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11
Anxiety Disorders, Trauma, and the
Obsessive–Compulsive Spectrum
Anxiety is as universal as sadness. There are many things to fear in
life, and not worrying about them would be a mistake. So at what
point can one say that anxiety is irrational? Although the usual
guideline is that emotions are excessive when they cause dysfunction, the boundary between normal and pathological anxiety can be
arbitrary (Horwitz & Wakefield, 2012).
Anxiety is a psychological experience, separated from syndromes with prominent physical symptoms. Yet it has long been
known that internalizing disorders often present with unexplained
physical distress, particularly in specific cultures and social settings
(Gone & Kirmayer, 2010). This may account for the overlap between
anxiety and physical symptoms (Simms et al., 2012). Also, in clinical settings, anxiety and depression often coexist. One of the most
common presentations of psychological distress in primary care is a
mixture of both (Goldberg & Goodyer, 2005). It is not known which
is primary, which is secondary, or whether both are manifestations
of a common process.
Although there is symptomatic overlap between anxiety disorders, posttraumatic stress disorder (PTSD), and obsessive–
compulsive disorder (OCD), these conditions have a different clinical presentation and are now in separate sections of the manual.
(This chapter discusses all three.) It is not certain that this separation into categories on the basis of overt symptoms is valid,
given that family members with one anxiety disorder tend to have
another (Bienvenu et al., 2012) and because research on community
144
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11 A nx i ety, Tra um a , O bs es s i v e – C o m p u l si v e | 1 4 5
populations shows a strong overlap between all syndromes related
to anxiety and internalization (Tambs et al., 2009).
Panic Disorder and Generalized
Anxiety Disorder
DSM-IV described five forms of anxiety disorder (panic, generalized
anxiety disorder, OCD, phobia, and PTSD), two of which have now
been moved into other groups. It may be worth looking back in history to see how all these distinctions came into use.
DSM-II had a category called “anxiety neurosis,” which DSM-III
divided into two types. One was more chronic (generalized anxiety
disorder or GAD), characterized by constant worry and physical
symptoms. The other was more acute (panic disorder), characterized by recurrent attacks. The main reason for this separation was
the idea that GAD and panic have different pathological pathways
and require different methods of treatment (Klein, 1987; Norton
et al., 1995).
The clinical picture of panic disorder is one of the classic syndromes in psychiatry. Its definition has not changed in DSM-5. GAD
has been retained, but at one point, it was proposed to rename it
as “generalized anxiety and worry disorder” (reflecting a key feature: worry about events that are unlikely to happen). Other proposed changes involved a less chronic course (excessive anxiety
and worry occurring on more days than not for 3 months or more,
instead of 6 months as in DSM-IV), a list of symptoms related
more specifically to worry, a set of behaviors associated with worry,
and a reduced number of required associated symptoms (one out
of four rather than three out of six). Andrews and Hobbs (2010)
tested these proposals in community and clinical samples and did
not observe increased prevalence. As we have seen, however, even
minor changes in wording in DSM manuals can lead to diagnostic
“epidemics.” In the end, none of these changes appeared in the final
version of DSM-5.
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146 | Part II Specific D i ag n ose s
GAD is still not a precise diagnosis, and it has high levels of
comorbidity with other disorders, including phobias, depression,
and substance abuse (Stein, 2001). Patients with GAD or major
depressive disorder do have different symptom patterns (Kessler
et al., 2010), which justifies the decision to separate them. Also,
Moffitt et al. (2010), reporting on long-term follow-up studies of
children who had been anxious and depressed, found that anxiety
and mood problems show longitudinal stability and remain distinct
over time.
Phobias
Phobias are familiar diagnoses. Because the classic picture of a
specific phobia need not lead to serious dysfunction, specialists in
psychiatry rarely see these cases. Agoraphobia, on the other hand,
is not a phobia at all but, rather, a complication of panic disorder
(Wittchen et al., 2010). One change in DSM-5 is the removal of
the requirement that phobias be recognized by patients who suffer
from them as irrational. Not all patients understand that point. But
Zimmerman et al. (2010) found that making the change had little
effect on diagnosis.
Social phobia (now called social anxiety disorder) appears to be
common (Davidson et al., 1993). However, given the high prevalence of symptoms of social anxiety and shyness in community populations, this category may be too broadly defined (Wakefield et al.,
2005). To give a diagnosis to anyone who has trouble speaking in
public or attending a social event could be another example of mission creep (not to speak of disease-mongering). Since antidepressants have been widely promoted for treatment of social anxiety,
this diagnosis has opened a lucrative market for the pharmaceutical
industry. Some have even suggested that it was invented specifically
to market medication to a large number of people previously considered to be normally shy (Lane, 2007).
Finally, separation anxiety disorder (formerly “school phobia”)
has been moved from the childhood section to the anxiety disorders
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11 A nx i ety, Tra um a , O bs es s i v e – C o m p u l si v e | 1 4 7
chapter. We need more research about how this syndrome develops
and changes in adult life.
Posttraumatic Stress Disorder and
Acute Stress Disorder
These diagnoses are placed by DSM-5 in a separate chapter related
to trauma and stress. Yet almost all mental disorders have some
relationship to adverse life events. Moreover, disorders considered
to be “posttraumatic” also reflect biological predispositions as well
as social factors that shape their clinical presentation. The idea that
PTSD is one of the few disorders for which we know the etiology is
mistaken. Most people who are exposed to trauma do not develop
PTSD, and those who do usually have high neuroticism, previous
traumas, and prior symptoms (McNally, 2009).
PTSD was a new diagnosis in DSM-III, and it has been controversial ever since. The criteria have often been criticized, and they have
changed in every edition of the manual. Yet clinicians seem to love
this diagnosis, probably because it suggests an etiology. Researchers
may be more likely to understand that its causes are highly complex, but practitioners can be tempted by the simplicity of cause and
effect.
The DSM-5 definition combines a putative cause (a traumatic
event) with a set of characteristic symptoms. Criterion A describes
the trauma: an event that is life-threatening, could lead to serious
injury, or involves sexual violence. Although a subjective reaction
of distress is no longer specifically required, “traumas” should be
stressors that would be threatening to anyone. However, the door
is left open for a much broader concept. DSM-5 allows for directly
experiencing the traumatic event, witnessing in person an event
occurring to others, learning that a violent or accidental event
occurred to a close family member or close friend, or exposure to
details of traumatic events in the line of work. An exclusion states
that this criterion does not apply to exposure through electronic
media, television, movies, or pictures, unless it is work-related.
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148 | Part II Specific D i ag n ose s
Clearly, this definition widens the scope of the “A criterion” and
could lead to increased prevalence and increased diagnosis. The
question remains: What is meant by the word “traumatic” (Breslau
& Kessler, 2001)? It is clear when one experiences a direct threat
to one’s own life. But being a bystander or an observer is not clear
(Friedman et al., 2011). These problems have affected the validity of
research on PTSD ever since the diagnosis was included in DSM-III
(Spitzer et al., 2007). DSM-IV criteria were broad, producing a community prevalence as high as 7.8% (Kessler et al., 1995). In short,
the most serious concern is that DSM-5 has not narrowed down the
definition of a traumatic event. One can only hope that clinicians
will use their common sense and not overdiagnose a condition that
already suffers from inflated prevalence.
Four groups of symptoms characterize PTSD: intrusion
(re-experiencing the trauma), avoidance of situations that elicit
memories, alterations in cognition and mood (this feature is new in
DSM-5), and increased arousal. All symptoms must last more than
1 month. These clinical features of PTSD must be present, and one
cannot diagnose it in their absence (which can happen in practice).
Moreover, the diagnosis of PTSD describes a heterogeneous syndrome (Rosen & Lilienfeld, 2008). Some cases are prototypical, but
as with so many other mental disorders, symptoms vary, and there
are no biological markers.
Clinicians should keep in mind that the nature of a trauma
makes little difference to response (Roberts et al., 2012). There
tends to be too much focus on the severity of trauma in clinical practice. Patients who report a trauma may receive a diagnosis whether or not symptoms are actually related to an event.
Moreover, the definition of a trauma is not always observed so that
divorce or bereavement can sometimes be counted as “traumatic.”
With the expansion of PTSD, the majority of the population could
end up being considered as “survivors.” McNally (2009) notes that
overdiagnosis weakens the concept and fails to focus on its key
idea: the psychological impact of severe trauma. Yet even exposure
to life-threatening combat in wartime does not predictably lead to
PTSD (McNally, 2009).
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11 A nx i ety, Tra um a , O bs es s i v e – C o m p u l si v e | 1 4 9
Another problem concerns the extent to which PTSD is a reaction to trauma as opposed to the uncovering of a temperamental
vulnerability to stressful events. PTSD is a syndrome that reflects
intrinsic sensitivities as much as adversities. Most people exposed
to trauma, even severe trauma, never develop PTSD (Paris, 2000).
