Harrisa
Benefits of Using Logic Models
Criminal justice systems can benefit from numerous evaluations during the design and implementation
phases. Program evaluation entails a systematic examination of the activities and outcomes compared
to documented standards with the primary purpose of improving the policy (Vito & Higgins, 2015). The
primary aim of program evaluation in the criminal justice system is to determine whether an
intervention is working or not. This post aims to discuss the benefits of using the logic model in the
planning and evaluation of criminal justice systems.
The logic model is characterized by clear goals, objectives and performance indicators as well as
outcomes of a particular program that aid in its implementation. Thus, the approach aims at informing a
program by enabling in the choice of treatments and clarifying the activities of the criminal justice
system (Knowlton & Phillips, 2013). Evaluation is significant in the identification of a social problem and
provision of services such as protection to the public. Planning and assessment go hand in hand
increasing the effectiveness of program intervention. A logic model is beneficial in evaluation by
enabling planners to make program design using activities and decisions that impact on program
outcomes. For instance, the consistent application of logic model enables planners to be informed on
the significant features of the program that can befit from evaluation.
Also, the logic model is beneficial in the planning process as it enables the program implementers to
recognize and document program parameters as well as expectations of the criminal justice program.
Moreover, the model allows programmers to project the changes likely to occur to participants and
systems thus plan accordingly (Vito & Higgins, 2015). Also, the logic model is beneficial to the planning
process as it provides an analytical device that organizes ideas and activities that are realistic and easy to
remember thus making planning easy. Moreover, the logic model gives the direction of the program
thus aiding the planning process. In conclusion, the logic model is beneficial in the planning and
evaluation of the program as it articulates cause-effect model on how the program works to meet the
projected outcomes.
References
Knowlton, L. & Phillips, C. (2013). The logic model guidebook: Better strategies for great results. Los
Angeles: SAGE.
Vito, G., & Higgins, G. (2015). Practical program evaluation for criminal justice. Waltman, MA: Elsevier.
Book
Cover
Here
Chapter 3
Needs Assessment Evaluation
Copyright © 2014, Elsevier Inc. All Rights Reserved
1
Needs Assessment Evaluation
To Determine What Needs Should be Met:
1.
2.
3.
4.
How do officials determine that there is a
need to be met?
Who makes the determination?
What information is necessary to
demonstrate that a need exists?
How should evaluators be used to assist in
the planning of the proper types of
programming?
Copyright © 2014, Elsevier Inc. All Rights Reserved
2
Definition of Need
Need- could mean something different to
everyone that is involved
Five Discrepancies When Need is Being
Discussed:
1.
2.
3.
4.
5.
Ideal
A norm
Minimum
Desired State
Expected State
Copyright © 2014, Elsevier Inc. All Rights Reserved
3
Definition of Need
If need is not defined well it will be difficult
for evaluators to perform an evaluation
Need is something that individuals must
have to function satisfactorily within society
The needs are different for every criminal,
system and community
Copyright © 2014, Elsevier Inc. All Rights Reserved
4
Definition of Need
Two Problems with Defining Need:
1.
2.
Determining whether the “something” that
individuals need one time versus the
“something” that individuals need consistently
over time creates some problem with defining
need
The scope of the need that results in the
distribution of resources
Copyright © 2014, Elsevier Inc. All Rights Reserved
5
Definition of Need
Evaluators need to make sure that
incidence and prevalence are addressed in
the definition and determination of need
Incidence: the number of individuals or groups
experiencing a problem in a given period of
time
Prevalence: the number of individuals or
groups who have the problem
Copyright © 2014, Elsevier Inc. All Rights Reserved
6
Data Sources
The data sources needed are quantitative
and qualitative data
Quantitative data uses numerical information
to describe and make inferences
Qualitative data uses words and observations
to describe and make inferences
Copyright © 2014, Elsevier Inc. All Rights Reserved
7
Describing the Current Situation
The population that is being studied has to
be clarified and defined first
Evaluators need to be aware of what
resources are present, exist, or could be
strengthened because if they don’t they
could result in wasting or duplicating
resources
Copyright © 2014, Elsevier Inc. All Rights Reserved
8
Quantitative Methods
Social Indicators: show changes in
conditions that provide some insight that a
problem or need exists
Social Indicators come from several
different places:
1.
2.
3.
FBI
Office of Juvenile Justice and Delinquency
Prevention
Federal Bureau of Corrections
Copyright © 2014, Elsevier Inc. All Rights Reserved
9
Quantitative Methods
Evaluators should be knowledgeable about
the issue that the social indicators involve
Social indicators may not always capture
every incident
Some believe social indicators should not
be used
However, social indicators provide some
indication of the incidence and prevalence
of the problem
Copyright © 2014, Elsevier Inc. All Rights Reserved
10
Surveys
Ask individuals their needs
Representativeness refers to everyone in
the identified population having an equal
opportunity to be part of the survey
Surveys need to provide information about
incidence and prevalence while capturing
information about potentially different
approaches
Copyright © 2014, Elsevier Inc. All Rights Reserved
11
Surveys
Problems with questions that could make
endorsing some plans easy:
1.
2.
3.
The question is only about solutions and not
about the problem
The question is leading
The question does not discuss the potential
cost of providing services or that providing
this service means that another service
cannot be provided
Copyright © 2014, Elsevier Inc. All Rights Reserved
12
Treatment Groups
Treatment group: individuals with a
specific need will seek out a program to
alleviate the need
Get the treatment group from agency files
Must protect the confidentiality of the
clients
Copyright © 2014, Elsevier Inc. All Rights Reserved
13
Key Informants
Key informants: individuals that know the
criminal justice system or their part of the
criminal justice system and may know what
needs are going unmet
To begin, identify individuals
Ex. Probation or Parole Officers, Law
enforcement officers, Judges or Social workers
Evaluators must maintain their objectivity and
begin a thorough investigation of the need
and recommended programming
Tend to be experts
Copyright © 2014, Elsevier Inc. All Rights Reserved
14
Focus Groups
Focus groups address open-ended
questions
Consist of 7-10 group members
Focus group leader keeps everyone on
topic
The goal is free sharing of opinions
Provide in-depth understanding of survey
results
Copyright © 2014, Elsevier Inc. All Rights Reserved
15
Community Forums
A self-selected group
The evaluator should divide large groups into
smaller groups
Advantages:
1.
2.
Gather information at a low cost
Provide an environment for the possibility of good
ideas
Disadvantages:
1.
2.
3.
