4
Genes, Environment, and
Behavior
• Genetic determinism: The idea that
genes alone determine everything about
us, including behavior.
• “Nature versus nurture” is the debate of
how much of our behavior results from
genes and biological influences, and how
much is influenced by our environment
and how we are raised.
• This “debate” assumes that nature and
nurture are two distinct influences.
The Marshmallow Test
–To understand when the control of delayed
gratification develops in children.
–600 children studied
–A small percentage ate the marshmallow
immediately. Those who attempted delayed
gratification, about 1/3 made it long enough to get
the second marshmallow.
–Age was a major determinant of deferred
gratification.
https://www.youtube.com/watch?v=QX_oy9614
HQ
• Proteins are the building blocks of life.
They form cell structures and regulate all
the processes that keep cells alive.
• The cell nucleus contains the
chromosomes, which are long, twisted
strands of DNA.
• A gene is a specific length of DNA that
encodes the information needed to make
one or more proteins.
• Proteins are composed of subunits
called amino acids.
• There are 20 different amino acids. The
sequence of amino acids determines the
structure and function of the protein.
• A gene has the information that
determines the sequence of amino acids
in a protein.
• If the amino acids are strung together in
the correct order, the resulting protein
will have the right shape to do its job.
• But if the amino acids are in the wrong
order, or an incorrect amino acid is
inserted, the protein may have the wrong
shape and may not work the way it
should.
• Humans have 23 pairs of chromosomes.
• One set comes from the father, within
the sperm, and one set from the mother,
within the egg.
• At fertilization, the two sets come
together to form the whole complement
of 46 chromosomes.
• The 2 chromosomes in each pair contain
the same genes, but they may be slightly
different, having slightly different
“recipes” for how to make the protein.
• Different versions of a gene are called
alleles.
• In most cases, you have two different
alleles for each of your thousands of
genes, one from your father and one
from your mother.
• For most genes, many different alleles
exist in a population.
Figure 4.4 Differing Alleles Result in Different Versions of a Protein
• Mutation: A change in DNA sequence
that results in changes in the instructions
for making a protein.
• Most mutations arise from copying
mistakes when DNA is replicated during
egg and sperm production.
• Many are minor and have no effect on
the protein’s function.
• Some mutations are harmful.
Substitution of one or more amino acids
can disrupt protein function.
• Although rare, mutations can result in
better protein function or a protein that
has some new, beneficial function.
• If a mutation proves to be beneficial and
helps the individual survive and
reproduce, it may be passed on to
offspring and eventually become more
common in the population.
• Because you have two alleles for every
gene, even if one produces a
nonfunctional protein, the other allele
probably produces a functional one.
• Most alleles make functional proteins,
but the proteins may function slightly
differently, which can result in slightly
different traits.
• Genotype: The genetic information you
received from your parents.
• Phenotype: The sum total of all the
physical characteristics of an individual,
including behavior.
• Genotype does not change throughout
an individual’s lifetime, but phenotype
can change day to day.
Figure 4.5 Genotype versus Phenotype
• Some alleles influence phenotype more
than others do.
• Example: Flower color in pea plants.
• Plants with purple flowers have at least one
allele that produces a purple pigment.
• Plants with white flowers
have no alleles that produce
purple pigment.
– If a plant has one allele for purple flowers,
and one allele for white flowers, all the
flowers will be purple.
• The purple allele is said to be dominant.
– White flower color appears only if the plant
has two white alleles.
• The white allele is said to be recessive.
Figure 4.6 Alleles at Work in Pea Flower Blossoms
• Every cell carries a full set of genes, but
uses only a subset of those genes.
• Gene expression: When a cell uses a
gene to make a particular protein.
• Cells may increase or decrease
expression of a gene as requirements
change in response to the environment.
• How do cells control gene expression?
• Segments of DNA that lie adjacent to
genes can determine which genes will be
expressed.
– These DNA segments can control when and
how a gene a gene is expressed, for
instance, how much of a pigment protein is
made.
• The fact that gene expression in the
brain changes constantly in response to
experience explains why both nature and
nurture influence human behavior.
• Experiences early in life have an
especially profound and long-lasting
effect on gene expression in the brain—
and hence on behavior.
• Epigenetics: The study of factors that
affect gene expression.
• Experience and the environment are
epigenetic factors.
• Research using two strains of mice that
have different behavior patterns showed
evidence of gene-environment
interaction.
• A classic study of gene-environment
interaction used two strains of rats, one
selected for rapid maze learning, the
other for having poor maze-solving
ability.
• They showed that genes influence mazelearning abilities.
Figure 4.10 Gene-Environment Interactions (Part 1)
• But further research showed that the
rat’s environment was also important in
learning.
• Rats were raised in three environments:
a standard lab cage; a more
impoverished environment with nothing
to do; and an enriched environment with
toys, wheels, and companions.
Figure 4.10 Gene-Environment Interactions (Part 2)
• Both strains of rats did well at maze
solving if they were raised in enriched
environments.
• Both strains performed poorly if they
were raised in impoverished
environments.
• The genetic differences were only
apparent in the standard environment.
Figure 4.10 Gene-Environment Interactions (Part 3)
• For most human behaviors, no single
gene is responsible. Many genes each
have a small effect, along with
environment and experience.
• But there are some cases in which a
single gene is the cause of certain
behaviors.
• These behaviors are either destructive
processes or sensory defects.
• Some alleles code for proteins that
cause damage.
• In many cases, a fetus with such an
allele will not survive. Other alleles
cause problems later in life.
• Example: The gene huntingtin has one
allele that becomes active in middle age,
making a protein that kills certain brain
neurons, resulting in Huntington’s
disease.
Figure 4.11 A Destructive Protein
• The harmful allele for huntingtin is
dominant.
• Most dominant harmful alleles are rare
because the person does not live to pass it
on to offspring.
• Each child of a person with Huntington’s
disease has a 50% chance of getting the
disease.
• Now children of people with Huntington’s
disease can choose to be tested to see if
they carry the harmful allele.
