Earthquake Geology and Seismology
Diseased nature oftentimes breaks forth
In strange eruptions: oft the teeming earth
Is with a kind of colic pinch’d and vex’d
By the imprisoning of unruly wind
Within her womb; which, for enlargement striving,
Shakes the old beldam earth, and topples down
Steeples, and moss-grown towers.
—WILLIAM SHAKESPEARE, 1598, KING HENRY IV
LEARNING OUTCOMES
Earthquakes are shaking most commonly caused by earth movements
along faults. Energy from movements is carried long distances by
seismic waves. After studying this chapter you should
• be able to describe the types of faults.
• know the types of seismic waves.
• understand the different ways of calculating earthquake
magnitude.
• be familiar with the variables that determine earthquake
intensity, as in the Mercalli intensity scale.
• comprehend the relationships between periods and
frequencies of seismic waves, buildings, and geologic
foundations.
• recognize the types of buildings and building materials that
fail during earthquakes.
• understand how to construct buildings that do not fail
during earthquakes.
OUTLINE
• Understanding Earthquakes
• Types of Faults
• Development of Seismology
• Seismic Waves
• Locating the Source of an Earthquake
• Magnitude of Earthquakes
• Ground Motion During Earthquakes
• Earthquake Intensity—What We Feel During an Earthquake
• A Case History of Mercalli Variables: The San Fernando
Houses built on vertical posts in Bosques de las Lomas, Mexico City,
have precious little shear strength to respond to seismic waves.
Photo by Pat Abbott
Valley, California, Earthquake of 1971
• Building in Earthquake Country
Internal Energy
CHAPTER 3
A Classic Disaster
The Lisbon Earthquake of 1755
Portugal in the 18th century, and especially its capital city of Lisbon,
was rich with the wealth its explorers brought from the New World.
Portugal’s decline probably began with a set of earthquakes. On
the morning of 1 November 1755—All Saints Day—Lisbon rocked
under the force of closely spaced earthquakes originating offshore
under the Atlantic Ocean. On this day of religious observance, the
churches were full of worshippers. About 9:40 a.m., a thunderous
underground sound began, followed by violent ground shaking.
The severe ground movement lasted two to three minutes, causing widespread damage to the buildings in this city of more than
250,000 people. Most of Lisbon’s churches were built of masonry;
they collapsed into the narrow streets, killing thousands of trapped
and fleeing people. Tapestries fell onto candles and lamps—all
lit on this holy day—and started fires that burned unchecked for
six days.
Before an hour had passed, crippled Lisbon was rocked by a
second earthquake, more violent but shorter-lived than the first.
In the panic, many of the frightened survivors of the first earthquake had rushed to the shore for safety, only to be swept away
by quake-caused sea waves up to 10 m (33 ft) high. These walls
of water spilled onto the land, carrying boats and cargo more
than 0.5 km inland. As the seawater withdrew, it dragged people and debris from the earthquake-shattered structures back to
the ocean.
The two earthquakes killed almost 70,000 people and
destroyed or seriously damaged about 90% of the buildings in
Lisbon (figure 3.1). At the time, the city was rich in bullion, jewels,
T
he earth beneath our feet moves, releasing energy
that shifts the ground and sometimes topples cities.
Some earthquakes are so immense that their energy is
equivalent to thousands of atomic bombs exploded simultaneously. The power of earthquakes to destroy human
works, to kill vast numbers of people, and to alter the
very shape of our land has left an indelible mark on many
civilizations.
Earthquake unpredictability instills an uneasy respect
and fear in humankind that, through the millennia, have
helped shape thought about life and our place in it. Ancient
accounts of earthquakes tend to be quite incomplete.
Instead of providing rigorous descriptions of Earth behavior, they emphasize interpretations. For more than 2,000
years, based on Aristotle’s ideas, many explanations of
earthquakes were based on winds rushing beneath Earth’s
surface. Even Leonardo da Vinci wrote in his Notebooks,
about 1500 ce, that:
When mountains fall headlong over hollow places they
shut in the air within their caverns, and this air, in order
to escape, breaks through the Earth, and so produces
earthquakes.
48 Chapter 3 Earthquake Geology and Seismology
Figure 3.1 The Lisbon earthquake.
©Science History Images/Alamy Stock Photo
and merchandise, and it had great commercial and cultural importance. The destruction of this famous city by earthquakes and their
resulting sea waves and fires was a shock to Western civilization.
Not only were the losses of lives and buildings staggering, but the
fires also incinerated irreplaceable libraries, maps and charts of
the Portuguese voyages of discovery, and paintings by such masters as Titian, Correggio, and Rubens. The Lisbon earthquakes did
more than devastate a city; they changed the prevailing philosophies of the era. All was not well in the world after all.
Despite the profound effects that earthquakes have
had on civilizations for so many centuries, scientific observations did not begin until the early 19th century, when
good descriptions were made of earthquake effects on
the land. Today, less than two centuries later, our knowledge of earthquakes has increased enormously. We have
a fairly comprehensive understanding of what earthquakes
are, why and where they happen, and how big and how
often they occur at a given site. Our scientific data and
theories allow us to understand phenomena that even the
greatest minds of the past could not have glimpsed. Such
are the rewards from the pyramidal building of knowledge
we call science.
Understanding Earthquakes
The word earthquake is effectively a self-defining
term—the Earth quakes, the Earth shakes, and we feel
the vibrations. Earthquakes, or seisms, may be created
by volcanic activity, meteorite impacts, undersea landslides, explosions of nuclear bombs, and more; but most
commonly, they are caused by sudden earth movements
along faults. A fault is a fracture surface in the Earth
across which the two sides move past each other (figure 3.2). Stresses build up in rocks, but friction along
fault surfaces holds the rocks together. When stress
builds high enough, the rocks along the fault snap and
move suddenly, releasing energy in waves we feel as the
shaking of an earthquake.
To visualize this fault movement, snap your fingers.
As you prepare your finger snap, you push your thumb
and finger together and sideways, but friction resists their
moving past each other. When stress builds high enough,
your thumb and finger slip rapidly, releasing energy as
Figure 3.2 Offset of tilled farmland by 1979 movement of the
Imperial fault, southernmost California. View is to the east; the west
side of the fault (closest to you) has moved northward (to your left).
©Kerry Sieh
sound waves. Both a fault rupture in the earth and your
finger snap feature the same sudden slips that release
energy in waves.
FAULTS AND GEOLOGIC MAPPING
The 19th-century recognition that fault movements cause
earthquakes was a fundamental advance that triggered a
whole new wave of understanding. With this relationship in
mind, geologists go into the field to map active faults, which
in turn identifies earthquake-hazard belts. Because a fault
moves formerly continuous rock layers apart, the careful
mapping of different rock masses can define sharp lines that
separate offset segments of single rock masses. Fault surfaces can be vertical, horizontal, or at any angle to Earth’s
surface. Some faults rupture the ground; some do not.
The principles that help us understand faults begin with
some of the earliest recognized relationships about rocks,
which are still useful today. In 1669, the Danish physician
Niels Steensen, working in Italy and known by his Latinized name of Steno, set forth several laws that are fundamental in interpreting geologic history. His law of original
horizontality explains that sediments (sands, gravels, and
muds) are originally deposited or settled out of water in
horizontal layers. This is important because some older
sedimentary rock layers are found at angles ranging from
horizontal to vertical. But since we know they started out as
horizontal layers (figure 3.3), their postdepositional history
of deformation can be unraveled by mentally returning their
orientations back to horizontal (figure 3.4).
In the law of superposition, Steno stated that in an
undeformed sequence of sedimentary rock layers, each
Figure 3.3 North wall of
the upper Grand Canyon.
At the canyon bottom, the
once horizontal sedimentary
rock layers have been tilted
to the east. Their uptilted
ends have been eroded and
buried by horizontal younger
rock layers.
©University of Washington Libraries,
Special Collections, John Shelton
Collection, Shelton 1081
Understanding Earthquakes 49
Figure 3.4 These sedimentary rocks were deposited in
horizontal layers, but have since been compressed into contorted
layers by movements of the San Andreas fault.
©University of Washington Libraries, Special Collections, John Shelton Collection,
Shelton KC13887
successive layer is deposited on top of a previously formed,
and hence older, layer. Thus, each sedimentary rock layer
is younger than the bed beneath it but older than the bed
above it (figures 3.3 and 3.4).
Steno’s law of original continuity states that sediment
layers are continuous, ending only by butting up against a
topographic high, such as a hill or a cliff, by pinching out
due to lack of sediment, or by gradational change from one
sediment type to another. This relationship allows us to
appreciate the incongruity of a sedimentary rock layer that
abruptly terminates. Something must have happened to terminate it. For example, a stream may have eroded through
it, or a fault may have truncated it. Geologists spend a lot
of time locating and identifying offsets of formerly continuous rock layers. In this way, we can determine the lengths
of faults and estimate the magnitude of earthquakes they
produce. Longer lengths of fault rupture create bigger
earthquakes.
On a much broader scale, we can find large offsets on
long-acting, major faults. Figure 3.5 shows a pronounced
line cutting across the land in a northeast-southwest trend;
this is the Alpine fault on the South Island of New Z
ealand.
The west (left) side has been moved 480 km (300 mi) toward
the north. In Otago province in the southern part of the
South Island, gold was discovered in 1861 in stream gravels.
This set off a gold rush that brought in prospectors and miners from all over the world. The gold fever that had attracted
so many fortune seekers to California in 1849 now moved to
New Zealand. Prospectors panned the streams and worked
their way upstream into bedrock hills to find the source of
the gold. Yet much of the wealth lay 480 km to the northeast in Nelson province, where the same gold-bearing rock
Figure 3.5 Aerial photo
of part of South Island, New
Zealand (see figure 3.6 for
location). The Alpine fault
cuts a prominent slash
from near the lower left
(southwest) corner of the
photo to the top center
(northeast). Arrowheads line
up with the fault.
Photo by Pat Abbott
50 Chapter 3 Earthquake Geology and Seismology
Nelson
block
Nelson
e
Alpin
fault
N
Queenstown
Area covered
by photo in
figure 3.5
ine
Alp lt
fau
Fiordland
block
Otago
schists
0
100
200 300 km
(a)
Figure 3.6 Generalized geologic map of South Island, New
Strik
e
Zealand. Each map color records a different type of rock. Locate the
Alpine fault, and then match up the rock patterns across the fault.
The gold-bearing rocks near Queenstown have been offset 480 km
(300 mi) to near Nelson.
Dip
Hor
izon
inte
rsec tal line
of
tion
masses had been offset along the Alpine fault by more
than 23 million years of fault movements (figure 3.6). As
this example shows, fault studies also can have tremendous
implications for locating mineral wealth.