Groups are self-selected
Raise expectations that something can and will be
done
Assertive individuals turn the community forum into
a gripe session
Copyright © 2014, Elsevier Inc. All Rights Reserved
16
Needs Assessments in Program Planning
Planners will develop a program or
intervention
Stakeholders may participate
Program Planning Goals:
1.
2.
Outcome Goals
Intermediate Goals
What actions the agency must take
Copyright © 2014, Elsevier Inc. All Rights Reserved
17
Key Words
Community Forums: a self-selected group
Focus Groups: a small, informal group of
individuals (i.e., usually 7 to 10 group
members) from the target or potential
treatment group
Key Informants: individuals that know the
criminal justice system or their part of the
criminal justice system and may know
what needs are going unmet
Copyright © 2014, Elsevier Inc. All Rights Reserved
18
Key Words
Need: may mean something different for a
funder, government official, or evaluator—all
of whom may be part of a program planning
committee or evaluation
Quantitative Data Sources: use numerical
information to describe and make inferences
Qualitative Data Sources: use words and
observations to describe and make
inferences
Social Indicators: show changes in conditions
that provide some insight that a problem or
need exists
Copyright © 2014, Elsevier Inc. All Rights Reserved
19
W.K. Kellogg Foundation
Logic Model Development Guide
Using Logic Models to Bring Together Planning, Evaluation, and Action
Logic Model Development Guide
W.K. KELLOGG
FOUNDATION
To help people help themselves through the practical
application of knowledge and resources to improve
their quality of life and that of future generations.
Updated January 2004
W.K. Kellogg Foundation
One East Michigan Avenue East
Battle Creek, Michigan 49017-4058
www.wkkf.org
To receive additional copies of the Logic Model Development Guide,
please call 1/800/819-9997 and request item #1209.
Contents
Introduction ..........................................................................................................III
Chapter 1
Introduction to Logic Models ........................................................................................1
The What and Why of the Logic Model ........................................................................1
Logic Model Definition ............................................................................................1
Logic Model Purpose ................................................................................................3
Trip Planning Logic Model Example..........................................................................3
Why Use a Logic Model?................................................................................................5
Program Success ..........................................................................................................5
Program Investments ..................................................................................................6
Simple Logic Model Basics ............................................................................................7
Logic Model Development..........................................................................................7
Reading a Logic Model ..............................................................................................7
Other Logic Model Examples ........................................................................................8
Theory Model ..........................................................................................................10
Outcomes Model ......................................................................................................11
Activities Model ........................................................................................................12
Chapter 2
Developing a Basic Logic Model for Your Program ......................................................15
Demonstrating Progress Toward Change ......................................................................16
Exercise 1 – Describing Results ....................................................................................16
Exercise 1 Checklist......................................................................................................20
Exercise 2 – Describing Actions....................................................................................21
Exercise 2 Checklist......................................................................................................23
Program Implementation Template – Exercise 1 & 2 ..................................................25
Chapter 3
Developing a Theory-of-Change Logic Model for Your Program..................................27
Exercise 3 - Constructing a Program Theory ................................................................28
Program Planning ......................................................................................................28
Exercise 3 Checklist....................................................................................................33
Program Planning Template – Exercise 3....................................................................34
Page I
Logic Model Development Guide
Chapter 4
Using Your Logic Model to Plan for Evaluation ..........................................................35
Exercise 4 – Posing Evaluation Questions ....................................................................35
Formative/Summative Evaluation Questions ............................................................35
Evaluation Vantage Points Context, Implementation, Outcomes ..............................36
Focus Areas, Audiences, Questions, Information Use ................................................38
Audiences and Evaluation..........................................................................................42
Exercise 4 Checklist ..................................................................................................43
Evaluation Planning Template – Exercise 4 ..................................................................44
Exercise 5 – Establishing Indicators ..............................................................................45
Indicators of Success..................................................................................................45
Exercise 5 Checklist ..................................................................................................47
Indicators Development Template – Exercise 5 ........................................................48
Resource Appendix ........................................................................................49
Forms Appendix ................................................................................................53
Page II
Logic Model Development Guide
Introduction
If you don’t know where you’re going, how are you gonna’ know when you get there?
–Yogi Berra
In line with its core mission – To help people help themselves through the practical application of knowledge
and resources to improve their quality of life and that of future generations – the W.K. Kellogg Foundation has
made program evaluation a priority. As our staff and grantees work on a spectrum of social improvement programs, the need for shaping and contributing to the body of knowledge regarding evaluation
becomes increasingly clear. Our first guide, the W.K. Kellogg Foundation Evaluation Handbook, was published in 1998, and has been made available to nearly 7,500 people.The Evaluation Handbook is a practical, step-by-step manual for conducting evaluations.With the Handbook, we introduced the concept
of the program logic model and the ways in which applying this concept has added value to our
own work.
The program logic model is defined as a picture of how your organization does its work – the theory and
assumptions underlying the program.A program logic model links outcomes (both short- and long-term)
with program activities/processes and the theoretical assumptions/principles of the program.
The W.K. Kellogg Foundation Logic Model Development Guide, a companion publication to the Evaluation
Handbook, focuses on the development and use of the program logic model.We have found the logic
model and its processes facilitate thinking, planning, and communications about program objectives and
actual accomplishments.Through this guide, we hope to provide an orientation to the underlying principles and language of the program logic model so it can be effectively used in program planning,
implementation, and dissemination of results.
The premise behind this guide – and our view of the role of evaluation in programming – is simple:
Good evaluation reflects clear thinking and responsible program management. Over the years, our
experience in using logic models in initiatives such as the Kellogg Youth Initiative Partnerships,
Devolution, ENLACE (Engaging Latino Communities for Education), and the Native American
Higher Education Initiative, to name just a few, has provided ample evidence of the effectiveness of
these methods.
Learning and using tools like logic models can serve to increase the practitioner’s voice in the domains
of planning, design, implementation, analysis, and knowledge generation.The process of developing the
model is an opportunity to chart the course. It is a conscious process that creates an explicit understanding of the challenges ahead, the resources available, and the timetable in which to hit the target. In
addition, it helps keep a balanced focus on the big picture as well as the component parts.
In general, logic modeling can greatly enhance the participatory role and usefulness of evaluation as a
management and learning tool. Developing and using logic models is an important step in building
community capacity and strengthening community voice.The ability to identify outcomes and anticipate ways to measure them provides all program participants with a clear map of the road ahead. Map
in hand, participants are more confident of their place in the scheme of things, and hence, more likely
to actively engage and less likely to stray from the course – and when they do, to do so consciously
and intentionally. Because it is particularly amenable to visual depictions, program logic modeling can
be a strong tool in communicating with diverse audiences – those who have varying world views and
different levels of experience with program development and evaluation.