• Schizophrenia is a mental disorder
characterized by hallucinations,
delusions, disordered thinking, and
emotional withdrawal.
• There seems to be a clear genetic
component to the disease.
• But closely related people often have the
same environment and similar
experiences.
• Thus the genetic component and
environment are confounding
variables—which one is at work?
Figure 4.15 The Heritability of Schizophrenia
• Twin studies: Twins have the same
mother, develop in the same uterus, are
born at nearly the same time, and
usually grow up in the same
environment.
• Identical or monozygotic twins: A
single embryo splits into two; the twins
have exactly the same genes.
• Non-identical or dizygotic twins: Two
different sperm fertilize two different
eggs at the same time; same amount of
genetic relationship as normal siblings.
Figure 4.16 Monozygotic versus Dizygotic Twins
• In general, monozygotic twins are more
alike than dizygotic twins in both physical
characteristics and behaviors.
• Twins are concordant for a trait if both
individuals have that trait.
• Twins are discordant for a trait if one
has it and the other does not.
• Monozygotic twins are more likely to be
concordant for behaviors such as
schizophrenia than dizygotic twins are.
• A trait is heritable if it is influenced by
one or more genes inherited from the
parents.
• Heritability is a statistical estimate of
what percentage of variation for a trait is
caused by the various genotypes.
• Variation in genes accounts for 20% to
70% of the variation in every human
behavior.
• This means that 30% to 80% of the
variation in behaviors is accounted for by
environment.
• If the heritability estimate for
schizophrenia is 0.60, about 60% of all
the variability in schizophrenia in the
population is due to variability in the
genes in that population.
• Heritability estimates only tell us about
populations of people, not about a
particular person.
• Adoption studies: When twins are
raised apart from each other.
• In twins raised apart where one develops
schizophrenia, the other twin is much
more likely to develop the disorder than
the general population.
• The concordance rate for schizophrenia
is higher in monozygotic twins raised
apart than in dizygotic twins raised apart.
• What environmental factors are
important in schizophrenia?
• Studies show that exposure to stressors
such as disease, malnutrition, and
neglect increase the likelihood of
developing the disease.
• City life is more stressful than rural life;
the incidence of schizophrenia is higher
in cities.
• The proportion of people who develop
schizophrenia also increases during
times of social upheaval, such as wars.
• Most people develop symptoms when
they are transitioning from adolescence
to adulthood, a very stressful time.
• The strongest evidence for the role of
stress comes from twin studies.
• Many studies of identical twins
discordant for schizophrenia indicate that
the twin who developed schizophrenia
was subjected to greater stress, such as
complications at birth.
• Even early in life, the twin who will
develop schizophrenia shows impaired
motor development, suggesting that
stresses very early in life may be crucial.
Figure 4.18 Interaction of Stress and Genes in Schizophrenia
• Our genotype is set at fertilization, and
there is nothing we can do to change
which genes we carry.
• It is clear that genes have powerful
effects on the way our body and brain
are assembled.
• But how genes are expressed is
constantly changing in response to our
environment.
• Genes and experiences are equally
important.
• Early experiences may also epigenetically
affect stress responses in adults.
• In rats, some mothers are more attentive to
their pups than others. These pups grow up
to be less fearful and show less response to
stress.
Figure 4.19 Early Experience Imprints Genes to Affect the Stress Response in Adulthood
• Neurons in the brain have receptors for
the stress hormone corticosterone.
• Corticosterone reaching these receptors
triggers the brain to signal the adrenal
glands to reduce production of the
hormone.
• In rats with inattentive mothers, the
genes for these receptors are modified
by methyl groups, which reduces gene
expression, and thus fewer receptors are
made.
• The adult rats make fewer receptors, and
thus release more corticosterone.
• In rats with attentive mothers, a protein
cofactor binds to the receptor gene,
which prevents methylation.
• These adults express the receptor gene
more, and thus produce less
corticosterone.
• Studies on the brains of suicide victims
also show the addition of methyl groups
on the gene for the stress hormone
receptor—but only in victims who had
been abused or neglected as children.
• The implication is that early neglect
epigenetically modified expression of the
gene in these people.
5
Developmental
Psychology
Developmental psychology: The study of how
the mind and behavior progress as an
individual grows.
Developmental psychologists once focused only
on infants and children, but now recognize that
we never stop developing.
Brain development involves addition of new
neurons and connections, but also loss of
neurons and synapses.
Experience determines which cells and
connections will be lost and which will be
retained.
Every human starts out as a single cell—the
zygote, or fertilized egg.
The zygote divides to form a sphere of cells—
the embryo.
In mammals, the outer layer of cells forms the
placenta, which implants into the uterine
wall and provides nutrients and oxygen to
the embryo.
The inner cell mass of the embryo continues
dividing to form the body.
By about the 9th week the embryo is called a
fetus.
The nervous system starts as a hollow neural
tube. One end becomes the brain, the other
end becomes the spinal chord.
Brain development proceeds in six stages.
1. Neurogenesis Dividing cells become
neurons. Cells are added rapidly; most of
our neurons form before birth.
2. Cell migration Neurons move and begin
to form clumps of cells that will become
brain regions.
3. Differentiation Neurons develop into
different types.
4. Synaptogenesis Making the billions of
connections, or synapses, between neurons.
5. Neuronal cell death Many cells formed
earlier die, perhaps because they have
inappropriate connections. This process
stops before birth.
6. Synapse rearrangement Some synapses
are lost and others form. This process
continues throughout life. During childhood,
more synapses are gained than lost.
Brain size of the fetus increases dramatically
as neurons are added.
After birth, the brain continues to grow due to
addition of billions of synapses.
Experiences during this time have an
enormous impact on the brain.
As the fetal brain is growing rapidly, it is
vulnerable to poor nutrition and harmful
chemicals.
Teratogen: A substance that disrupts
development and results in malformations.
Teratogens include chemicals in cigarette
smoke, pollutants, and alcohol.