The most common response to exposure is not mental disorder but,
rather, resilience and recovery. In fact, PTSD is as much a consequence of personality as of events. For example, McFarlane (1989)
showed that PTSD in firefighters was best predicted by traits of neuroticism prior to exposure rather than by the danger of the fire. The
same conclusion has emerged from studies of PTSD in large community samples (Breslau et al., 1991).
In summary, the major unsolved problem with PTSD, as with so
many other disorders in DSM-5, is an unclear boundary with normality. It is easy to expand a category to the point that it describes
phenomena that are not pathological. In reality, life is full of
adversity—it never really gives us a break. The conclusion should be
that PTSD has suffered from diagnostic inflation.
PTSD is reserved for patients disabled by symptoms for months
after a negative life event. Prior to 1 month, these reactions constitute an “acute stress reaction,” which is a much more common
syndrome.
There has always been a gap between reactions to adversity and
the characteristic symptoms of PTSD. One cannot entirely blame
DSM for that problem. There are political and historical reasons
why PTSD has been defined in such a broad way. Like some other
categories in psychiatry, it can be used to convey social meaning.
The diagnosis carries a powerful emotional punch, and it provides
validation for reactions to adversity. Patients may like the diagnosis
because suffering from PTSD allows them to consider themselves
as victims of circumstance. It is not an accident that the introduction of this diagnosis into the manual came at a time when large
numbers of Vietnam veterans were being seen at VA hospitals, creating a need for a diagnostic concept to frame treatment (Young,
1997). But most war veterans do not develop PTSD, and those who
seek treatment have other problems. Because of our sympathy for
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150 | Part II Specific D i ag n ose s
these men, rates of disorder in the veteran population have been
greatly overestimated, and it was even found that some claimants
for benefits on the basis of the diagnosis had never been in combat (McNally, 2003). Young (1997) concluded that many cases were
shoehorned into a PTSD diagnosis to justify free treatment for a
wide variety of symptoms.
In summary, DSM-5 has tinkered with PTSD but has not
addressed its fundamental problems. As it stands, the diagnosis fails
to consider individual variations in response to life events, and it
fails to correct the widely believed but oversimplified and mistaken
impression that trauma is the sole or main cause of the disorder.
Obsessive–Compulsive Disorder
OCD and conditions in the OCD spectrum are now in a separate
chapter. Although every psychiatrist sees patients with OCD, it is
far from easy to treat (Stein & Fineberg, 2007).
The definition has not changed in DSM-5. It describes a syndrome of obsessions and compulsions (most patients have both)
that lead to significant dysfunction. The classical picture, in which
patients can spend hours on rituals, is easy to diagnose, although
the most severe cases present symptoms that seem uncomfortably
close to psychosis.
OCD is now considered to lie in a spectrum (Fineberg et al.,
2010). It includes body dysmorphic disorder, trichotillomania,
stereotypic movement disorder (tics), and pediatric autoimmune
neuropsychiatric disorders associated with streptococcal infections
(PANDAS). But research on these conditions is thin. For example, although family studies show that all these disorders cluster
together (Hollander et al., 2009), more lack spectrum disorders
than those who have them.
In the OCD spectrum, the decision to add a new diagnosis
of “hoarding disorder” (Mataix-Cols et al., 2010) aroused some
controversy. This syndrome may not qualify as a separately diagnosable mental disorder because it describes a single symptom
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11 A nx i ety, Tra um a , O bs es s i v e – C o m p u l si v e | 1 5 1
(previously considered a sign of obsessive–compulsive personality disorder). Media reports have sometimes described patients
dying as a result of being trapped in their own hoard, but such
cases are rare. Hoarding is common in attenuated forms that have
been estimated to affect as many as 5% of the general population (Samuels et al., 2008). Obviously, quite a few people hate to
throw things out. (Interest in this problem even inspired a TV
“reality” program.) But to diagnose a mental disorder, patients
need to be functionally disabled. The DSM-5 definition includes
difficulty in parting with possessions, associated with an urge to
save them, the accumulation of possessions, and clinically significant distress or functional impairment. Although it may be useful
to put this syndrome, which all clinicians see from time to time,
in the manual, it remains to be seen whether it deserves separate
categorization.
Two other conditions have made an entry into this spectrum.
Body dysmorphic disorder has been moved from somatic conditions, as has hair-pulling disorder (trichotillomania). Both have
some common features with OCD, but no one knows why some people have obsessive thoughts and carry out rituals, whereas others
worry about their appearance or pull their hair. This is uncharted
territory.
In summary, although the deck has been reshuffled, none of
the anxiety disorders have been radically revised in DSM-5. (The
changes in PTSD criteria do not seem to be major.) This is fortunate because these conditions have not yet been as much a focus of
research as mood disorders. We need to know more before making
further changes.
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15
Other Diagnostic Groupings
This chapter briefly discusses the remaining chapters of DSM-5.
Most of these categories illustrate the same problems that affect the
manual as a whole—problems in validating diagnoses and in separating mental disorders from problems in living.
Neurocognitive Disorders
Psychiatrists view neurocognitive disorders as central to their mandate. In practice, other physicians may identify cases, but the prominent presence of emotional and behavioral symptoms often leaves
psychiatrists in charge of treatment. In DSM-IV-TR, these conditions were described as “delerium, dementia, amnestic, and other
cognitive disorders.” But because dementia, amnestic symptoms,
and other signs of brain disease can coexist in the same patients, it
makes more sense to apply a common descriptor. A separate grouping of delerium describes disturbances in awareness and cognition
that arise from medical conditions, with specific diagnoses depending on etiology.
Although cognitive impairment has characteristic clinical features and a course associated with specific changes in the brain,
early diagnosis can be difficult. Sometimes pathology is only definitively identified at autopsy. Often, a differential diagnosis has to be
made with mood disorder, which can also lead to loss of concentration and memory. Finally, an early diagnosis does not necessarily
change prognosis (Kempler, 1995).
198
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15 O ther D i a gno st i c G ro u p i n g s | 1 9 9
DSM-5 has made a number of changes in its classification
(Ganguli et al., 2011). This group is now relabeled as neurocognitive disorders. This diagnosis implies a broader and more neutral
view about course and disability than “dementia” (which suggests
inevitable deterioration). Neurocognitive disorders can take mild or
severe forms, and they are further specified if the etiology is known.
Thus, a diagnosis requires decline in one or more cognitive domains
(as reported by the patient or a reliable informant), confirmed by
psychological testing (between 1 and 2 standard deviations below
norms for a mild disorder and 2 or more for a severe disorder), and
deficits must interfere with independence.
DSM-5 lists some of the most common causes of neurocognitive
disorder, including Alzheimer’s disease, vascular disease, frontotemporal degeneration, traumatic brain injury, Lewy body disease,
Parkinson’s disease, HIV infection, the effects of substance abuse,
Huntington’s disease, and prion disease. If no cause is known, a
diagnosis of neurocognitive disorder, not otherwise specified, can
be made.
The most important research in this area has focused on
Alzheimer’s disease, which presents with prominent early memory
loss and a chronic course. This condition can meet criteria for either
mild or severe neurocognitive disorder, depending on the stage of
progression. (Although “Alzheimer’s” remains a subtype, most diagnoses in medicine eventually lose their connection to the physician
who first described them.)
DSM-5 added a category of “mild neurocognitive disorder” to
account for cases in which patients have cognitive changes long
before anything is visible on a brain scan. But the introduction of
the minor type has some potential to create problems. There is no
definitive way of distinguishing the effects of aging on memory or
attention from an early stage of disorder. Like attenuated psychosis,
mild symptoms could either be a precursor of illness or a normal
variant. Although a broader definition makes false negatives less
likely, it makes false positives more likely. The danger is that people with normal cognitive changes will be given an incorrect (and
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200 | Part II Specific D i ag n ose s
alarming) diagnosis. DSM-5 runs the danger of classifying aging as
pathological.
The problem would be resolved if we had biological markers
that could be measured early in the course of these illnesses. But
neuroimaging findings appear too late, and we need a marker that
can be identified earlier and that reliably predicts a deteriorating
course. That remains a task for the future. It also remains to be seen
whether the revised system in DSM-5 will have greater clinical utility than its predecessors.
Rabins and Lyketsos (2011), reviewing changes in DSM-5, supported most of decisions made by the workgroup. If there is no
absolute requirement for memory impairment, the diagnosis can be
made through a wide range of effects. DSM-5 also requires the use
of a standardized procedure, which could be either a mini-mental
status or a psychological test to confirm a deficit. It is always better to have a measure that is at least partly independent of clinical
observation. I only wish that this principle had been applied more
generally in the manual.