Page III
Logic Model Development Guide
Introduction
The Logic Model Development Guide contains four chapters and two comprehensive appendices.
Chapter 1 presents a basic introduction to the logic model as an action-oriented tool for program
planning and evaluation. It also offers an array of sample logic models.
Chapter 2 consists of exercises and examples focused on the development of a simple program logic
model. Exercises include practical examples, checklists for reviewing content quality, and a template
for developing a logic model.
Chapter 3 gives instructions on how to expand a basic logic model to explore and explain the theoryof-change that describes the rationale for your program. A template and checklist are provided.
Chapter 4 offers two exercises that afford the reader with an introduction to how the basic logic
modeling techniques introduced in the previous chapters can be applied to inform thinking about
what should be included in an evaluation plan.Templates and checklists are also provided.
The Resources Appendix provides logic model development resources – references and Web sites worth
visiting.The Forms Appendix includes blank templates to copy when developing your own logic models.
Acknowledgements
This work builds on the experience of many at the W.K. Kellogg Foundation who pioneered the application of logic modeling to their initiatives. For example, logic models were first used with the Kellogg
Youth Initiative Partnerships (KYIP). In this application, the models were instrumental in helping staff
establish program direction, implementation, an evaluation framework, and outcomes across three sites.
In KYIP, logic modeling was used to facilitate and guide the development of the specific assumptions
and processes that ultimately led to the transition of the initiative from a WKKF-operated program to a
community-owned program.WKKF program staff, including Tyrone Baines, Phyllis Meadows, Gerald
Smith, Judy Watson Olson, Steve Peffers, Joyce Brown, and John Seita were instrumental in these efforts.
Our work in developing the Logic Model Development Guide began at the request of Kellogg Foundation
Program Director Blas Santos who expressed a need for user-friendly tools and processes to support the
work of grantees in Latin America and the Caribbean.
The Logic Model Development Guide represents a collaborative effort.We particularly want to acknowledge the efforts of the Kellogg Foundation’s former director of evaluation, Ricardo Millett, and his
team of evaluation managers, including Astrid Hendricks-Smith and Mark Lelle, who have since left
the organization.Their tireless work among staff and grantees continues to promote the use of logic
models to plan, design, and manage initiatives. Dale Hopkins and Karin Ladley were instrumental in
bringing the material to print.We also wish to acknowledge the work of the Kellogg Foundation Vice
Presidents of Programs Rick Foster, Gail McClure, Dan Moore, and Gloria Smith, along with Senior
Vice President of Programs Anne Petersen, who have underscored the importance of evaluation,
embraced the logic model approach, and adopted it as a valued program support tool.
Special thanks are extended to Cynthia Phillips, a primary writer and consultant throughout the
development of this guide, and Work Volk Consultants, LLP, for formatting and editorial assistance.
Thanks, also, to Beverly Parsons of In Sites; Andrew Hahn and the students at the Florence Heller
Graduate School for Advanced Studies in Social Welfare, Brandeis University; Marc Osten, Summit
Consulting Collaborative; Sally Bond,The Program Evaluation Group; Joel Meister and Eva Moya,
University of Arizona; Amy Coates-Madsen and staff at Maryland Association of Nonprofit
Organizations; and Gail Randall, Greater Worchester Community Foundation.
–The Program Staff of the W.K. Kellogg Foundation
Page IV
Logic Model Development Guide
Chapter 1
Introduction to Logic Models
Chapter One defines logic models and explains their usefulness to program stakeholders. You
will learn the relevance of this state-of-the-art tool to program planning, evaluation, and
improvement.
E
A program logic model is a
picture of how your program works – the theory
and assumptions underlying the program. ...This
model provides a road map
of your program, highlighting how it is expected
to work, what activities
need to come before others,
and how desired outcomes
are achieved (p. 35).
W.K. Kellogg
Foundation Evaluation
Handbook (1998)
ffective program evaluation does more than collect, analyze, and provide data. It
makes it possible for you – program stakeholders – to gather and use information,
to learn continually about and improve programs that you operate in or fund.
The W.K. Kellogg Foundation believes evaluation – especially program logic model
approaches – is a learning and management tool that can be used throughout a program’s
life – no matter what your stake in the program. Using evaluation and the logic model
results in effective programming and offers greater learning opportunities, better documentation of outcomes, and shared knowledge about what works and why. The logic
model is a beneficial evaluation tool that facilitates effective program planning, implementation, and evaluation.
The What and Why of the Logic Model
The WHAT: Logic Model Definition
Basically, a logic model is a systematic and visual way to present and share your understanding of the relationships among the resources you have to operate your program, the
activities you plan, and the changes or results you hope to achieve.
Resources/
Inputs
Activities
Outputs
Outcomes
Impact
1
2
3
4
5
Your Planned Work
Your Intended Results
Figure 1. The Basic Logic Model.
The most basic logic model is a picture of how you believe your program will work. It uses
words and/or pictures to describe the sequence of activities thought to bring about change
and how these activities are linked to the results the program is expected to achieve.
Page 1
Logic Model Development Guide
Chapter 1
The Basic Logic Model components shown in Figure 1 above are defined below. These
components illustrate the connection between your planned work and your intended results.
They are depicted numerically by steps 1 through 5.
YOUR PLANNED WORK describes what resources you think you need to implement
your program and what you intend to do.
Most of the value in a logic
model is in the process of
creating, validating, and
modifying the model …
The clarity of thinking
that occurs from building
the model is critical to the
overall success of the program (p. 43).
W.K. Kellogg Foundation
Handbook (1998)
1. Resources include the human, financial, organizational, and community resources a
program has available to direct toward doing the work. Sometimes this component
is referred to as Inputs.
2. Program Activities are what the program does with the resources. Activities are the
processes, tools, events, technology, and actions that are an intentional part of the program
implementation. These interventions are used to bring about the intended program
changes or results.
YOUR INTENDED RESULTS include all of the program’s desired results (outputs, outcomes, and impact).
3. Outputs are the direct products of program activities and may include types, levels and
targets of services to be delivered by the program.
4. Outcomes are the specific changes in program participants’ behavior, knowledge, skills,
status and level of functioning. Short-term outcomes should be attainable within 1 to 3
years, while longer-term outcomes should be achievable within a 4 to 6 year timeframe.