Water surface
tion
irec
d
Dip
Dip
angle
Types of Faults
As tectonic plates move, mountains are elevated and basins
are warped downward. The brittle rocks of the lithosphere
respond by fracturing (also called jointing or cracking).
When regional forces create a large enough stress differential
in rocks on either side of a fracture, then movement occurs
and the fracture becomes a fault. Accumulated movements
of rocks along faults range from millimeters to hundreds of
kilometers. These movements can cause originally horizontal sedimentary rock layers to be tilted and folded into a wide
variety of orientations (figure 3.7a). To describe the location
in three-dimensional (3-D) space of a deformed rock layer,
a fault surface, or any other planar feature, geologists make
measurements known as dip and strike. Dip is seen in the
two-dimensional (2-D) vertical view (cross-section) as the
angle of inclination from the horizontal of the tilted rock
layer (figure 3.7b). It is also important to note the compass
direction of the dip in the horizontal plane—for example,
toward the northeast. Strike is viewed in the 2-D horizontal
view (map) as the compass bearing of the rock layer where
it pierces a horizontal plane.
DIP-SLIP FAULTS
The classification of faults uses some terminology of early
miners. Many ore veins were formed in ancient fault zones.
Thus, many mines consist of adits (passages) dug along old,
(b)
Figure 3.7 (a) A 75-million-year-old sandstone layer at
La Jolla Bay, California, exposed at a moderately high tide. The sea
surface forms a horizontal plane against the inclined sandstone
bed. (b) The strike of a rock layer is the compass bearing of the
“shoreline.” The dip angle is the number of degrees below horizontal
that the rock layer is inclined.
(a) Photo by Pat Abbott
inactive faults. Ores are common along faults because when
one block of rocks moves past another in a fault zone, the
tremendous friction tends to shatter and pulverize the rocks
in the fault zone. The broken rock creates an avenue of permeability through which water can flow. If the underground
water carries a concentration of dissolved metals, they may
precipitate as valuable elements or minerals within the
fault zone. Early miners working in excavated fault zones
called the floor beneath their feet the footwall and the rocks
above their heads the hangingwall (figure 3.8). This terminology is used to define the types of faults dominated by
vertical movements, called dip-slip faults. Faults with the
major amounts of their offset in the dip or vertical direction are caused by either a pulling (tension) or a pushing
(compression) force.
Types of Faults 51
Figure 3.8 Schematic cross-
Mine
section of miners excavating ore that
precipitated in broken rock within an
old fault zone. Notice that the rock
layers in the footwall and hangingwall
are no longer continuous; this gives
evidence of the movements that
occurred along the fault in the past.
Ground surface
Hangingwall
Footwall
Figure 3.9 Schematic cross-
section of a normal fault; that is, the
hangingwall has moved downward (in a
relative sense). Extensional forces are
documented by the zone of omission,
where the originally continuous rock
layers are missing. The small arrows
indicate movement; the larger arrows
show force.
Zone
of
omission
There are two major types of dip-slip faults: normal faults
and reverse faults. A normal fault occurs when the hangingwall moves down relative to the footwall. The dominant
force is extensional, as recognized by the separation of the
pulled-apart rock layers in a zone of omission (figure 3.9).
The word normal as a name for this type of fault is unfortunate because it carries a connotation of normalcy, as if this
were the standard or regular mode of fault movement; such
is not the case. Extensional or normal-style faults are typical
of the faults at seafloor spreading centers and in regions of
continents being pulled apart.
If the dominant force that creates a fault movement is
compressional, then the rock layers are pushed together,
or repeated, when viewed in cross-section (figure 3.10).
With compressional forces, the hangingwall moves upward
relative to the footwall; this type of fault is referred to as a
52 Chapter 3 Earthquake Geology and Seismology
reverse fault. The compressional motions of reverse faults
are commonly found at areas of plate convergence where
subduction or continental collision occurs.
The extensional versus compressional origins of movement can have enormous economic implications. Look
again at figures 3.9 and 3.10. Visualize the emphasized (dotted) rock layer in each figure as being an oil reservoir. Now
imagine yourself to be the landowner above either the zone
of omission or the zone of repetition. In one case, it could
mean poverty; in the other, great wealth.
STRIKE-SLIP FAULTS
When stress produces shear and causes most of the movement along a fault to be horizontal (parallel to the strike
direction), the fault is referred to as a strike-slip fault.
fault; try it facing both directions
with figure 3.11. Similarly, if features on the left-hand side of the
fault have moved closer to you, then
it is a left-lateral, or sinistral, fault.
We have looked at a large strikeslip fault in New Zealand, the
Alpine fault, but the most famous
strike-slip fault in the world is the
San Andreas in California. This
right-lateral fault is more than
1,300 km (800 mi) long. On 18
April 1906, a 430 km (265 mi) long
segment of the San Andreas fault
Zone
ruptured and moved horizontally as
of
much as 6.5 m (20 ft) in 60 seconds.
repetition
The great burst of energy generated
by the fault movement was actually
Figure 3.10 Schematic cross-section of a reverse fault; that is, the hangingwall has moved upward
(in a relative sense). Compressional forces are documented by the zone of repetition, where the
the release of elastic energy that
originally continuous rock layers have been split, shoved together, and stacked above each other.
had built up and been stored in the
rocks for many decades.
These fault offsets are seen in map view as though from a
Faults are not simple planar surfaces that glide readily
balloon or airplane looking down on Earth’s surface. Strikewhen subjected to stress. Instead, faults are complex zones
slip faults are further classified on the basis of the relative
of breakage where rough and interlocking rocks are held
movement directions of the fault blocks. If you straddle a
together over an irregular surface that extends many miles
fault and the block on your right-hand side has moved relabelow the ground. Stress must build up over many years
tively toward you, then it is called a right-lateral, or dextral,
before enough potential energy is stored to allow a rupture
fault (figure 3.11). Notice that this convention for naming
on a fault. The initial break occurs at a weak point on the
the fault works no matter which way you are straddling the
fault and then propagates rapidly along the fault surface.
Much of the energy stored in the rocks is released as radiating seismic waves that humans call an earthquake. The
point where the fault first ruptures is known as the hypocenter, or focus. The point on Earth’s surface directly
Right-lateral fault
above the hypocenter is called the epicenter (figure 3.12).
Straddle the fault; right-hand
A fault rupture is not a simple, one-time movement that
side moves toward you.
produces “the earthquake.” In fact, we never have just one
earthquake. The stresses that build up in the rocks in an area
are released by a series of movements along the fault, or several faults, that continue for weeks to months to years. Each
fault movement generates an earthquake.
Steps in Strike-Slip Faults
Figure 3.11 Map of a right-lateral, strike-slip fault. As the man
straddles the fault, the right-hand side of the fault has moved
relatively closer to him. If he turns around, will the right-hand side
of the fault still have moved closer to him?
Strike-slip faults do not simply split the surface of Earth along
perfectly straight lines. The rupturing fault tears apart the rocks
along its path in numerous subparallel breaks that stop and
start, bend left, and bend right. For analogy, visualize a sheet
cake or pan of moist mud. Put your right hand on the upper
right corner and your left hand on the lower left corner. Now
pull toward you with your right hand and push away with your
left. Do you visualize the cake ripping along one straight line?
Or along several breaks that stop and start, bend left and bend
right? So it is with Earth when it ruptures during an earthquake-generating fault movement. Normal and reverse faults
also have bends; we just don’t see them as easily on the surface.
The bends along a fault have profound implications for
the creation of topography. Figure 3.13a is a sketch of a
Types of Faults 53
Fault line on
surface
Surface rupture
Epicenter
Rupture area
Slip
Hypocenter
Fault surface
Figure 3.12 Block diagram of a fault surface. The hypocenter
(focus) is the point on the fault surface where the rupture began;
the epicenter is the point on Earth’s surface directly above the
hypocenter. Notice that because the fault surface is inclined (it dips),
the epicenter does not plot on the trace of the fault at the surface.
Source: J. Ziony, ed., “Earthquakes in the Los Angeles Region.” US Geological
Survey.
right-lateral fault with a bend (step) in it—a left-stepping
bend. Stand to either side of the fault and look at the region of
the bend. Note that the fault segment left of the bend is closest to you; hence, this is a left-stepping, right-lateral fault.
Notice what occurs at the bend in the fault when the two sides
slide past each other—compression, pushing together, collision, constraint. The photo in figure 3.13b shows a left step
in the right-lateral Superstition Hills fault west of Brawley,
California, which was created on 16 November 1987. Notice
how the compression at the bend produced a little hill. What
size could this hill attain if movements at this left step were
to occur for millions of years? It could grow into a mountain.
Similarly, figure 3.14a depicts a right step along a rightlateral fault. Visualize what happens at the bend in the fault.
In this case, the two sides pull apart from each other, extend,
diverge, release. The photo in figure 3.14b is from the same
earthquake, along a different length of the same fault, as in
figure 3.13b. At this right step, the two sides pulled apart and
created a down-dropped area—a wide crack or a little basin.
TRANSFORM FAULTS
Transform faults are a special type of horizontal-
movement fault first recognized by the Canadian geologist
J. Tuzo Wilson in 1965. Figure 3.15 depicts how a transform fault forms. Seafloor crust forms at oceanic volcanic ridges and is pulled apart by gravity and slab pull of
subducting plates. When plates collide, the denser plate
Left-stepping,
right-lateral fault
Stand to the side, look at
bend in fault; left-hand side
steps toward you.
er
eth
sh
Pu
g
To
(a)
Figure 3.13 (a) Left step in right-lateral fault. Notice that the
land is pushed together at the fault bend whenever the fault
moves. Movements will create a hill, which could grow to a
mountain if the fault remains active for a long enough time.
(b) Land offset along the Superstition Hills right-lateral fault
during its 16 November 1987 earthquake. See the left step and
the uplift at the bend. (Black arrows indicate directions of land
movement.)
(b) Photo by Pat Abbott
54 Chapter 3 Earthquake Geology and Seismology
(b)
(b)
Right-stepping,
right-lateral fault
Stand to the side, look at
bend in fault; right-hand side
steps toward you.
ll
Pu
art
Ap
(a)
Figure 3.14 (a) Right step in right-lateral fault. Notice that the
land is pulled apart at the fault bend whenever the fault moves.
Movements will create a hole, which could become a basin if the
fault stays active for a geologically long time. (b) Land offset along
the Superstition Hills right-lateral fault during its 1987 rupture. See
the right step and the pull apart at the bend. (Black arrows indicate
directions of land movement.)
(b)
t
nen
Sub
Sp
duc
t
ion
re
ce adin
nte g
r
zon
Transform fault
Fracture zone
Deep-ocean
trench
e
Spreading
center
Con
ti
(b) Photo by Pat Abbott
Lithosphere
Magma
Asthenosphere
Figure 3.15 Plate-tectonic model of a transform fault. Notice that the transform fault connects the two separated spreading centers; the
seafloor moves in opposite directions here. Beyond the spreading centers, the two plates move in the same direction and are separated by
a fracture zone; there is no transform fault here.