In summary, the new system makes sense and is not difficult to
use. The problem is that like many other revisions in the manual, it
introduces a severity-based and dimensional approach to diagnosis
that could identify false positives.
Somatic Symptom Disorder
Somatic symptoms are poorly understood orphans in the diagnostic classification. Chronic fatigue and pain are among the most
common complaints of patients described in the past as “psychosomatic” (Shorter, 1993, 1994). Although research on unexplained
physical symptoms in medicine has been thin, when patients present in this way, physicians in primary care often send them to psychiatrists for evaluation and treatment. (It is usually not the patient
who initiates the referral but, rather, the doctor, after a series of
unfruitful investigations.)
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In the past, somatic syndromes were described as “hysteria”—
a perjorative and misleading term that dates back to Hippocrates.
Later, symptoms that resembled neurological conditions were
called “conversion,” a Freudian term that was retained in DSM-IV,
now changed to functional neurological symptom disorder. The criteria for this new diagnosis no longer include, as did previous editions, the difficult-to-prove statement that psychological conflict
lies behind these symptoms. Other patients present with medically
unexplained pain, a syndrome considered a diagnosis in its own
right by DSM-IV (but not by DSM-5). Other patients constantly
worry about being sick, which earned them a DSM-IV diagnosis of
hypochondriasis (another term associated with Hippocrates). Most
of these patients can now be diagnosed with illness anxiety disorder.
The new category of somatic symptom disorder (SSD) includes
many patients previously diagnosed with somatization disorder,
hypochondriasis, and pain disorder, and it can be coded for severity.
It combines all these syndromes, with the aim of making the category more valid (Dimsdale & Levenson, 2013). Another category,
important for consultation–liaison psychiatry, is psychological factors affecting medical conditions. The rare entity of factitious disorder
describes patients who fake physical disorders. Psychiatrists may
see these cases in consultation, and they are included under somatic
symptom disorders (Krahn et al., 2008), even though these patients
are consciously pretending to be sick. It also has the twist that some
cases involve other people, such as children, leading to the concept of
“Munchausen’s by proxy.” Body dysmorphic disorder, which was in
this group in DSM-IV, has been moved to the obsessive–compulsive
disorder spectrum.
The DSM-5 approach offers a simplification of a complex system
that clinicians found difficult to use. Somatization disorder, a term
introduced in DSM-III, described a picture marked by multiple physical complaints over many years and was studied and described by
psychiatrists at Washington University in St. Louis but uncommon
in other settings. Epidemiological research using DSM-IV definitions has confirmed that this entity is rare, with prevalence estimated at 0.2% (Kessler et al., 2005a). Among the many thousands of
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202 | Part II Specific D i ag n ose s
consults I have conducted during the past 40 years, I can remember
seeing only a few cases. Moreover, the construct of somatization
disorder was idiosyncratic, restrictive, and tended to reinforce a
mind–body dichotomy.
In summary, somatic symptom disorders can be divided into complex somatic symptom disorder (CSSD; multiple symptoms, excessive
concern about health, and chronicity), simple somatic symptom disorder (one main symptom with duration of at least 1 month), illness
anxiety disorder, and functional neurological disorder. Subcategories
describe cases in which somatic complaints, hypochondriasis,
and pain are most prominent. The most frequent criticism I have
heard from colleagues is that pain syndromes are distinct in clinical
features and treatment and do not mix easily with other somatic
symptoms.
DSM-5 diagnoses of somatic syndromes were found to remain
stable over a 1-year period (Rief et al., 2011). However, the specific
symptoms that patients present vary with time and place. They are a
function of a social “symptom pool” and reflect ways in which social
forces shape the way patients experience distress (Shorter, 1993).
Most people express distress through the body, and in many cultures, dysphoric emotions such as depression present as fatigue or
pain rather than as mental states (Kleinman, 1991).
Dissociative Disorders
Whereas somatic symptom disorders are common, dissociative disorders are uncommon—so uncommon, in fact, that they may not
even exist (Lynn et al., 2012).
More than 100 years ago, the French psychiatrist Pierre Janet
coined the term “dissociation” to describe a state of mind in which
different aspects of identity become separated, splitting consciousness to make some parts of memory and personality unavailable to
other parts (Carroy & Plas, 2000). Dissociation is a dramatic phenomenon that has fascinated the general public—as well as some
mental health professionals. Psychologist Morton Prince (1906)
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15 O ther D i a gno st i c G ro u p i n g s | 2 0 3
wrote a book describing a patient with multiple personalities. Fifty
years later, The Three Faces of Eve (Thigpen & Cleckley, 1957) became
a bestseller that was turned into a successful Hollywood movie. In
the 1970s, the theory that dissociation into multiple personalities
is the result of child abuse was popularized in another bestseller,
Sibyl (Schreiber, 1973). This book was at least partly responsible for
an epidemic of diagnosis of multiple personality disorder (Piper &
Merskey, 2004).
Rieber (2006) showed that the case history of Sibyl (real name
Shirley Mason) was a fabrication. The story was created by a troubled but compliant patient, an overenthusiastic therapist, and
an author looking to make money. Sibyl invented her multiple
personalities—as well as a history of child abuse that claimed to
explain them—to please her therapist, Cornelia Wilbur, who found
a journalist (Flora Schreiber) to write the book. These conclusions
have been confirmed by examining all documents in the case, showing that Shirley Mason’s childhood was normal (Nathan, 2011).
Multiple personality (now relabeled “dissociative identity disorder” or DID) seems to be an artifact brought on by suggestive
therapy techniques (Piper & Merskey, 2004). Patients are actively
encouraged to present additional personalities, and hypnosis is
used to elicit them. These procedures do not produce dissociative
phenomena in everyone, but they can do so in susceptible patients.
Dissociation is a common symptom in other mental disorders, but it
can be reinforced when therapists become fascinated with it.
The claim that dissociation is due to childhood trauma is doubtful. Most people who were abused as children never develop such
symptoms, and therapies that aim to uncover putatively repressed
traumatic events make use of hypnosis—a technique that elicits
dramatic stories and false memories (Paris, 1996). The concept
of repressed memories of trauma has led to a rash of accusations
against families, and for a while, working in a day-care center sometimes threatened to become a high-risk occupation. Contrary to
the drama that has driven the epidemic of multiple personality
disorder, there is no consistent relationship between trauma and
dissociation (Lynn et al., 2012). Rather, a capacity to dissociate in
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204 | Part II Specific D i ag n ose s
specific patients can be exaggerated by social forces, which is what
happened in the 1990s.
Up to a few decades ago, these conditions were considered very
rare. They were included in the classification system only after being
described in medical journals. In DSM-II, dissociative disorders were
a subtype of “hysterical neurosis.” But with the demise of both terms
(“hysteria” and “neurosis”) in DSM-III, dissociative disorders were
orphaned. The paradoxical result was that they had to be placed in
a separate grouping. That decision proved fateful. Ever since 1980,
as textbooks of psychiatry seemed to be required to follow the DSM
system, each version has had a chapter on dissociative disorders.
Most psychiatrists never make diagnoses of dissociative disorders, and most have never seen a case. But a group of mavens and
true believers have promoted the concept. Textbook chapters end
up being written by these “experts,” whereas psychiatrists who
believe the diagnoses are a serious mistake have unsuccessfully lobbied for their elimination.
Sometimes it takes only one powerful voice to determine what
gets in, or stays in, the DSM manual. In this case, it belongs to
the influential Stanford psychiatrist David Spiegel, who has promoted dissociative disorders for decades (Spiegel, 1994). There was
no chance of a change once a task force was struck that included
Spiegel. Those who recommended elimination of the group were
ignored. In the end, the DSM-5 approach to dissociative disorders
(Spiegel et al., 2011) contains only minor revisions.
We all have to live with DSM-5, so textbooks will continue to
have a chapter on dissociative disorders, and psychiatric residency
programs will have to teach trainees about them. Yet although dissociative symptoms are seen in practice, they are not separate disorders. As for DID, DSM-5 should have been willing to declare it
mythical. One can only hope that once its proponents have passed
from the scene, the diagnosis will wither away with time.
Although the syndrome of multiple personality is an artifact of
therapeutic suggestion, trance and possession states are not. They
are common ways of expressing distress in some cultural groups
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15 O ther D i a gno st i c G ro u p i n g s | 2 0 5
(During et al., 2011). These conditions, even if they are syndromes,
could find a place in another chapter of the manual.
Sleep–Wake Disorders
This group of disorders was only introduced to the manual in
DSM-IV. How did practitioners manage without them until 1994?
Most anomalies of sleep seen in psychiatric practice are associated
with other diagnoses (Breslau et al., 1996). However, some sleep
disorders are not associated with other mental disorders, so a new
grouping was created. These syndromes are uncommon, and they
may belong less to psychiatry than to neurology. The detailed criteria in DSM-IV were written for subspecialists who run sleep clinics.