The logical progression from short-term to long-term outcomes should be reflected in
impact occurring within about 7 to 10 years.
5. Impact is the fundamental intended or unintended change occurring in organizations,
communities or systems as a result of program activities within 7 to 10 years. In the current model of WKKF grantmaking and evaluation, impact often occurs after the conclusion of project funding.
The term logic model is frequently used interchangeably with the term program theory in
the evaluation field. Logic models can alternatively be referred to as theory because they
describe how a program works and to what end (definitions for each employed by leading
evaluation experts are included in the Resources Appendix).
The What: How to “Read” a Logic Model
When “read” from left to right, logic models describe program basics over time from
planning through results. Reading a logic model means following the chain of reasoning
or “If...then...” statements which connect the program’s parts. The figure below shows
how the basic logic model is read.
Page 2
Logic Model Development Guide
Sample Factors
influencing the trip:
• Family members’ school
and work schedules
• The holidays
• Winter weather
• Frequent Flier availability
Sample Activities:
• Creating/checking family
schedules
• Gathering holiday flight
and FF information
• Getting airport
transportation
• Notifying Iowa relatives
If you have
access to
them, then you
can use them
to accomplish
your planned
activities
If you
accomplish
your planned
activities, then
you will
hopefully deliver
the amount of
product and/or
service that
you intended
If you
accomplish
your planned
activities to the
extent you
intended, then
your participants
will benefit in
certain ways
If these
benefits to
participants are
achieved, then
certain changes
in organizations,
communities,
or systems
might be
expected to
occur
Resources/
Inputs
Activities
Outputs
Outcomes
Impact
1
2
3
4
5
Certain
resources are
needed to
operate your
program
Your Planned Work
Your Intended Results
Figure 2. How to Read a Logic Model.
The WHY: Logic Model Purpose and Practical Application
The purpose of a logic model is to provide stakeholders with a road map describing the
sequence of related events connecting the need for the planned program with the program’s desired results. Mapping a proposed program helps you visualize and understand
how human and financial investments can contribute to achieving your intended program
goals and can lead to program improvements.
A logic model brings program concepts and dreams to life. It lets stakeholders try an idea on
for size and apply theories to a model or picture of how the program would function. The
following example shows how the logic model approach works. (If you are familiar with logic
models, you may wish to skip ahead to the section entitled “Why Use A Logic Model?”)
An Example:
We are proposing an inexpensive family trip from Charleston, South Carolina, to Des Moines, Iowa,
to visit relatives during December school holidays. The seasonal trip we dream of taking from
Charleston to Des Moines is the “program.” Basic assumptions about our trip “program” are:
• We want to visit relatives between 12/10/00 and 1/5/01 while the children are out of school.
• We will fly from South Carolina to Iowa because it takes less time than driving and because
frequent flier (FF) miles are available.
• Using frequent flier miles will reduce travel costs.
We have to determine the factors influencing our trip, including necessary resources, such as, the
number of family members, scheduled vacation time, the number of frequent flier miles we have,
round trip air reservations for each family member, and transportation to and from our home to
the airport. The activities necessary to make this happen are the creation of our own family holiday
schedule, securing our Iowa relative’s schedule, garnering air line information and reservations
and planning for transportation to and from the airport.
Page 3
Logic Model Development Guide
Chapter 1
In this example, the results of our activities – or outputs – are mostly information, such as
family schedules, flight schedules, and cost information based on the time frame of the trip.
This information helps identify outcomes or immediate goals. For instance, if we make
reservations as soon as possible, we are able to find flights with available frequent flier slots
and probably have more options for flights that fit within the time frame. Knowing this,
our outcomes improve – reservations made well in advance result in flight schedules and
airline costs that suit our timeline and travel budget. Longer-term impact of our trip is not
an issue here, but might be projected as continued good family relationships in 2010.
You can’t do “good” evaluation if you have a poorly
planned program.
Beverly Anderson Parsons
(1999)
Using a simple logic model as a trip-planning tool produced tangible benefits. It helped
us gather information to influence our decisions about resources and allowed us to meet
our stated goals. Applying this process consistently throughout our trip planning positions us for success by laying out the best course of action and giving us benchmarks for
measuring progress – when we touch down in Charlotte and change planes for
Cincinnati, we know we’re on course for Des Moines.
Typical logic models use table and flow chart formats like those presented here to catalogue program factors, activities, and results and to illustrate a program’s dimensions.
Most use text and arrows or a graphic representation of program ideas. This is what our
trip planning “program” could look like in logic model format.
Your Planned Work
Trip Planning
Your Intended Results
Trip Results
Resources/
Inputs
Activities
Outputs
Outcomes
Impact
• Holiday
flight
schedules
• Family
schedules
• Frequent
flyer
holiday
options
• Holiday
weather
• Create
family
schedule
• Get
holiday
flight info
• Get
tickets
• Arrange
ground
transport
• Tickets
for all
family
members
• Frequent
flyer miles
used
• Money
saved
• Family
members
enjoy
vacation
• Continued
good
family
relations
1
2
3
4
5
It was easy to organize travel plans in a flow chart, but we could also choose to organize and
display our thinking in other ways. A logic model does not have to be linear. It may appear
as a simple image or concept map to describe more complex program concepts. Settling on
a single image of a program is sometimes the most difficult step for program stakeholders.
Page 4
Logic Model Development Guide
Why Use a Logic Model?
If program planners
don’t have any hypotheses
guiding them, their
potential for learning from
the initiative is low, and
the program is probably
in trouble (p. 1).
Everything You Wanted to
Know About Logic Models
but Were Afraid to Ask,
Connie Schmitz and
Beverly Anderson Parsons
(1999)
As you can see from the travel plan example, logic models are useful tools in many ways.
Because they are pictorial in nature, they require systematic thinking and planning to
better describe programs. The visual representation of the master plan in a logic model
is flexible, points out areas of strength and/or weakness, and allows stakeholders to run
through many possible scenarios to find the best. In a logic model, you can adjust
approaches and change courses as program plans are developed. Ongoing assessment,
review, and corrections can produce better program design and a system to strategically
monitor, manage, and report program outcomes throughout development and
implementation.
Effective evaluation and program success rely on the fundamentals of clear stakeholder
assumptions and expectations about how and why a program will solve a particular problem, generate new possibilities, and make the most of valuable assets. The logic model
approach helps create shared understanding of and focus on program goals and methodology, relating activities to projected outcomes.
