MFT-6101 Case Study
Option #1
Alan and Stephanie present for therapy with their 13-year-old child, Taylor, and their
4-year-old child, Abby. Taylor was assigned female at birth, but identifies as trans
masculine. Abby was assigned female at birth and appears comfortable in her gender.
Alan is a 41-year-old, Caucasian cisgender male. Stephanie is a 38-year old African
American cisgender female. They have been married for 15 years.
Both parents state that they want to support Taylor, but don’t understand why “she
wants to be a boy.” They also state that they feel uncomfortable talking to Abby about
Taylor’s gender identity because they think it may be confusing or upsetting for her.
Alan and Stephanie report that they have strong Christian beliefs and have always
believed that God doesn’t make mistakes. They say this is a message they give Taylor
often. Taylor reports knowing he was male “for as long as he can remember,” but
feeling like there must be something wrong with him to feel that way. He came out as
trans to his parents 6 months ago. He states that he wishes he wasn’t trans and that
he had just been born a boy. Taylor reports that his friends are really supportive but
that he gets picked on a lot by other kids at school for being trans. He states that he
has one teacher at school who is a trans woman, and he looks up to her a lot.
However, he reports that most teachers misgender him (i.e., use female pronouns)
and that school officials treat him like a girl by making him use the girls’ locker room
and restrooms. He states that he finds this very distressing, and it makes him not
want to go to school. Taylor says he loves his parents but feels like he can’t talk to
them and that they don’t really understand or support him. He reports that they ask
him not to dress “too boyish” in public. He also states he feels he can’t be himself at
Church and wishes he could not go, but that it is really important to his parents.
Alan and Stephanie report that their biggest concern is Taylor’s mood. They report
that he is frequently withdrawn and “looks depressed.” They also state that they have
noticed changes in Abby’s behavior over the past six months. They report that she is
often clingy towards them and Taylor and will occasionally lash out at her parents in
anger. When she does this, Alan and Stephanie report that Abby will scream at them,
and they confess that they will often yell when they get angry. They state that they
are not sure what to do at these times.
Option #2
George presents for therapy with his son, Isaiah. George is a 48-year-old Black
cisgender male. Isaiah is a 17-year-old Black cisgender male. George reports that
Isaiah has recently become confrontational with him. He states that when Isaiah
doesn’t want to do something, he will ignore George, and if George pushes him on it,
he will yell.
George reports that Isaiah’s mother, Lily, works away from home and stays out of
town most days. She is typically with the family only one or two days a week. George
states that Isaiah’s behavior is usually worse toward his mother, but that lately he has
also been argumentative with George. Isaiah reports that he is bothered a lot by his
parent's requests and that they ask him to do stuff when he is busy playing his
games. George admits that when it is just the two of them, Isaiah is often on his own
a lot after school and that he doesn’t ask much of Isaiah. He states that when Lily is
home, they try to do more and ask a lot more of Isaiah. Isaiah reports that he feels
like his mom doesn’t understand him and makes a lot of demands of him.
George states that he is also concerned about Isaiah’s schoolwork, which he feels has
been declining over the last couple of months. He says that he thinks Isaiah spends
too much time playing video games and not enough time doing schoolwork. Isaiah
reports that he feels frustrated with school because he has trouble keeping up and
then feels like it is pointless to try.
George reports that his biggest concern is that Isaiah will not finish school and that he
will not have a good life. He also worries that if Isaiah is confrontational with other
people, they will see him as a threat, and he could end up being killed or arrested. He
states that this has never really been an issue before, but he is concerned about it
becoming more problematic, especially now that Isaiah is close to being 18.
Social Work in Public Health, 26:471–481, 2011
Copyright © Taylor & Francis Group, LLC
ISSN: 1937-1918 print/1937-190X online
DOI: 10.1080/19371918.2011.591629
Social Learning Theory and Behavioral
Therapy: Considering Human Behaviors
within the Social and Cultural Context of
Individuals and Families
ANNIE McCULLOUGH CHAVIS
Department of Social Work, Fayetteville State University, Fayetteville,
North Carolina, USA
This article examines theoretical thoughts of social learning theory
and behavioral therapy and their influences on human behavior within a social and cultural context. The article utilizes two
case illustrations with applications for consumers. It points out
the abundance of research studies concerning the effectiveness
of social learning theory, and the paucity of research studies regarding effectiveness and evidence-based practices with diverse
groups. Providing a social and cultural context in working with
diverse groups with reference to social learning theory adds to the
literature for more cultural considerations in adapting the theory
to women, African Americans, and diverse groups.
KEYWORDS Social learning theory, behavioral therapy, human
behavior, social context, cultural context, environment, effectiveness, evidence-based practice, African Americans, diverse groups
INTRODUCTION
Social learning theory is one of the most recent approaches to addressing
people in need and applying the theory to human problems within a social
context. The utilization of the theory as an applicable approach to change
human behaviors began in earnest in the 1950s. Its use in the social and
behavioral sciences as a mental health intervention grew in popularity in the
Address correspondence to Annie McCullough Chavis, Fayetteville State University,
Department of Social Work, 1200 Murchison Road, Fayetteville, NC 28301. E-mail: achavis@
uncfsu.edu
471
472
A. McCullough Chavis
late 1950s as interest in insight-oriented approaches waned. Social learning
theory is one of the most influential theories of learning and human development and is rooted in many of the basic concepts of traditional learning. The
theory focuses on learning that occurs within a social context and that people
learn from one another (Ormond, 1999); however, the theory adds a social
element. It proposes that people can learn new information and behaviors by
observing other people. Thus, the use of observational learning, imitation, or
modeling explains a wide variety of human behaviors using social learning
theory and approach. Behavioral therapy has its roots and basic principles
within social learning theory.
Centered on principles of learned behavior that occurs within a social
context, behavioral therapy focuses upon the principles of classical conditioning developed by Ivan Pavlov and operant conditioning developed
by B. F. Skinner. Coady and Lehmann (2008) noted that Pavlov (1927)
demonstrated that, through association in time and space, the sound of a
bell could have the effect of cueing a dog to produce a biological reaction
of salivation-classical conditioning/learning. B. F. Skinner (1953, 1974) documented that when behavior occurs, whatever follows it (the consequences of
behavior) can either increase or decrease the frequency, duration, or intensity
of the behavior (Coady & Lehmann, 2008). Albert Bandura (1977) added
to the development of the therapy by exploring the role of cognition and
emphasizing that people learn vicariously. Burman (1997) stated behavior
therapy is an approach to psychotherapy based on learning theory that aims
to treat psychopathology through techniques designed to reinforce desired
and extinguish undesired behaviors. Today, with the thrust for evidencebased practice and measurable results, behavioral therapies are widely used
to change general as well as dysfunctional behaviors such as depression,
anorexia, chronic distress, substance abuse, anxiety, obesity, phobia, passivity, obsessive behavior, self-mutilating behavior, anger disorders, mental
retardation, and alcoholism (Mehr, 2001). The explanation of these behaviors
is based largely on culture. Culture is a major factor in explaining and
intervening in human behaviors.
Culture shapes human behavior and the social environment. The social
environment of today is one of many challenges and warrants the use of
evidence-based practices that focus on culture to meet the needs of consumers seeking help with problem behaviors. All individuals are social beings
and carry within them their cultural experiences that affect all aspects of
behavior. This article focuses on two case illustrations and discusses learned
behaviors: the usability of social learning theory and behavioral therapies
within the social and cultural context. The cultural context refers to the
environment and cultural influences but recognizes that society, community,
as well as cultural heritage, values, beliefs, thinking, and traditions affect individuals and families (McCullough-Chavis & Waites, 2004). For this article, the
social and cultural context includes the culture, community, family, school,
Social Learning Theory and Behavioral Therapy
473
work, and all systems within the social environment of consumers. The article
concludes with a discussion of the importance of social learning theory and
approaches to usability with individuals from varied cultural backgrounds
such as African Americans and women.
LITERATURE REVIEW
Interventions and Effectiveness
Social learning interventions and behavioral approaches to changing human
behaviors are among the most studied and reported in the literature. According to Mehr and Kanwisher (2007), persons conduct more controlled
outcome research on behavioral therapies than on any other psychotherapy
due to the use of scientific methods and the ability to measure outcomes using evidence-based practice techniques and instruments. Behavioral therapy
points toward the new emphasis in the social sciences on empiricism (observable evidence) in evaluating the outcomes of intervention with children,
adults, couples, and families (Mehr & Kanwisher). They stated the surge in
the therapy movement toward efficiency, research-supported methods, and
evaluation of outcomes, is a credit to behaviorists, and there is evidence that
these approaches do change behaviors. Uses of the approaches in systems
or settings include public school programs for emotionally handicapped
children, residential programs for people who are mentally retarded, residential and outpatient programs for children identified as mentally ill, and
juvenile and adult corrections facilities (Mehr & Kanwisher). In many settings
and systems, behavioral therapies are the primary approaches employed to
change unacceptable learned behavior in children and adults. Therefore,
the service delivery environment, with its focus on outcome indicators and
evidence-based practice, owes a great debt to behaviorists who remain the
most proficient group of practitioners in measuring intervention outcomes
(Granvold, 1994).