Consuming alcohol during pregnancy can
result in fetal alcohol syndrome (FAS).
Children with FAS have distinct facial features
and mental impairment such as reduced
language and fine motor skills, and
aggressive behaviors.
Severe impairment includes failure to develop
the corpus callosum, which connects the
cerebral hemispheres.
Experience plays an important role in guiding
brain development.
Visual experiences early in life influence
synapse rearrangement necessary for sight.
Animal research shows that if an eye is
deprived of light for too long, synaptic
connections with the brain are lost forever,
and the eye will be blind.
But depriving the adult eye of light has no
effect.
Sensitive periods: times during development
when events, such as light deprivation, can
have a large effect on brain development
and later behavior.
When surgeons began to remove cataracts
from adults who had been born with them,
they found that sight was not restored.
The synapses from eye to brain had been lost
forever in these people.
Plasticity: Ability of the brain to change.
Developing brains are much more plastic than
adult brains.
Children with brain damage typically have
much greater recovery of brain function than
adults—a reflection of the greater plasticity in
synapse rearrangement in the young brain.
Newborns display many simple reflexes:
unlearned, automatic responses to specific
stimuli.
Examples: grasping reflex, rooting reflex, and
sucking reflex.
Motor development: Babies show
progressively complex movements.
Figure 5.7 Milestones in Infant Motor Development
Development is affected by both genes and
the environment.
Researchers determined that babies were
more likely to die of sudden infant death
syndrome (SIDS) if they lived with cigarette
smokers or were placed on their tummy to
sleep.
Figure 5.8 Back to Sleep
But subsequent research shows that sleeping
on the back slows progression of motor
milestones.
Babies lying on their back have fewer chances
to explore and experiment on their belly, and
this appears to slow their ability to creep and
crawl.
Together, experience and genes determine
the pace of development.
Along with motor systems, sensory systems
are also developing.
Newborns have poor vision compared to adult
vision because the neurons in the retina and
the synaptic connections to the brain are
immature; they lack the resolution of adult
vision.
Figure 5.9 Infant Vision Rapidly Improves
By the time infants begin crawling, their vision
is developed enough that they refuse to
crawl over a visual cliff—an apparent drop
off in the floor.
Even 2-month old babies apparently have
some depth perception.
Figure 5.10 The Visual Cliff
https://www.youtube.com/
watch?v=WanGt1G6ScA
Auditory systems seem to be more mature at
birth than visual systems, possibly because
the child has been receiving auditory
stimulation in the uterus.
Infants prefer sounds that resemble speech,
which probably helps them acquire
language.
How do we know what infants perceive?
Researchers must infer this from infants’
behavior.
Example: Tracking eye movements
If an infant spends more time looking at one
image when presented with two images, we
infer that the infant prefers one over the
other, or finds it more interesting.
Even very young infants prefer looking at
facelike images to almost anything else.
The more an object looks like a face, the more
time infants spend looking at it.
This preference grows stronger as they grow
older.
If an infant looks at one picture more than
another, we conclude:
• She can tell the two pictures apart.
• She prefers one over the other.
If the infant looks at two images for the same
amount of time, they might not be
distinguishable, or there is no preference.
Habituation: Failure to attend to a familiar
stimulus.
Babies may look at a new image for a while,
but then their gaze moves to other objects.
Habituation technique: By varying the
amount of difference between images,
researchers can track the development of
the visual system in infants.
https://www.youtube.com/watch?v=uAl3y3zIp
uk
Cognitive development: Progressive
increase in cognitive ability, including
reasoning, problem solving, and language.
Swiss psychologist Jean Piaget (1896–1980)
was the first to think of a child’s brain as
being organized differently than an adult’s
brain.
As the child grows, she reorganizes thought
processes in successive stages of
complexity, until she begins to reason like an
adult.
Piaget’s ideas:
The child is an active participant in the
development of her own mind
(constructivism).
• Adaptation to the world:
▪
Assimilation: Taking in information about
the world.
▪
Accommodation: Change made in the
mind as a result of taking in that new
information.
Figure 5.16 Piaget’s Constructivist View of Mental Development in Children
Piaget’s ideas:
There are four distinct stages of cognitive
development that a child must go through to
think like an adult.
Each stage builds on the previous one, and
children must completely accommodate one
stage of thinking before they can properly
assimilate information in the next stage.
The principles learned at each stage reflect a
cognitive structure inside the mind, which
Piaget called a schema.
Sensorimotor stage: First 2 years of life
• Learning how to use the sensory system
and control the body
• Learning to distinguish ourselves from
other things and other people
• Learning object permanence—objects
continue to exist even if we cannot see or
hear them
Figure 5.17 Object Permanence
Preoperational stage: Ages 2 to 7
• Language learning
• Egocentrism, the notion that everything
revolves around them and that everyone
knows what they know
• They do not yet have a theory of mind:
the understanding that other people’s
minds are different from their own and may
have different information
Figure 5.18 The Sally and Anne Test
Children at the preoperational stage still
reason intuitively rather than logically.
They must acquire an understanding of
conservation: the volume and mass of an
object remain the same no matter how you
rearrange its parts.
Figure 5.19 Testing a Child’s Understanding of Conservation
https://www.youtube.com/wat
ch?v=gnArvcWaH6I
Concrete operational stage: Ages 7 to 11
• Learn more formal logical skills, but tend to
be very concrete in their thinking
• Readily learn mathematical operations
such as addition and multiplication
• Have trouble with more theoretical
questions
Formal operational stage: About age 11
• Able to consider many different theoretical
possibilities for a condition
• Solve complex, hypothetical problems
using abstract ideas
• Can engage in hypothesis testing
• Become concerned with the future and with
ideological questions
Figure 5.20 Piaget’s Four Stages of Cognitive Development
Temperament: A person’s emotional makeup;
the way he or she generally responds to
situations.
Considered a long-lasting aspect of
personality and usually thought of as inborn.
In developmental psychology, it refers to
differences in emotional response that are
seen in infants and seem to persist
throughout life.