Logic Models Better Position Programs For Success
Many evaluation experts agree that use of the logic model is an effective way to ensure
program success. Using a logic model throughout your program helps organize and systematize program planning, management, and evaluation functions.
1. In Program Design and Planning, a logic model serves as a planning tool to develop
program strategy and enhance your ability to clearly explain and illustrate program concepts and approach for key stakeholders, including funders.
The bane of evaluation is a
poorly designed program.
Ricardo Millett, Director,
WKKF Evaluation Unit
Logic models can help craft structure and organization for program design and build in
self-evaluation based on shared understanding of what is to take place. During the planning phase, developing a logic model requires stakeholders to examine best practice
research and practitioner experience in light of the strategies and activities selected to
achieve results.
2. In Program Implementation, a logic model forms the core for a focused management
plan that helps you identify and collect the data needed to monitor and improve
programming.
Using the logic model during program implementation and management requires you to
focus energies on achieving and documenting results. Logic models help you to consider
and prioritize the program aspects most critical for tracking and reporting and make
adjustments as necessary.
3. For Program Evaluation and Strategic Reporting, a logic model presents program
information and progress toward goals in ways that inform, advocate for a particular program approach, and teach program stakeholders.
Page 5
Logic Model Development Guide
Chapter 1
We all know the importance of reporting results to funders and to community stakeholders alike. Communication is a key component of a program’s success and sustainability.
Logic models can help strategic marketing efforts in three primary ways:
• Describing programs in language clear and specific enough to be understood and evaluated.
• Focusing attention and resources on priority program operations and key results for the
purposes of learning and program improvement.
• Developing targeted communication and marketing strategies.
There are many ways to
conduct evaluations, and
professional evaluators tend
to agree that there is no
“one best way” to do any
evaluation. Instead, good
evaluation requires carefully thinking through the
questions that need to be
answered, the type of program being evaluated, and
the ways in which the
information generated will
be used. Good evaluation,
in our view, should provide
useful information about
program functioning that
can contribute to program
improvement.
The Table below describes the relationship between a successful program and the benefits
derived from the use of logic models.
Benefits of Program Logic Models2
Program Elements
Criteria for Program Success1
Planning and Design
Program goals and objectives,
and important side effects are
well defined ahead of time.
Finds “gaps” in the theory or logic of a
program and work to resolve them.
Program goals and objectives are
both plausible and possible.
Builds a shared understanding of what
the program is all about and how the
parts work together.
Program
Implementation and
Management
Relevant, credible, and useful performance data can be obtained.
Focuses attention of management on the
most important connections between
action and results.
Evaluation,
Communication, and
Marketing
The intended users of the evaluation results have agreed on how
they will use the information.
Provides a way to involve and engage
stakeholders in the design, processes,
and use of evaluation.
How Logic Models Better Position Programs Toward Success.
W.K. Kellogg Foundation
Evaluation Unit
Logic Models Strengthen the Case for Program Investment
Clear ideas about what you plan to do and why – as well as an organized approach to
capturing, documenting, and disseminating program results – enhance the case for
investment in your program.
1
Wholey, J. S., Hatry, H. P., & Newcomer, K. E. (Eds.). (1994). Handbook of Practical Program Evaluation.
San Francisco: Jossey-Bass Publishers.
2
Barley, Z., Phillips, C., & Jenness, M. (1998). Decoding Program Logic Models. Workshop presented at the
Annual Meeting of the American Evaluation Association, Chicago, IL, November, 1998.
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Logic Model Development Guide
Developing a Program Logic Model Requires a Simple Image and a
Straightforward Approach
A picture IS worth a thousand words. The point of developing a logic model is to come
up with a relatively simple image that reflects how and why your program will work.
Doing this as a group brings the power of consensus and group examination of values and
beliefs about change processes and program results.
Logic Models Reflect Group Process and Shared Understanding
LOGIC MODEL
IF…THEN
Assumptions:
• Certain resources are
needed to operate your
program.
• If you have access to
them, then you can use
them to accomplish
your planned activities.
Frequently, a professional evaluator is charged with developing a logic model for program
practitioners. But a logic model developed by all stakeholders – program staff, participants, and evaluators – produces a more useful tool and refines program concepts and
plans in the process. We recommend that a logic model be developed collaboratively in an
inclusive, collegial process that engages as many key stakeholders as possible. This guide
provides a step-by-step process to assist program planners.
Like Programs, Logic Models Can Change Over Time
• If you accomplish your
planned activities, then,
you will, it is hoped,
deliver the amount of
product and/or service
that you intended.
As a program grows and develops, so does its logic model. A program logic model is
merely a snapshot of a program at one point in time; it is not the program with its actual
flow of events and outcomes. A logic model is a work in progress, a working draft that
can be refined as the program develops.
• If you accomplish your
planned activities to the
extent intended, then
your participants will
benefit in specific ways.
Simple Logic Model Basics
• If these benefits to participants are achieved,
then certain changes in
organizations, communities, or systems might
occur under specified
conditions.
Logic models come in as many sizes and shapes as the programs they represent. A simple
model focuses on project-level results and explains five basic program components. The
elements outlined below are typical of the model promoted by United Way of America to
support an outcomes-based approach to program planning and evaluation.
Creating a logic model:
What they look like and what needs to be included
Developing and Reading a Basic Logic Model
Read from left to right, logic models describe program basics over time, beginning with
best practice information or knowledge about “what works” from successful program
practitioners and other trusted authorities. Reading a logic model means following the
chain of reasoning or “If...then...” statements which connect the program’s parts. The gray
box in the left column defines the assumptions stated in “If...then...” terms.
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Logic Model Development Guide
Chapter 1
Building a Logic Model by Basic Program Components
As you conceptualize your program, begin by describing your basic assumptions and then
add the following program components in the order that they should occur.
1. Factors are resources and/or barriers, which potentially enable or limit program effectiveness. Enabling protective factors or resources may include funding, existing organizations,
potential collaborating partners, existing organizational or interpersonal networks, staff
and volunteers, time, facilities, equipment, and supplies. Limiting risk factors or barriers
might include such things as attitudes, lack of resources, policies, laws, regulations, and
geography.
2. Activities are the processes, techniques, tools, events, technology, and actions of the
planned program. These may include products – promotional materials and educational
curricula; services – education and training, counseling, or health screening; and
infrastructure – structure, relationships, and capacity used to bring about the desired
results.