Types of Faults 55
subducts. But what happens along the sides
of the plates? They slide past each other at
transform faults. Visualize this process in
three dimensions. The spreading plates are
rigid slabs of oceanic rock, tens of kilometers
thick, that are being wrapped around a nearspherical Earth. How does a rigid plate move
about a curved surface? The plates must fracture, and these fractures are transform faults.
In fact, transform faults must link spreading
centers or connect spreading centers with
subduction zones.
In figure 3.15, notice that in the region
between the two spreading centers, the relative
motions of the two plates are in opposite directions in typical strike-slip fault fashion. However, passing both to the right and left of the
spreading centers, notice that the two slabs are
moving in the same direction. There they are
called fracture zones: there is no active offset
across a fracture zone.
Wire vibrates
moves
Framework
Heavy weight
does not move
Seismogram
Pen
Concrete base moves
Earth
moves
Figure 3.16 A basic seismograph. Earth moves, the seismograph framework
Development of
Seismology
moves, and the hanging wire vibrates, but the suspended heavy mass and pen
beneath it remain relatively steady. Ideally, the pen holds still while Earth moves
beneath the pen to produce an inked line. Three seismometers sensing vibrations
in orthogonal directions of ground shaking are required to record the full 3-D
shaking at a point.
The study of earthquakes is known as seismology
(after seism, meaning “earthquake”). The earliest earthquake-indicating device known was invented in
China in 132 ce by Chang Heng. The modern era of seismologic instrumentation began about 1880. Instrumentation continues to evolve through many different styles, but
a basic need is to record the 3-D movement of earthquake
waves. This is achieved by having instruments detect Earth
motions (seismometers) and record them (seismographs)
as north-south horizontal movements, east-west horizontal
movements, and vertical movements. To accurately record
the passage of seismic waves, a seismometer must have a part
that remains as stationary as possible while the whole Earth
beneath it vibrates. One way to accomplish this is by building
a frame that suspends a heavy mass (figure 3.16). The support
frame rests on Earth and moves as Earth does, but the mass
suspended by a wire must have its inertia overcome before
it moves. The principle of inertia explains that a stationary
object—for example, the suspended mass—tends to remain
stationary. The differences between motions of the frame and
the hanging mass are recorded on paper by pen and ink or,
increasingly, as digital data. Visualize the process this way:
hold an ink pen steady in your hand and then vibrate the
entire Earth beneath your pen to make an inked line.
Other important pieces of information to record include the
arrival times and the durations of the various seismic waves.
This is accomplished by having time embedded in the seismographic record either as inked tick marks on the paper graph
56 Chapter 3 Earthquake Geology and Seismology
or within the digital data. Time is standardized in the United
States by the national clock in Boulder, Colorado.
First-order analysis of the seismic records allows seismologists to identify the different kinds of seismic waves
generated by the fault movement, to estimate the amount of
energy released (magnitude), and to locate the epicenter/
hypocenter (where the rock hit the water, so to speak).
WAVES
Throw a rock into a pond, play a musical instrument, or
experience a fault movement, and the water, the air, or the
Earth will transmit waves of energy that travel away from
the initial disturbance. All these waves have the following similarities: amplitude, the height of the wave above
the starting point (figure 3.17); wavelength, the distance
B
Wavelength
A
Amplitude
Travel direction
Figure 3.17 Wave motion. Amplitude is the height of the wave
above the starting point. Wavelength is the distance between wave
crests B and A. Period is the amount of time in seconds for wave
crest B to travel to site A.
between successive waves; period, the time between
waves measured in seconds; and frequency, the number
of waves passing a given point during 1 second. Frequencies are measured in hertz (Hz), where 1 Hz equals one
cycle per second. Note that period and frequency are
inversely related:
Period =
1
frequency (in hertz)
For example, if five waves passed a given point in
1 second, then the frequency is 5 Hz and the period of time
between each wave is 0.2 second.
Seismic Waves
When a fault slips, or an explosion occurs, it releases energy
in seismic waves that pass through the whole body of the
planet (body waves) and others that move near the surface
only (surface waves).
BODY WAVES
Body waves are the fastest and are referred to as either primary or secondary waves. Body waves ranging from about
0.02 Hz to tens of Hz produce measurable ground shaking.
These high-frequency, short-period waves are most energetic
for short distances close to the hypocenter/epicenter.
Primary Waves
The primary (P) wave is the fastest and thus the first to
reach a recording station. P waves move in a push-pull fashion, alternating pulses of compression (push) and extension (pull); this motion is probably best visualized using
a Slinky toy (figure 3.18a). P waves radiate outward from
their source in an ever-expanding sphere, like a rapidly
inflating balloon. They travel through any material, be it
solid, liquid, or gas. Their speed depends on the density and
compressibility of the materials through which they pass.
The greater the resistance to compression, the greater the
speed of the seismic waves passing through packed atomic
lattices. Representative velocities for P waves in hard rocks
(e.g., granite) are about 5.1 to 5.5 km/sec (about 11,400 to
12,300 mph). P waves in water slow to 1.4 km/sec (about
3,100 mph). Because P waves and sound waves are both
compressional waves, they can travel through air. P waves
may emerge from the ground, and if you are near the epicenter, you may be able to hear those P waves pulsing at around
15 cycles per second as low, thunderous noises. The arrival
of P waves at your home or office is similar to a sonic boom,
including the rattling of windows.
Secondary Waves
The secondary (S) wave is the second wave to reach a recording station. S waves are transverse waves that propagate by
shearing or shaking particles in their path at right angles
to the direction of advance. This motion is probably most
easily visualized by considering how a jump rope moves
when you shake one end up and down (figure 3.18b). S
waves travel only through solids. S waves do not propagate through fluids. On reaching fluid or gas, the S wave
energy is reflected back into rock or is converted to
another form. The velocity of an S wave depends on the
density and resistance to shearing of materials. Fluids and
gases do not have shear strength and thus cannot transmit
S waves. Representative velocities for S waves in dense
rocks (e.g., granite) are about 3 km/sec (about 6,700 mph).
With their up-and-down and side-to-side motions, S waves
shake the ground surface and can do severe damage to
buildings.
SEISMIC WAVES AND EARTH’S INTERIOR
Large earthquakes generate body waves energetic enough
to be recorded on seismographs all around the world.
These P waves and S waves do not follow simple paths as
they pass through Earth; they speed up, slow down, and
change direction, and S waves even disappear. Analysis
of the travel paths of the seismic waves gives us our models of Earth’s interior (figure 3.19). Earth is not homogeneous. Following the paths of P and S waves from Earth’s
surface inward, there is an initial increase in velocity, but
then a marked slowing occurs at about 100 km (62 mi)
depth; this is the top of the asthenosphere. Passing farther down through the mantle, the velocities vary but
generally increase until about 2,900 km (1,800 mi) depth;
there, the P waves slow markedly and the S waves disappear. This is the mantle-core boundary zone. The disappearance of S waves at the mantle-core boundary, due to
their reflection or conversion to P waves, indicates that
the outer core is mostly liquid. Moving into the core, P
wave velocities gradually increase until a jump is reached
at about 5,150 km (3,200 mi) depth, suggesting that the
inner core is solid.
SURFACE WAVES
Surface waves are created by body waves disturbing the
surface. They are of two main types—Love waves and Rayleigh waves. Both Love and Rayleigh waves are referred to
as L waves (long waves) because they take longer periods
of time to complete one cycle of motion and are the slowest moving. The frequencies of surface waves are low—less
than one cycle per second. The low-frequency, long-period
waves carry significant amounts of energy for much greater
distances away from the epicenter.
Seismic Waves 57
direction of advance; to understand this, visualize the jump
rope in figure 3.18b lying on the
ground. Love waves generally
travel faster than Rayleigh waves.
Like S waves, they do not move
through water or air.
(a)
P wave
Rayleigh Waves
(b)
Rayleigh waves were predicted to
exist by Lord Rayleigh 20 years
before they were actually recognized. They advance in a backward-
rotating,
elliptical
motion
(figure 3.18c) similar to the orbiting
paths of water molecules in windblown waves of water, except that
waves in water are forward-rotating
(figure 3.18d). The shaking produced by Rayleigh waves causes
both vertical and horizontal movement. The shallower the hypocenter, the more P and S wave energy
will hit the surface, thus putting
more energy into Rayleigh waves.
The rolling waves pass through
both ground and water. The oftenheard report that an earthquake
feels like being rocked in a boat at
sea well describes the passage of
Rayleigh waves. These waves have
long periods, and once started, they
go a long way.
S wave
(c)
Direction of Rayleigh wave motion
(d)
Wind
Ocea
n su
Ocean waves
beach
SOUND WAVES
AND SEISMIC WAVES
Waves are fundamental to both
music and seismology. M
usicians
use instruments to produce the
sound waves we hear as music.
For example, a trombone player
controls the amount of sound
with his breath, and changes the
Figure 3.18 Types of seismic waves. (a) P waves exhibit the push-pull motion of a Slinky toy.
frequencies of the sound waves
(b) S waves move up and down perpendicular to the direction of advance, like a shaken jump rope.
(c) Rayleigh waves advance in a backward-rotating motion, as opposed to (d) wind-blown ocean
by extending and retracting the
waves, which cause water to move in forward-rotating circles.
slide on the trombone. Earthquakes generate body and surface waves; seismologists record
Love Waves
and analyze the seismic wave frequencies to understand the
Love waves were recognized and first explained by the Britearthquake.
ish mathematician A. E. H. Love. Their motion is similar
Music is a common part of our lives and we are familto that of S waves, except it is from side-to-side in a horiiar with hearing sound waves. Sound waves and seismic
zontal plane roughly parallel to Earth’s surface. As with
waves can be presented in the same visual form. WaveS waves, their shearing motion is at right angles to the
forms for a trombone and a moderate-size earthquake are
rface
58 Chapter 3 Earthquake Geology and Seismology
Hydrosphere
(liquid)
Wave velocity (km/sec)
6
8
10
12
14
0
Lithosphere
(solid)
1,000
Asthenosphere
(“soft plastic”)
2,000
P wave
S wave
Mantle
3,000
Depth (km)
Atmosphere
4
4,000
Outer core
5,000
P wave
Inner
core
(solid)
6,000
Figure 3.19 Varying velocities of P waves and S waves help define the internal structure of Earth.
Magnitude 5.1 Earthquake at Two Distances
Station 10 km from earthquake
Ground velocity
Air pressure
One Note or Source on the Trombone
but Varying the Path
Slide retracted — short path
Slide extended — long path
Station 120 km from earthquake
Relative
magnification 36x
Time
0.01
second
Time
2 seconds
Figure 3.20 Comparison of wave patterns for a trombone and an earthquake for short and long-distance travel paths.