Temperament has a genetic component, but
environment also plays a role.
For example, difficult infants became less
difficult if their parents were able to respond
in a patient, relaxed fashion to their
demands.
Stranger anxiety:
A milestone in
infant emotional
development
when they have a
negative response
to unfamiliar
people.
Child psychologist John Bowlby proposed that
human infants are also born with the
tendency to form a strong emotional
attachment to his or her caregivers.
The child uses them as a “safe base” from
which to explore the world.
The child uses this early social interaction with
his caregivers to build social relationships
with other people.
Psychologist Mary Ainsworth devised the strange situation,
a test of the attachment between child and parent as
revealed by the child’s reaction to separation from the
parent.
Secure attachment: The child is visibly upset when the
caregiver leaves, rejects a stranger, and is happy when the
caregiver returns.
https://www.youtube.com/watch?v=QTsewNrHUHU
Avoidant attachment: The child shows little or no distress
when the caregiver leaves, little or no response upon
reunion, and interacts very little with a stranger.
https://www.youtube.com/watch?v=AGRT6VjnTm8
Figure 5.23 Different Types of Attachment Styles
Ambivalent or resistant attachment: Child is
upset when the caregiver leaves, but may
warm up to a stranger, and behave
negatively toward the caregiver upon
reuniting.
Disorganized attachment: Child shows an
inconsistent pattern of response in the
strange situation.
https://www.youtube.com/watch?v=DRejV6fY3c
Responses to the strange situation often
correlate with behavior later in life.
Responses also correlate with parenting style.
It is not clear whether the adult’s parenting
style causes the attachment pattern, or
whether the infant’s attachment pattern
shapes the parent’s behavior.
Puberty: When an individual becomes
capable of reproducing—production of
sperm or release of eggs.
Puberty is an event; adolescence is the
process of transition from childhood to
adulthood.
Adolescence is marked by physical changes.
There is a brief, vigorous growth spurt, with
changes in body proportions.
Hormones (estrogen and testosterone) drive
the development of secondary sex
characteristics.
These changes affect how other people relate
to the individual, and tell the individual that
he or she must prepare for the transition to
adulthood.
Many studies show that children in Western
nations reach puberty at earlier ages than
they used to.
An indicator of puberty in girls is menarche:
the girl’s first menstrual period.
Possible explanations of this accelerating
menarche include better nutrition and
medical treatment, exposure to human-made
chemicals in the environment, or increased
body fat.
Social experience may be a factor:
• If a father is present during the first 10
years of life, girls enter menarche later than
girls with an absent father.
• The more stress a girl experiences, the
more likely she is to reach menarche at a
younger age.
The brain is also changing during
adolescence.
Brain development is mostly complete by
puberty, except for myelination (complete by
about age 20) and synapse rearrangement.
Greatest changes are in the frontal cortex,
including areas that inhibit behavior.
During adolescence, teenagers develop more
control and independence, which helps them
learn to make good choices.
They also have the opportunity to make poor
choices and engage in risky behaviors.
Some studies indicate that they may make
risky choices because they underestimate
the unpleasant consequences.
Most adolescents maintain good relationships
with their parents, but also desire to make
friends and spend time with them.
It is a continuation of “attachment”—the
parents serve as a safe base to which the
child returns after forays out into the world.
Peer interactions are also valuable for social
development.
Adolescents may experience intense mood
swings, and this may explain why some
become depressed.
While many people recover from adolescent
depression, there is also a peak in suicide at
these ages.
Many of these suicides seem to be impulsive
acts, so intervention can be important.
https://www.youtube.com/watch?v=3BByqa7bhto
Antidepressant drugs are modestly effective in
adults, but seem to have little effect in
children and teens.
Some studies indicate teens are more likely to
commit suicide while taking antidepressants.
• One pitfall seems to be when teens decide
on their own to stop taking the
antidepressant.
The biggest challenge of adolescence is
developing a personal morality.
Morality is a set of rules determining whether
conduct is right or wrong.
Many people are telling adolescents what is
right and wrong, and they do not all agree.
There is often conflict between what a person
emotionally feels is right and what seems
proper if we use reasoning.
Lawrence Kohlberg (1927–1987) believed
there are distinct stages of moral reasoning
that we go through, and we must achieve
competence in each stage before we can
grasp the next.
Most adults use conventional moral
reasoning, based on society’s expectations.
Young children use preconventional moral
reasoning, based on personal
consequences.
Few people achieve postconventional moral
reasoning (the “principled level”), in which
rules are based on a social contract.
At the highest level of moral reasoning, a
person may reject rules even when the
majority of citizens disagree.
Kohlberg’s ideas on moral development have
been criticized:
• Studies have shown that children may use
preconventional or conventional moral
reasoning depending on whether an action
would cause someone to be hurt.
• Emphasis on justice, rather than caring.
From a caring orientation, the three stages of
moral development can be seen as:
1. What is good or bad for only me?
2. What is good or bad for other people?
3. What is good or bad for everyone,
including me?
Sometimes orientations of justice (what is
fair?) can be in conflict with orientations of
care (is someone suffering?).
https://www.youtube.com/watch?v=dzmNoFnx
u68
Erik Erikson (1902–1994) suggested there are
eight stages of psychosocial
development, marked by shifts in our
relationships with other people.
The stages are progressive—experiencing
one stage tends to lead to the next.
Each stage is characterized by tension; we
are torn between opposing ways of
interacting with people.
Criticism of Erikson’s theory:
• It was not based on empirical data, but
inspired by biographies of famous people.
• It was inspired by Freud’s theories, which
were also based on anecdotes.
But it has withstood the test of time; the
stages resonate with most people’s personal
experiences.
Aging
Physical changes: skin becomes less supple,
hair thins and grays, reproductive systems
begin to shut down, hormone levels decline.
Menopause: When menstrual cycles stop,
around age 50.
For men, the reproductive shutdown is more
gradual, also starting around 50.
Vision and hearing may gradually become
less acute.
