to the existing
literature?) What is the cultural, moral, or political significance of this work? Explain.
F. Uniqueness of the study. How is the study different from other studies? What’s new? There are many
studies on the topic, but how does your study addresses different aspects of the topic? Does it study different
populations? For example, most studies were done with old people, but your study will be done with young
people. Most studies were done at the national level, but your study will be done in a smaller geographical area
or with only one organization. Your study may propose to use different research methods. For example, most
studies were done with secondary data, but yours will be done with in-depth interviews.
G. Definitions of terms. Defines unusual terms and phrases and the concepts you are measuring (This section may
go to an appendix).
H. Delimitations of the Study. This section defines or narrows the scope of the study by explaining what
will be studied and what will NOT be studied. In most cases, we cannot study all aspects of a topic
because we do not have enough time, energy, or technical skills. So, we delimit the scope of the study
by focusing on only one or more aspects of a topic. For example, assume that we plan to study the
issue of quality of life. We may state that we will study the issue of quality of life only in terms of
social relationships (excluding the financial, health, and other aspects of quality of life). Then, we are
delimiting the scope of the study. We may also delimit the scope of the study by defining or narrowing
the study population. For example, we may state that the study will deal with the issue of quality of life
only among the senior citizens in one city. This way, we are delimiting the scope of the study to the
population of senior citizens in that city.
I. Limitations of the study. This section discusses various weaknesses of the study. For example, if the
sample is not representative of the population (because it is a nonrandom sample), its findings may not
be generalized to the study population (the study has a weakness or a limitation). If the study deals with
perceptions, but not facts, its findings may have limited applications. If the study deals with only young
people’s behavior, its findings may not be generalized to the general public.
Chapter II: Review of the Literature
This section presents an organized review of the relevant literature. What have other scholars or researchers written
about the research questions (hypotheses)? In other words, what is known and what is not known about them? The
review should be organized, relevant (particularly to the research questions and hypotheses), and critical, to some
extent. The literature you review should also be current, meaning, it should have been published within the last five
years, unless it is a classic publication. The last part of this section should clearly explain why/how your study is
different from the existing studies. It is best to organize the literature review around the research
questions/hypotheses (or around the dependent and independent variables). Usually it is NOT a good idea to
organize it in chronological order or from the most import to the least important. When writing your literature
review, you are required to review five scholarly articles from leading journals. You must cite all material and
information that did not originate in your own head or thinking. Furthermore, you cannot use anonymous
referrals, such as “senior administration officials cite that the current deficit does not matter.” If you make such a
statement you must identify and cite who these individuals are.
Chapter III: Theoretical Framework
This section explains the theory or theories you will use to better explain and frame the research and guide your
methodological approach. Theories explain the paradigm under which your concepts are framed. You should use
other peoples’ theories from the literature. Theories tell us which questions to ask and which methodologies will
guide our analysis. Keep in mind that hypotheses that are supported by a growing body of data evolve into
theories. Your theory or theories much come from those found in the social sciences and will be specific to the
study you undertake.
Chapter IV: Methodology
A. Research design. A design is the complete strategy for your research agenda. This should include the
components of the entire research process. It should talk about the data you plan to collect, the analysis you plan
to use, and basically your overall plan. You should specify whether your research will be qualitative or
quantitative.
B. Measurement of variables. How will the concepts (variables) in the hypotheses be measured or observed?
More specifically, what are the indicators and artifacts of the variables? If the variables are measured
with survey questions, your instrument and the specific survey questions should be attached in your appendix. In
this section, you need to take great care explaining how you will measure those things you define in the purpose.
All conceptual definitions must be in place.
C. Sampling. Define the study population and sample. What is the specific sample, phenomena to be studied, or
cases to be observed? How will the sample elements or artifacts be selected? You need to explain your sampling
framework. How will you gather the artifacts for analysis? Do you need IRB approval? Explain.
D. Research Methods. What is the method by which the necessary information will be collected? Is it a
survey, field study, a meta-analysis of existing data (secondary data), focus group, content analysis, case study,
in-depth interview, etc?
E. Plan of Analysis
Depending upon whether your study is qualitative or quantitative you will need to describe (specific to your
methodology) how you will gather your data or artifacts, manage and or code cases, and what statistical
applications you will use. Provide a schedule of your action plan – a week-by-week plan for senior seminar.
Endnotes
(If there are any and if footnotes are not used in the text)
Appendixes
Survey questions, model diagrams, preliminary data, statistical formulas, and/or other relevant information may be
included.
References (APSA) Style
At least five scholarly articles need to be referenced in addition to any other sources cited in your work. Other
references such as books, policy manuals, company annual reports, budgets, newspaper, and magazine articles may
be included as well, but DO NOT count toward the five scholarly sources. Keep in mind, you need to cite any
material that provided new information to you during this research process, this means, anything new or that you
learned while preparing to write your introduction and literature review needs to be cited. When writing, you must
cite the sources of each idea or item of information you use, whether you quote, paraphrase, summarize, or merely
refer to it. Follow the format for the APSA Author-Date style. Be very careful not to plagiarize.