Source: A. Michael, S. Ross, and D. Schaff, “The Music of Earthquakes; Waveforms of Sound and Seismology” originally presented at Sigma Xi conference on Science
and Art. USGS.
shown in figure 3.20. Both a trombone and an earthquake
have more higher-frequency waves if a shorter path is
traveled—that is, the trombone is retracted and has a short
length, and the fault-rupture length is short. As the travel
paths become longer for both trombone (extended) and
earthquake (longer fault rupture), the number of low-frequency waves increases. Musically, as the path through the
trombone lengthens, the vibrations per second decrease,
the frequencies are lower, and the tone is lower. Seismically, a rupturing fault sends off high-frequency seismic
waves, but as the fault rupture grows longer, more low-frequency seismic waves are generated. The ranges of some
common frequencies are listed in table 3.1.
TABLE 3.1
Some Common Frequencies (in hertz)
Sound Waves
30,000 Hz—heard by dogs
15–20 Hz to 15,000–20,000 Hz—range of human hearing
15–20 Hz—P waves in air heard by humans near epicenter
Seismic Waves
0.02–30 Hz—body waves
0.002–0.1 Hz—surface waves
Seismic Waves 59
In Greater Depth
Seismic Waves from
Nuclear Bomb Blasts Versus
Earthquakes
North Koreans buried an atom bomb and detonated
it on 12 February 2013, releasing energy equivalent to a magnitude 5.1 earthquake. The seismic
wave pattern recorded at the IRIS/USGS Global
Seismic Network Station in Mudanjiang, China
(figure 3.21a) shows an explosion of compressional
energy yielding an abundance of P waves, with
lesser shearing, S wave energy.
Compare the bomb-blast seismic record with
that of a magnitude 5.0 earthquake recorded at
the same seismic station in China (figure 3.21b). The
natural earthquake has less compressional energy
as shown by lesser P waves. The earthquake has
much greater shear wave energy as shown by the
prominent S wave development.
The different P and S wave patterns are useful for distinguishing between human-caused and
natural events.
60 seconds
(a) Bomb
P waves
(b) Earthquake
Figure 3.21 Seismic records from Mudanjiang, China. (a) Recording of magnitude
5.1 bomb blast set off in North Korea on 12 February 2013. Note the prominent development
of the early arriving P waves. (b) Recording of magnitude 5.0 earthquake. Note the lesser
P waves and prominent development of later arriving S waves.
of P and S waves is determined by subtracting the P arrival
time from the S time (S–P). Inspection of the seismogram
in figure 3.23 shows that S waves arrived 11 minutes after
P waves. Figure 3.22 indicates that an S–P arrival time difference of 11 minutes corresponds to an earthquake about
8,800 km (5,400 mi) away. But in what direction?
Epicenters can be located using seismograms from three
recording stations. As an example, S–P wave arrival time differences yield distances to the epicenter of 164 km (102 mi)
from University of Memphis in Tennessee, 236 km (146 mi)
Locating the Source
of an Earthquake
Using the lengths of time the various seismic waves take
to reach a seismograph, the locations of the epicenter and
hypocenter can be determined. P waves travel about 1.7
times faster than S waves. Thus, the farther away from the
earthquake origin, the greater is the difference in arrival
times between P and S waves (figure 3.22). When a seismograph records an earthquake, the difference in arrival times
e
av
11 min
s
Sw
wa
ve
15
P
rfa
ce
Su
Minutes after start of earthquake
earthquake for seismic waves. Note that the arrival time
difference for P and S waves of 11 minutes in figure 3.23
corresponds to a distance of about 8,800 km (5,400 mi).
L
20
10
Figure 3.22 Plot of travel time versus distance from
S
25
ave
Pw
5
0
2,000
S waves
4,000
6,000
8,000
10,000
Distance from earthquake in kilometers
60 Chapter 3 Earthquake Geology and Seismology
P
S
11 minutes
Figure 3.23 Seismogram recorded in Finland of the Sumatran
earthquake on 26 December 2004. Notice that the difference in
arrival times of P and S waves is 11 minutes. See figure 3.22 to read
the distance traveled by the seismic waves.
from St. Louis University in Missouri, and 664 km (412 mi)
from Ohio State University in Columbus. If the distance from
each station is plotted as the radius of a circle, the three circles
will intersect at one unique point—an epicenter at New Madrid,
Missouri (figure 3.24). Computers usually make the calculations to determine epicenter locations; however, a better mental
picture of the process is gained via the hand-drawn circles.
The difference in arrival times of P and S waves (S–P)
actually measures the distance from the recording station
to the hypocenter (or focus) of the earthquake, the site of
initial fault movement (see figure 3.12). If the hypocenter
is on Earth’s surface, then the hypocenter and epicenter
are the same. However, if the hypocenter is deep below
the surface, it will affect the arrival time of surface (L)
waves because L waves do not begin until P waves strike
the Earth’s surface. The depth to a hypocenter is best
determined where an array of seismometers is nearby,
thus allowing careful analysis of P wave arrival times.
Magnitude of Earthquakes
Magnitude is an estimate of the relative size or energy
release of an earthquake. The magnitude is proportional
to the area of the fault surface that moves or slips and how
much it slips. It is commonly measured from the seismic
wave traces on a seismogram.
RICHTER SCALE
In 1935, Charles Richter of the California Institute of Technology devised a quantitative scheme to describe the magnitude of
California earthquakes, specifically events with shallow hypocenters located near (less than 300 mi from) the seismometers.
Richter based his scale on the idea that the bigger the earthquake, the greater the shaking of Earth and thus the greater the
amplitude (swing) of the lines made on the seismogram. To
standardize this relationship, he defined magnitude as:
the logarithm to the base ten of the maximum seismic wave amplitude (in thousandths of a millimeter)
recorded on a standard seismograph at a distance of
100 kilometers from the earthquake center.
Columbus
St.Louis
New Madrid
Memphis
Figure 3.24 Location of an earthquake epicenter. S–P arrival
time difference calculations gave a radius of 164 km from Memphis,
236 km from St. Louis, and 664 km from Columbus. The circles
plotted with these values intersect uniquely at New Madrid,
Missouri—the epicenter.
Because not all seismometers will be sitting 100 km from
the epicenter, corrections are made for distance. Richter
assigned simple, whole numbers to describe magnitudes; for
every 10-fold increase in the amplitude of the recorded seismic wave, the Richter magnitude increases one number—for
example, from 4 to 5. The energy released by earthquakes
increases even more rapidly than the 10-fold increase in
amplitude of the seismic wave trace. For example, if the
amplitude of the seismic waves increased 10,000 times
(10 × 10 × 10 × 10), the Richter magnitude would move up
from a 4 to an 8. However, the energy release from 4 to 8
increases by 2,800,000 times (table 3.2).
What does this increase mean in everyday terms? If you
feel a magnitude 4 earthquake while sitting at your dinner
table, and then a magnitude 8 comes along while you are
still at the table, would you really be shaken 2,800,000 times
as hard? No. The greater energy of the magnitude 8 earthquake would be spread out over a much larger area, and over
a time interval about 20 times longer (e.g., 60 seconds as
opposed to 3 seconds). At any one location, the felt shaking in earthquakes above magnitude 6 does not increase
Magnitude of Earthquakes 61
for a longer time will experience the intense shaking. A longer duration of shaking can greatly increase the amount of
damage to buildings.
Computing a Richter magnitude for an earthquake is
quickly done, and this is one of the reasons for its great
popularity with the deadline-conscious print and electronic
media. Upon learning of an earthquake, usually by phone
calls from reporters, one can rapidly measure (1) the amplitude of the seismic waves and (2) the difference in arrival
times of P and S waves. Figure 3.25 has reduced Richter’s
equation to a nomograph, which allows easy determination
of magnitude. Take a couple of minutes to figure out the
magnitude of the earthquake whose seismogram is printed
above the nomograph.
Each year, Earth is shaken by millions of quakes that are
recorded on seismometers. Most are too small to be felt by
humans. Notice the distinctive “pyramidal” distribution of
TABLE 3.2
Energy of Richter Scale Earthquakes
Richter
Magnitude
Energy
Increase
Energy Compared
to Magnitude 4
4
1
5
=
48 Mag 4 EQs
48
6
=
43 Mag 5 EQs
2,050
7
=
39 Mag 6 EQs
80,500
8
=
35 Mag 7 EQs
2,800,000
30
S
P
20
10
millimeters
very much more (maybe three times more for each step up
in magnitude); it certainly does not increase as much as the
values in table 3.2 might lead us to think. In effect, the bigger earthquake means that more people in a larger area and
Amplitude
(peak height)
0
10 20
seconds
S–P
(arrival time difference)
500
400
50
40
100
6
300
30
200
100
60
40
20
20
10
20
4
5
10
8
6
3
2
4
2
1
1
2
0–5
Distance
(km)
5
50
0.5
0.2
0.1
0
S– P
(sec)
Magnitude
62 Chapter 3 Earthquake Geology and Seismology
Amplitude
(mm)
Figure 3.25 Nomograph of the Richter scale
allowing earthquake magnitudes to be estimated.
On the seismogram, read the difference in arrival
times of P and S waves in seconds and plot the
value on the left column of the nomograph. Next
read the amplitude of the peak height of the
S wave and plot this value on the far right column.
Draw a line between the two marked values, and
it will pass through the earthquake magnitude
on the center column. Check your answer in
Questions for Review at the end of the chapter.
TABLE 3.3
Earthquakes in the World Each Year
Magnitude
Number
of Quakes
per Year
8.5 and up
0.3
8–8.4
1
7.5–7.9
3
7–7.4
15
6.6–6.9
56
6–6.5
210
Strong
(destructive)
5–5.9
800
Moderate
(damaging)
4–4.9
6,200
Light
3–3.9
49,000
Minor
2–2.9
350,000
Very minor
0–1.9
3,000,000
Description
Great
Major
earthquakes by size—the smaller the earthquake magnitude,
the greater their numbers (table 3.3). Yet the fewer than
20 major and great earthquakes (magnitudes of 7 and higher)
each year account for more than 90% of the energy released
by earthquakes. At the upper end of the magnitude scale, the
energy increases are so great that more energy is released
going from magnitude 8.9 to 9 than from magnitude 1 to 8.
These facts underscore the logarithmic nature of the Richter
scale; each step up the scale has major significance.