Behavioral therapies are efficient therapies and several research studies
document effectiveness for a wide range of behaviors. Mehr and Kanwisher
(2007) postulated that the effectiveness of behavioral approaches seems
well documented, particularly for consumers who have behavior problems
that use behavioral approaches. Weisz, Hawley, and Doss (2004) statistically
examined 236 published randomized trials on treatment for youth (age 3–18
years) spanning the years 1962 through 2002. They found that across various
outcome measures, 80% of treated youngsters improved after treatment more
than those not treated. Behavioral treatments proved more effective than
nonbehavioral treatments regardless of client age. Mehr and Kanwisher reported that a major positive feature of behavioral strategies is that a majority
of their proponents are thoroughly indoctrinated in the scientific method
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A. McCullough Chavis
and extremely concerned with proving whether the techniques of behavioral therapy work. Therefore, many behavioral studies, and particularly
controlled studies, support the claims of significant behavior evaluations,
as well as evidence-based practices claims. Prochaska and Norcross (2007)
described several meta-analyses conducted on adults, couples, and families
concerning the effectiveness of behavioral therapy that produced similar
results. For example, in a 1983 study conducted by Norcross and Wogan
(cited in Prochaska & Norcross, 2007) behavior therapists reported seeing
clients less frequently and for a shorter duration than psychotherapists of
other persuasions; and only 7% of their clients, on average, had more than
a year of treatment.
Literature documents the use of behavior approaches to deal with
persons in individual, group treatment, and family settings. Mehr (2001)
discussed a 1986 study, reported by Nardone, Tryon, and O’Conner on
a cognitive-behavioral group treatment for reducing impulsive–aggressive
behavior in adolescent boys in a residential setting for boys. During the
course of the project, the frequency of impulsive–aggressive behavior on
the part of the boys declined dramatically. However, during a follow-up
period, the therapist discovered that the positive gains slowly eroded and
disappeared within 5 weeks. With more focus on evidence-based practices,
this finding clearly emphasizes the need for maintenance reinforcement
programs after behavior therapy programs.
Other studies point to the use of social learning theory as a family
intervention. Kilpatrick and Holland (2009) suggested that social learning
theory utilization as a family intervention is particularly effective with families that have issues with internal and external environmental factors. They
reported that families who experience high levels of disruptions, communication problems, and families that have children who experience difficulty
with social systems within the community are a few examples of intervention
utilizing social learning theory. In other studies, as cited in Kilpatrick and
Holland (2006, 2009); Sayger, Horne, and Glaser; Sayger, Horne, Walker,
and Passmore; and Szykula, Sayger, Morris, and Sudweeks measured the
effectiveness of social learning family interventions with children with behavioral disorders and their families in a variety of settings. The results
according to the authors have been remarkable, with significant decreases
in negative behaviors of children in the study and subsequent increases in
positive behaviors at home and in school. Sayger et al. (1988) reported the
maintenance of positive behavioral changes after a 9- to 12-month followup. Behavioral approaches have proved to be effective with children and
their families in child psychiatric outpatient treatment. Szykula et al. (1987)
avowed in a comparison of strategic and behavioral family therapies in an
outpatient child psychiatric facility, that 100% of the families participating
in social learning theory family-intervention treatment demonstrated gains
toward their treatment attainable goals and 67% of those in the strategic
Social Learning Theory and Behavioral Therapy
475
family therapy group made gains toward treatment goals. In treatment with
parents, Sayger et al. (cited in Kilpatrick and Holland (2006, 2009)) found
that parents participating in social learning family interventions reported
significant more positive than negative side effects of their participation in
treatment.
The literature review suggests social learning and behavioral interventions are effective in changing human behaviors across several environmental
settings in treating children, adults, and families. The theory and approaches
have a strong research and evidence-based background that demonstrate
effectiveness within the social context of human behaviors. However, the
literature does not provide sufficient information concerning effective interventions with all target groups, particularly diverse groups such as women,
African Americans, and people of color consumers. Today, any efforts at
interventions and problem resolutions must be in tune with the distinctive
culture, values, and community customs of all consumers within their social
and cultural context.
Understanding theory and the impact of behaviors on human development are collectively a part of interventions in the social and behavioral
sciences. For example, in social work, the influence of theory driving practice
is evident, and all the social sciences expound evidence-based practices as
sufficiently interrelated to outcomes pertaining to human behaviors within
the social context. To illustrate the relationship concerning human behaviors,
theory, and behavioral interventions, two case illustrations discuss the need
for changes in human behaviors. The two cases demonstrate how to use social learning theory and behavioral approaches with different individuals and
families in different settings and disciplines, and particularly in social work.
CASE ILLUSTRATIONS
The case illustration of Paula demonstrates the use of behavioral therapy in a
public school setting. The second case illustration of Jamaal exemplifies the
use of social learning theory in a family intervention case with an emphasis
on social work.1
Paula, age 10, is one of five students in an exceptional classroom. Her
disruptive behavior prevents her from being in a regular classroom. Paula’s
behavior disrupts the learning environment due to her hyperactivity and
impulsivity. She constantly squirms in her chair, snaps her fingers, taps her
feet, talks loudly to the other students during class, and gets up and moves
about the classroom without permission instead of listening and following
instruction from the classroom teacher or teacher assistant.
Paula is the oldest child of John and Megan Head. She has an 8-year-old
brother Tim who attends the same elementary school in a regular class. The
parents report no major behavioral problems with him but state that Paula
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A. McCullough Chavis
has difficulties remaining in her seat while eating, as well as when the family
watches television or engages in most family activities. They use time-out
techniques when these disruptions occur. They expressed concerns about
Paula’s behavior and often inquire from the school about her behavioral and
educational progress.
In this case illustration modified and adapted from Mehr (2001), to help
Paula change the undesirable classroom behaviors, the teacher, teacher assistant, school psychologist, and social worker met several times and decided to
implement a behavioral treatment plan with Paula. After several discussions,
they targeted two behaviors for change: talking to other students and leaving
her seat without permission. The focus of intervention was observation and
recording of the behaviors, verbal counseling, verbal praise, and loss of
playtime because of breaking these two rules. If Paula spoke or left her
seat without permission, the aide reminded her of the loss of playtime for
rule breaking. If Paula behaved acceptably, she received verbal praise. The
primary person responsible for the behavioral program was the teacher aide,
and for a day, she observed Paula and recorded how often she disrupted the
class concerning the targeted behaviors. The disrupted behaviors occurred
25 times during the one day of observation before any intervention.
The next week the teacher aide informed Paula of the program and
the consequences if the two disrupted behaviors occurred. At the end of
each class period when Paula did not speak out or leave her seat without
permission, she earned a gold star beside her name on the board. At the end
of the day, she could take a gold star home to her parents if she earned stars
in more than one half of the classroom sessions. At the end of the week, Paula
was down to eight disruptions a day and showed much progress as recorded
by the teacher’s aide. The next week, the aide added another behavior to
change and explained the addition to Paula. By the end of the second week
Paula was down to four disruptions a day, and after another week, Paula
took home a gold star each day. Some days there were one to no disruptions,
and this change continued for the remainder of the school year. More significantly, Paula’s schoolwork improved with the improvement in behavior,
and the positive changes continued until Paula did not need gold stars to
maintain her behavior. Using predata and data during the intervention, the
case of Paula illustrates the application of principles of learned behavior. It
shows that humans can learn to change undesirable behavior with behavioral
therapy and evidence-based practice within a social context.
Modified and adapted from Kilpatrick and Holland (2006), the second
case illustration of Jamaal exemplifies the use of social learning theory in
a family intervention case. This case illustrates the use of treatment goals
consistent with the principles of the theory.
Jamaal, a 22-year-old African American male, is gay and the only child
of Joe and Mary Jones. After graduating from college, he returned home to
live and work as a high school teacher. Jamaal’s parents are highly religious
Social Learning Theory and Behavioral Therapy
477
and do not approve of Jamaal’s sexual orientation or his homosexual relationships. They will not converse with Jamaal about his sexual orientation
or relationships. They believe in intimate heterosexual relationships and
that God condemns any other relationships. Jamaal is very close to his
parents and expresses concern about their denial or disapproval of his
relationships. He desires the acceptance of his choice of relationships and
sexual orientation by his parents. Jamaal believes in God but has concerns
about being gay and being accepted within his social environment. Many in
his family, church, and extended family are homophobic.
Other family members suspect that Jamaal is gay but are not quite sure
of his sexual orientation so he selects and guards his communication with
extended family, except for his cousin, James. Although Jamaal interacts with
James more than with other extended family, Jamaal has never revealed any
information regarding his sexual orientation or ambivalent feelings about being gay or nonacceptance by his parents to James. However, Jamaal suspects
that James is aware of his sexual orientation. His parents avoid the subject
and are consistent in their disapproval. Jamaal feels lonely, ashamed, angry,
and isolated. Consequently, he is having considerable difficulty managing
his needs for intimacy. The negative social pressure he feels from his family
and social environment are burdensome and depressing.
Jamaal came to counseling seeking assistance in learning how to manage
his intimacy, loneliness, shame, anger, and pain. Additionally, he needs help
learning to accept his homosexuality and help with communication skills to
assist in facilitating meeting other persons. There is also a need to learn new
ways of conversing with his parents and family members concerning their
homophobia and his sexual orientation.