Speaking on behalf of the workgroup, Reynolds and Redline (2010)
suggest that the new classification will be user-friendly for general
psychiatrists. It is difficult to see how this can be true.
The categories of sleep–wake disorders include primary insomnia, hypersomnolence, narcolepsy/hypocretin disorders, obstructive
sleep apnea hypopena disorder, central sleep apnea, sleep-related
hypoventilation, set of circadian rhythm sleep disorders, disorder
or arousal, nightmare disorder, rapid eye movement sleep behavior
disorder, restless leg syndrome, and substance-induced sleep disorder. These are all rare syndromes, and a few are new categories. This
shows how the DSM process works. Specialists tend to be splitters
rather than lumpers. Because most psychiatrists pay less attention
to this chapter, diagnoses can proliferate without objection.
What Was Left Over
I have not discussed every last disorder in DSM-5 but, rather, concentrated on the ones that are most important for practice. Yet even
after listing a few categories that are little but symptoms, DSM-5
still had to have its own chapter of “other” disorders. As anyone
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206 | Part II Specific D i ag n ose s
knows who has tried to develop a filing system, this is usually inevitable. Some of these other diagnoses ended up in Section III.
Nonsuicidal self-injury (NSSI) is one of these. This behavioral
pattern is common but not always explained by other diagnoses.
There has been a recent increase in the prevalence of NSSI among
adolescents (Lloyd-Richardson et al., 2007). Cutting oneself on the
wrist (or less visible areas) is not usually suicidal behavior but functions as a means of regulating negative affects (Linehan, 1993).
Some adolescents who self-harm develop borderline personality disorder, associated with unstable mood, unstable relationships, and
other forms of impulsivity. Most simply experiment with cutting,
driven by social contagion (Winchel & Stanley, 1991), and most will
remit when followed over time (Moran et al., 2012).
This proposal originally had criteria requiring self-injury on 5 or
more days in the past year without suicidal intent and associated
with an attempt to deal with negative affect. However, when this
concept, as well as a second iteration called “suicidal behavioral disorder,” proved unreliable in field trials, it was left out of the final
version of Section I. In my view, defining mental disorder by a few
symptoms, no matter how common, goes against the basic principles of nosology.
DSM-5 also has a separate chapter including two diagnoses seen
in children: encopresis and enuresis. These are only symptoms, but
they seem to have been included to describe cases with no obvious
causes. The manual notes that enuresis should only be diagnosed
when not explicable by a medical condition.
Adjustment Disorders
This group was introduced in DSM-III to describe conditions in
which patients experienced symptomatic reactions to stressors
but did not meet criteria for any mental disorder. The reaction to a
stressor needs to be somewhat exaggerated, but it is defined as temporary, going away when the stressor goes away (or at least within
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15 O ther D i a gno st i c G ro u p i n g s | 2 0 7
6 months after exposure). IN DSM-IV, stressors were coded, albeit
inaccurately, on Axis IV.
In DSM-5, adjustment disorders are listed in the chapter on
trauma and stressor-related disorders. The difficulty is how to determine the difference between a normal reaction to a stressful event
and a mental disorder, however mild. Adjusting to stress is not an
illness, but clinicians may use this category whenever something
difficult is going on in a patient’s life but the patient does not meet
criteria for a more substantive diagnosis.
Adjustment disorders could be normal variants that only serve
the purpose of describing people who are not ill. The category may
have been kept in the manual to justify seeing such patients in consultation or treatment. However, this may be another example of
how psychiatry medicalizes life.
Patients With No Mental Disorder
Believe it or not, there are some patients who come to clinical
attention without meeting criteria for any disorder listed in DSM.
A diagnosis may nonetheless have to be given when insurance
requires one.
The “V codes” listed at the end of the manual are designed to
describe consultations for life problems that are not disorders. The
list includes marital strife, conflict with children, and unemployment. Obviously, all these problems can also occur in people who do
have mental disorders.
Proposals to add a new group to the manual, called “relational
disorders” (Beach et al., 2006), were motivated more by insurance
than by science. Psychiatrists who practice marital and family therapy wanted to have their work validated by a diagnosis. Those who
practice psychotherapy to treat normal life problems were in the
same position. If this idea had been accepted, it might have achieved
the goal of making the prevalence of mental disorder in the population 100%. However, this grouping did not find its way into DSM-5.
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208 | Part II Specific D i ag n ose s
A Word in Summary
This brings us to the end of our survey of DSM-5 diagnoses. The
classification of mental disorders is far from hard science. It is a
rough-and-ready way of making sense of a wide variety of conditions. This is a necessary task, but we need not view DSM categories as “real.” Some diagnoses would be recognized as illnesses by
almost anyone. Others continue to be controversial, largely because
they medicalize the human condition. We need to keep in mind that
DSM is not a “bible” but, rather, a work in progress.
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Psychotherapy Theory, Research, Practice, Training
2010, Vol. 47, No. 3, 296 –305
© 2010 American Psychological Association
0033-3204/10/$12.00
DOI: 10.1037/a0021161
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This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
NOT SUPPOSED TO FEEL THIS: TRADITIONAL
MASCULINITY IN PSYCHOTHERAPY WITH MALE
VETERANS RETURNING FROM AFGHANISTAN AND IRAQ
WILLIAM LORBER
HECTOR A. GARCIA
Milwaukee Veterans Affairs Medical
Center, Milwaukee, WI
VAMC, San Antonio, TX, and University of
Texas Health Science Center
Traditional masculine socialization presents challenges in psychotherapy, for
example, by decreasing the likelihood of
help-seeking and by making emotionladen content more difficult to address.
While this has been established in civilian populations, more intense forms of
masculine socialization found in military
settings may amplify such issues in male
veteran populations. Male veterans returning from and Afghanistan (OEF) and
Iraq (OIF) exhibit strong traditional masculine socialization and generally present
in a unique manner. It is posited that
OEF/OIF male veterans’ unique presentation is in large part because of an interaction between high degrees of endorsement of traditional masculine
gender role norms, relative youth, recency of distressing events, and recent
experience in the social context of the
military where traditional masculinity is
reinforced. The impact of these variables
on the psychotherapeutic process for
male OEF/OIF veterans is significant and
likely adds to ambivalence about change
and increases dropout from psychotherapy. Modifications of traditional psychotherapeutic approaches designed to address traditional masculine gender role
norms and their many interactions with
other variables are discussed.
William Lorber, Milwaukee Veterans Affairs Medical Center, Milwaukee, WI; and Hector A. Garcia, VAMC, PTSD
Clinical Team, San Antonio, TX, and Department of Psychiatry, University of Texas Health Science Center.
William Lorber is now also affiliated with the Department
of Psychiatry and Behavioral Medicine, Medical College of
Wisconsin.
Correspondence regarding this article should be addressed
to William Lorber, PhD, Milwaukee Veterans Affairs Medical
Center, 5000 W. National Avenue, Milwaukee, WI 53295.
E-mail: william.lorber@va.gov
296
Keywords: military veterans, masculinity,
emotion, posttraumatic stress disorder,
prolonged exposure
This is an unprecedented moment in the
United States. Psychological science has never
had so much information about how to alleviate
war-related psychological suffering while such
large numbers of service members return from
war. This opportunity poses many challenges,
particularly regarding male veterans who historically are reluctant to seek psychotherapy
and who may be difficult to engage. While this
may be the case for male veterans of all eras,
for male veterans returning from service in
Afghanistan in Operation Enduring Freedom
(OEF) or in Iraq in Operation Iraqi Freedom
(OIF), issues of masculinity may influence
help-seeking and psychotherapy in distinctive
ways that call for unique adjustments to the
psychotherapeutic process. This paper will address ways traditional masculine gender role
norms (TMGRNs) are expressed in male OEF/
OIF veterans and modifications to traditional
psychotherapeutic approaches that best meet
the needs of this population.