OTHER MEASURES OF EARTHQUAKE SIZE
An earthquake is a complex event, and more than one
number is needed to assess its magnitude. Although the
Richter scale is useful for assessing moderate-size earthquakes that occur nearby, the 0.1- to 2-second-period
waves it uses do not work well for distant or truly large
earthquakes. The short-period waves do not become more
intense as an earthquake becomes larger. For example,
the Richter scale assesses both the 1906 San Francisco
earthquake and the 1964 Alaska earthquake as magnitude
8.3. However, using other scales, the San Francisco earthquake is a magnitude 7.8 and the Alaska seism is a 9.2.
The Alaska earthquake was at least 100 times bigger in
terms of energy.
The Richter scale is now restricted to measuring only
local earthquakes with moderate magnitudes (noted as ML).
Because earthquakes generate both body waves that travel
through Earth and surface waves that follow Earth’s uppermost layers, two other magnitude scales have long been used:
mb and Ms. The body-wave (mb) scale uses amplitudes of
P waves with 1- to 10-second periods, whereas the surfacewave scale (Ms) uses Rayleigh waves with 18- to 22-second
periods. Early on, all magnitude scales were considered
equivalent, but now we know that earthquakes generate different proportions of energy at different periods. For example, larger earthquakes with their larger fault-rupture surfaces
radiate more of their energy in longer-period seismic waves.
Thus, for great and major earthquakes, body-wave magnitudes (mb) will significantly underestimate the actual size of
the earthquake. Even a composite of these three methods of
determining earthquake magnitude (ML, mb, and Ms) does
not necessarily yield the true size of an earthquake.
Moment Magnitude Scale
Seismologists have moved on to other measures to more accurately determine earthquake size. The seismic moment (M0)
relies on the amount of movement along the fault that generated the earthquake; that is, M0 equals the shear strength of
the rocks times the rupture area of the fault times the average
displacement (slip) on the fault. Moment is the most reliable
measure of earthquake size; it measures the amount of strain
energy released by the movement along the whole rupture
surface. Seismic moment has been incorporated into a new
earthquake magnitude scale by Thomas Hanks and Hiroo
Kanamori, the moment magnitude scale (Mw), where:
Mw = 2/3 log10(M0) − 10.7
The moment magnitude scale is used for big earthquakes.
It is more accurate because it is tied directly to physical
parameters such as fault-rupture area, fault slip, and energy
release. For great earthquakes, it commonly takes weeks or
months to determine Mw because time is required for the
aftershocks to define the area of the rupture zone.
Some of the largest moment magnitudes calculated to
date are the 1960 Chile earthquake (Ms of 8.5; Mw of 9.5),
the 1964 Alaska earthquake (Ms of 8.3; Mw of 9.2), the 2004
Sumatra event (Mw of 9.1), and the 2011 Japan seism (Mw
of 9.0). These gigantic earthquakes occurred at subduction
zones. A variety of energetic events are placed on a logarithmic scale for comparison in figure 3.26. Each step or increment up the scale is a 10-fold increase in magnitude.
FORESHOCKS, MAINSHOCK,
AND AFTERSHOCKS
Large earthquakes do not occur alone; they are part of a
series of movements on a fault that can go on for years. The
biggest earthquake in a series is the mainshock. Smaller
earthquakes that precede the mainshock are foreshocks, and
those that follow are aftershocks. Realistically, there are no
differences between these earthquakes other than size; they
are all part of the same series of stress release on the fault.
A large-scale fault movement increases the stress on
adjacent sections of a fault, helping trigger the additional
fault movements that we feel as aftershocks. The danger
Magnitude of Earthquakes 63
Meteorite impact
(10 km diameter, 20 km/sec velocity)
1030
TABLE 3.4
Rupture Length and Duration
Magnitude
Rupture
Length
(km)
Duration
(seconds)
1964 Alaska
9.2
1,000
420
1906 San Francisco, CA
7.8
400
110
1992 Landers, CA
7.3
70
24
1983 Borah Peak, ID
7.0
34
9
2001 Nisqually, WA
6.8
20
6
1933 Long Beach, CA
6.4
15
5
2001 Yountville, CA
5.2
4
2
Earth's daily receipt of solar energy
1028
Earth's annual internal heat flow
U.S. annual energy consumption
Energy (Ergs) (logarithmic scale)
1026
Chile 1960 earthquake (M9.5)
Alaska 1964 and Sumatra
2004 earthquakes (M9.2)
Average annual seismic
energy release on Earth
World's largest
nuclear explosion
1024
Hurricane
(kinetic energy)
1022
Average hurricane
(10-day lifetime)
Average annual
seismicity in
continent interiors
Mount St. Helens eruption
New Madrid 1812 earthquake (M7.5)
1 megaton nuclear
explosion
∙∙ 10 km (6.2 mi) rupture ≈ magnitude 6
∙∙ 40 km (25 mi) rupture ≈ magnitude 7
∙∙ 400 km (250 mi) rupture ≈ magnitude 8
∙∙ 1,000 km (620 mi) rupture ≈ magnitude 9
Hiroshima 1945 atomic bomb
1020
Electrical energy of
typical thunderstorm
Average tornado (kinetic energy)
1018
1016
2.0
Lightning bolt
4.0
6.0
8.0
10.0
Equivalent moment magnitude (M)
(unitless numbers)
12.0
Figure 3.26 Equivalent moment magnitude of a variety of
seismic (green dots), human-made (yellow squares), and other
phenomena (red triangles).
Source: A. C. Johnston, “An earthquake strength scale for the media and the
public” in Earthquakes and Volcanoes 22 (no. 5): 214–16. US Geological Survey.
of large aftershocks is greatest in the three days following
the mainshock. Sometimes a big earthquake is followed by
an even bigger earthquake, and then the first earthquake is
reclassified as a foreshock.
MAGNITUDE, FAULT-RUPTURE LENGTH,
AND SEISMIC-WAVE FREQUENCIES
Fault-rupture length greatly influences earthquake magnitude. As approximations, these fault-rupture lengths yield
the following earthquake magnitudes:
∙∙ 100 m (328 ft) rupture ≈ magnitude 4
∙∙ 1 km (0.62 mi) rupture ≈ magnitude 5
64 Chapter 3 Earthquake Geology and Seismology
A rupture along a fault during an earthquake typically
moves 2 to 4 km/sec. A lengthier rupture gives a lengthier
duration of movement (table 3.4).
Fault-rupture lengths and durations in seconds also
affect the frequencies of seismic waves produced during earthquakes. Faults that move for short distances and
short amounts of time generate mostly high-frequency
seismic waves. Faults that rupture for longer distances and
longer times produce increasingly greater amounts of low-
frequency seismic waves.
Seismic waves die off with distance traveled. High-
frequency seismic waves die out first—at shorter distances
from the hypocenter. Low-frequency seismic waves carry
significant amounts of energy farther—through longer distances. High-frequency seismic waves cause much damage
at short distances from the epicenter. But at longer distances, it is the low-frequency seismic waves that do most
of the damage.
Ground Motion
During Earthquakes
Seismic waves radiate outward from a fault movement.
The interactions among the various seismic waves move
the ground both vertically and horizontally. Buildings usually are designed to handle the large vertical forces caused
by the weight of the building and its contents. They are
designed with such large factors of safety that the additional vertical forces imparted by earthquakes are typically
In Greater Depth
F = ma
Newton’s second law of motion explains that force (F) is equal
to mass (m) times acceleration (a). When a force is applied to a
mass, it produces a proportional acceleration. Mass is measured
in kilograms (kg). Acceleration is in meters per second per second
(m/s/s). Force is measured in newtons (1 newton = 1 kg m/s2). A
force of 1 newton will give a 1-kg mass an acceleration of 1 meter
per second per second. The sudden slip on a fault is a localized
Figure 3.27 This inadequately braced house failed due to
horizontal acceleration during the 1971 San Fernando earthquake.
Courtesy Rosemary Boost. Photo by Al Boost.
not a problem. Usually, the biggest concern in designing buildings to withstand large earthquakes is the sideways push from the horizontal components of movement
(figure 3.27).
ACCELERATION
Building design in earthquake areas must account for
acceleration. As seismic waves move the ground and
buildings up and down, and back and forth, the rate of
change of velocity is measured as acceleration. As an analogy, when your car is moving at a velocity of 25 mph on
a smooth road, you feel no force on your body. But if you
stomp on the car’s accelerator and rapidly speed up to 55
mph, you feel a force pushing you back against the car’s
seat. Following the same thought, if you hit the brakes
and decelerate rapidly, you feel yourself being thrown forward. This same type of accelerative force is imparted to
buildings when the ground beneath them moves during an
earthquake.
source of energy that creates forces on rock, which result in accelerations that shake us.
For an analogy, hold your arm upright in front of you and wave it
back and forth. You create rapid acceleration and high velocity, but
no damage is done because the mass of your arm is small and the
inertial forces are low. However, if a large mass, such as a building
weighing thousands of tons, is subjected to the same acceleration,
the motion produces large inertial forces that are difficult for the building to withstand. If these forces last long enough, the building may fail.
The usual measure of acceleration is that of a free-falling
body pulled by gravity; it is the same for all objects, regardless
of their weight. The acceleration due to gravity is 9.8 m/sec2
(32 ft/sec2), which is referred to as 1.0 g and is used as a
comparative unit of measure. Weak buildings begin to suffer damage at horizontal accelerations of about 0.1 g. At
accelerations between 0.1 and 0.2 g, people have trouble
keeping their footing, similar to being in the corridor of a
fast-moving train or on a small boat in high seas. A problem
for building designers is that earthquake accelerations have
locally been in excess of 1 g. For example, in the hills above
Tarzana, California, the 1994 Northridge earthquake generated phenomenal accelerations—1.2 g vertically and 1.8 g
horizontally.
PERIODS OF BUILDINGS AND RESPONSES
OF FOUNDATIONS
The concepts of period and frequency also apply to buildings.
Visualize the shaking or vibration of a 1-story house and a
30-story office building. Do they take the same amount of
time to complete one cycle of movement, to shake back and
forth one time? No. Typical periods of swaying for buildings
are about 0.1 second per story of height. The 1-story house
shakes back and forth quickly at about 0.1 second per cycle.
The 30-story building sways much slower, with a period of
about 3 seconds per cycle.
The periods of buildings are also affected by their construction materials. A building of a given height and design
will have a longer period if it is made of flexible materials
such as wood or steel; its period will be shorter if it is built
with stiff materials such as brick or concrete.
The velocity of a seismic wave depends on the type of
rock the wave is traveling through. Seismic waves move
faster through hard rocks and slower through softer rocks
and loose sediments. Seismic waves are modified by the
rocks they pass through; they become distorted. When
seismic waves pass from harder rocks into softer rocks,
they slow down and thus must increase their amplitude
to carry the same amount of energy. Shaking tends to
Ground Motion During Earthquakes 65
In Greater Depth
What to Do Before and
During an Earthquake
BEFORE
We have seen that earthquakes don’t kill us—it is our own buildings and belongings that fall during the shaking and harm us. What
should you do to be prepared for an earthquake? First, walk into
each room of your house, assume that strong shaking has begun,
and carefully visualize (virtual reality) what might fall—for example,
ceiling fan, chandelier, mirror, china cabinet, gas water heater. Now
reduce the risk. Nail them. Brace them. Tie them. Velcro them.