In this case illustration, the focus of intervention is with Jamaal and
his parents as they are experiencing difficulties with an ineffective family
structure and boundaries (Kilpatrick & Holland, 2006) that could inhibit
problem solving (homosexuality, intimacy, communication and feelings of
shame, pain, anger, and confusion). The communication within the family
as dictated by the family rules is weakened by unrealistic expectation and
appears complicated by these rigid family rules and family roles. There is
also confusion within the family and clearly with Jamaal. This confusion
limits the family’s capacity to overcome their life challenges and feelings of
insecurities, dissatisfaction, and discomfort with the level of intimacy within
the family and the environment (Kilpatrick & Holland, 2006). The family
operates as a closed family system concerning family rules, boundaries, and
communication, and dealing with Jamaal’s sexual orientation. Also Jamaal’s
communication is poor regarding his feelings, and he finds it difficult to
maintain intimate relationships. Utilizing social learning theory, it would be
very appropriate and useful to work with Jamaal and his family concerning
the following goals as stated by Kilpatrick & Holland (2006) and modified
for this case.
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A. McCullough Chavis
1. Learn to develop coping strategies to manage fear and loss (son’s sexual
orientation, family, and son’s acceptance of sexual orientation) within the
social and cultural context.
2. Develop skills and knowledge concerning self-control to manage, family,
life, and the social environment of extended family and religious family
more effectively.
3. Help in communication skills that will permit family rules, roles, and
boundaries to be more open that will allow greater means and ways of
expressing feelings, meeting people, and sharing with family and friends
that includes the cultural context in meeting the unique style, life experiences, and worldview of the family.
Social learning theory interventions are appropriate for use with Jamaal
and his family. Cognitive thoughts, beliefs, and development of communication skills from a cultural perspective are major focal points of intervention
with Jamaal. The case also focuses on appropriate learned behaviors by
normalizing the problems of the family and focusing on strengths within the
social and cultural context. Social learning theory and behavioral approaches
are applicable in a variety of environments and disciplines.
DISCUSSION AND IMPLICATIONS
Social learning theory offers a structured and learned approach to dealing
with a variety of behavioral concerns in many different disciplines and settings. Although, I only discuss two case illustrations, this article presents the
importance of treating and focusing on learned behaviors using theory and
strategies in an effort to change behaviors from a social and cultural context.
The target population of the two cases consisted of a female consumer and
an African American male consumer from diverse groups. The question of
the applicability of the theory and approaches with diverse groups is a major
criticism and of concern to this author and others. Kilpatrick and Holland
(2009) stated that in some cultural groups, the specific approaches used in
social learning theory are not valued or endorsed; rather, they appear as
being White, middle class, or incompatible in other ways with many cultural
groups. Although behaviorists expound empowerment and concrete changes
of consumers, the research rarely addresses cultural, multicultural, or African
American issues, despite important theoretical contributions made by Cheek
(1976) and Kantrowitz and Ballou (1992).
Cheek, a pioneer in assertive training was one of the first behaviorists to
generalize behavior theory specifically to counseling with African Americans.
He demonstrated the validity of behavioral concepts with African American
clients and supplied a culturally relevant view to the therapy. Cheek affirmed
that assertive behavior varies between African American and White cultures,
Social Learning Theory and Behavioral Therapy
479
and that both groups need to understand the frame of reference of the
other (Ivey, Andrea, Ivey, & Simek-Morgan, 2002). The work by Cheek had
particular implications for women.
Kantrowitz and Ballou (1992) suggested that the behavioral focus on
individual skill training could neglect social issues and support dominant
group values. They asserted that assertiveness training is an example of
evidence-based treatment and will probably meet with the approval of the
sexually harassed woman, and the social norm of women’s duty to protect
themselves is not seriously questioned. The women’s distress is temporarily
reduced, but the social status quo of the dominant society is also decisively
protected. That is, necessary social change does not occur.
Even though the literature cites the wide use of social learning theory
and behavioral therapies, a careful examination of the literature found a
paucity of information to support effective and evidence-based application
with women, African Americans, and diverse groups. A wide array of behavior therapies applying the principles is applicable for use with these groups,
but what is not as clear is whether substantially conducted research studies
prove efficacy and effectiveness. Empirically, behavioral therapies yielded
a great deal of effective therapies, and some took into account the culture
and worldview of African Americans and others, but according to Cheek
(1976) behaviorists should not seek to ‘‘make African Americans White’’
or to have women think like men but to recognize the perspective and
worldview of different groups. His pioneering works demonstrate how to
use the approaches effectively with African American clients when modified
to meet the client’s unique style, life experiences, and worldview.
The worldview and culture of African Americans and other diverse
groups are uniquely different from the dominant group. Nobles (1973)
argued that the African view of ‘‘self’’ is contingent upon the existence
of others, oneness of being, and a balance and harmony with all things.
McCullough-Chavis and Waites (2004) contended that the cultural context
is an important aspect of individuals and families. Thus, a criticism of
social learning theory and behavioral therapies from a cultural perspective
is the somewhat exclusion of diverse cultures and an African view of ‘‘self.’’
If Cheek can demonstrate effectiveness with African American consumers
when adjusted to meet the consumer’s unique linguistic style and life
experiences (Ivey et. al., 2002), and Kantrowitz and Ballou (1992) with
women, then behaviorists should consider these adjustment and adaptations
when working with consumers from diverse groups.
CONCLUSION
This article presents two case illustrations and focuses on the importance
of human behaviors within the social environment. The literature points to
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A. McCullough Chavis
evidence-based practice and the effectiveness of the theory and approaches.
However, the author believes that to make an unmitigated claim of effectiveness and aggregate evidence-based practice those utilizing the theory and approaches must prove their effectiveness through more research
with other groups as demonstrated with the dominant group. The social
environment of today is a multicultural environment, which warrants the
use of culturally focused evidence-based practices to meet the needs of
consumers seeking assistance with problem behaviors in a variety of environmental settings and disciplines. In addition, the Code of Ethics for
social workers states there is a responsibility to ‘‘understand culture and its
function in human behavior and society, recognizing the strengths that exist
in all cultures’’ (National Association of Social Workers, 1996, p. 9). Thus,
it is critical and imperative that social workers, practitioners, counselors,
sociologists, psychologists, educators, and behaviorists practice more from
a culturally focused perspective. To be effective, professionals must acquire
further knowledge and skills about the cultures, values, beliefs, practices,
and worldviews of individuals and families who come from different and
varied cultural backgrounds. This article and its use of two case illustrations
offer a structural and practical approach to dealing with human behaviors
within the social and cultural context. It helps professionals understand and
intervene appropriately and effectively with consumers from various cultural
backgrounds.
NOTE
1. Please note that for this article, the names in the two case illustrations are pseudonym.
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Parent–Child Interaction Therapy: A Meta-Analysis
of Child Behavior Outcomes and Parent Stress
Morgan E. Cooley, Amanda Veldorale-Griffin, Raymond E. Petren & Ann K.
Mullis
To cite this article: Morgan E. Cooley, Amanda Veldorale-Griffin, Raymond E. Petren
& Ann K. Mullis (2014) Parent–Child Interaction Therapy: A Meta-Analysis of Child
Behavior Outcomes and Parent Stress, Journal of Family Social Work, 17:3, 191-208, DOI:
10.1080/10522158.2014.888696
To link to this article: https://doi.org/10.1080/10522158.2014.888696
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Journal of Family Social Work, 17:191–208, 2014
Copyright © Taylor & Francis Group, LLC
ISSN: 1052-2158 print/1540-4072 online
DOI: 10.1080/10522158.2014.888696
Parent–Child Interaction Therapy:
A Meta-Analysis of Child Behavior
Outcomes and Parent Stress
MORGAN E. COOLEY, AMANDA VELDORALE-GRIFFIN,
RAYMOND E. PETREN, and ANN K. MULLIS
Department of Family & Child Sciences, Florida State University, Tallahassee, Florida
Parent–Child Interaction Therapy (PCIT) is a behavioral family
therapy approach that aims to establish a parent–child relationship
that will enable parents to teach their preschool-age child prosocial skills, leading to a decrease in inappropriate and maladaptive
behaviors. The purpose of this article is to review recent research
on PCIT and conduct a meta-analysis to evaluate the effectiveness of this parenting intervention as reported in 11 studies that
met criteria for involvement. In addition to child behavior, this
meta-analysis focuses on parenting stress as a primary outcome
of interest. The authors found an emphasis on effectiveness, dissemination, and portability to diverse populations in our review of
PCIT outcome studies from 2004 to 2011. Implications for practice,
policy, and research are addressed.
KEYWORDS Parent–Child Interaction Therapy, PCIT, parent
training, parent & child, behavioral parent training, meta-analysis
Parent–Child Interaction Therapy (PCIT) is a behavioral family therapy
approach that aims to establish a parent–child relationship that will enable
parents to teach their preschool-age child prosocial skills, leading to
a decrease in inappropriate and maladaptive behaviors (Eyberg, 1988).
Drawing from operant and play therapy techniques, PCIT is an assessmentdriven model for parents and children to learn a global set of strategies and
techniques that are adaptable to their lifestyle and function (Eyberg, 1988).