Traditional Masculine Gender Socialization
and Psychotherapy
Gender socialization for men in the United
States may instill a number of TMGRNs (Addis
& Mahalik, 2003), including: those that promote
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Special Section: Masculinity and Male OEF/OIF Veterans
independence and self-reliance (Brannon &
David, 1976), focus on competition and power
(Mahalik, Good, & Englar-Carlson, 2003), disdain for homosexuality and feminine traits
(Mahalik, Locke et al., 2003; O’Neil, Helms,
Gable, David, & Wrightsman, 1986) awareness
of the potential value of aggression (Mahalik,
Locke et al., 2003), valuing of strength (David &
Brannon, 1976), maladaptive ways of coping
with distress such as substance use (Mahalik,
Good et al., 2003), and emotional control
(Mahalik, Locke et al., 2003). Until recently,
masculinity research had largely focused on reducing negative aspects of traditional masculinity
to improve functioning. In a pattern similar to the
study of other psychological phenomena (Duckworth, Steen, & Seligman, 2005), recent approaches have expanded upon this valuable line
of inquiry and applied the perspective of positive
psychology to the study of masculinity. These
more recent studies have highlighted benefits
that come from masculinity-related facets such
as male self-reliance, the worker/provider tradition in men and male courage (Kiselica &
Englar-Carlson, pp. 276 –287, this issue). Both
approaches have demonstrated that TMGRNs
are not by definition problematic; it is only
when these norms are adhered to in ways that
negatively impact the functioning of self or
others that adherence is considered harmful and
is therefore called gender role conflict (O’Neil
et al., 1986), gender role stress (Eisler & Skidmore, 1987), or male gender role strain (Pleck,
1995).
TMGRNs, gender role conflict, stress, and
strain have been associated with changes to the
psychotherapeutic process for civilian men, for
example, by making help-seeking less likely
(Addis & Mahalik, 2003). The gender role conflict construct of restrictive emotionality (fear
about emotional expression and difficulty expressing emotions; O’Neil et al., 1986) has been
associated with less psychological help-seeking
in the past and decreased likelihood of present or
future help-seeking (Good, Dell, & Mintz, 1989).
Masculine gender role norms and stresses may
also necessitate adjustments to the process of
psychotherapy. For instance, restrictive emotionality and valuing emotional control may make
men less willing to address emotional content in
session, requiring changes in the ways that emotions are addressed.
Traditional Masculinity in Military Culture
Men are exposed to a degree of masculine
socialization (Levant, 1996) that, in the United
States, has been associated with lessened helpseeking for mental health concerns (Addis &
Mahalik, 2003) and may call for changes to psychotherapeutic approaches (Mahalik, Good et al.,
2003). However, masculine socialization may be
more intense for those who serve in the military
(Brooks, 2005; Eisenhart, 1975). For example,
military training may focus on instilling emotional control because it is believed that the ability to control emotion under duress promotes
survival and mission completion. This “secondary socialization” (Arkin & Dobrofsky, 1978)
occurs in the Armed Services where strong conformity to hypermasculine ideals, particularly
emotional control, is institutionalized and part of
a strategy to prepare men for combat. Though
there are many, one good example is a slogan
used across the branches of service and aimed at
the suppression of fear, particularly during basic
training: “pain is fear leaving the body.” Male
veterans often combine what it means to be a man
and a soldier (Eisenhart, 1975) and refer to the
experience and expression of emotions other than
anger as “weak.” These perspectives create
avoidance, rigid emotional control, and can make
veterans reluctant or unwilling to experience the
emotions they learned to “turn off.”
Reluctance to experience emotions associated
with masculine socialization can appear similar
to emotional avoidance in Posttraumatic Stress
Disorder (PTSD). However, emotional avoidance
in PTSD functions largely to prevent the experience of distress related to traumatic events,
where, by contrast, in masculine socialization it is
geared toward preventing distress related to the
conflict of that emotion with one’s masculine
identity (Mahalik, Locke et al., 2003; O’Neil et
al., 1986). In this sense, traditional masculine
socialization and PTSD generate two different
but related and interacting motivations for avoiding emotions.
Men are not the only ones who endorse views
that align with traditional masculine norms.
Civilian women, and to a larger degree women
veterans, often endorse views such as valuing
competition and power, hiding perceived weakness as well as maintaining self-reliance and
emotional control. Nevertheless, men and women
differ in terms of gender socialization regarding
297
Lorber and Garcia
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these beliefs and the behaviors they generate.
According to traditional gender socialization,
men should behave in the ways described above,
and women should not. While this paper addresses issues that arise for male OEF/OIF veterans, more research is needed to address the
impact of gender expectations on the psychological functioning of women veterans.
Unique Features of OEF/OIF Veterans
Additional masculine socialization via the
military, or “secondary socialization” (Arkin &
Dobrofsky, 1978), influences veterans of all eras.
However, special consideration of the influence
of TMGRNs in male OEF/OIF veterans may be
useful because OEF/OIF veterans have recently
been immersed in military culture where traditional masculine views are reinforced. It is also
possible that the intensity of emotions associated
with recent exposure to traumatic events encourages male OEF/OIF veterans to fall back on masculine gender role norms, for instance, those regarding emotional control and concealment of
perceived weakness.
The relative youth of most male OEF/OIF veterans may also contribute to distinct presentation
regarding issues of masculinity in two ways.
First, endorsement of TMGRNs is stronger in
younger populations (Levant & Richmond,
2007). Second, while traditional masculine norms
reinforced by military culture may lead to volitional avoidance of emotion, a history of adherence to these norms may prevent the development of emotion regulation skills (Levant, 1998).
This in turn may compound male veterans’ difficulty coping with the emotional effects of the
combat theater, especially young male veterans
who may not yet have had other life experiences
stimulating the development of emotion regulation skills. Lorber, Proescher, and Hendrickson
(2007) found that only lack of emotion regulation
skills (vs. nonacceptance of emotional responses,
difficulties engaging in goal-directed behaviors,
impulsivity, emotional awareness, clarity of emotional experience; Gratz & Roemer, 2004) predicted degree of PTSD symptoms in male OEF/
OIF veterans, even after controlling for fear of
emotion. Combined, these factors may lead these
veterans to overemploy familiar traditional masculine approaches.
298
Viewing Symptoms as Nonnormative: “I Am the
Only One”
Many male OEF/OIF veterans are under the
misimpression that they are alone among their
returning peers in their experience of psychological symptoms. This view is spurred by certain
aspects of military culture, particularly adherence
to TMGRNs asserting that men should be independent and strong (Brannon & David, 1976).
When adhered to rigidly, this norm tends to
prompt men to conceal psychological symptoms
from each other (Addis & Mahalik, 2003). This
in turn promotes the view that these symptoms
are nonnormative or due to personal weakness. In
addition, acknowledging problems stands in opposition to men’s military identity, an identity
that includes expectations of strength, independence, and invulnerability to the stressors of combat (Arkin & Dobrofsky, 1978). The expectation
for men to be unaffected by combat or other
military experiences may further contribute to the
concealment of psychological problems. These
phenomena have been found to decrease helpseeking for civilian men (Addis & Mahalik,
2003) and may do so for veterans as well. They
also represent common themes in psychotherapy
that are best addressed early on in the process.
Substance Use
Substance use is in accord with TMGRNs as a
means of coping with distressing emotions while
emotional processing and expression are not
(Mahalik, Good et al., 2003). For these and other
reasons, many male OEF/OIF veterans use alcohol and drugs to cope with distress, further complicating the clinical picture. The relationship for
men between masculinity beliefs and the instrumental use of substances to cope with distress is
a common one (Moller-Leimkuhler, 2002) and
not unique to veterans of this era (Isenhart, 1993).
However, at present, male OEF/OIF veterans appear to use substances more than veterans of
other eras. For instance, in a study that compared
a 95% male OEF/OIF veteran sample to a 100%
male Vietnam sample, OEF/OIF veterans were
found to use alcohol more often than Vietnam
veterans (Erbes, Curry, & Leskela, 2009). The
authors did not speculate about the reasons for
the difference, but it is likely because of numerous factors. For example, greater endorsement of
TMGRNs in younger populations (Levant &
Special Section: Masculinity and Male OEF/OIF Veterans
Richmond, 2007) may contribute to higher substance use in OEF/OIF veterans because these
norms support substance use as a means of coping with distress.
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Higher Rates of Dropout
Close adherence to TMGRNs may complicate
the psychotherapeutic process in important
ways—for example, by contributing to dropout.
We observe that male OEF/OIF veterans drop out
of psychotherapy at much higher rates than do
their female counterparts or veterans of other
eras. In our observation, dropout rates appear to
be independent of psychotherapeutic approach.
Corroborating these impressions, a predominantly male sample (95%) of OEF/OIF veterans
dropped out of psychotherapy at more than twice
the rate of a 100% male Vietnam veteran sample
(Erbes et al., 2009). OEF/OIF veterans also attended significantly fewer sessions and noshowed more frequently than did Vietnam veterans. These differences were not accounted for by
degree of symptom distress or employment status. This study did not assess endorsement of
TMGRNs or stigma, but the authors did suggest
that stigma may play a role in dropout. Stigma
reinforced by masculinity issues, recent military
experience, war-related distress, and limited
emotion regulation skills may contribute to dropout by making psychotherapy particularly aversive for male OEF/OIF veterans. These factors
may engender the belief that postdeployment distress should not be experienced, that psychotherapy is inappropriate and that talking about troubling events is too painful, not constructive, or
not permitted.