3. Outputs are the direct results of program activities. They are usually described in terms
of the size and/or scope of the services and products delivered or produced by the program.
They indicate if a program was delivered to the intended audiences at the intended
“dose.” A program output, for example, might be the number of classes taught, meetings
held, or materials produced and distributed; program participation rates and demography;
or hours of each type of service provided.
4. Outcomes are specific changes in attitudes, behaviors, knowledge, skills, status, or level of
functioning expected to result from program activities and which are most often
expressed at an individual level.
5. Impacts are organizational, community, and/or system level changes expected to result
from program activities, which might include improved conditions, increased capacity,
and/or changes in the policy arena.
Thinking about a program in logic model terms prompts the clarity and specificity
required for success, and often demanded by funders and your community. Using a simple logic model produces (1) an inventory of what you have and what you need to operate your program; (2) a strong case for how and why your program will produce your
desired results; and (3) a method for program management and assessment.
Other Logic Model Examples
In practice, most logic models are more complex and fall into one of three categories: the
theory approach model (conceptual), outcome approach model, or activities approach
model (applied) – or a blend of several types. It is not unusual for a program to use all
three types of logic models for different purposes. No one model fits all needs, so you will
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Logic Model Development Guide
need to decide exactly what you want to achieve with your logic model – and where you
are in the life of your program – before deciding on which model to use.
Types of Logic Models: Emphasis and Strengths
Beginnings
Intended Results
Should contribute
to the results you
expect based on
this theory of
change
Grant Proposal
what we
hope
to do
Planning &
Design
If your assumptions
about the factors
that influence your
issues hold true...
what we have
done so far
typ
ies
Implementation
Management
Plan
act
e
typ
ivit
Program
Logic
Model
es
com
out
Evaluation,
Communication,
Marketing
e
theory type
Reports
& Other
Media
how we will do
what we say we will do
Planned Work
Then, the activities you
plan to do which build
on these assumptions...
Types of Logic Models:
Emphasis and Strengths
A program is a theory and
an evaluation is its test. In
order to organize the evaluation to provide a responsible test, the evaluator
needs to understand the
theoretical premises on
which the program is based
(p. 55).
Carol Weiss (1998)
Page 9
Descriptions of Three Approaches to Logic Models:
Which Fits Your Program?
1. Theory Approach Models emphasize the theory of change that has influenced the
design and plan for the program. These logic models provide rich explanation of the
reasons for beginning to explore an idea for a given program. Sometimes they have
additional parts that specify the problem or issue addressed by the program, describe
the reasons for selecting certain types of solution strategies, connect proven strategies
to potential activities, and other assumptions the planners hold that influence effectiveness. These models illustrate how and why you think your program will work. They
are built from the “big picture” kinds of thoughts and ideas that went into conceptualizing your program. They are coming to be most often used to make the case in
grant proposals. Models describing the beginnings of a program in detail are most
useful during program planning and design.
Logic Model Development Guide
Chapter 1
The purpose of using program logic models in
WKKF grantmaking is to
help internal and external
stakeholders understand
how the Foundation’s
investment will contribute
to achieving the intended
goals. This understanding
should help these various
stakeholders make
informed decisions about
program priorities, funding
priorities, assistance to
grantees, evaluation of programming impact, and
marketing, communication, and marketing strategies.
W.K. Kellogg
Foundation
Evaluation Handbook
(1998)
2. Outcomes Approach Models focus on the early aspects of program planning and
attempt to connect the resources and/or activities with the desired results in a workable
program. These models often subdivide outcomes and impact over time to describe
short-term (1 to 3 years), long-term (4 to 6 years), and impact (7 to 10 years) that may
result from a given set of activities. Although these models are developed with a theory
of change in mind, this aspect is not usually emphasized explicitly. Models that outline
the approach and expectations behind a program’s intended results are most useful in
designing effective evaluation and reporting strategies.
3. Activities Approach Models pay the most attention to the specifics of the implementation
process. A logic model of this type links the various planned activities together in a
manner that maps the process of program implementation. These models describe
what a program intends to do and as such are most useful for the purposes of program
monitoring and management. This type provides the detailed steps you think you will
need to follow to implement your program. It shows what you will actually do in your
community if your proposal is funded. Models that emphasize a program’s planned
work are most often used to inform management planning activities.
Working Through Theory Approach
Logic Models Emphasizes Assumptions
A theory approach logic model links theoretical ideas together to explain underlying program assumptions. The focus here is on the problem or issue and the reasons for proposing the solution suggested in your program’s approach. Remember, the theory logic model
is broad and about “big ideas,” not about specific program “nuts and bolts.”
Noted evaluator and program theorist Carol Weiss (1998) explains that for program planning, monitoring, and evaluation, it is important to know not only what the program
expects to achieve but also how. We must understand the principles on which a program
is based, a notion not included in evaluation until recently. Discussions about the
whethers, hows, and whys of program success require credible evidence and attention to the
paths by which outcomes and impacts are produced.
The theory logic model is suitable for use by funders and grantees. A case example of its
use is provided below.
In this case, the model describes a WKKF cluster initiative’s (Comprehensive Community
Health Models of Michigan) programming strategy or its theory of change. Notice that
this model places emphasis on “Your Beginnings” by including the assumptions identified
by program planners as the principles behind the design of the initiative.
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Logic Model Development Guide
These models help build a
common understanding
between managers and
evaluators.... Such agreement is a prerequisite for
evaluation work that is
likely to be useful to management. [These models]
display the key events
(inputs, activities,
outcomes) that could be
monitored and the assumed
causal linkages that could
be tested in evaluations
of the program.
Joseph S. Wholey,
Harry P. Hatry, and
K.E. Newcomer (1994)
Assumptions
Inputs
Health is a community issue and
communities will form partnerships
to resolve health care problems.
Consumers
Commnities can influence and
shape public and market policy at
the local, state, and national levels.
Providers
External agents, working in
partnership with communities, can
serve as catalysts for change.
Payers
Shifting revenues and incentives to
primary care and prevention will
improve health status.
Information on health status and
systems is required for informed
decision making.
Staff
Activities
Outcomes
Impact
Community-wide
Coverage and
Access
Active
Participation
in the Reform
Process
More Effective
Distribution of
Community
Health Care
Resources
Inclusive
Community
DecisionMaking
Administrative
Processes for
Health Data,
Policy, and
Advocacy
External
Technical
Assistance
Your Beginnings
Outputs
Your Planned Work
Comprehensive,
Integrated
Health Care
Delivery System
Community Health
Assessment
Improved
Health Status
Increased
Health Care
System
Efficiency
Community-based
Health Information
Systems
Your Intended Results
Example of a Theory Logic model (Adapted from WKKF’s Comprehensive Community Health Models of
Michigan).