Address correspondence to Morgan E. Cooley, Department of Family & Child
Sciences, Florida State University, 242 Sandels Building, Tallahassee, FL 32306. E-mail:
mec03f@my.fsu.edu
191
192
M. E. Cooley et al.
Pretreatment assessment includes observational coding of child externalizing
behaviors, identification of solutions attempted by parents, and observation
of parent–child interaction (Eyberg, 1988). Parents attend didactic sessions
before bringing the child into therapy. PCIT has two phases: Child-Directed
Interaction (CDI), which resembles traditional play therapy, and ParentDirected Interaction (PDI) in which parents practice skills with their child
under the direction of the observing therapist (see Eyberg, 1988, for a more
detailed overview of specific phases). Post-treatment assessment includes
a parent interview reviewing changes and an observation (Eyberg, 1988).
Treatment continues until the child’s externalizing behaviors are brought
within normal limits (e.g., ability of a caregiver to manage hyperactivity,
noncompliance, aggression, or disruptive behavior), signaling success and
completion of the program, or until clients dropout, which is the unilateral decision of the family and often classified as failure (Werba, Eyberg,
Boggs, Algina, 2006). According to Werba et al. (2006), factors affecting family success and attrition are largely unknown, though dropout rates from
child psychotherapy have been noted as high as 40% to 60% (Wierzbicki &
Pekarik, 1993).
Why Is Treatment Needed?
Thomas and Zimmer-Gembeck’s (2007) meta-analytic review gave an
overview of behavioral parent training, the theoretical formations, and the
delivery formats and specific intervention strategies of PCIT and Triple PPositive Parenting Program. Triple P, like PCIT, is a behavioral parenting
intervention. However, the specific format and delivery method is very different and includes media, individual, and group-level interventions (Thomas &
Zimmer-Gembeck, 2007). In general, Thomas and Zimmer-Gembeck (2007)
noted that behavioral interventions have shown to be effective in past
research (e.g., Barlow & Stewart-Brown, 2000; Serketich & Dumas, 1996);
that PCIT is built on tenets of social learning theory, differential reinforcement techniques, and attachment theory; and highlights differing formats and
details of a PCIT intervention. One aspect that is not discussed in this previous review is why intervention including parents is important for preschool
and early school-age children with behavior problems.
For many years, disruptive behavior disorders have not only been a
major public concern but also one of the most costly mental health issues
in the United States (Kazdin, 1995; Scott, Knapp, Henderson, & Maughan,
2001). Children categorized with disruptive behavior disorders are more
likely to have impairment in multiple domains (e.g., social, academic, etc.)
and are more likely to have chronic symptoms that last beyond their childhood years (Lambert, Wahler, Andrade, & Bickman, 2001). Research has
shown that disruptive behavior in childhood may last through multiple stages
of development, increase susceptibility to criminal or delinquent behaviors,
Parent–Child Interaction Therapy
193
and create many other problems for children as they enter social relationships and adulthood (Loeber, Green, Keenan, & Lahey, 1995; Moffitt, 1993;
Patterson, 1993; Robins, 1981).
Current Use of PCIT
PCIT is designed to (1) increase the child’s self esteem and decrease externalizing behaviors, (2) give parents a feeling of greater self-effectiveness
and competence, and (3) increase positive interaction between parent and
child (Eyberg, 1988). Originally, PCIT was intended for use with preschool
age children, but it is becoming more widely used with many different
populations and wider age ranges of children with externalizing behavior
problems (Eyberg, 1988). Populations that have been treated with PCIT interventions include oppositional preschoolers and early school-age children
(Boggs et al., 2004; Lyon & Budd, 2010; Nixon, Sweeney, Erickson, & Touyz,
2004; Phillips, Morgan, Cawthorne, & Barnett, 2008; Ware, McNeil, Masse,
& Stevens, 2008), foster children with kin or nonkin caregivers (McNeil,
Herschell, Gurwitch, & Clemens-Mowrer, 2005; Timmer, Urquiza, & Zebell,
2006), maltreated child–parent dyads (Chaffin et al., 2004; Timmer, Sedlar, &
Urquiza, 2004; Timmer, Urquiza, Zebell, & McGrath, 2005), children on the
autism spectrum (Soloman, Ono, Timmer, & Goodlin-Jones, 2008), children
with mental retardation (Bagner & Eyberg, 2007), children with behavior
problems who were born prematurely (Bagner, Sheinkopf, Vohr, & Lester,
2010), and ethnically diverse populations and international samples (Leung,
Tsang, Heung, & Yiu, 2009; McCabe & Yeh, 2009; Phillips et al., 2008).
Thomas and Zimmer-Gembeck (2007) suggested a need for studies
focused on the dissemination and portability of PCIT to minority and limitedresource populations in community settings, following the establishment
of this intervention as an efficacious treatment among moderate and highincome families. Some studies in this review have begun to answer this call.
McCabe and Yeh (2009) compared a cultural adaptation of PCIT, standard
PCIT, and treatment as usual (TAU; therapy) among 58 Mexican American
children above the clinical cutoff on the Eyberg Child Behavior Inventory
Intensity Scale. Results showed that Guiando a Niños Activos (GANA) and
PCIT were more effective in the reduction of child externalizing and total
parent stress than TAU; however, results of GANA and PCIT groups did not
differ significantly on any measure. The authors noted that, compared to the
average number of PCIT sessions (14), in previous studies, those including
the PCIT and GANA groups took four to five sessions longer. These findings
indicate that PCIT may be adaptable to fit the needs of Mexican American
families; however, treatment completion may take longer.
In a pilot study, Lyon and Budd (2010) examined an implementation of
PCIT in a community mental health setting with a sample comprised primarily of low-income, urban, and minority children (50% Black, 29% Multiracial,
194
M. E. Cooley et al.
21% Latino). Of the 14 families enrolled in the single-group study, eight
dropped out and only four completed treatment successfully. Due to the
small sample size in this study, conclusions could not be made regarding the
effectiveness of PCIT among this sample. Importantly, however, results from
this study underscored a more primary need to examine reasons for attrition,
particularly among socioeconomically disadvantaged populations.
Studies indicate that income and education influence treatment retention in parenting training programs (Reyno & McGrath, 2006). Importantly,
barriers to treatment retention may be mediated by parents’ attributes and
attitudes (Reyno & McGrath, 2006; Werba et al., 2006). Werba et al. (2006)
found that, though being on a wait-list control group was the strongest
predictor of dropout, other predictors of dropout included inappropriate parenting behavior and parent domain stress (i.e., this included domains that are
measured utilizing the Parenting Stress Index [PSI]: parental competence, isolation, attachment to child, parental health, role restriction, depression, and
relationship with spouse or other parent; Abidin, 1995). Dropout was not
predicted by demographic factors, distance from the treatment facility, or
child attributes (Werba et al., 2006). These findings indicate that parental attitudes, attributes, and motivation may be more important determinants than
socioeconomic status in PCIT treatment retention (Lyon & Budd, 2010; Werba
et al., 2006). Studies including more representative samples are still needed
to assess the influence of race and ethnicity on treatment retention and compare interactions between race/ethnicity and other predictors of treatment
dropout (e.g., income, education, parental styles, parental attitudes).
There have been many studies supporting various levels of success of
PCIT, but most have been positive in regards to child problem behaviors.
At follow-up 1 and 2 years after treatment, Nixon et al. (2004) reported
maintenance of decreased oppositional behaviors as reported by mothers
(n = 17) for a sample of preschool-age children. In a study of children born
premature and their parents (n = 28), Bagner et al. (2010) found a decrease
in attention problems, aggressive behaviors, and externalizing and internalizing behaviors after 4 months of treatment. In this same sample, 80% of the
children were able to maintain these behavior changes at a 4-month followup. In another study including mothers of children (n = 30) diagnosed with
mental retardation (MR) and oppositional defiant disorder, fewer disruptive
behaviors were reported at home following treatment with PCIT (Bagner &
Eyberg, 2007). Although there was not a statistically significant reduction in
the amount of problem behaviors, parents of a sample of boys age 5 through
12 with high-functioning autism spectrum disorders and clinically significant
behavior problems (n = 19) rated the behaviors as less severe following
treatment (Solomon et al., 2008).
The most current meta-analysis of PCIT reviewed behavioral outcomes
of children including literature up to the year 2003 (Thomas & ZimmerGembeck, 2007). The primary focus of this study is to evaluate the findings of
Parent–Child Interaction Therapy
195
various studies based on this widely disseminated parenting intervention for
children with disruptive behavior problems. This meta-analysis intends to fill
in the current gap by including PCIT studies from 2004 through 2011 and will
include outcomes related to parent stress as well, because this variable was
not included in the previous analysis of PCIT. The secondary purpose is to
examine and compare findings with previous research. Variables of interest
in this synthesis are (1) child problem behaviors, (2) intensity of problem
behaviors, and (3) parental stress. The authors of this study were primarily
interested in looking at studies that implemented a treatment versus control
group to examine whether PCIT has an impact on the previously identified
variables. The included studies will be synthesized to determine whether
Thomas and Zimmer-Gembeck’s (2007) recommendations regarding greater
portability and utilization of PCIT in diverse contexts were met or addressed
in more recent studies of PCIT (see Table 1).
METHOD
Inclusion and Exclusion Criteria for Meta-Analysis
Studies using traditional formats of PCIT, whether in a laboratory, community, or a home-based setting, are included in this synthesis. Studies
incorporating abbreviated PCIT (ABB) will be excluded because there is no
predetermined PCIT (ABB) format, and it varies depending on the study and
agency employing the intervention. PCIT (ABB) often incorporates instructional videotapes and telephone consultations during therapy instead of the
live format typical of traditional PCIT (Nixon et al., 2003).