Recommendations
Rigid adherence to TMGRNs presents challenges to psychotherapists treating male OEF/
OIF veterans. We have had success by modifying
existing psychotherapeutic approaches to address
the effect of TMGRNs, with emphasis on ways
that these norms influence emotional experience,
processing, and expression. Typically, we find it
useful to apply modified versions of psychoeducation, motivational interviewing, and interventions designed to increase emotional awareness,
regulation, and expression.
Psychoeducation
Psychoeducation is the foundation of effective
psychotherapies and often helps to normalize the
experience of symptoms, which is especially important for OEF/OIF veterans. As stated, norms
of military masculinity tend to strongly disfavor
help-seeking, emotional processing, and emotional expression. Military training and culture
promotes what the veterans call a “suck it up”
attitude where emotions are disregarded. As a
result, male OEF/OIF veterans often report that
help-seeking feels to them like complaining, thus
they may feel reluctant to initiate or sustain psychotherapy. We find it beneficial to normalize
their discomfort in addressing psychological concerns and reframe “complaining” as reporting or
describing.
A number of approaches can be useful in destigmatizing the experience of aversive emotions.
These include a heavy emphasis on psychoeducation regarding the neurobiology of emotions
(e.g., nonvolitional role of limbic system in the
experience of emotions), normalization of distress (e.g., emotional distress as a natural reaction
to a war zone), and use of destigmatizing analogies (e.g., barriers to emotions as protective
“dams” that were useful in the war zone but may
no longer be adaptive). When working with
PTSD, the connection between cognitive and
emotional avoidance and the maintenance of
PTSD symptoms should also be highlighted.
We have also found psychoeducation addressing TMGRNs to be effective. Discussion of masculinity should include positive aspects of
TMGRNs and should point out that these norms
are not necessarily maladaptive, but can be if
adhered to in inflexible ways. Veterans quickly
recognize masculine norms and their effect on
emotional well-being. They also readily report
the etiology of these norms in childhood and in
the military. An overarching goal of psychoeducation should be to impart the message that experiencing symptoms after deployment to a war
zone is common and not a sign of personal weakness but of the strength of war-related experiences. Furthermore, psychoeducation should target socialized proscriptions against experiencing
and expressing emotions other than anger— psychoeducation should be aimed at giving “permission” for these male veterans to feel and express
what they choose.
299
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Lorber and Garcia
Many male OEF/OIF veterans drop out of psychotherapy and then return at a later time. Because of this, the psychotherapist must work with
both a short and long time frame in mind. It can
be helpful to prioritize immediate goals, for example, symptom management while also working
toward longer-term goals such as trauma processing. However, these longer-term goals may not
be achieved during a continuous set of sessions.
Progress in these less-than-perfect circumstances
may be conceptualized as “planting seeds” or moving veterans through stages of change in increments. Here, dropout can often be made less likely
by focusing in early sessions on psychoeducation
addressing common reasons for dropout, including
the influence of traditional masculine norms about
self-reliance and emotional control. Forming contingency plans in case of the veteran’s desire to drop
out has also proven useful.
Motivational Interviewing
For reasons stated above, many male OEF/OIF
veterans present with high ambivalence toward
psychotherapy and change, which calls for
unique interventions to keep them engaged. We
have had success in lessening ambivalence using
a version of motivational interviewing modified
to address traditional masculine gender norms.
Motivational interviewing strategies were developed to address ambivalence about psychotherapy and personal change in substance use disorders (Miller, 1983; Miller & Rollnick, 2002) and
have been applied more recently to combatrelated PTSD (Murphy & Rosen, 2006; Murphy,
Rosen, Cameron, & Thompson, 2002). However,
these recent efforts with combat-related PTSD
have focused primarily on issues related to readiness for change and problem recognition, following the format of the substance abuse psychotherapies from which they were derived. Though
Murphy (2008) briefly describes cognitive and
emotional roadblocks to successful psychotherapy that are relevant to masculinity, including
“fear of feeling weak” and “fear of crying,” a
more focused effort at targeting masculinity issues is in order, particularly when working with
younger veterans. This effort must carefully consider the socialization of young men in the military as well as the influence of gender norms
more broadly.
As part of this approach, we use decisional
balance exercises, which are common tools in
300
motivational enhancement therapy, to address
ways that traditional masculine gender roles influence the choices these veterans make. Decisional balance exercises ask the client to list both
the “good” and the “bad” aspects of maladaptive
behaviors with the understanding that once clients (particularly ambivalent ones) list the positive outcomes of their behaviors they are also
more likely to recognize negative outcomes
(Miller & Rollnick, 2002). This can be applied to
examine the utility of certain masculine norms,
such as those regarding emotional control. Decisional balance exercises tend to stimulate personal investment because both sides of the issue
are explored and are enumerated by the veteran,
not the psychotherapist. This allows the veteran
to feel a stronger sense of agency in behavioral
change. This approach is in stark contrast to
arguing with or lecturing to the veteran about the
negativity of factors such as avoidance or emotional restriction. Decisional balance exercises
also lessen stigma because they do not frame
traditional masculine gender role beliefs as inherently bad nor good, but that their adaptiveness is
context-dependent, which highlights the need for
flexibility.
Addressing Emotion
Many returning veterans have difficulty processing and expressing emotion— difficulties that
for some, arise from the belief that these behaviors are inappropriate for men. For others, the
difficulty stems from their never having learned
how to process or express emotion due to longterm adherence to TMGRNs that do not promote
emotional awareness, processing or expression
(Levant et al., 2003). Straightforward interventions can go a long way, particularly once
masculinity-based reluctance to address emotions
is addressed and veterans feel more comfortable
doing so. For example, many veterans become
better at expressing emotions by referring to a list
of emotion words. They often are aware of emotions but are not used to putting their feelings in
words because they do not believe they have
permission to do so. We have also used elements
of Levant’s psychotherapy for normative male
alexithymia (Levant, 1998; Levant, Halter, Hayden, & Williams, 2009) where men act as investigators of others’ emotions to better recognize
their own, then, act as investigators of their own
emotions.
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Special Section: Masculinity and Male OEF/OIF Veterans
Male OEF/OIF veterans also demonstrate
problems regulating difficult emotions. We find
that many returning male veterans appear better
able to benefit from psychotherapy after increasing their emotion regulation skills, particularly
when applying trauma-focused psychotherapies
that place a heavy burden on the client’s ability to
regulate. This is similar to what has been found in
female survivors of sexual assault in psychotherapy who are more likely to complete prolonged
exposure after emotion regulation training (Cloitre, Koenen, Cohen, & Han, 2002). To increase
emotion regulation skills, we work to improve
emotion awareness, for example, via exercises
that tie emotions to situations, thoughts, physiological reactions, behavior, and desired goals.
Symptom management skills such as deep
breathing and grounding exercises also help to
manage intense emotions and arousal. By learning to apply these skills, patients become more
aware that they can tolerate and in fact regulate
aversive emotions. TMGRNs themselves often
serve as an obstacle to emotion regulation because these veterans frequently assume that emotions other than anger are inappropriate. Therefore, sadness or anxiety is often intensified by
masculinity-related guilt and shame. Consequently, addressing TMGRNs often improves
emotion regulation.
In summary, the larger goal when addressing
emotion is to use approaches indicated by the
veteran’s clinical presentation to encourage the
experience and expression of emotion in a nonjudgmental setting. This way, veterans come to
see that rigid adherence to socialized gender
norms regarding emotions is not necessary and
that the distress related to aversive emotions can
be tolerated.
Traditional Masculinity, Emotions, and
Prolonged Exposure for PTSD
TMGRNs make it more difficult for male
OEF/OIF veterans to complete prolonged exposure for PTSD because they add an extra
degree of avoidance. This issue is particularly
important given the number of male OEF/OIF
veterans reporting PTSD symptoms (Hoge et
al., 2004) and because prolonged exposure has
been proven effective in treating PTSD (Institute
of Medicine, 2008). These psychotherapies can
be made more effective for returning male veterans if special attention is made to the manner in
which traumatic material is cognitively processed
among PTSD sufferers.
Daniel Wegner’s work has led to an understanding of the cognitive mechanisms underlying
intrusive thoughts, notably the willful suppression of unwanted cognitive material, or thought
suppression (Wegner, Schneider, Carter, &
White, 1987). In essence, the more one attempts
to suppress cognitive material, the more the material intrudes into consciousness, a phenomenon
referred to as the rebound effect. Thought suppression has been implicated in the acquisition
and maintenance of PTSD symptoms (Shipherd
& Beck, 2005) and along with the rebound effect
coincides with two of the three major symptom
clusters of PTSD—avoidance and reexperiencing. It is easy to understand the motivation for
avoiding traumatic memories given their aversive
qualities. Traditional masculine gender roles may
provide additional motivation to attempt to suppress traumatic memories because these memories promote experiencing emotions such as anxiety and depression that do not comport with
traditional masculinity. However, the more these
memories are avoided, the more they intensify in
the form of reexperiencing symptoms, particularly intrusive memories, flashbacks, and nightmares.