Working with Outcome Approach Models Highlights Activities and
Program Implementation
Outcome approach logic models display the interrelationships between specific program
activities and their outcomes. On the next page is an example drawn from the Calhoun
County Health Improvement Program, funded under the Comprehensive Community
Health Models of Michigan initiative.
This linear, columnar model emphasizes the causal linkages thought to exist among program components. The arrows show which sets of activities program developers believed
would contribute to what outcomes. These statements serve as logical assertions about the
perceived relationship among program operations and desired results and are the hallmark
of the logic model process.
Notice that this model emphasizes “Your Intended Results” in the greatest relative detail
and anticipates achievement outside the time allotted for the initiative.
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Logic Model Development Guide
Chapter 1
Inputs
Activities
Outputs
Outcomes
Consumers,
providers, and
payers to
participate in
governance
processes.
Activities that encourage
consumers, providers, and payers
to seek support, and achieve
common goals.
Consumers, providers, and
payers serving on the CCHIP
Governing Board seek, support,
and achieve common goals.
CCHIP Governing Board is
deemed inclusive and
accountable by the
community stakeholders.
Activities that increase consumer
awareness and access to health
promotion, disease prevention,
and primary care services.
Increased community access and
participation in health promotion,
disease prevention, and
primary care services.
Increased numbers of community
members utilize the health
promotion, disease prevention,
and primary care service provided
Activities that increase linkages
among medical, health, and
human service systems.
Linkages are forged among
medical, health, and human
service systems.
Activities that lead to the
development of a community
access and coverage plan.
Third-party administered contract
for community-wide coverage
is in place.
Activities that lead to the
development of a community
health information network.
Fiber-optic information network
is in place (CHIN).
Activities that lead to the
development of a community
health assessment and
reporting program.
Community health assessment and
reporting program is in place.
Sufficient staff with
expertise and
leadership skills to
implement the
program at the
local level.
Sufficient external
technical
assistance to
support staff in
program
implementation
Your Planned Work
Improved access/coverage for the
insured, under-, and non-insured
in the community.
Impact
Improved Health Status
Community members utilize the
CHIN for information collection,
storage, analysis, and exchange.
Information provided by the
Health Report Card is used to
make community health decisions.
Your Intended Results
Example of an Outcome Approach model (example drawn from the Calhoun County Health Improvement
Program, funded under the Comprehensive Community Health Models of Michigan initiative).
Not only will a logic model
clarify each element of your
program, it will enable you
to respond to the question:
“To what do I want to be
held accountable?”.
The Evaluation Forum
(1999)
Page 12
Using the Activities Approach Models to Track Outcomes
The activities approach logic model also connects program resources and activities to
desired results but does so in very great detail. Each outcome is usually dealt with separately by the activities and events that must take place to keep the program on track.
The model emphasizing “Your Planned Work” can be used as a work plan or management tool for program components and in conjunction with other models.
Notice how it points out what program activities need to be monitored and what kind of
measurements might indicate progress toward results. Below is one model describing the
connections between project tasks and outcome achievement for the community coverage
strand from the outcome approach example provided earlier.
Logic Model Development Guide
Insurance market issues are
identified and documented.
Deliverable–6
Insurance market issues are
prioritized based on potential
for successful reform.
The Purchasing Alliance will
identify insurance market issues
and strategies to reform those
identified issues will be
developed and implemented.
High priority issues are
identified and examined.
Strategies to reform the
high priority issues identified
have been developed.
Change agents with sufficient
capacity and resources to
successfully execute insurance
market reform are identified.
Change agents contracted to
implement insurance market
reform (minimum of 2).
Equitable access to
community-wide coverage.
% decrease of people
uninsured (201).
Activities to increase beneficiary
enrollment and provider
participation in Medicaid and
other third party sponsored
insurance and
reimbursment plans (2P1)
% decrease of new Medicaid
eligible consumers
achieving coverage before
in the hospital (203).
% in Medicaid participating
providers, using $1000
threshold level (204).
Milestone Activities
Your Planned Work
Outputs
Outcomes
Your Intended Results
Adapted from the Calhoun County Health Improvement Program, one site of WKKF’s Comprehensive
Community Health Models of Michigan initiative
There Is No Best Logic Model
Try several on for size. Choose the model that fits your program best and provides the
information you need in the format that is most helpful. Like anything else, it takes practice to use logic models as effective program tools. We learn through trial and error to
find what works best for what program. Don’t hesitate to experiment with program logic
model design to determine what works best for your program. And don’t be concerned if
your model doesn’t look like one of the case examples.
The following show how the logic model forms gather information that can be used
throughout your program’s life – from defining the theory on which your program rests
to evaluating program impact.
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Logic Model Development Guide
Chapter 1
How to use a Logic Model Through the Life of Your Program:
1. Program Planning
Strategies
Influential
Factors
5
Problem or Issue
4
Community Needs/Assets
CLARIFYING PROGRAM THEORY:
Assumptions
6
Desired Results
(outputs, outcomes,
and impact)
1
3
2
For more detail, see the Program
Planning Template on p. 57.
2. Program Implementation
RESOURCES
In order to accomplish
our set of activities we
will need the following:
ACTIVITIES
In order to address our
problem or asset we will
accomplish the following
activities:
OUTPUTS SHORT
SHORT & LONG-TERM
OUTCOMES
IMPACT
We expect that once
accomplished these
activities will produce
the following evidence
or service delivery:
We expect that if accomplished these activities
will lead to the following
changes in 1-3 then 4-6
years:
We expect that if accomplished these activities
will lead to the following
changes in 7-10 years:
1. PROBLEM OR ISSUE STATEMENT: Describe the problem(s) your program is attempting
to solve or the issue(s) your program will address.
2. COMMUNITY NEEDS/ASSETS: Specify the needs and/or assets of your community that
led your organization to design a program that addresses the problem.
3. DESIRED RESULTS (OUTPUTS, OUTCOMES AND IMPACTS): Identify desired results, or
vision of the future, by describing what you expect to achieve near- and long-term.
4. INFLUENTIAL FACTORS: List the factors you believe will influence change in your community.
5. STRATEGIES: List general successful strategies or “best practices” that have helped
communities like yours achieve the kinds of results your program promises.