The final (n = 11) studies included in this meta-analysis focus on
(1) reporting the effectiveness of PCIT, (2) at least one measure of parent
stress or child behavioral outcome, and (3) the information necessary to calculate effect sizes for this study. Studies were automatically disqualified if
they did not report the statistics necessary for meta-analytic computation.
Further, studies were excluded if they met at least one of the following
criteria (see Figure 1):
1. The article was not printed in English.
2. PCIT was delivered in an unstandardized format, such as video, Internet,
or telephone format as often utilized in PCIT (ABB).
3. Outcomes related to alleviating child externalizing behaviors were not
reported in the study.
4. The study did not include parent–child or primary caregiver–child
interactions.
5. The study included adjunct in-home coaching or an added motivational
intervention.
196
N = 32 Puerto Rican preschool children ages
4 through 6 with attention-deficit/
hyperactivity disorder or behavior problems
and their parents or primary caregivers
N = 54 preschool aged children around age
6 with behavioral difficulties and their
parents or primary caregivers
N = 19 male children ages 5 through 12 with
autism spectrum disorder and their primary
caregiver
N = 110 Chinese children ages 2 through
8 and their parents or primary caregivers
referred from a community-based setting
N = 150 Australian children ages 2 through
8 years old and their primary female
caregivers
N = 46 children around age 4 and their
parents or primary caregivers
N = 120 children (age not reported) and their
parents or primary caregivers referred from
a community-based setting
N = 14 children ages 2 through 7 and their
primary caregivers
N = 37 Mexican American children ages
3 through 7 and their parents or primary
caregivers
T: Immediate treatment,
C: Waitlist
N = 30 children ages 3 through 6 with mental
retardation and their primary female
caregivers
N = 28 children ages 1.5 through 5 born
prematurely and their mothers
T: Treatment Completer,
C: Dropout
T: Treatment Completer,
C: Alternative treatment
T: Treatment Completer,
C: Dropout
T: Treatment Completer,
C: Dropout
CBCL Externalizing, ECBI (Intensity &
Problem), PSI short (Parental Distress,
PCDI, Difficult Child)
ECBI (Intensity & Problem)
CBCL Externalizing, ECBI (Intensity &
Problem), PSI short (Parental Distress,
PCDI, Difficult Child)
CBCL Externalizing, ECBI (Intensity &
Problem), PSI short (Parental Distress,
Difficult Child)
ECBI (Intensity & Problem), PSI (Parent
Domain, Child Domain)
ECBI (Intensity & Problem)
ECBI (Intensity & Problem)
T: Immediate treatment,
C: Waitlist
T: Treatment Completer,
C: Matched comparison
(similar to waitlist)
T: Immediate treatment,
C: Waitlist
ECBI (Intensity)
CBCL Externalizing, ECBI (Intensity &
Problem), PSI short (Parental Distress,
PCDI, Difficult Child)
CBCL Externalizing, ECBI (Intensity &
Problem), PSI short (Parental Distress,
PCDI, Difficult Child)
ECBI (Intensity & Problem)
Measure
T: Immediate treatment,
C: Waitlist
T: Immediate treatment,
C: Waitlist
T: Immediate treatment,
C: Waitlist
Intervention
Participants
Note. CBCL = Child Behavior Checklist; ECBI = Eyberg Child Behavior Inventory; PSI = Parenting Stress Index; PCDI = Parent-Child Dysfunctional Interaction;
T = treatment; C = control.
a
Studies were separated based upon intervention group.
11. McCabe & Yeh (2009)
10. Lyon & Budd (2010)
9. Lanier et al. (2011)
7. Thomas &
Zimmer-Gembeck
(2011)
8. Boggs et al. (2004)
4. Nixon, Sweeney,
Erickson, & Touyz
(2004)
5. Solomon, Ono,
Timmer, &
Goodlin-Jones (2008)
6. Leung, Tsang, Heung,
& Yiu (2009)
3. Matos, Bauermeister,
& Bernal (2009)
2. Bagner, Sheinkopf,
Vohr, & Lester (2010)
1. Bagner & Eyberg
(2007)
Studya
TABLE 1 Summary of Individual Studies
Parent–Child Interaction Therapy
197
Potential Studies Identified
Academic Search Complete (n = 61)
PsychINFO (n = 57)
Excluded studies
Academic Search Complete
Not conducted in U.S. (n = 10)
Not in English (n = 1)
PCIT (ABB) (n = 1)
Reported different outcomes (n =
28)
Teacher-child outcomes (n = 2)
Enhanced/in-home PCIT (n = 5)
Small sample/Case Study (n = 4)
PsychINFO
Not conducted in U.S. (n = 7)
Not in English (n = 0)
PCIT (ABB) (n = 1)
Reported different outcomes (n =
22)
Teacher-child outcomes (n = 2)
Enhanced/in-home PCIT (n = 8)
Small sample/Case Study (n = 7)
Studies kept for further
methodological coding then
excluded
Academic Search Complete
No control/comparison group (n = 3)
PsychINFO
No control/comparison group (n = 4)
Final studies included in
research synthesis (n = 7)
FIGURE 1 Flow chart of the excluded and included studies in research synthesis. Note. PCIT
(ABB) = Parent–Child Interaction Therapy (Abbreviated).
6. The study included fewer than 10 participants.
7. The study did not contain a control, comparison, or alternative treatment
other than PCIT.
Search Strategies
The studies included in this meta-analysis were found through the search
engines of Academic Search Complete and PsychINFO. Studies were narrowed down to include the most current literature available from 2004 to
2012. The time frame of 2004 to 2012 was chosen to include studies not
yet published at the time of Thomas and Zimmer-Gembeck’s (2007) metaanalytic review of PCIT and Triple-P parenting interventions. Keywords
included parent–child interaction therapy or PCIT . The majority of the
studies could be found in either database, and Academic Search Complete
198
M. E. Cooley et al.
provided the highest amount of useable results. Initially, Academic Search
Complete yielded 135 results and PsychINFO yielded 388 results. After eliminating studies that incorporated behavioral parenting interventions other
than PCIT, Academic Search Complete yielded 61 results and PsychINFO
yielded 57 results. A secondary search, by journal scanning and searching
through the reference pages of each article, was conducted as well, but did
not produce any additional results.
The process for determining study eligibility included scanning each title
in the list of results provided by Academic Search Complete and PsychINFO.
If article title included Parent–Child Interaction Therapy or PCIT the entire
article was scanned for the report of means and standard deviations. If these
data were not available, the study was disqualified. If the title did not include
Parent–Child Interaction Therapy or PCIT but included information that
looked relevant to a parenting intervention, the abstract or entire article was
scanned as well. The first author of this study was the judge for inclusion
and exclusion of articles in this study and has academic training relevant to
this field.
Coding Procedures
Data have been extracted using meta-analytic techniques to calculate the
effect of this intervention on improving parent stress and child behaviors.
Measures of interest are (1) child problem behaviors as measured by the
Child Behavior Checklist (CBCL; Achenbach, 1994a, 1994b, 2001; Achenbach
& Rescorla, 2000), (2) child characteristics as measured by the Eyberg Child
Behavior Inventory (ECBI; Eyberg & Pincus, 1999), and (3) parent stress
measured by the Parenting Stress Index (PSI; Abidin, 1995). The CBCL lists
100 problem behaviors of children and asks parents or caregivers to report
on the frequency (Achenbach, 1994a, 1994b, 2001; Achenbach & Rescorla,
2000). The manual contains norms for different age groups and sex of the
child. The ECBI (Eyberg & Pincus, 1999) is a 36-item parent report of child
disruptive behavior based on severity of behavior and how problematic the
behavior is for the parent. This synthesis will include two measures of the
Parenting Stress Index (PSI). The PSI in traditional format (Abidin, 1995) is
a 101-item measure that includes child domain, that gauges child problem
behaviors that lead to frustration in creating a relationship with the child, and
a parent domain, that measures the parents’ personal view of parental-role
functioning. This analysis will include studies with documented use of the
PSI Short Form (Abidin, 1995), which is a 36-item measure and includes three
sections: parental distress, parent–child dysfunctional interaction (PCDI), and
difficult child. The majority of studies on PCIT use the PSI, so no other
measures were included in this analysis for uniformity of results. Relevant
features were coded only as they pertained to child behavior and parenting
stress of the treatment and control group. Some of the studies did not report
Parent–Child Interaction Therapy
199
all three scales that have been selected for this synthesis; however, when at
least two scales were reported that related to the domains of interest—child
behavior and parenting stress—the study was still included.
The first two authors of this article served as the two independent
coders. Both hold graduate degrees in social work or marriage and family
therapy and are knowledgeable about the therapeutic techniques and scales
being examined in this article. The first author of this meta-analysis identified coding protocol and relevant measures to be extracted by independent
coders. Because the coding protocol was determined prior to the coding process, inter-rater reliability was 100%. The only discrepancy occurred before
the coding process and revolved around whether to include differing forms
of the measures included in this study for child behaviors and parenting
stress. This issue was resolved by discussing the issue, identifying the potential implications of including or eliminating multiple measures, and then
doing a literature search to determine what has been done in the past.
