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CHAPTER VII
MERCHANT BANKERS
SEBI RULES & REGULATIONS, 1992
SECTION 29 & 30
RULES & REGULATIONS…1 & 2
No person to act as M.B. without regn to SEBI for grant of certificate to do M.B. business. (Rule
3)
Application for registration made in form A (Regulation 3(1)).
Contents: name of applicant particulars of applicant; organisation structure; business
information; client information; financial information; other information; declaration by 2
directors in case of a co., or partners in case of partnerships, or by a sole proprietor

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CHAPTER VII MERCHANT BANKERS SEBI RULES & REGULATIONS, 1992 SECTION 29 & 30 RULES & REGULATIONS…1 & 2 No person to act as M.B. without regn to SEBI for grant of certificate to do M.B. business. (Rule 3) Application for registration made in form A (Regulation 3(1)). Contents: name of applicant ...
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