Lower them. Remove them.
Second, walk outside, assume strong shaking, and visualize what might fall—for example, trees, power lines, brick
chimney. Now reduce the risk. Trim them. Chop them. Replace
them.
be stronger at sites with softer sediments because seismic waves move more slowly but with greater amplitude
(figure 3.28).
When seismic waves of a certain period carry a lot of
energy and their period matches the period of a building,
the shaking is amplified and resonance can occur. The
resonance created by shared periods for seismic waves and
buildings is a common cause of the catastrophic failure of
buildings during earthquakes.
Understanding the concept of shared periods and resonance may be advanced by visualizing a tall flagpole with
a heavy metal eagle on top. First, if you shake this pole,
you will quickly learn that the pole has a strong tendency
to move back and forth only at a certain rate or period. If
the flagpole swings a complete cycle in 2 seconds, it has a
period of 2 seconds. Second, if seismic waves of a 2-second
period begin to shake the ground, the amount of movement
of the flagpole starts to increase. The pole is now resonating, the forces it must withstand have increased, and the
greater forces created by the combined periods may cause
destruction.
Seismic-wave travel
In hard rocks
Higher velocity
Lower amplitude
In soft sediments
Lower velocity
Higher amplitude
Figure 3.28 Seismic wave velocity and amplitude are modified
by the types of rock they pass through.
66 Chapter 3 Earthquake Geology and Seismology
Third, repeat the visits inside and outside your home. This
time, locate safe spots where protection exists—for example,
under a heavy table, beneath a strong desk, under a bed. Remember these safe spots so you can occupy them quickly when shaking begins. Drop, cover, and hold on.
DURING
After preparing your home, program yourself to stay composed
during the shaking. Remember that the severe shaking probably
will last only 5 to 60 seconds. So, be calm and protect yourself for
1 minute. In most places, if you are inside, you should stay inside; if
you are outside, stay outside. This advice was underscored in the
San Simeon earthquake in California on 22 December 2003. Both
fatalities occurred to women running out the door of a 19th-century
building; they were killed by debris falling off the building front. The
people who stayed inside the building were unharmed.
Earthquake Intensity—What We
Feel During an Earthquake
During the tens of seconds that a large earthquake lasts, we
feel ourselves rocked up and down and shaken from side to
side. It is an emotional experience, and the drama of our personal accounts varies according to our location during the
shaking and our personalities. But for personal narratives
to have meaning that can be passed on to succeeding generations, common threads are needed to bind the accounts
together. In the late 1800s, descriptive schemes appeared
that were based on the intensity of effects experienced by
people and buildings. The most widely used scale came
from the Italian professor Giuseppi Mercalli in 1902; it was
modified by Charles Richter in 1956. The Mercalli Intensity Scale has 12 divisions of increasing intensity labeled by
Roman numerals (table 3.5).
Earthquake magnitude scales are used to assess the energy
released during an earthquake; earthquake intensity scales
assess the effects on people and buildings (table 3.6). The
difference between magnitude and intensity can be illuminated by comparison to a lightbulb. The wattage of a lightbulb is analogous to the magnitude of an earthquake. Wattage
is a measure of the power of a lightbulb, and magnitude is a
measure of the energy released during an earthquake.
A lightbulb shining in the corner of a room provides
high-intensity light nearby, but the intensity of light
decreases toward the far side of the room. The intensity of
shaking caused by a fault movement is great near the epicenter, but in general, it decreases with distance from the
epicenter. (This generalization is offset to varying degrees
by variations in geologic foundations and building styles.)
TABLE 3.5
Modified Mercalli Scale of Earthquake Intensity
or poorly built buildings, adobe houses, and old walls.
Numerous windows and some chimneys break. Small
landslides and caving of sand and gravel banks occur.
Waves appear on ponds; water becomes turbid.
VIII. Fright is general and alarm approaches panic. Disturbs
drivers of automobiles. Heavy furniture overturns.
Damage slight in specially designed structures; considerable in ordinary substantial buildings, including partial collapses. Frame houses move off foundations if not
bolted down. Most walls, chimneys, towers, and monuments fall. Spring flow and well-water levels change.
Cracks appear in wet ground and on slopes.
IX. General panic. Damage considerable in masonry structures, even those built to withstand earthquakes. Wellbuilt frame houses thrown out of plumb. Ground cracks
conspicuously. Underground pipes break. In soft sediment areas, sand and mud are ejected from ground in
fountains and leave craters.
X. Most masonry structures are destroyed. Some well-built
wooden structures and bridges fail. Ground cracks badly
with serious damage to dams and embankments. Large
landslides occur on river banks and steep slopes. Railroad
tracks bend slightly.
XI. Few, if any, masonry structures remain standing. Great
damage to dams and embankments, commonly over great
distances. Supporting piers of large bridges fail. Broad fissures, earth slumps, and slips occur in soft and wet ground.
Underground pipelines completely out of service. Railroad
tracks bend greatly.
XII. Damage nearly total. Ground surfaces seen to move in
waves. Lines of sight and level distort. Objects thrown
up in air.
I. Not felt except by a very few people under especially favorable circumstances.
II. Felt by only a few people at rest, especially those on upper
floors of buildings or those with a very sensitive nature.
Delicately suspended objects may swing.
III. Felt quite noticeably indoors, especially on upper floors, but
many people do not recognize it as an earthquake. Vibrations are like those from the passing of light trucks. Standing
automobiles may rock slightly. Duration of shaking may be
estimated.
IV. Felt indoors during the day by many people, outdoors
by few. Light sleepers may be awakened. Vibrations are
like those from a passing heavy truck or a heavy object
striking a building. Standing automobiles rock. Windows,
dishes, and doors rattle; glassware and crockery clink and
clash. In the upper range of IV, wooden walls and frames
creak.
V. Felt indoors by nearly everyone, outdoors by many or
most. Awakens many. Frightens many; some run outdoors. Some broken dishes, glassware, and windows.
Minor cracking of plaster. Moves small objects, spills liquids, rings small bells, and sways tall objects. Pendulum
clocks misbehave.
VI. Felt by all; many frightened and run outdoors. Excitement
is general. Dishes, glassware, and windows break in considerable quantities. Knickknacks, books, and pictures fall.
Furniture moves or overturns. Weak plaster walls and some
brick walls crack. Damage is slight.
VII. Frightens all; difficult to stand. Noticed by drivers of automobiles. Large bells ring. Damage negligible in buildings
of good design and construction, slight to moderate in wellbuilt ordinary buildings, considerable in badly designed
TABLE 3.6
Comparison of Magnitude, Intensity, and Acceleration
Magnitude
Mercalli Intensity
Acceleration (% g)
2 and less
I–II
Usually not felt by people
Less than 0.1–0.19
3
III
Felt indoors by some people
0.2–0.49
4
IV–V
Felt by most people
0.5–1.9
5
VI–VII
Felt by all; building damage
2–9.9
6
VII–VIII
People scared; moderate damage
10–19.9
7
IX–X
Major damage
20–99.9
8 and up
XI–XII
Damage nearly total
More than 100 = more than 1 g
Earthquake Intensity—What We Feel During an Earthquake 67
Mercalli intensities also are crucial for assessing magnitudes of historical events before there were instrumented
records, thus allowing us to assess recurrence intervals
between major earthquakes.
TABLE 3.7
Magnitude versus Duration of Shaking
Richter
Magnitude
Duration of Strong
Ground Shaking in Seconds
MERCALLI SCALE VARIABLES
8–8.9
30 to 180
The Mercalli intensity value at a given location for an
earthquake depends on several variables: (1) earthquake
magnitude; (2) distance from the hypocenter/epicenter;
(3) type of rock or sediment making up the ground surface; (4) building style—design, kind of building materials, height; and (5) duration of the shaking. These factors
must be considered in assessing the earthquake threat to any
region and even to each specific building.
7–7.9
20 to 130
6–6.9
10 to 30
5–5.9
2 to 15
4–4.9
0 to 5
1. Earthquake Magnitude: The relation between magnitude and intensity is obvious—the bigger the earthquake (the more energy released), the higher the odds
are for death and damage.
2. Distance from Hypocenter/Epicenter: The relation
between distance and damage also seems obvious; the
closer to the hypocenter/epicenter, the greater the damage. But this is not always the case, as will be seen in
chapter 4 with the 1989 World Series (Loma Prieta) and
1985 Mexico City earthquakes.
3. Foundation Materials: The types of rock or sediment
foundation are important. For example, hard rock
foundations can vibrate at high frequencies and be
excited by energetic P and S waves near an epicenter;
the shaking of soft or water-saturated sediments can
be amplified by surface (L) waves from distant earthquakes; and steep slopes often fail as landslides when
severely shaken.
4. Building Style: Building style is of vital importance.
What causes the deaths during earthquakes? Not the
shaking of the earth, but the buildings, bridges, and
other structures that collapse and fall on us. Earthquakes don’t kill; buildings do. Buildings have frequencies of vibration in the same ranges as seismic waves.
The vibrations of high-frequency P and S waves are
amplified by (1) rigid construction materials, such as
brick or stone, and (2) short buildings. If this type of
building is near the epicenter, beware!
The movements of low-frequency surface waves
are increased in tall buildings with low frequencies of
vibration. If these tall buildings also lie on soft, watersaturated sand or mud and are distant from the epicenter, disaster may strike.
5. Duration of the Shaking: The duration of the shaking
is underappreciated as a significant factor in damages
suffered and lives lost. Consider the ranges of shaking times in table 3.7. For example, if a magnitude
7 earthquake shakes vigorously for 50 seconds, rather
than 20, the increase in damages and lives lost can be
enormous.
68 Chapter 3 Earthquake Geology and Seismology
A Case History of Mercalli
Variables: The San Fernando
Valley, California,
Earthquake of 1971
The San Fernando Valley (Sylmar) earthquake of 9 February
1971 occurred within the northwestern part of the Los Angeles megalopolis at 6:01 a.m., causing 67 deaths (including nine
heart attacks). One of the most critical factors in determining
life loss from earthquakes is the time of day of the event. In
California, the best time for an earthquake for most people is
when they are at home; their typical one- and two-story woodframe houses are usually the safest buildings to occupy.
1. Earthquake Magnitude: The magnitude was 6.6, with
35 aftershocks of magnitude 4.0 or higher occurring in
the first 7 minutes after the main shock. This is a lot of
energy to release within an urban area.
