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capital_market22__37

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CAPITAL MARKET PRIMARY AND SECONDARY MARKET 1 INTRODUCTION SOME SECTORS GENERATE SURPLUS AND OTHERS DEFICIT. SURPLUS GENERATING FIRM CAN HOLD CASH OR MAY INVEST SURPLUS GENERATING UNITS-INVESTORS DEFICIT GENERATING UNITS-ISSUERS INTERMEDIARIES REGULATOR 2 THERE EXISTS DIFFERENT RELATIONSHIP BETWEEN THE CONSTITUENTS. PRIMARY SECONDARY BASED ON MATURITY PERIOD:SHORT TERM AND LONG TERM 3 BASED ON ISSUERS-GOVERNMENT AND INDUSTRIAL SECURITIES 4 PRIMARY MARKET  IT’S A MARKET FOR NEW ISSUE OF SHARES, DEBENTURES AND BONDS.  PLAYERS:1. ISSUERS-CORPORATIONS, GOVERNMENT OR MUTUAL FUNDS. 2. INSTRUMENTS-DEBENTURES, EQUITY SHARES ETC. 3. INTERMEDIARIES-BANKS, MFs, NBFCs INSURANCE COMPANIES. 4. INVESTORS-INDIVIDUAL, CORPORATE,FIs FIIs. 5 METHOD OF ISSUING SECURITIES  ISSUES MADE AT PAR , AT DISCOUNT OR AT PREMIUM.  PRICING OF ISSUES IS REGULATED UNDER GUIDELINES FOR DISCLOSURE AND INVESTOR PROTECTION.  STEPS TAKEN BY ISSUER:1. ISSUES ARE ADVERTISED IN NEWSPAPERS, MASS MAILING. 2. ADVERTISEMENT MUST DISCLOSE RISK INVOLVED IN BUSINESS. 6 NEW ISSUE MARKET ISSUE MANAGEMENT ISSUE MANAGERS-MERCHANT BANKERS OR LEAD MANAGERS MERCHANT BANKERS PROVIDE THEIR SKILLS AND EXPERIENCE. INVESTMENT COVERS-NEW PROJECT, MODERNIZATION AND DIVERSIFICATION. 7 TYPES OF ISSUES:I. PUBLIC ISSUE I. RIGHT ISSUES II. PRIVATE PLACEMENTS 8 PUBLIC ISSUE  BY USING PROSPECTUS FUNDS ARE RAISED FROM THE PUBLIC.  SHARES ISSUED ARE FIXED IN NU ...
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