Client Portfolio ______________________________________________________________________________ After completing Assignment 3 & 4, add at least two funds that would address your client’s interest in sustainable value funds. if you want to used my www.stocktrack.com then I can provide username and password for you. I provide what I have purchase in the separate excel. Please follow the instruction below. You may need to sell existing funds to stay within your $500,000. Use the X-Ray results from Assignment 4 as your guide to purchases and sales. The client is interested in financial outcome as the priority while still addressing his sustainable value requirements. The client requires that the sustainable funds selected address at least one factor of the three ESG criteria. That is the funds may address environmental, social and/or governance factors. Record your reasons for your sustainable fund purchases and the reasons for the other fund sales if sold. Use Morningstar “socially conscious” and USSIF website of mutual funds as your guide to sustainable funds. Once you have purchased/sold your client’s funds on Stock Trak, complete the following: 1. Update the excel sheet from Assignment 4 to include the new positions in the sustainable funds and any changes to the existing fund positions. 2. Provide your client a summary report of his portfolio. In your report describe the ESG factors that apply to each of the two sustainable funds. Include a description of the sustainable mission of the fund or fund family and the screening processes the fund goes through for selecting its holdings. At least 1.5-2 pages should be provided on each sustainable (ESG) fund. Document your sources. 3. Your client is also interested in financial performance. How did the sustainable funds perform financially? Compare the returns of the sustainable funds to the benchmark index. Summarize their performance for your client over the short period. 4. Finally, perform a final X-Ray on your client’s portfolio. Evaluate the portfolio on the following criteria: broad and narrow asset allocation and diversification. Use the Interpreter on the X-Ray results as your guide. Offer a summary of future changes you would make to improve the portfolio and why. If no changes are suggested, provide a summary of evidence that supports that decision as well. An Appendix should include all of the Morningstar X Ray data as referenced. This includes the tabs not just the Interpreter. If you printed them, they may be submitted separately but on time. Include the completed Excel Sheet which should include beginning, ending positions, and benchmarks. Include a reference page as well. APA style

Fund Name William Blair Large Cap Growth N LCGNX Westwood LargeCap Value Institutional WHGLX Wilshire Small Company Growth Invmt DTSGX Wilshire Small Company Value Invmt DTSVX William Blair Global Leaders Instl BGGIX Western Asset Emerging Markets Dbt C WAEOX American Funds Corporate Bond A LW BFCAX.lw AllianzGI Short Duration High Inc C ASHCX Aberdeen Asia Bond A Load Waived AEEAX.lw Total Asset class Percentage Investment Large Growth 12% 60.000 Large Value 12% 60.000 Small Growth 8% 40.000 Small Value 7% 35.000 Forign Stock 25% 125.000 Emerging Market 16% 80.000 Domestic Bond 6% 30.000 High Yield Bond 5% 25.000 Foreign Bond 9% 45.000 100% 500.000 The underlying reason of choosing these funds are that all of these funds are as follows- Last five years return results of all these funds are highly satisfactory. Over the last five years all these mutual f The historical performance of fund managers of all these funds were extraordinary. The fund managers of all th All these funds are characterized with high transparency of reporting and disclosure. All these funds have experienced a positive trend of increase of Net Assets Value (NAV) over the last five yea All these funds have five and 4-start rating as per Morningstar YTD Return(%) NAV 3,35 5,63 12,93 11,44 3,71 14,89 10,25 8,87 8,67 10,49 11,25 25,55 22,66 12,02 5,17 10,54 15,24 10,43 e years all these mutual funds have expected positive return. e fund managers of all these funds were highly skilled and experienced. AV) over the last five years.