Authors determined that it would be acceptable to include one measure
for child behaviors and one measure for parenting stress, because the vast
majority of literature included two specific measures (i.e., the ECBI and PSI).
In addition, varying measures generally captured the same information.
Statistical Methods
Effect sizes were calculated using standardized mean difference (d) metric
and the following formula: d = Y T – Y C /SYpooled , where Y T is the mean effect
size for the treatment group and Y C is the mean effect size for the control group in each study. Negative effect sizes indicate the treatment group
(i.e., those that received PCIT) scored lower on measures of child behavior
problems and parent stress than the control group, indicating that PCIT was
an effective treatment. Conversely, positive effect sizes signify that the treatment group scored higher or no differently on measures of child behaviors
than the control group, indicating that PCIT was not an effective treatment.
Standardized mean difference is the most appropriate statistical analysis
for comparing two groups based upon their respective mean scores when
outcome variables are operationalized differently between studies (Cooper,
Hedges, & Valentine, 2009). Mean effect sizes and standard errors were
computed for each of the outcomes of interest. These were used to obtain
z-scores and Q-values used to conduct a Q-test of homogeneity. Significant
Q-values indicate high levels of heterogeneity among the effect sizes across
studies for that measure. In other words, there was a high degree of variability between studies in the reported impact of PCIT on the outcomes with
significant Q-values.
Based on the Q-test, a mixed-effects model was used for the analysis of
studies. The Q-test was significant, suggesting that the model explains some,
but not all, of the between-studies variation. A random-effects model was
200
M. E. Cooley et al.
used to account for the heterogeneity of effect sizes in CBCL Externalizing,
ECBI Intensity, ECBI Problem, and PSI Difficult Child. A fixed-effects model
was used to account for the homogeneity of effect sizes in PSI Parental
Distress and PSI Parent Child DI. The random-effects model assumes that
“effect sizes may differ from each other because of both sampling error
and true variability in population parameters” (Cooper et al., 2009, p. 580).
A fixed-effects model “assumes all effect sizes estimate a common population
parameter, and that observed effect sizes differ from that parameter only by
virtue of sampling error” (Cooper et al., 2009, p. 576).
RESULTS
Results from the meta-analysis suggest that PCIT has a generally positive impact on reducing child problem behaviors and parenting stress (see
Tables 2 and 3). All reported effect sizes use Cohen’s d.
Child Behaviors
CBCL EXTERNALIZING
Effect sizes for externalizing child behaviors ranged from –2.54 to –.19 and
the mean effect size was –1.06 [–1.93, –.19]. Results from three of the four
studies reporting on these behaviors were significant, indicating that PCIT
was effective in reducing child externalizing behaviors (Bagner & Eyberg,
2007; Bagner et al., 2010; McCabe & Yeh, 2009).
ECBI INTENSITY
Intensity of child behavior ranged from –2.81 to –.28 with a mean effect size
of –.1.06 [–1.51, –.61] showing that parents saw a general decrease in the
intensity of their child’s behavior. However, only five of the 10 studies using
TABLE 2 Mean Effect Sizes, Standard Errors, and z-Scores by Outcome
Mean d
CBCL Externalizing
ECBI Intensity
ECBI Problem
PSI Parental Distress
PSI PCDI
PSI Difficult Child
−1.06
−1.06
−.98
−.73
−.94
−.80
SE
z
.44
.23
.19
.12
.15
.27
−2.39
−4.58
−5.09
−5.85
−6.31
−2.95
Q
df
∗
17.46
38.22∗
33.07∗
4.47
4.61
15.85∗
3
9
10
4
3
4
Note. CBCL = Child Behavior Checklist; ECBI = Eyberg Child Behavior Inventory; PSI = Parenting Stress
Index; PSI PCDI = Parenting Stress Index Parent-Child Difficult Interaction.
∗
p < 0.05.
201
−1.51 [–2.46, −.56]g
−2.81 [–3.92, −1.70]g
−1.65 [–2.48, −.81]g
—
−.33 [–1.24, .58]
−1.59 [–2.03, −1.15]g
−.28 [–.72, .51]
−1.18 [–1.81, −.56]g
−.52 [–1.11, .07]
−.73 [–1.96, .51]
−.49 [–1.15, .16]
−1.06 [–1.51, .61]
−1.09 [–1.98, −.19]g
−2.54 [–3.60, −1.48]g
—
—
—
—
−.19 [–.63, .24]
—
—
—
−.79 [–1.46, −.12]g
−1.06 [–1.93, −.19]
−.67 [–1.53, .20]
−1.74 [–2.67, −.82]g
−2.04 [–2.92, −1.16]g
−.32 [–1.00, .36]
−1.59 [–2.63, −.56]g
−1.52 [–1.96, −1.08]g
−.56 [–.99, −.12]g
−1.43 [–2.08, −.78]g
−.42 [ − .97, .13]
−.42 [–1.64, .79]
−.36 [–1.01, .29]
−.98 [–1.36, .60]
dc
−.02 [ − .86, .82]
−.79 [–1.61, .03]
—
—
—
−.97 [–1.36, −.58]g
−.65 [–1.09, −.21]g
—
—
—
−.60 [–1.26, .06]
−.73 [ − .97, −.48]
dd
−.52 [–1.38, .33]
−.37 [–1.17, .42]
—
—
—
−1.20 [–1.59, −.81]g
—
—
—
—
−.85 [–1.52, −.17]g
−.94 [–1.23, .65]
de
−.59 [–1.45, .26]
−1.39 [–2.27, −.51]g
—
—
—
−1.30 [–1.69, −.91]g
−.20 [ − .64, .24]
—
—
—
−.57 [–1.23, .09]
−.80 [–1.05, −.56]
df
Note. 1. Bagner & Eyberg (2007); 2. Bagner, Sheinkopf, Vohr, & Lester (2010); 3. Matos, Bauermeister, Bernal (2009); 4. Nixon, Sweeney, Erickson, & Touyz (2004); 5.
Solomon, Ono, Timmer, Goodlin-Jones (2008); 6. Leung, Tsang, Heung, & Yiu (2009); 7. Thomas & Zimmer-Gembeck (2011); 8. Boggs et al. (2004); 9. Lanier et al.
(2011); 10. Lyon & Budd (2010); 11. McCabe & Yeh (2009).
a
Child Behavior Checklist Externalizing. b Eyberg Child Behavior Inventory Intensity. c Eyberg Child Behavior Inventory Problem. d Parenting Stress Index Parental
Distress. e Parenting Stress Index Parent Child Dysfunctional Interaction. f Parenting Stress Index I Difficult Child. g Represents significance p < .05. SPSS Version 20
statistical software was used to conduct all statistical analyses.
1
2
3
4
5
6
7
8
9
10
11
Overall Mean
db
da
TABLE 3 Summary of Effect Sizes and Confidence Intervals for Individual Studies From Time 1 to Time 2
202
M. E. Cooley et al.
the ECBI Intensity measure showed significant decrease in scores between
the treatment and control group (Bagner & Eyberg, 2007; Bagner et al., 2010;
Boggs et al., 2004; Leung et al., 2009; Matos, Bauermeister, & Bernal, 2009).
Although PCIT had a significant effect on decreasing the intensity of child
behavior for only one half of the studies involved in this analysis, there was
some reduction in intensity of behaviors across each study.
ECBI PROBLEM
The ECBI Problem measure was the most commonly used measure and the
only one included across all studies. Effect sizes for ECBI Problem ranged
from –2.04 to –.32 and the mean effect size was –.98 [–1.36, –.60]. Although
all studies showed at least a small reduction in how much of a problem
the child’s behavior was for the parent, only six out of 11 studies showed
significant decreases following treatment of PCIT (Bagner et al., 2010; Boggs
et al., 2004; Leung et al., 2009; Matos et al., 2009; Solomon et al., 2008;
Thomas & Zimmer-Gembeck, 2011).
Parenting Stress
Overall, results indicate that PCIT significantly reduced parenting stress.
Moderate to large effect sizes were reported for PSI Parental Distress (–.73),
PSI Parent Child DI (–.94), and PSI Difficult Child (–.80).
PARENTAL DISTRESS
Mean differences of parent distress ranged from –.97 to –.02 with a mean
effect size of –.73 [–.97, –.48]. Of the five studies reporting on parent’s
perceived level of distress in regards to parenting, two were significant
(Leung et al., 2009; Thomas & Zimmer-Gembeck, 2011). This suggests that
there were some, but no consistent, differences between the treatment and
control groups.
PARENT CHILD DI
Of the four studies that examined dysfunctional parent–child interactions,
two reported a significant reduction in such interactions as reported by the
parents (Leung et al., 2009; McCabe & Yeh, 2009). Effect sizes ranged from
–1.2 to –.37 and the mean effect size was –.94 [–1.23, –.65].
DIFFICULT CHILD
Two of five studies showed significant differences between treatment and
control group on parent’s perception relating to the difficulty of their child’s
Parent–Child Interaction Therapy
203
behaviors (Bagner et al., 2010; Leung et al., 2009). Effect sizes ranged from
–1.39 to –.20 and the mean effect size was –.80 [–1.32, –.27].
DISCUSSION
The purpose of this article was to review recent research on PCIT and
conduct a meta-analysis to evaluate the effectiveness of this parenting
intervention as reported in 11 studies. In addition to child behavior, this
meta-analysis focused on parenting stress as a primary outcome of interest.