Psychotherapies such as prolonged exposure
are designed to diminish reexperiencing and
other symptoms by focusing on eliminating
avoidance. This is accomplished through repeated exposure to traumatic memories (via audio recordings of the trauma narrative), as well as
exposure to places and situations that create anxious arousal because they serve as reminders of
traumatic events. These techniques, designed to
eliminate avoidance, are essentially the opposite
of thought suppression. Though found to be
highly effective for treating PTSD (Institute of
Medicine, 2008), prolonged exposure may produce anxiety and discomfort at the outset and it is
often difficult for clients to get started. To prevent
dropout during this early period, it is necessary to
encourage the client to do the opposite of what a
PTSD sufferer is strongly inclined to do, which is
to avoid.
Providing prolonged exposure to male OEF/
OIF veterans presents unique challenges. Our observations are that veterans who endorse
TMGRNs find prolonged exposure to be especially difficult. It appears that for these veterans,
the intrusive nature of traumatic memories is
301
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Lorber and Garcia
often more extreme and the anxiety the memories
arouse more intense. We theorize that for these
individuals, there is twice the incentive to avoid.
First, because we are often treating combatrelated PTSD, the material itself is by nature
difficult—all the worst parts of combat are revisited. Here, one could argue that it is the content of
the memories and the associated negative emotions that account for avoidance. However, for
veterans who rigidly espouse certain masculine
beliefs (e.g., that men should be invulnerable or
always in control of their emotions) distress is not
only because of experienced emotions, but because these emotions are themselves contrary to
the veteran’s gender expectations and selfidentity.
The protocol for prolonged exposure addresses
ambivalence about psychotherapy. However, we
have found that we can increase the likelihood of
completion of prolonged exposure by adding discussion about TMGRNs and how they may promote ambivalence and avoidance. In these discussions, we focus on ways that norms regarding
emotional control contribute to avoidance by
complicating emotional experience, processing,
and expression for men as well as how military
culture may intensify these norms.
Additionally, to normalize ambivalence and to
illustrate the benefits of the procedure, we have
shown videotaped interviews of male OEF/OIF
veterans who have completed prolonged exposure to those considering this psychotherapy. We
have found that showing these recordings has a
discernable impact on ambivalence. We believe
this is in part because seeing another male veteran describe his experience destigmatizes helpseeking and emotional expression. It also disabuses notions such as “I am the only one” as
described above, thus normalizing the experience
of psychological symptoms. Furthermore, the interviews address TMGRNs and their role in
avoidance. Hearing fellow veterans discuss modifying their more rigid masculine beliefs in the
service of improved functioning further lessens
ambivalence, particularly among those struggling
with TMGRNs in psychotherapy.
Case Example
Tom (name, psychotherapy site, and all other
identifying information have been obscured to
disguise the client’s identity) is a 25-year-old
male who served in the Army as an infantryman
302
for a 12-month deployment in Iraq and presented
to an outpatient PTSD clinic for 25 sessions. He
reported a “normal” childhood with no prior
trauma history. Tom stated that via his military
training, he came to believe that he was “invincible.” He reported that he learned to ignore pain
and “suck it up, drive on.”
In Iraq, Tom participated in numerous house
raids, some involving the deaths of insurgents
and fellow soldiers, including friends. He was
also involved in several firefights that occurred in
urban areas when he shot and killed insurgents. In
addition, Tom rode in convoys that were hit by
rocket-propelled grenades and improvised explosive devises, though his vehicle was never hit.
Tom reported that after about three such incidents, he became emotionally numb and the dangerous missions eventually became “just like going to work.” He stated that he “felt like a
machine, I couldn’t feel anything.” Mortars and
rocket-propelled grenades also frequently hit
Tom’s base with the closest mortar exploding
within 30 yards of his location.
Upon return to the United States, Tom was
experiencing PTSD but did not know what was
bothering him. He felt shame for being troubled
by his military experiences. His most distressing
symptoms were intrusive images “playing like a
movie over and over,” disturbed sleep, anger, and
irritability that caused him to fight with his family
and girlfriend. He also drank more than ever to
alleviate symptoms and to sleep. Those around
Tom noticed changes— his mother pleaded with
him to get help. After a bar fight leading to
injuries, 10 months after return from Iraq, Tom
presented to the Veterans Administration (VA).
At intake, Tom described deliberately trying to
avoid intrusive traumatic memories by saying to
himself repeatedly, “You’re a soldier and a police
officer,” reminding himself of the solidity of his
masculine stature and inferring that he should be
invulnerable. When this failed to work, he would
repeat to himself bluntly, “You’re the man-you’re
the man.” Tom also downplayed the intensity of
his experiences in Iraq and minimized problems
in current functioning. He stated that it was hard
to ask for help because “I’m a warrior, I’m not
weak.”
Psychoeducation intended to destigmatize was
used over two sessions. This included normalizing symptoms and emphasizing that they are not
an indication of personal weakness but of the
power of war-related experiences. The interven-
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Special Section: Masculinity and Male OEF/OIF Veterans
tion also included a discussion of the neurobiology of emotions. Also addressed was the influence of TMGRNs on perception of symptoms,
help-seeking and the processing, and expression
of emotion. Tom reported that he “felt better”
after both sessions.
Tom did not show for his third session and did
not respond to phone calls or a letter. He called 2
months later requesting an appointment stating
that “things aren’t right” and that he has been
drinking too much. Reasons for dropout were
discussed in session three. Below is an excerpt
from the session illustrating the reframe of emotional experience as part of the psychotherapeutic
endeavor.
Tom began by arguing that it was too difficult
for him to acknowledge his distress, stating,
“Men aren’t supposed to feel these emotions . . .
I’m not supposed to feel this, that’s what makes it
so hard.” Tom’s psychologist asked, “Where did
you learn this?” “They teach us that in our training” Tom responded. The psychologist continued, “Why do you think they teach that?” Tom
replied, “Because it makes you a better soldier. I
mean, you can’t just break down right in the
middle of a mission. You need to be strong, suck
it up and move on to the next thing.” “This is
true, but how realistic is it to not feel any emotion
at all, ever again?” asked the psychologist. “No,
not really realistic” Tom admitted after a few
moment’s consideration. Tom’s psychologist
pressed him, “What would you think of a man
who was not affected by having friends killed in
Iraq? Would you think he was strong?” “Not
necessarily” Tom replied, “It’s rough to lose
guys.” The psychologist continued, “So maybe it
is normal to have painful emotions about such
intense experiences. Maybe it’s not a question of
strength or weakness, but something else, like
caring about your friends.” At this point Tom
stopped and pointedly reflected on this question.
It was clear that this was a pivotal moment in
psychotherapy where he began to seriously examine his internal rules about emotional experience. An extended discussion ensued regarding
masculine socialization and emotion, which was
initiated by this line of Socratic questioning. A
modified motivational interviewing approach was
then used to assess the value of emotional processing and expression versus avoiding traumatic
events. Through decisional balance exercises,
Tom came to see that it is “easier” to avoid
aversive emotions and traumatic memories, but
ultimately, not “better.”
During the next three sessions, Tom became
progressively more comfortable discussing traumatic experiences. He surprised himself by sharing a particularly traumatic incident (when his
friend was killed in a house raid) having earlier
stated that it was “way too much” to discuss.
Despite these gains, Tom did drop out once again
after discussing this incident, reappearing three
weeks later. Upon return, Tom stated that it was
difficult to talk about the incident but that he
could see doing so was helping. Over the next
eight sessions, Tom discussed this incident and
processed some of the related emotional distress.
Sessions also focused on the impact of such
events on current functioning. His affect and
mood improved, as did his functioning—those
around him said he was becoming more of his old
self and he agreed.
Tom hesitantly agreed to try prolonged exposure. After completing prolonged exposure
in 11 sessions, Tom no longer met formal criteria for PTSD as determined by a clinical
interview and the PTSD Checklist-Military
Version (Weathers, Litz, Herman, Huska, &
Keane, 1993) While low levels of hyperarousal
symptoms remained (mostly sleep disturbance), his reexperiencing and avoidance
symptoms had significantly remitted by the end
of psychotherapy. The resocialization process
regarding masculinity and emotions was a crucial ingredient toward this result and was applied throughout the psychotherapeutic process. Indeed, emotional numbing is an
avoidance criterion of PTSD and working toward approaching emotion in the manner described directly targets this symptom. By the
end of psychotherapy, Tom was more comfortable processing and expressing emotion and
doing so produced less conflict and shame. We
believe addressing issues of masculinity and
emotion greatly increases the likelihood that
OEF/OIF male veterans will take part in psychotherapy and complete valuable and challenging interventions such as prolonged exposure. This is of critical importance given young
male veteran’s tendency to drop out of psychotherapy across psychotherapeutic approaches,
at least in part because of the influence of
traditional masculinity on the processing and
expression of emotion.