Decreased functioning of sensory and motor
systems contributes to some decline in
information processing.
Reaction times become slower, such as
hitting the brake pedal when a light comes
on.
• Drivers 75 and older are much more likely
to have an automobile accident.
Many brain regions have a net loss of
neurons.
The average length of dendrites becomes
shorter, indicating a loss of synapses.
Overall brain weight shrinks by 10% by age
90. Some regions show more shrinkage than
others, for unknown reasons.
Keeping physically and mentally active can
slow down brain shrinkage as we age.
There is a progressive decline in memory
skills; but also a great deal of variability
among individuals.
In normally aging people, there is a correlation
between the strength of memory and the
size of the hippocampus, which is important
for memory.
Is there a decline in intelligence with aging?
Two different kinds of intelligence:
Fluid intelligence—ability to think and reason
abstractly and to solve problems.
Crystallized intelligence—learning from past
experience, based on a store of facts.
Young adults have greater fluid intelligence,
but the elderly tend to have greater
crystallized intelligence.
Fluid intelligence peaks in adolescence but
begins to decline at around 30–40.
Crystallized intelligence keeps growing
throughout adulthood, except in extreme old
age or pathology, such as Alzheimer’s
disease.
Figure 5.33 Changes in Intelligence with Age
Perceptual speed—how quickly we can
detect and process stimuli—steadily declines
with age.
In timed visual tests, young adults performed
better than elderly adults.
But if elderly adults were given more time,
they performed just as well.
Figure 5.34 Perceptual Speed in Vision Declines with Age
Some people show signs of dementia—
progressive decline in cognitive function
caused by damage or disease rather than
normal aging.
It is marked by growing forgetfulness;
impairment in language, perception, and
judgment; or a change in personality.
The two major causes are a series of small
strokes and Alzheimer’s disease.
Alzheimer’s disease results from a buildup of
abnormal clumps of dead and dying neurons
called neuritic plaques in the brain.
Brain cells release a protein called amyloid,
which accumulates in pockets and causes
the plaques to form.
Genetic component: people with certain
alleles for some proteins are more likely to
develop Alzheimer’s.
Alzheimer’s disease is not simply a result of
the brain wearing out.
AD may occur before age 60; but people who
live to age 90 are less like to develop AD.
Many studies have shown that remaining
physically and intellectually active makes a
person less likely to develop AD.
Participating in social activities also helps
preserve cognitive function.
8
Learning
8 Introduction
In 1919, John Watson did experiments with
an infant (Little Albert) to study learning.
He paired loud harsh sounds with the
presentation of a white rat, and Albert soon
learned to be afraid of the rat, and
subsequently all furry objects.
Watson never knew whether this fear would
persist because Albert and his mother
moved away.
The study would be considered unethical
today, and Watson was publicly criticized.
8 Introduction
Learning: The acquisition of knowledge, skill,
attitudes, or understanding as a result of
experience.
Generally we are interested in learning that
results in a relatively long-lasting change in
behavior.
Little Albert displayed conditioned learning,
he was conditioned to associate a white rat
with a loud, upsetting noise.
Figure 8.1 The Conditioning of Little Albert
https://www.youtube.com/wat
ch?v=zZ3l1jgmYrY
8.1 Predicting the Future
Stimulus: Any physical event that affects a
sensory cell so that an individual can detect
the event.
The simplest learning involves a single
stimulus.
Habituation: Repeated presentation of a
stimulus elicits less and less of a response.
• If the subject is still able to detect the
stimulus and respond, then the reduced
responsiveness must have been learned.
Figure 8.2 Habituation in Humans and Slugs
8.1 Predicting the Future
Even simple animals habituate.
Sea slugs become habituated to gentle
squirts of water that initially cause the
animal to withdraw its gill.
In habituation, the sensory system does not
lose the ability to detect the stimulus. The
animal learns to ignore it.
8.1 Predicting the Future
In sensory adaptation, the sensory system
stops responding to an unchanging
stimulus, which reflects the way sensory
receptor cells are built.
In habituation, the animal can still detect the
stimulus.
They serve the same purpose: helping us
ignore repetitive or constant stimuli that are
not important for survival.
8.1 Predicting the Future
Dishabituation: The sudden return of a
response that had formerly been habituated.
An electric shock applied to the sea slug’s tail
causes the animal to again withdraw its gill
when squirted with water.
The sea slug also becomes sensitized: a
very strong unpleasant stimulus causes an
enhanced response to a variety of other
stimuli.
Figure 8.3 Dishabituation and Sensitization in Humans and Slugs
8.1 Predicting the Future
These simple forms of learning (habituation,
dishabituation, and sensitization) are called
non-associative learning:
• There is no particular predictive
relationship between any two stimuli.
8.1 Predicting the Future
Associative learning: Learning of the
relationship between two stimuli or a
stimulus and a behavior that repeatedly
occur at about the same time.
• Classical conditioning
• Operant conditioning
8.1 Predicting the Future
Classical Conditioning
In the famous experiments of Russian
physiologist Ivan Pavlov, a bell was rung
every time meat powder was placed in a
dog’s mouth, triggering salivation.
The dog learned to associate these paired
stimuli, and would then salivate when the
bell sounded.
Figure 8.4 Russian Physiologist Ivan Pavlov (1849–1936)
Figure 8.5 Classical, or Pavlovian, Conditioning
8.1 Predicting the Future
Terminology in classical conditioning studies:
Unconditioned stimulus (US)—naturally
evokes a specific response (reflexive).
Unconditioned response (UR)—specific
response naturally evoked by the US.
Conditioned stimulus (CS)—neutral
stimulus paired with the US, eventually
triggers the response.
Conditioned response (CR)—learned
response to a previously neutral stimulus.
8.1 Predicting the Future
Acquisition—gradual appearance of the CR
in response to the CS.
Humans can also learn by classical
conditioning.
Classical conditioning allows animals to
“predict the future” and is adaptive.