This study capitalized on an advantage of meta-analytic techniques, which is
the ability to pool results from underpowered studies, which may be susceptible to Type I errors (Lipsey & Wilson, 2001). Results suggest that PCIT does
have a beneficial impact on parents’ and primary caregivers’ perceptions
of all outcomes examined, including child externalizing behaviors (CBCL
Externalizing), the child’s temperament and self-regulatory abilities (PSI
Difficult Child), the frequency of child behavior problems (ECBI Intensity),
parent/caregiver tolerance for child behaviors (ECBI Problem), the difficulty of parent/caregiver–child interactions (PSI Parent-Child Dysfunctional
Interaction), and parent/caregiver overall distress (PSI Parent Distress).
We found an emphasis on effectiveness, dissemination, and portability
to diverse populations in our review of PCIT outcome studies from 2004 to
2011. This indicates a change from prior studies that focused on efficacy trials
including primarily middle-class samples that often did not include children
with mental and developmental disorders (Thomas & Zimmer-Gembeck,
2007). Included in this meta-analysis are children with oppositional defiant
disorder and comorbid mental retardation (Bagner & Eyberg, 2007), children
born prematurely (Bagner et al., 2010), low-income minority children (Lyon
& Budd, 2010), and boys with autism spectrum disorders (Solomon et al.,
2008). Also, some studies included children from different cultures: Puerto
Rican (Matos et al., 2009), Chinese (Leung et al., 2009), Australian (Thomas
& Zimmer-Gembeck, 2011), and Mexican American (McCabe & Yeh, 2009).
Although the effects reported by all studies in this meta-analysis were in
the expected direction and showed some beneficial impact of PCIT, the significance of the results was mixed across studies. One reason for the mixed
results may be the recent proliferation of PCIT efficacy studies among diverse
populations. PCIT was originally tested with a more homogenous population
(Thomas & Zimmer-Gembeck, 2007), but as the intervention becomes more
widely utilized it may lose some of its effectiveness when introduced to different cultural groups or more high-risk populations (Council of National
Psychological Associations, 2003). Another reason for the mixed significance
may be that several of the studies included in this analysis, some of which
were pilot studies, used small samples (e.g., Bagner & Eyberg, 2007; Bagner
204
M. E. Cooley et al.
et al., 2010; Lyon & Budd, 2010; Matos et al., 2009; McCabe & Yeh, 2009;
Soloman et al., 2008). Small samples may reduce significance of results
(Cohen, 1988).
There are some limitations to this study. Due to the increasing use
of multiple formats of PCIT, studies often include unstandardized and/or
undocumented alterations to curricula with the number of “pure” PCIT studies being limited. As a result, only 11 studies met requirements for the current
meta-analysis. Although the dissemination of PCIT to homogenous populations and the adaptation of PCIT to a variety of groups and cultural contexts
is encouraging, variety among the included studies precluded the substantive examination of moderators related to methodological differences, sample
construction, and issues of study quality. Although our results support the
broad effectiveness of PCIT across a number of outcomes among a homogenous sample, more research is clearly needed to examine the effectiveness
of PCIT among each of these individual populations in community settings.
RECOMMENDATIONS AND CONCLUSION
These results have implications for clinical intervention and practice, policy, and research. First, it appears as though new studies are showing more
portability of PCIT to more diverse populations. The next step is to continue
to increase PCIT studies with specific populations to determine the effectiveness of PCIT with specific populations in community settings. Clinicians
and professionals offering interventions should be trained to deliver standardized formats and ensure they are able to address the needs of diverse
populations as they arise, in a way that does not alter the focus or content
of the intervention.
In general, it appears that PCIT has a generally positive impact on child
behaviors and, despite mixed results of the individual studies, an ameliorating effect on parental stress. Because of these individual differences, it
may be useful to examine the effectiveness of PCIT with specific populations and specific conditions, as PCIT may be effective in ameliorating
parenting stress in some populations under certain conditions. This may be
explained through a moderator analysis to determine what variables influence the nature of the relationship between pre-treatment parenting stress
scores and post-treatment scores. This is congruent with the recommendation
in the previous paragraph to increase PCIT studies with specific populations
in community settings. Examining setting or demographic factors may be the
first step in determining what variables moderate PCIT treatment. In future
studies, it may also be helpful to further examine the relationship between
improvement in child behaviors and improvement in parenting stress to
determine whether a confounding relationship is present, as improvement
in one may affect improvements in the other. Longitudinal research could
Parent–Child Interaction Therapy
205
examine this relationship over time and help researchers determine the
impact of PCIT versus other influences.
In regards to policy, parenting programs have shown general success in
improving parenting skills and reducing negative child behaviors (Thomas
& Zimmer-Gembeck, 2007); and researchers have noted that parenting stress
can have a large impact on a child’s social, emotional, and behavioral wellbeing throughout their life span (Hotchkiss & Gordon Biddle, 2009). Policy
makers need information on research-based interventions to make informed
decisions, as family issues are becoming a more prevalent issue in the policy
realm (Bogenschneider, 2006). These concerns raise implications for government funding and taxpayer dollars, the child welfare system, educational
system, as well as judicial system. With these multiple contexts involved,
it could be assumed that even some change in one of these areas may
impact them all, which raises the need for more definitive information about
programs such as PCIT.
It seems that PCIT can be an effective treatment and that it shows
promise in alleviating child behavioral concerns in an increasing variety of
settings. More detailed attention needs to be paid as to the “who,” “what,”
“when,” and “where” of this intervention. Who is best suited for PCIT or
one of its varying formats (i.e., population); what version of PCIT provides
the most consistent positive outcomes; when should families be targeted for
intervention; and, where, in regard to setting, does PCIT produce the most
positive outcomes?
PCIT has received increasing attention in research. This analysis did not
include the many formats of PCIT, which may change or enhance results.
As more studies are being conducted, future research should center around
making a distinction as to whether there is a significant difference in “pure”
PCIT treatments and PCIT interventions that have been enhanced or abbreviated. On the other hand, the need for balance between adapting PCIT to
homogenous populations and maintaining some standardization in intervention delivery and study methodology for comparability among studies is a
challenge that continues to face parenting intervention researchers.
ACKNOWLEDGMENTS
Special thanks to Dr. Betsy Becker for her editorial assistance in the
preparation of this article.
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Journal of Behavioural Sciences, Vol. 26, No. 2, 2016
Are Siblings Different as ‘Day and Night’? Parents’ Perceptions of
Nature vs. Nurture
*Fatima Kamran, PhD
Institute of Applied Psychology, University of the Punjab, Lahore,
Pakistan
The qualitative study explored parents perceptions and attributions
of personality differences among their children. Twelve parents
were interviewed using Interpretative Phenomenological
Approach. The analysis revealed that the parents attributed the
siblings‟ personality differences to a combination of biological vs.
psychosocial factors. It revealed meaningful insights as reflected
by the themes that revolved around nature vs. nurture,
psychosocial influences, parental identification and role modeling,
gender, birth order and role expectations. Interestingly, despite
sharing the same genetics, living in similar environmental
conditions, children tend to display diversity in their behaviors and
overall personality. Parents sometimes describe their children as
opposite as „day and night‟ which raises a question to investigate
the factors that cause such extreme diversity in their personalities.
There is a need to further explore parental expectations and criteria
for an ideal child as well as knowing about the relative
contribution of nature vs. nurture factors in determining
personality differences.
Keywords. Perception of parents, attributions, children‟s
personality, siblings
Parent child relationship has been explored involving a variety of
dimensions. There is considerable research, analysing the meaning of
parents‟ perceptions of child characteristics, particularly in the area of
temperament. This study aimed to qualitatively explore parent‟s
understandings of perceived differences in their children‟s personalities
with reference to sibling comparisons. The parent-child relationship
consists of a combination of behaviors, feelings, and expectations that are
unique to a particular parent and a particular child (Willson, Shuey,
Elder, & Wickrama, 2006). The relationship involves the full extent of a
*Correspondence concerning this article should be addressed to Fatima Kamran, PhD, Assistant
Professor, Institute of Applied psychology, University of the Punjab, Lahore, Pakistan.
Email: fatimakamran24@yahoo.com
96
KAMRAN
child's development. The quality of the parent-child relationship is
influenced by a multitude of factors, including; parent's age, experience,
education, self-confidence, stability of the parents' marriage, beliefs and
perceptions that determine their parenting styles as well as the unique
characteristics of the child compared with those of the parent (Plomin &
Daniels, 2011). Therefore, it is important to understand the dynamics
underlying parental perceptions of their children‟s personality, the level
of understanding and insight into their interests, abilities and behavior
patterns (Birditt, Miller, Fingerman, & Lefkowitz, 2009).
Parents are well aware of the behavioral differences between their
children. This is particularly true for dimensions of temperament. When
asked about their children's temperaments, parents frequently remark
about extreme personality differences in their children as they come from
different families. It suggests that commonly siblings show no
resemblance in their temperaments. However, behavioral genetic research
consistently reveals that temperament is genetically influenced (Siegler,
DeLoache, & Eisenberg, 2011). Therefore, genetically related siblings
should show some similarity in temperament. Could parents be
exaggerating the behavioral differences between their children? If so, do
the observed relations between sibling differences in temperament and
child outcome reflect parental expectations rather than actual child
behavior? Qualitative studies can add rich meaningful insights to explore
such dynamics.