303
Lorber and Garcia
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The Psychotherapist’s Experience
Working with OEF/OIF male veterans is often
frustrating and almost always rewarding. A large
source of frustration comes from witnessing the
negative impact of TMGRNs as described above.
The reward comes from seeing these men work
through maladaptive beliefs, process their trauma
and move forward with their lives.
The psychotherapist teaches acceptance of
emotional experience while maintaining a degree
of emotional distance from the traumatic material. This requires balance between clinical objectivity and experiencing measured amounts of
emotion— emotional attunement being requisite
for any psychotherapeutic approach. However,
when addressing traumatic material, psychotherapists bear witness to the horrors of trauma. In
prolonged exposure therapy, trauma is addressed
by definition in a repeated and prolonged fashion.
It is common for beginning prolonged exposure
psychotherapists to experience a degree of distress as trauma narratives unfold. As psychotherapy progresses, so do the horrific details. Fortunately, the same habituation process that
alleviates anxiety in the client also works with the
psychotherapist. The authors have noted it is possible to maintain empathy while gradually becoming more comfortable with graphic traumatic
material repeatedly outlaid in prolonged exposure.
Sometimes the graphic force of the narratives
rattles even the most tenured psychotherapist.
Just as keeping the material to oneself can be
emotionally damaging to the client, so can it be
for the psychotherapist. At these times, confidentially sharing troubling narratives with other psychotherapists can be helpful. Time-honored wisdom about self-care outside of work is important
as well; time off should be used to enjoy life, just
as we encourage our patients to do.
Conclusions
Traditional masculine socialization combined
with military training alters the psychotherapeutic process for male veterans returning from Iraq
and Afghanistan. TMGRNs, and other variables
such as relative youth, recent experience in military culture and recent exposure to traumatic
events, combine to complicate psychotherapy, in
part because they impact returning male veterans’
willingness and ability to contend with emotions.
304
Although these factors play a role in shaping all
psychotherapeutic interactions with this population, willingness and capacity to contend with
emotions is critical in trauma focused PTSD psychotherapies such as prolonged exposure.
Much of what we have applied to male veterans in this paper derives from work with civilian
men. Correspondingly, modifications to traditional psychotherapeutic approaches we have
found helpful with male veterans would also
likely be helpful with civilian men who rigidly
endorse TMGRNs. For example, motivational interviewing techniques that help to lessen
masculinity-related ambivalence about psychotherapy for male veterans should in theory do the
same for civilian men. It may be the case that our
modifications are called for whenever there is
difficult clinical work to do with those who rigidly endorse TMGRNs independent of veteran or
civilian status.
In conclusion, there are many unique challenges in psychotherapy with male OEF/OIF veterans. It falls on psychotherapists and researchers
to understand the many challenges to this process, including the impact of TMGRNs. By addressing TMGRNs, we can advance toward helping this deserving population readjust to civilian
life with less pathology and better self understanding.
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305
Reintegration Problems and Treatment
Interests Among Iraq and Afghanistan
Combat Veterans Receiving VA Medical Care
Nina A. Sayer, Ph.D.
Siamak Noorbaloochi, Ph.D.
Patricia Frazier, Ph.D.
Kathleen Carlson, Ph.D.
Amy Gravely, M.A.
Maureen Murdoch, M.D., M.P.H.
Objective: The objectives of this study were to describe the prevalence
and types of community reintegration problems among Iraq and
Afghanistan combat veterans who receive U.S. Department of Veterans
Affairs (VA) medical care, identify interests in interventions or information to promote readjustment to community life, and explore associations between probable posttraumatic stress disorder (PTSD) and reintegration problems and treatment interests. Methods: A national, stratified sample of Iraq-Afghanistan combat veterans receiving VA medical
care responded to a mailed survey focused on community reintegration.
Of 1,226 veterans surveyed, 754 (62%) responded. Prevalence and proportions were adjusted for potential nonresponse bias. Results: An estimated 25% to 56% of combat veterans who use VA services reported
“some” to “extreme” difficulty in social functioning, productivity, community involvement, and self-care domains. At least one-third reported
divorce, dangerous driving, increased substance use, and increased
anger control problems since deployment. Almost all (96%) expressed interest in services to help readjust to civilian life (95% confidence interval [CI]=93%–99%). The most commonly preferred ways to receive reintegration services or information were at a VA facility, through the mail,
and over the Internet. An estimated 41% (95% CI=36%–46%) screened
positive for PTSD, and probable PTSD was associated with reporting
more readjustment difficulties and expressing interest in more types of
services, including traditional mental health services. Conclusions: IraqAfghanistan combat veterans who already receive VA medical care reported multiple current reintegration problems and wanted services
and information to help them readjust to community life. These concerns were particularly prevalent among those with probable PTSD.
Research is needed to explore nontraditional modes of service delivery,
including the Internet. (Psychiatric Services 61:589–597, 2010)
Dr. Sayer, Dr. Noorbaloochi, Dr. Carlson, Ms. Gravely, and Dr. Murdoch are affiliated
with the Center for Chronic Disease Outcomes Research, Veterans Affairs Medical Center, 1 Veterans Dr., Minneapolis, MN 55417 (e-mail: nina.sayer@med.va.gov). Dr. Frazier
is with the Department of Psychology, University of Minneapolis. Portions of these data
were presented at the U.S. Department of Veterans Affairs Health Services Research and
Development annual meeting, Baltimore, February 11–13, 2009, and the American Psychological Association annual meeting, Toronto, Ontaria, Canada, August 6–9, 2009.
PSYCHIATRIC SERVICES
o ps.psychiatryonline.org o June 2010 Vol. 61 No. 6
O
ver two million U.S. service
members have been deployed to Iraq or Afghanistan
since America’s engagement in the
post–September 11 “war on terrorism,” approximately 27% of whom
have been deployed more than once.
Research suggests that the burden of
mental disorders and symptoms, including posttraumatic stress disorder
(PTSD), substance use disorders, and
depression, is high among service
members within the first year of returning from these deployments
(1–5). Furthermore, with some notable exceptions (6), research suggests a rise with time since deployment in the rate of psychiatric problems among U.S. service members
and veterans (3,7–10), which may indicate better problem detection and
more psychiatric morbidity over time.
Reports of increases in marital and
occupational difficulties after military
service in either Iraq or Afghanistan
(Iraq-Afghanistan) (1,4,11,12) provide further evidence of postdeployment reintegration problems.
Research on postdeployment health
problems among Iraq-Afghanistan
war veterans is needed to inform the
development and resourcing of
health services. However, the existing
research base has several limitations
for health services planning. First,
many prevalence studies are based
primarily or exclusively on samples of
active-duty Army personnel and
therefore do not provide information
589
about other types of service members
(9), including activated National
Guard and reserve troops, who may
face unique circumstances during and
after their deployment (3,13). Second,
most studies describing rates of psychiatric symptomatology have assessed
service members within the year after
returning from their deployment
(1,3,5,8,14,15), leaving unexamined
their long-term adjustment problems.
Third, because most prior studies have
focused on psychiatric disorders, we
know relatively little about the functional problems that Iraq-Afghanistan
veterans face as they attempt to reintegrate into their home communities.
Veterans may perceive problems functioning at home, school, or work to be
as important as or more important
than symptom resolution (16,17). Last,
the treatment preferences of this new
generation of veterans, which differs
from earlier cohorts of veterans in
terms of age, education, and comfort
with technology, is understudied (18).
This study was designed to address
some of the above gaps in the literature. Our primary objectives were to
describe the prevalence and types of
community reintegration problems
among Iraq-Afghanistan combat veterans who receive U.S. Department of
Veterans Affairs (VA) medical care and
to identify their interest in interventions or information to facilitate readjustment within the community. The
VA plays a pivotal role in addressing
Iraq-Afghanistan veterans’ postdeployment health care needs. It provides Iraq-Afghanistan combat veterans who were discharged under otherthan-dishonorable conditions with
cost-free health care and medications
for conditions possibly related to military service, regardless of their income
level, for five years postdischarge (19).
The VA is also the single largest
provider of medical care to returning
combatants.
The secondary objective of this
study was to explore associations between probable PTSD, reintegration
problems, and treatment interests.
PTSD is of particular concern because
it is the most prevalent psychiatric disorder among returning combat troops
and veterans (1,3–5,14,20–22). PTSD
has also been associated with functional problems among veterans of
590
previous wars (23) and with ...
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