8.1 Predicting the Future
Stimulus generalization: When the subject
displays a CR to stimuli that are similar, but
not identical, to the CS used in training.
• Example: Dogs conditioned to salivate at a
tone of middle C will also salivate at tones
near middle C.
Little Albert was showing stimulus
generalization when he was afraid of any
fuzzy thing.
8.1 Predicting the Future
If a dog is repeatedly presented tones of
different pitch, but only given food when the
pitch is middle C, it will learn to salivate only
at that pitch.
The dog is displaying stimulus discrimination.
8.1 Predicting the Future
Extinction: Repeated presentation of the CS
(sound) without the US (food) results in
weaker and weaker CR, until the CR
disappears.
The CR will reappear faster if the pairing of
CS and US is resumed.
Spontaneous recovery: The previously
extinguished CR in response to the CS
returns after a period of rest.
Figure 8.8 Acquisition, Extinction, and Spontaneous Recovery in Classical Conditioning
8.1 Predicting the Future
For a while it seemed that all stimuli were
equal in eliciting the CR, but the work of
John Garcia showed that some associations
are more easily learned than others.
• Question: Are all stimuli really equal in
their ability to invoke an unconditioned
response?
• Hypothesis: It may be adaptive to readily
associate illness with taste (e.g.,
poisonous berries).
8.1 Predicting the Future
• Test: Establish what dose of radiation
would induce nausea in rats.
▪ Two groups of rats are given an US of
sweetened water followed by either
1. a buzzer, a flash of light, and a shock,
or
2. a buzzer, a flash of light, and enough
radiation to induce nausea
▪ After conditioning both groups, give rats a
choice of sweet water alone, or plain
water with the light and buzzer.
8.1 Predicting the Future
• Results: Rats that had been shocked
associated the shock with the noise and
light, not with the sweet water, and
continued to drink sweet water.
▪ Rats that had been sickened associated
nausea with the sweet water, and
subsequently drank less sweet water
than rats in the no-radiation group.
8.1 Predicting the Future
Conclusion: The particular stimulus used in
classical conditioning does matter.
Natural selection has favored the tendency to
readily associate nausea with something we
previously ate or drank, which may help us
avoid ingesting poisons.
Figure 8.9 Taste Aversion (Part 2)
Figure 8.9 Taste Aversion (Part 3)
8.1 Predicting the Future
Conditioned taste aversion: Experiments
showed that rats associated a new taste with
nausea so readily that a single pairing was
enough to cause them to avoid that taste.
This disproved three ideas on classical
conditioning:
• All stimuli work equally well.
• Repeated pairings are needed for acquisition.
• The US must be presented soon after the
CS.
Figure 8.10 The Study of Taste Aversion
8.1 Predicting the Future
Natural selection would favor taste aversion
to prevent animals from eating foods that
might kill them.
If animals become ill, even once, after eating
a new food, they avoid that food in the
future.
Poisonous food sometimes takes hours to
evoke symptoms, so it makes sense that
taste aversion conditioning can occur even if
the nausea happens much later.
8.1 Predicting the Future
Taste aversion conditioning also operates in
the natural world.
• Example: A blue jay that eats a monarch
butterfly soon becomes ill and will
thereafter avoid eating other such
butterflies.
Figure 8.11 Taste Aversion at Work
8.1 Predicting the Future
People also experience taste aversion when
they get sick after eating a specific food. It
can be a very strong, reflexive reaction.
This is evidence of its adaptive significance,
as is the evidence that this learning takes
place in the evolutionarily older brainstem
rather than in the cortex.
8.1 Predicting the Future
Taste aversion is adaptive learning.
Another type of adaptive learning is
imprinting: the tendency of newly hatched
birds to bond with the first moving object they
see and follow it.
• The chick normally sees its mother first, so it
learns to follow her.
Biological constraints on learning (or
biological preparedness to learn): some
behaviors are more easily learned by one
species than another.
Figure 8.12 Follow Your Mother?
8.1 Predicting the Future
Fear conditioning: Pairing a previously
neutral stimulus with a painful stimulus.
Just about any stimulus can be associated
with pain.
Little Albert was subjected to fear
conditioning.
In lab experiments, the fearful reactions can
be unlearned by presenting the CS without
the US (extinction).
Figure 8.13 Fear Conditioning
8.1 Predicting the Future
Experiences such as Albert’s can lead to a
phobia, an irrational fear of particular
objects or situations.
Fear of truly dangerous objects, like a loaded
gun or a wild animal, is by definition not a
phobia.
8.2 Reinforcing Behavior
In real-life conditions, we and other animals
are constantly learning which of our actions
bring the outcomes we want.
Edward Thorndike studied learning in cats
using a puzzle box—cage equipped with
levers and latches; an animal must open a
door to escape.
The cats generally got out of the box faster
with each subsequent trial, but the process
seemed very gradual and rather hit-or-miss.
Figure 8.14 Puzzle Boxes
8.2 Reinforcing Behavior
Thorndike concluded that animals were
solving the boxes by trial and error. They
were learning to connect a particular
response with the pleasant outcome of the
door opening.
The law of effect: Any behavior that results
in a satisfactory outcome is more likely to
recur in the future.
8.2 Reinforcing Behavior
John Watson advocated behaviorism: the
perspective that psychologists should only
study externally visible behavior rather than
make inferences about internal processes.
Behaviorism dominated psychology for over
50 years, primarily due to B. F. Skinner.
Skinner sought to standardize testing so he
could systematically vary conditions to see
how they affected learning.
8.2 Reinforcing Behavior
Skinner built boxes that would hold a rat or
pigeon and some simple learning task, such
as pressing a bar to receive a food reward.
• In this case, the animal’s behavior (bar
press) elicited the stimulus (food).
Skinner called this operant conditioning,
and the boxes operant conditioning
chambers (Skinner boxes).
Figure 8.16 Learning to Press a Lever
8.2 Reinforcing Behavior
Delivery of food makes the animal more likely
to press the bar in the future, reinforcing that
behavior.