2. Distance from Epicenter: The distance from the epicenter was a fairly consistent variable in this event. A rather
regular bull’s-eye pattern resulted from contouring the
damages reported in Mercalli numerals (figure 3.29).
3. Foundation Materials: The types of foundation materials were not a major factor in this event.
4. Building Style: Poorly designed buildings, bridges, and
dams were the major problem. Three people died at
the Olive View Hospital with the collapse of its “soft”
first story featuring large plate-glass windows. “Soft”
first-story buildings support the heavy weight of upper
floors without adequate shear walls or braced frames to
withstand horizontal accelerations (figure 3.30a). Many
of these buildings still exist, despite their known high
odds of failure during earthquakes (figure 3.30b).
Another hospital failure was responsible for 47
deaths. Some of the pre-1933 buildings at the Veterans
Administration Hospital used hollow, clay-tile bricks to
build walls designed to carry only a vertical load. Many
of the hollow-core clay bricks shattered under horizontal accelerations that measured up to 1.25 times gravity.
0
50
100 mi
0
80
160 km
Yosemite
Nat'l Park
Nevada
Limit of felt area
Fresno
Las Vegas
California
Parkfield
Bakersfield
I–IV
V
t
Pa
cif
ic
n
Sa
Oc
ea
n
a
aB
ara
rb
VI
VII
VIII–XI ngeles
sA
Lo Santa
Catalina
Island
San
Fernando
Pasadena
Santa Ana
Big Bear City
Palm Springs
Salton
City
VI
V
Freeway bridges collapsed and took three lives.
A freeway bridge is a heavy horizontal mass (roadbed) suspended high atop vertical columns. Swaying of
these top-heavy masses, which have poor connections
between their horizontal and vertical elements, resulted
in collapse as support columns moved out from under
elevated roadbeds. The lessons learned from these
1971 failures had not been acted upon by 1989, when
the Interstate 880 elevated roadway collapsed, killing
42 people in Oakland during the World Series earthquake. Failure happened again in Los Angeles in 1994
during the Northridge earthquake (figure 3.31).
5. Duration of Shaking: The strong ground shaking lasted
12 seconds. Earthquakes in the magnitude 6 range
typically shake from 10 to 30 seconds (see table 3.7).
The significance of the relatively short time of strong
shaking in the San Fernando Valley earthquake is
enormous. The Lower Van Norman Reservoir held
San Diego
I–IV
Mexico
Figure 3.29 Contour map of Mercalli intensities from the San
Fernando earthquake of 9 February 1971 shows an overall decrease
in intensity away from the epicenter.
(a)
(b)
Figure 3.30 Buildings with “soft” first stories. (a) Bracing is inadequate on the first floor, and there are no shear walls to transmit seismic
loads to the ground. Thus, seismic stresses are concentrated at the join between the first and second floors. When the ground accelerates to
the right, the building lags behind and the first story flattens. (b) This eight-story medical-office building atop a “soft” first story is located in a
California city near active faults.
Sources: (a) “Improving Seismic Safety of New Buildings,” 1986, Federal Emergency Management Agency; (b) Photo by Pat Abbott
A Case History of Mercalli Variables: The San Fernando Valley, California, Earthquake of 1971 69
(a)
Figure 3.31 This freeway collapsed in Los Angeles during
the 1994 Northridge earthquake. Vertical supports and horizontal
roadbeds move at different periods. If not bound together securely,
they separate and fall when shaken.
Before 1971 earthquake
Source: NOAA/NGDC, Mehmet Celebi, USGS
11,000 acre-feet of water at the time of the quake.
Its dam was begun in 1912 as a hydraulic-fill structure where sediment and water were poured into a
frame to create a large mass; this is not the way
to build a strong dam. During the earthquake, the
dam began failing by landsliding and had lost 30 ft
of its height (800,000 cubic yards of its mass) and
stood only 4 ft above the water level when the shaking stopped (figure 3.32). If the strong shaking had
lasted another 5 seconds, the dam would have failed
and released the water onto a 12-square-mile area
below the dam where 80,000 people were at home.
LEARNING FROM THE PAST
The 1971 San Fernando Valley earthquake unequivocally demonstrated the hazard in this region. It has been
eloquently stated that “past is prologue” and that “those
who do not learn the lessons of history are doomed to
70 Chapter 3 Earthquake Geology and Seismology
Dam crest
Water level
Earthen dam
Alluvium
Bedrock
After 1971 earthquake
Water level
Thin dirt wall
(b)
Figure 3.32 Failure of the Lower Van Norman Dam. (a) A few more
seconds of strong shaking would have unleashed the deadly force of
11,000 acre-feet of water on San Fernando Valley residents below the
dam. (b) Landsliding lowered the dam by 30 feet.
Source: (a) E.V. Leyendecker/USGS/NOAA
repeat them.” How well were the lessons of 1971 learned?
Another test was painfully administered on 17 January 1994,
when the magnitude 6.7 Northridge earthquake struck the
immediately adjacent area. This time, 57 people died and
damages escalated to $30 billion. The same types of buildings again failed, and freeway bridges again fell down. Not
all the lessons from 1971 were learned.
Building in Earthquake Country
One of the problems in designing buildings for earthquake
country is the need to eliminate the occurrence of resonance.
This can be done in several ways: (1) Change the height
of the building; (2) move most of the weight to the lower
floors; (3) change the shape of the building; (4) change the
type of building materials; and (5) change the degree of
attachment of the building to its foundation. For example,
if the earth foundation is hard rock that efficiently transmits
short-period (high-frequency) vibrations, then build a flexible, taller building. Or if the earth foundation is a thick mass
of soft sediment with long-period shaking (low frequency),
then build a stiffer, shorter building. For building materials, wood is flexible and lightweight, has small mass, and is
able to handle large accelerations. Concrete has great compressional strength but suffers brittle failure all too easily
under tensional stress. Steel has ductility and great tensional
strength, but steel columns fail under compressive stress.
Ground motion during an earthquake is horizontal, vertical, and diagonal—all at the same time. The building components that must handle ground motion are basic. In the
horizontal plane are floors and roofs. In the vertical plane
are walls and frames. An important component in building
resistance is how securely the floors and roofs are tied or
fastened to the walls so they do not separate and fail.
SHEAR WALLS AND BRACING
Walls designed to take horizontal forces from floors and
roofs and transmit them to the ground are called shear walls.
In a building, shear walls must be strong themselves, as well
as securely connected to each other and to roofs and floors.
In a simple building, seismic energy moves the ground, producing inertial forces that move the roofs and floors. These
movements are resisted by the shear walls, and the forces are
transmitted back to the ground.
Even a “house of cards” is a shear-wall structure,
although each “wall” does not have much strength. The walls
must be at right angles and preferably in a simple pattern
(figure 3.33). The house of cards is made enormously
stronger if horizontal and vertical elements are all securely
fastened—for example, by taping them together.
A structure commonly built with insufficient shear walls
is the multistory parking garage. Builders do not want the
added expense of more walls, which eliminate parking
spaces and block the view of traffic inside the structure.
Stronger
Figure 3.33 A “house of cards” is a structure with walls and
floors but no strength. Earthquake resistance is greatly increased by
tying the walls and floors together with tape.
Source: “Improving Seismic Safety of New Buildings: 1986, Federal Emergency
Management Agency
These buildings are common casualties during earthquakes
(figure 3.34).
Bracing is another way to impart seismic resistance to
a structure. Bracing gives strength to a building and offers
resistance to the up, down, and sideways movements of the
ground (figure 3.35). The bracing should be made of ductile
materials that have the ability to deform without rupturing.
Figure 3.34 This three-story parking structure for automobiles at
the Northridge Fashion Center collapsed during the 17 January 1994
earthquake.
Source: E.V. Leyendecker/USGS/NOAA
Building in Earthquake Country 71
(a) Brace it.
(d) Buttress it.
(b) Infill it.
(c) Frame it.
(e) Isolate it.
Figure 3.36 How to strengthen buildings. (a) Add braces.
(b) Infill walls. (c) Add frames to exterior or interior. (d) Add
buttresses. (e) Isolate building from the ground.
Figure 3.35 A six-story building with a braced frame
Source: After AIA/ACSA Council on Architectural Research.
Photo by Pat Abbott
Highway bridges and elevated roadways commonly
collapse during major earthquakes. Part of the problem
comes from the different frequencies of movement of vertical supports and horizontal roadbeds, but part comes from
the behaviors of different construction materials. Bridge
builders combine steel (for its ductility) with concrete
(for its strength). During the 1994 Northridge earthquake,
support-column failures occurred as concrete cracked
and steel deformed (figure 3.37a). The rebuilding process
incorporated in its design.
RETROFIT BUILDINGS, BRIDGES,
AND HOUSE CONSTRUCTION
The process of reinforcing existing buildings to increase
their resistance to seismic shaking is known as retrofitting.
Figure 3.36 shows how some common designs in building
retrofits give seismic strength to a building.
(a)
(a)
(b)
Figure 3.37 Support columns on Freeway 118 in Simi Valley, California. (a) Problem: This column failed during the 1994 earthquake when
(b)
brittle concrete cracked and ductile steel rebar buckled. (b) Solution: New columns
have vertical steel rebar wrapped by circular rebar, and both
are encased in concrete. In addition, columns are confined by bolted steel jackets that will be encased in concrete.
©Sandra L. Jewett. Photo by Peter W. Weigand, CSU Northridge
72 Chapter 3 Earthquake Geology and Seismology
Double
top
Blocking
Plywood panel
shear wall
o
ag
Di
l
na
br
ac
e
Studs
Metal
brackets
Foundation
Bolts
(a)
(b)
Figure 3.38 How can a house be built to resist seismic waves? (a) Bolt it. Bracket it. Brace it. Block it. Panel it. (b) Change in building code
for California houses. House built in 1971 had 2-inch-thick, 4-inch-wide, wood base bolted into concrete slab (see lower right) with a 3/8-inchdiameter bolt (yellow arrow). Decorative remodel at house in 2017 triggered seismic retrofit additions. (1) Hole drilled through wood base into
concrete slab has 5/8-inch-diameter, 1-foot-long bolt inserted and held in place with strong epoxy (red arrow). (2) Heavy galvanized-iron “hold
down” is secured with a huge bolt into the base and numerous bolts into the vertical wood supports (red arrow). Now horizontal and vertical
elements of house are securely fastened together.
(b) Photo by Pat Abbott
employs additional alternating layers of concrete and steel to
avoid future failures (figure 3.37b).
Modern one- and two-story woodframe houses perform
well during seismic shaking. Houses must be able to move
up, down, and sideways without failing. The ability to withstand earth movements is given by building shear walls and
by using bracing and other elements that tie the walls, foundation, and roof together (figure 3.38).