Parental perceptions of their children‟s personalities and
behaviors are also a reflection of the family processes that influence
children‟s psychological well-being and subsequent development, but
this impact is rarely studied (Shek, 2007). Drawing on family systems
theories show how between- family, within-family, and within-individual
differences emerge from family interactions that ultimately influence
parental perceptions of the individual differences in their children‟s
personalities (Solmeyer, Feinberg, Sakuma, Hostetler, & McHale, 2010).
Understanding a child's temperament and personality traits
provides a framework for judging their behavior in a variety of settings
over time and facilitates understanding of personality development.
Parents can provide first hand information about the influence of various
factors in causing personality differences among siblings. This
knowledge of the extent of biological and psychosocial influences
contributes towards explaining commonalities and differences found
among siblings as perceived by parents (Pandey & Kumar, 2009).
PARENTS‟ PERCEPTIONS
97
Emmelkamp (2006) investigated parent-child interaction by
studying how the parents categorize their child‟s behavior. It was found
that the behavior emanating from the child is received as a series of
impressions by the parent and then perceived as relevant or meaningful
according to the cognitive organization or schemas of the parent. It
means that a qualitative analysis of parents‟ attributions, understandings
and beliefs depending on their schemas, can provide rich information
instantly, but on the other hand, schemas can contribute to stereotypes
and make it difficult to retain new information that does not conform to
one‟s established schemas. It may cause the parents to identify and
describe their children according to their preexisting concepts or
apperceptions, past experiences and backgrounds that may or may not be
the actual case (Whiteman, McHale, & Soli, 2011).
Some factors may influence behavior towards children. These
may include; „Relationship-driven effects‟. These effects refer to the
matching of parent-child characteristics. For example, perhaps the child's
temperament does not match the parent's preferences or expectations
(Feinberg, Solmeyer, & McHale, 2012). Another aspect may involve
„Parent-driven effects‟ which means that parents might treat their
children differently for reasons of their own. A parent might have a
particular reason for favoring or rejecting a particular child: for example,
because the child was unwanted-its conception was unplanned (Eriksen
& Jensen, 2009) Sometimes a child might be treated in a particular way
by a parent, not because of that child's own characteristics, but because of
the characteristics of his or her sibling. If parents find the first born to be
„difficult; they may have a tendency to consider their next child
comparatively easy and vice versa and as a result, they would have a
different attitude towards each child and consequently lead to increase
preexisting differences between siblings (McHale, Updegraff, &
Whiteman, 2012).
Rationale/ Significance of the Study
Phenomenological theories of personality focus on an individual‟s
subjective experience of their world, that is, their phenomenological
experience (Killoren, Thayer, & Updegraff, 2008). Particularly people‟s
subjective experience, or their self-concept, is seen as the core of
individuals‟ personalities. Since parents are generally the major source of
influence in the early years of child development, the way parents deal
with their children and provide a certain type of home environment
influences their personality development (Kennedy & Kramer, 2008).
98
KAMRAN
Parental influence is studied extensively, however, their attributions to
these personality differences needs to be explored across different
cultures. In Pakistan, the parent-child relationship involves parents in a
more authority role, with prolonged parental responsibilities to cater for
their children‟s needs, even when children become adults, which
consequently develops reciprocal strong emotional bonding/ dependency
and expectations. It is worth exploring how these expected roles of their
children develop and how do most parents perceive and describe
individual differences of children‟s personalities since an early stage.
Objective of the Study
The study aimed to focus on why and how parents tend to develop
their perceptions about the personality, abilities and interests of their
children to understand the Attributional styles that lead to comparisons
and individual differences as perceived by the parents.
Method
A qualitative research approach was used for this study. The theoretical
perspective most often associated with qualitative researchers has been
phenomenology (Bogdan & Biklen, 2004). The phenomenological
approach, was used to understand the factors attributed by the parents to
individual differences in siblings personalities. Further, the context is
important to the interpretation of data. This approach requires that the
researcher "centers on the attempt to achieve a sense of the meaning that
others give to their own situations" (Smith, 2007, p. 12).
The data collected in a qualitative study includes more than words;
attitudes, feelings, vocal and facial expressions, and other behaviors are
also involved. The data in the present study consist of interview
transcripts. Three processes are blended throughout the study: collection,
coding, and analysis of data (Glaser & Strauss, 1967). This approach
encourages the kind of flexibility so important to the qualitative researcher
who can change a line of inquiry and move in new directions, as more
information and a better understanding of what are relevant data are
acquired (Brotman et al., 2005).
The study involved in-depth interview transcripts obtained from
twelve parents (both parents of one family) that constituted the data for
Interpretative Phenomenological Approach. A detailed analysis of the
reported perceptions was carried out.
PARENTS‟ PERCEPTIONS
99
Sample
It comprised of twelve transcripts from a small scale qualitative
project undertaken by the researcher. The inclusion criteria was to recruit
parents with at least two children between the ages 2-12 years, with a
maximum five year of age difference, in order to get a relatively
homogenous sample to increase the likelihood of making comparisons
among the siblings. The aim was to discern commonalities of view point
and reported experience. A convenience sampling strategy was used;
parents were recruited through the researchers‟ social networks. The
participants were informed about the nature of research through discussion
with the researcher and information sheets were given before they agreed
to take part so that their decision to participate could be deemed
„informed‟. The participants agreed to provide their data for non
commercial research purposes with a condition to maintain anonymity.
Both parents living together as married were included in the study, thus,
excluding the single parents.
Table 1
Demographic Characteristics of Participants
Case
No.
Parent
Age
Education
Occupation
1
2
3
4
5
6
7
8
9
10
11
12
Father
Mother
Father
Mother
Father
Mother
Father
Father
Mother
Father
Mother
Mother
39
32
37
31
40
35
40
36
29
44
42
39
Masters
Graduation
Masters
Graduation
Graduation
Masters
Masters
Masters
Graduation
Graduation
Masters
Graduation
Banking
Housewife
Chartered Accountant
Govt. officer
Businessman
Education
Business
Business
Housewife
Govt. Officer
Education
Housewife
Monthly
Family
Income
Rs1,95,000
NA
Rs.1,75,000
Rs. 65,000
Rs.1,86,000
Rs.45,000
Rs.1,00000
Rs.2,00000
NA
Rs.1,00000
Rs50,000
NA
No. of
Children
2
2
3
3
3
3
2
2
2
3
3
2
Research Design and Procedure
Data were generated through one-to-one interviews, with each
participant being interviewed separately. A semi-structured but open
ended interview schedule was developed on the basis of the research aims
and existing relevant research literature. It began with broad questions
regarding perceived differences between participant‟s children and
progressed towards questions around explanations for these differences
100
KAMRAN
and perceived importance of birth order. This was piloted with one person
who met the inclusion criteria as no amendments to the schedule were
identified as necessary; the data from this interview were used in the
study. The interviews took place in the participants‟ home and lasted
around 30-40 minutes, with each participant interviewed by the researcher.
Each interview was digitally recorded and then transcribed. Original
names and identities were removed for the purpose of confidentiality. All
interviews were tape-recorded and, based on four pilot interviews already
conducted. The interviews were informal and open-ended, and carried out
in a conversational style.
Analytic Procedure. Transcripts were analysed using
Interpretative Phenomenological Analysis (IPA) (Smith, 2007; Smith &
Eatough, 2012). IPA was particularly used because it provides a
systematic way of analyzing qualitative data that aims to explore
participants‟ experiences, cognitions and meaning making. At the same
time in IPA, there is a recognition that the outcome of any qualitative
analysis represents an interaction between participants‟ accounts and the
researchers‟ interpretative frameworks. Hence, the analytic process used
here is both phenomenological and interpretative as the focus of this study
is examining factors influencing personality development which is While
it is not claimed that the thoughts of an individual are transparent within
verbal reports, analysis is undertaken with the assumption that meaningful
interpretations can be made about that thinking (Smith, 2007).
The analysis involved reading all the transcripts thoroughly and
making comments on the left margin. After analyzing the comments in
detail, on the basis of commonalities and concepts emerging from the
narratives, these descriptions were given theme titles as reflected in the
comments. Initially a number of themes emerged which were gradually
merged and categorized on the basis of similarities and common issues to
constitute super ordinate themes to be discussed as main attributes of
perceived personality differences. The researcher‟s interpretations and
subjective accounts were described in main themes.
Analysis
The analysis revealed three major themes that emerged from the
data: (1) Common Experience Attributions; (2) Demographic Factors as
Determinants; (3) Parental Influences. (See Flow Chart 1)
PARENTS‟ PERCEPTIONS
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Flow Chart 1. Reflecting Super Ordinate Themes
The subordinate themes are outlined below;
Nature vs. Nurture
Birth Order & Role Expectations
Psychosocial Influences
Parental identification and Role Modeling
Common Experience Attributions encompasses a combined
contribution of genetics, and gender specific behaviors. The narratives
reflected that the parents had some common experience attributions of
their children‟s personality differences. It appeared to be a combination of
biological vs. psychosocial factors. Interplay among the influences of;
Genetics and demographics such as Gender, Birth order and Age stage
interacting with environment was found. It can be said that in addition to
predetermined factors, the children‟s personality differences were
attributed to psychosocial...
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