A reinforcer is a stimulus that appears in
response to behavior and increases the
probability of that behavior recurring.
Reinforcers include food, access to a sexual
partner, or receiving an injection of a drug
like cocaine.
Box 8.2 Skeptic at Large: Operant Conditioning for Fun and Profit
Chickens can be trained by operant
conditioning to “play” tic-tac-toe for food.
But it is doubtful that the hen can actually
choose which square to occupy next to beat
her opponent.
Humans who opt to try to beat the chicken at
tic-tac-toe are also displaying operant
conditioning: they play in hopes of getting
money.
Box 8.2 Who’s the Better Player?
8.2 Reinforcing Behavior
Standardized Skinner boxes taught us a lot
about learning.
Researchers could help rats catch on more
quickly by shaping: providing reinforcers
whenever the subject came close to making
the desired response.
8.2 Reinforcing Behavior
Human behavior can also be shaped.
In a classic experiment, people were told they
would get a point for a particular behavior
but weren’t told what the behavior was.
At first participants got points for lifting a
thumb, then for moving the hand, until finally
only by raising a hand could they gain
points.
Figure 8.17 Shaping Human Behavior
8.2 Reinforcing Behavior
When food was provided to pigeons at
random, some birds acted as though a
behavior would result in a food reward.
Skinner said the birds were displaying
superstition, the false belief that a
particular behavior will bring about a
stimulus or event.
Humans also display superstitions, like
baseball players.
Figure 8.19 A Superstitious Athlete
8.2 Reinforcing Behavior
Four types of stimuli can change behavior.
Reinforcements make a behavior more likely
to occur.
• Positive reinforcement: When a behavior
is followed by a favorable stimulus, like
food.
• Negative reinforcement: When a
behavior is followed by removal of an
aversive stimulus (escape).
8.2 Reinforcing Behavior
Punishments make the behavior less likely to
recur.
• Positive punishment: Usually an aversive
stimulus, such as spanking. It is added
after the behavior.
• Negative punishment: A penalty;
something is removed after the behavior,
such as grounding a teenager.
Figure 8.20 Overview of Different Types of Reinforcements and Punishments
8.2 Reinforcing Behavior
In the 1960s and 1970s debate arose regarding
the use of punishment in child rearing.
Punishment may make the child afraid of the
parent. Some punishment is aggressive, such
as spanking. Does it teach bad behavior?
If punishment is used inconsistently, the child
may not be able to figure out what is
appropriate.
Punishment may simply teach the child which
behaviors to avoid when the parent is present.
8.2 Reinforcing Behavior
Most experts agree that reinforcement with
rewards is usually better than punishment.
Punishment should be used sparingly in
combination with positive reinforcements,
including praise.
It must come soon after the offense, and it is
important to explain to the child what triggered
the punishment and why it was inappropriate.
Punishments must be used consistently to be
effective.
8.2 Reinforcing Behavior
Escape conditioning: Negative reinforcement
in which the subject learns a response that
removes an aversive stimulus.
Active avoidance: The subject must display a
particular behavior to avoid an unpleasant
stimulus.
Pavlov’s dogs learned to jump over a barrier to
avoid an electrical shock, then were
conditioned by hearing a tone before the
shock.
8.2 Reinforcing Behavior
Once the dogs had learned this, it was very
difficult for them to unlearn it.
Because they always jumped over the barrier
at the tone, they could never learn that the
shocks no longer occurred.
The only way was to close off the barrier, so
the dog could not jump over.
Figure 8.21 Active Avoidance Behaviors Are Difficult to Extinguish
8.2 Reinforcing Behavior
Irrational fears (phobias) have been
connected to the difficulty of extinguishing
active avoidance.
Little Albert leaned to move away from the rat
and other furry objects. If as he grew up,
Albert always avoided furry things, he
couldn’t learn they might be harmless.
8.2 Reinforcing Behavior
Passive avoidance: Animal learns to not show
a particular behavior to avoid unpleasant
stimuli.
In the simplest case, the animal learns to do
nothing, just stay still, when the stimulus
arrives to avoid shock.
Some people with extreme social phobias learn
to stay in their homes to avoid unpleasant
situations. They never learn that some social
encounters can be pleasant and rewarding.
8.2 Reinforcing Behavior
Learned helplessness: The subject learns
that an aversive stimulus cannot be avoided.
In experiments with two dogs harnessed
together, both were given electric shocks, but
one dog could stop the shocks by pressing a
button. The other had no control.
When the dogs were later put in an active
avoidance chamber, the dog that had no
control over the shocks could not learn to
jump the barrier; it had learned helplessness.
8.2 Reinforcing Behavior
Learned helplessness may be a model for
clinical depression, which is typified by
disinterest in being active and lack of belief
that taking action will improve things.
Not all dogs seemed to be susceptible to
learned helplessness; some would readily
learn to jump the barrier.
Some people seem more susceptible than
others to clinical depression.
8.2 Reinforcing Behavior
Reinforcement schedules: Skinner’s
studies of operant conditioning led to rules
governing how often a subject is given
reinforcement.
Continuous: Reward behavior every time it
is displayed.
Partial (intermitant): Only some of the
responses are reinforced.
8.2 Reinforcing Behavior
Fixed ratio (FR) schedule: Reinforcement is
delivered after every Nth response (e.g.,
food after every 10 bar presses).
• Subjects tend to pause in the bar pressing
after the reward.
Variable ratio (VR) schedule: Subject cannot
predict how many responses will result in
the reinforcement.
• Acquisition is faster, with fewer
reinforcements required.
8.2 Reinforcing Behavior
The time between reinforcements can be
varied, instead of number of responses
required.
Fixed interval (FI) schedule: Reinforcement
comes after a set time period.
Variable interval (VI) schedule:
Reinforcement that comes after different
periods of time.
• Animals show more consistent
performance.
Table 8.1 (Part 1)
Table 8.1 (Part 2)
8.2 Reinforcing Behavior
Responses trained using variable schedules
are generally slower to extinguish than
behaviors trained using fixed schedules.