For retrofitting, older houses must have these same
resisting elements added to the foundation walls that
hold the house above the ground. Additionally, much of
the damage, injury, and even death during an earthquake
occurs inside homes as personal items are thrown about—
items such as unsecured water heaters, ceiling fans, cabinets, bookshelves, and electronic equipment. Bolt down
or secure with Velcro your personal items so they don’t
become airborne missiles inside your home during an
earthquake.
earthquakes can knock them down. For an example, see
the failure of the massive support column in the 6.9 MW
event in Kobe, Japan (figure 3.39). If buildings cannot
stand up against the most powerful seismic waves, then we
need to learn to roll with them. Modern designs employ
BASE ISOLATION
When the earth shakes, the energy is transferred to buildings. How can buildings be saved from this destructive
energy? One approach is to build structures so huge and
strong that an earthquake cannot knock them down. But
Figure 3.39 Despite their huge size, the stiff and massive beams
(note car for scale) supporting the elevated expressway in Kobe,
Japan, failed in the 17 January 1995 earthquake of 6.9 Mw.
Source: Dr. Richard Hutchison/NOAA
Building in Earthquake Country 73
Lead core
Rubber
layers
Steel
layers
(b)
Figure 3.40 (a) The Office of Disaster Preparedness in San Diego
County is housed in a two-story, 7,000 ft2 building sitting on top of
20 lead-impregnated rubber supports (base isolators) that each weigh
1 ton. (b) An example of a base isolator. Cutaway view into a 1 m wide
by 1 m tall sandwich shows alternating layers of rubber (each 15 mm
thick) and steel (each 3 mm thick) with a central core of lead. During an
earthquake, the rubber and steel flex and the lead absorbs energy.
(a)
base isolation whereby devices are placed on the ground
or within the structure to absorb part of the earthquake
energy. For example, visualize yourself standing on Rollerblades during an earthquake. Would you move as much
as the earth? Base isolation uses wheels, ball bearings,
shock absorbers, “rubber doughnuts,” rubber and steel
sandwiches, and other creative designs to isolate a building from the worst of the ground shaking (figure 3.40).
Photo by Pat Abbott
The goal is to make the building react to shaking much like
your body adjusts to accelerations and decelerations when
you are standing in a moving train or bus. This concept has
recently been used in building San Francisco’s new airport
terminal. The 115-million-pound building rests on 267
stainless steel sliders that rest in big concave dishes. When
the earth shakes, the terminal will roll up to 20 inches in
any direction.
Summary
Earthquakes are shaking ground caused most often by sudden movements along cracks in the Earth called faults. Some
major faults acting for millions of years have offset rock
layers by hundreds of kilometers. Sedimentary rock layers originally are continuous, horizontal, and in superpositional order (oldest on bottom, youngest on top); however,
fault movements cut rocks into discontinuous masses, and
in places, fault deformation has tilted rock layers and even
74 Chapter 3 Earthquake Geology and Seismology
overturned the superpositional sequence. Geologists measure the 3-D orientation of rock layers via dip (angle and
direction of inclination) and strike (compass bearing of rock
cutting a horizontal plane).
Dip-slip fault types have dominantly vertical movements. Normal faults are due to extensional (pull-apart)
forces. Reverse faults are due to compressional (pushtogether) forces. Strike-slip fault types have dominantly
horizontal (shear) offsets. Straddling the fault, if the righthand side moves toward you, it is a right-lateral fault; if the
left-hand side moves toward you, it is a left-lateral fault.
Bends (steps) in strike-slip faults cause the land to either
uplift or downdrop. Another type of fault, called a transform
fault, connects offset spreading-center segments.
Earthquakes, also called seisms, disperse their energy
in seismic waves that radiate away from the hypocenter or
point of fault rupture. The point on the surface above the
fault rupture is the epicenter. Some seismic waves pass
through the body of Earth; these are the P waves (primary
waves with a push-pull motion) and the S waves (secondary
waves with a shearing motion). Other seismic waves travel
along the surface (Love and Rayleigh waves).
Earthquake energy is assessed by its magnitude. Different estimates of magnitude are derived from different
methods, based on local shaking (Richter scale), body waves
(mb), surface waves (Ms), or seismic moment (Mw). Earth
has more than a million earthquakes each year, but more
than 90% of the energy is released by the 12 to 18 largest
events.
Seismic waves have different periods (time between
cycles) and frequencies (number of cycles per second):
Period =
1
frequency
P waves commonly have from 1 to 20 cycles per s econd;
surface waves commonly have 1 cycle every 1 to 20 seconds.
Where the frequencies of seismic waves match the vibration
frequencies of foundations and buildings, destruction may
be great.
Earthquake effects on structures and people are assessed
via the Mercalli Intensity Scale. Its variables are earthquake
magnitude, distance from the hypocenter/epicenter, type of
rock or sediment foundation, building style, and duration of
shaking. Mercalli intensities are of more than just scientific
interest because earthquakes don’t kill; buildings do.
Building components that must stand up to seismic
shaking are horizontal (floors, roofs) and vertical (walls,
frames). But horizontal and vertical components move at
different frequencies. For buildings to stand up to earthquakes, the horizontal and vertical components must
be securely tied together using bolts, brackets, braces,
and such. New designs of large buildings utilize energy-
absorbing base isolation devices placed between the building and the ground.
Terms to Remember
acceleration 65
aftershock 63
amplitude 56
base isolation 74
body waves 57
compression 51
cross-section 51
dip 51
dip-slip fault 51
fault 49, 53
footwall 51
foreshock 63
fracture 49
frequency 57
friction 49
granite 57
hangingwall 51
hertz (Hz) 57
hypocenter 53
inertia 56
joint 51
law of original
continuity 50
law of original
horizontality 49
law of superposition 49
left-lateral fault 53
magnitude 61
mainshock 63
map 51
normal fault 52
period 57
permeability 51
primary (P) wave 57
resonance 66
retrofit 72
reverse fault 52
right-lateral fault 53
secondary (S) wave 57
seism 48
seismic moment 63
seismic wave 57
seismogram 60
seismograph 56
seismology 56
seismometer 56
shear 52
slip 61
stress 49
strike 51
strike-slip fault 52
surface waves 57
tension 51
transform fault 54
wavelength 56
Questions for Review
Ans. In figure 3.25, the earthquake magnitude is close to 5.
1. Draw a cross-section of a sequence of sedimentary rock
layers. Label and explain the laws of original horizontality,
superposition, and original continuity.
2. Draw cross-sections of a normal fault and a reverse fault.
What are the differing forces that determine which one
forms? Which one involves tension? Compression?
3. Draw a map of a left-stepping, right-lateral fault. Explain
what happens to the land at the step (bend) in the fault.
4. Draw a cross-section showing an inclined fault with a
hypocenter at 15 km (9 mi) depth. Does the epicenter plot on
the surface trace of the fault?
5. Sketch a map of a strike-slip and a transform fault. Explain
their similarities and differences.
6. What do P and S seismic waves tell us about the nature of
Earth’s interior?
7. How can arrival times of P and S waves be used to determine
distance to the epicenter?
8. How are foreshocks distinguished from aftershocks?
9. What are typical P wave velocities in hard rock?
Water? Air?
10. What are typical S wave velocities in hard rock?
11. How damaging to buildings are P waves? S waves? Rayleigh
waves?
12. What is the frequency of a seismic wave with a period of
1 second? 1╱4 second? 1╱10 second?
13. What are typical frequencies for 1-story buildings? 10-story?
30-story?
14. Will a tall building be affected more by high- or lowfrequency seismic waves? Why?
15. Is resonance more likely for a 20-story building when shaken
by P waves or Rayleigh waves?
16. Building designers must account for acceleration. What does
this statement mean?
Questions for Review 75
17. What are the differences between earthquake magnitude and
earthquake intensity?
18. List five main variables affecting Mercalli intensities.
19. How does the Richter magnitude scale for earthquakes differ
from moment magnitude?
20. Explain how base isolation systems can reduce the shaking of
buildings during an earthquake.
21. How do recorded P and S wave patterns differ from a bomb
blast versus an earthquake?
Questions for Further Thought
1. Immediately after the start of a big earthquake, how can
the greater velocity of P waves be utilized to provide some
protection for hospitals, computer systems, and trains?
2. What is the quake potential of the Moon (moonquakes)?
Does the Moon have similar numbers and magnitudes of
quakes as Earth? Why?
3. If you are in an airplane over the epicenter of a great
earthquake, what will you experience?
4. How earthquake safe is your home or office? What are the
nearest faults? What kind of earth materials is your home
76 Chapter 3 Earthquake Geology and Seismology
or office built upon? How will your building size, shape,
and materials react to shaking? What nearby features
could affect your home? What hazards exist inside your
home?
5. Make a list of the similarities between snapping your fingers
and the movement of a fault.
Disaster Simulation Game
Your challenge is to protect a city from earthquake disaster by
constructing new buildings and retrofitting old ones. You are
given a budget. Then you have real choices to make.
The city you must protect has a specified population of people.
You are provided with a map of the town and charged with
protecting as many people, buildings, and livelihoods as possible.
You must build a hospital and two schools plus retrofit 10 old
buildings. Are you ready for the challenge? Go to http://www
.stopdisastersgame.org. Click on Play Game. On the next page,
click on Play Game again. Select the Earthquake scenario; then
choose your preferred difficulty level: Easy (small map); Medium
(medium-size map); or Large (large map).
Good luck! Save as many people as you can.
Criteria
Excellent
58 - 60 points
Timeliness
Submits one initial response early in the session,
and one or more thoughtful peer responses in the
middle of the session, and one or more peer
responses closer to the end of the session. (At
least 3 responses per week)
Posted early and continued to
Timeliness makes contributions throughout each
week.
Quantity of Post
Posted more than three times
Posts
each week.
Post(s) attempt to engage the students and
motivate the group discussion in a respectful
manner. Post(s) also elicit responses and
reflections from other learners and responses build
upon and integrate multiple views from other
learners to take the discussion deeper. Post(s) offer
support for arguments, and take into consideration
the ideas already offered by others. Post(s) help
others feel safe about participating.
Quality of Posts
All original posts were directly related to the question, were
thoughtful, and included references to the course readings.
All response posts engaged classmates in further dialogue on
the topic.
Help others feel safe about participating; Show curiosity
and willingness to experiment; Make or raise issues that
are relevant to the current focus of the class; Offer
support for arguments; and Take into consideration the
ideas already offered by others.
Post(s) display an excellent understanding of the required
readings and underlying concepts including correct use of
terminology. Postings integrate an only INTERNAL
resource COURSE MATERIAL AND VIDEO(Chemistry
of Explosive Volcanoes! ) Provided to support important
points and extend the learning of the group.
Overall Score
Level 10
58 and Above
Purchase answer to see full
attachment