POLITICAL SCIENCE Research Proposal Grading Rubric
Review
Score
CATEGORY
Title Page
and
ABSTRACT
Best Practice
(95% and above)
Page includes: title,
student’s name,
professor’s name,
course name, and date.
Is neat, no errors.
Meets Standards
(80-94%)
Evidence of four.
Developing and
Failed most
meets some
Under developed standards
standards
standards
(under 60%)
(70-79%)
(60-69%)
Evidence of three.
Evidence of two.
Missing
Abstract is
Informative, may
exceed words, is
missing two or more
elements, or is not
clearly communicated.
Abstract does not
follow the
Informative
format.
Information clearly
relates to the main
topic/issue, but does
not introduce the topic
well. Evidence of four
to five sections fairly
well written.
Information has little
or nothing to do with
the main topic/issue,
or is missing.
Evidence of three or
fewer sections poorly
written.
Missing
Introductory
narrative,
evidence of some
sections.
Abstract is Informative, Abstract is
may exceed words or Informative, may
missing one element.
exceed words, is
missing one element,
Abstract is 100 words
or is not clearly
and includes all aspects:
communicated.
Purpose, scope and
method.
Introduction Information clearly
relates to the main topic
or issue – clearly
introduces topic.
Includes problem,
purpose, question(s),
hypotheses,
significance,
uniqueness,
delimitations, and
limitations.
Information clearly
relates to the main
topic/issue; introduces
topic. Evidence of six
sections, well written.
Literature
Review
Selected literature
Paper meets most of
meets the specified
the guidelines but
guidelines related to
misses on one.
currency, proximity to
topic, and is primary
scholarly sources (5).
No anonymous referrals.
Paper meets most of
the guidelines but
misses on two.
Paper meets most of
the guidelines but
misses on two or
more.
Fails to meet
guidelines.
Theoretical
Frame
Selected theory meets
the specified guidelines
related to currency,
primacy to the topic and
discipline, and is well
developed. Describes
the importance of the
theoretical framework,
summarizes the origins
and original author of
the theory and other
research that supports
the theory.
Selected theory meets
the specified guidelines
related to currency, is
somewhat core to the
topic, but is well
developed. Misses two
of the following:
Describes the
importance of the
theoretical framework,
summarizes the origins,
original author and
other research that
supports the theory.
Selected theory meets
the specified
guidelines related to
currency, is not central
to the topic, and
poorly developed.
Misses three or more
of the following:
Describes the
importance of the
theoretical framework,
summarizes the
origins, original author
and other research
that supports the
theory
Selected theory is not
related to the topic,
issue, or discipline
and the description of
importance or other
supporting research is
not synthesized or
incorporated to
support the selected
theory.
Fails to meet
guidelines, is
missing, or
holistically
inappropriate.
Integration
and
Synthesis of
Literature
All Cited work is well
chained together and
integrated. Patterns,
trends, and gaps are
disclosed. There is a
synthesis at the end of
the review where
existing work is
concluded and related
through a
summarization.
Cited work is somewhat
chained together and
integrated. Some
patterns, trends, and
gaps are disclosed.
There is an attempt at
synthesis whereby
existing work is
somewhat concluded
and summarized.
Cited work is not
chained together or
integrated. Patterns,
trends, and gaps are
not disclosed or
integrated into a
synthesis or summary.
Cited work reads like Fails to meet
an annotation and fails standards.
to unpack patterns,
trends and or gaps.
The writing lacks
integration and
synthesis.
Methods
Narrative accurately and Misses on one
clearly describes design, standard.
measurement, sample,
method, and plan of
analysis.
Misses on two
standards.
Misses on three
standards.
Misses on more
than three
standards.
Citation APSA
Author-date
In-Text style
All sources (information
and graphics) are
accurately documented
in the desired (APSA –in
text author-date) format.
All sources (information
and graphics) are
accurately
documented,1-2 are
not in the desired
APSA format.
All sources
(information and
graphics) are
accurately
documented 3-4 are
not in the desired
APSA format, some
errors.
Sources are not
accurately
documented. Citations
are missing and/or are
in error, using wrong
style. 5 or more errors.
APSA format not
used, citations
missing or
critically flawed.
Mechanics,
Paragraph
Construction
And General
writing
Paragraphs include
introductory sentence,
explanations, or details,
concluding sentence,
and transitions.
No grammatical, spelling
or punctuation errors.
No awkward or run-on
sentences.
Most paragraphs
include introductory
sentence, explanations,
or details, concluding
sentence, and
transitions.
Contains two - four
grammatical, spelling or
punctuation errors.
Paragraphs include
related information but
were typically not
constructed well, and
or contains five to
seven grammatical,
spelling, or
punctuation errors.
Paragraphing
structure was not clear
and sentences were
not typically related
within the paragraphs.
Contains eight to ten
grammatical, spelling,
or punctuation errors.
Sentences and
paragraphs fail to
meet elementary
English
standards.
Document
appears to have
not been spell
/grammar
checked.
Document
contains more
than ten errors.
Writing is in "academic
voice".
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