These reinforcement schedules can be
applied in child-rearing, in classrooms, and
in the workplace.
Figure 8.22 Overview of Different Types of Reinforcement Schedules
8.2 Reinforcing Behavior
Primary reinforcer: Stimulus that fills a
biological need (food, water, or sex), or a
punishment the subject already finds
unpleasant.
Secondary reinforcer: Stimulus the subject
comes to associate with one or more
primary reinforcers.
• The money that we work for in a job is a
secondary reinforcer—it provides access
to food, water, shelter, etc.
8.3 Observational Learning
Behaviorism ignored other types of learning
because studying them requires speculating
about internal, mental processes.
But by the mid-20th century, investigators
began to consider how animals were
learning in addition to conditioning.
8.3 Observational Learning
Rats learning to run a maze for a food reward
can be viewed as operant conditioning.
Tolman suggested that when rats first wander
the maze, they are building a cognitive
map of the maze.
• Rats quickly know to use alternate routes if
the main route is blocked.
Figure 8.23 Rats Can Form a Cognitive Map
8.3 Observational Learning
Modern studies have shown that certain
neurons in the hippocampus fire when the
rat is in a particular part of the maze.
In humans too, neurons in the hippocampus
fire when the person is in a particular
location.
This part of the brain seems to keep track of
where we are in space. Natural selection
would favor development of cognitive maps
for finding food, mates, etc.
8.3 Observational Learning
Tolman also did experiments to show learning
could take place even with no
reinforcement.
• Question: Can rats learn only in response
to a reinforcement such as food?
• Hypothesis: Rats exploring a maze will
learn about that maze even if there is no
reinforcer such as food.
8.3 Observational Learning
• Test: Allow rats to explore a maze with
one-way doors so they eventually reach
the goal box.
▪ Divide rats into three groups:
1. Food is provided in the goal box every
day
2. Food is provided only on the 11th day
3. Food is never provided
Figure 8.24 Latent Learning in a Maze (Part 2)
8.3 Observational Learning
• Results: Rats receiving food from the
beginning quickly learned to go there with
few errors.
▪ Rats provided no food until the 11th day
made many errors up to that point. But on
the 12th day, after having found food in
the goal box the day before, these rats
made even fewer errors than the rats
provided food all along.
▪ Rats that were never given food
continued to make errors.
8.3 Observational Learning
• Conclusion: The rats provided no food for
the first 11 days must have learned about
the maze—on the 12th day they made no
more errors than rats given food all along.
▪ Animals can, in fact, learn about a maze
even in the absence of reinforcement.
This is an example of latent learning—
occurs without being immediately apparent
and often without reinforcement.
Figure 8.24 Latent Learning in a Maze (Part 3)
8.3 Observational Learning
Observational learning: One individual
learns by watching another individual’s
behavior.
Modeling: one individual imitates another’s
behavior.
Modeling has been documented in many
animals, including Japanese macaques and
blue tits. One individual tried a behavior that
resulted in a reward of sorts, and other
individuals imitated that behavior.
Figure 8.25 Observational Learning
8.3 Observational Learning
Many birds learn their characteristic songs by
hearing their father’s singing.
• This can result in regional “dialects” —
song variation from place to place.
Babies also learn to speak the language and
dialect that they hear while growing up.
Figure 8.26 White-Crowned Sparrow Dialects
8.3 Observational Learning
Youngsters of many animal species engage
in rough-and-tumble play: running, chasing,
wrestling, etc., especially males.
Play behavior may influence adult behavior.
Monkeys raised without the opportunity to
play grow up to be socially inept, unable to
mate or get along with other monkeys, or
care for their young.
8.3 Observational Learning
Human children spend more time in play than
other species.
Even children playing alone often pretend to
be interacting with other people (e.g.,
playing with a doll).
Play teaches us how to interact with other
people. It is one aspect of social learning—
changes in behavior brought about by
interacting with other individuals.
8.3 Observational Learning
Bandura studied social learning using a Bobo
doll.
He did experiments in which children
observed adults interacting with Bobo.
Children exposed to adults who displayed
aggressive behavior towards Bobo were
more likely to also show aggressive
behavior.
On average, boys were more aggressive than
girls, especially if the model was a man.
Figure 8.27 Bandura’s Four Factors Necessary for Modeling Behavior
https://www.youtu
be.com/watch?v=z
erCK0lRjp8
8.3 Observational Learning
People emulate modeled behavior when four
criteria are met:
1. Paying attention to the model’s behavior
2. Retaining the information gained about
the observed behavior
3. Reproducing the behavior, and getting
better at imitating the behavior with
practice
4. Motivation to reproduce the model’s
behavior
8.3 Observational Learning
Bandura’s results suggest that behaviors can
be learned without the external reinforcers
emphasized in behaviorism.
But reinforcement was important in motivation:
children, especially girls, were unlikely to
imitate the behavior if the model was
punished for it.
Social monitoring or referencing: When an
individual observes consequences of
someone else’s behavior to guide their own
behavior.
8.3 Observational Learning
Insight: A sudden understanding of a
problem that leads to a solution without
having to resort to trial and error.
Köhler studied insight in chimpanzees in the
1920s. Films show them solving problems
(how to get at suspended bananas), but not
by trial and error.
Figure 8.28 Insightful Problem Solving in Chimpanzees
8.3 Observational Learning
Insight in humans: the candle problem
requires thinking of a new use for an object.
This type of insight is often crucial for
insightful learning and is a pretty good
definition of what we mean when we say
someone is creative.
Figure 8.29 The Candle Problem
https://www.youtube.com/watch
?v=FRtQNS5dFO8
8.3 Observational Learning
It is unclear whether Little Albert developed a
life-long phobia of furry objects.
He may have been one of two boys born to
unwed mothers at Johns Hopkins hospital
where Watson worked.
One boy died at age 6 of hydrocephalus. The
other boy lived to age 87, and relatives
report that he always hated dogs and never
had any pets.
Purchase answer to see full
attachment