6. ASSUMPTIONS: State the assumptions behind how and why the change strategies will
work in your community.
DEMONSTRATING YOUR PROGRAM’S PROGRESS:
For more detail, see the Program
Implementation Template on p. 54.
3. Program Evaluation
Evaluation
Focus Area
Audience
Question
Use
1. OUTPUTS: For each program activity, identify what outputs (service delivery/implementation
targets) you aim to produce.
2. OUTCOMES: Identify the short-term and long-term outcomes you expect to achieve for
each activity.
3. IMPACT: Describe the impact you anticipate in your community in 7 to 10 years with each
activity as a result of your program.
4. ACTIVITIES: Describe each of the activities you plan to conduct in your program.
5. RESOURCES: Describe the resources or influential factors available to support your program
activities.
PROGRAM EVALUATION QUESTIONS AND INDICATORS:
For more detail, see the Evaluation
Planning Template on p. 59.
Focus Area
Question
Indicators
Technical Assistance
Needed
“
For more detail, see the Indicators
Development Template on p. 61.
Page 14
1. FOCUS AREA: From your program theory logic model, list the components of the most
important aspects of your program.
2. AUDIENCE: Identify the key audiences for each focus area. Who has an interest in your
program?
3. QUESTIONS: For each focus area and audience, list the questions they may have about
your program.
4. INFORMATION USE: For each audience and question you have identified, identify the ways
you will use the evaluation information.
5. INDICATORS: Describe what information could be collected that would indicate the status of
your program and its participants for each question.
6. TECHNICAL ASSISTANCE: Indicate the extent to which your organization has the evaluation
and data management expertise to collect and analyze the data that relates to this indicator.
Logic Model Development Guide
Chapter 2
Developing a Basic Logic Model For Your Program
Drawing a picture of how your program will achieve results
W
Over the past few years, I
have markedly changed my
approach to logic modeling.
I have become convinced
that it makes a considerable difference if you do the
outcomes before planning
the activities.
I definitely advocate doing
the outcomes first! I find
that people come up with
much more effective activities when they do. Use the
motto, “plan backward,
implement forward.”
Beverly Anderson Parsons,
WKKF Cluster Evaluator
hether you are a grantseeker developing a proposal for start-up funds or a
grantee with a program already in operation, developing a logic model can
strengthen your program. Logic models help identify the factors that will
affect your program and enable you to anticipate the data and resources you will need to
achieve success. As you engage in the process of creating your program logic model, your
organization will systematically address these important program planning and evaluation
issues:
• Cataloguing of the resources and actions you believe you will need to reach intended
results.
• Documentation of connections among your available resources, planned activities and
the results you expect to achieve.
• Description of the results you are aiming for in terms of specific, measurable, action-oriented, realistic and timed outcomes.
The exercises in this chapter gather the raw material you need to draw a basic logic model
that illustrates how and why your program will work and what it will accomplish. You
can benefit from creating a logic model at any point in the life of any program. The logic
model development process helps people inside and outside your organization understand
and improve the purpose and process of your work.
Chapter 2 is organized into two sections – Program Implementation, and Program Results.
The best recipe for program success is to complete both exercises. (Full-size masters of each
exercise and the checklists are provided in the Forms Appendix at the back of the guide for
you to photocopy and use with stakeholder groups as you design your program.)
Exercise 1: Program Results. In a series of three steps, you describe the results you plan to
achieve with your program.
Exercise 2: Program Resources and Activities by taking you through three steps that connect the program’s resources to the actual activities you plan to do.
The Mytown Example
Throughout Exercises 1 and 2 we’ll follow an example program to see how the logic
model steps can be applied. In our example, the folks in Mytown, USA, are striving to
meet the needs of growing numbers of uninsured residents who are turning to Memorial
Hospital’s Emergency Room for care. Because that care is expensive and not the best way
to offer care, the community is working to create a free clinic. Throughout the chapters,
Mytown’s program information will be dropped into logic model templates for Program
Planning, Implementation, and Evaluation.
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Logic Model Development Guide
Chapter 2
Novice logic modelers may want to have copies of the Basic Logic Model Template in
front of them and follow along. Those readers with more experience and familiarity may
want to explore the text and then skip ahead to the completed Basic Logic Model for the
Mytown Example on page 34.
Demonstrating Progress Toward Change
The Importance of Documenting Progress
According to many funders, grant applications frequently lack solid descriptions of how
programs will demonstrate their effectiveness. Some grantees think activities are ends unto
themselves. They report the numbers of participants they reach or the numbers of training sessions held as though they were results.
Conducting an activity is not the same as achieving results from the accomplishment of that
activity. For example, being seen by a doctor is different from reducing the number of uninsured emergency room visits. Tracking data like meetings held or patients enrolled does
monitor your program’s implementation and performance, but those data are outputs (activity data), not outcomes (which refer to the results you expect to achieve in future years).
“Do the outcomes first” is sage advice. Most logic models lack specific short- and longterm outcomes that predict what will be achieved several years down the road. Specifying
program milestones as you design the program builds in ways to gather the data required
and allows you to periodically assess the program’s progress toward the goals you identify.
For that reason, Exercise 1 isn’t filled out from left to right. This exercise asks you to
“do the outcomes first.” We will focus our attention first on what we have called “your
intended results.”
As you implement your program, outcome measures enhance program success by assessing your progress from the beginning and all along the way. That makes it possible to
notice problems early on. The elements (Outputs, Outcomes, and Impact) that comprise
your intended results give you an outline of what is most important to monitor and gauge
to determine the effectiveness of your program. You can correct and revise based on your
interpretation of the collected data.
Exercise 1 – Describing Results
Describe the results you desire – Outputs, Outcomes and Impact
If you were running the Mytown Free Clinic, how would you show that your desired outcome (a reduction in uninsured emergency care) didn’t result from a mass exodus of uninsured residents from Mytown, USA, or a sudden increase in number of employees offered
health insurance coverage by local businesses?
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Logic Model Development Guide
How will you demonstrate that your program contributed to the change you intend? A
well-crafted logic model can assert it is reasonable to claim that your program made a substantive contribution to your intended change. When programs operate in real communities where influences and forces are beyond your control, evaluation is generally more
about documenting a program’s contribution than about proving something. Communitybased initiatives operate in complex environments where the scientific certainty of “proof ”
is seldom attainable. This is where logic models can be especially helpful.
INSTRUCTIONS: Exercise 1 will use the Basic Logic Model Development Template. In
particular, you will use the information presented in the gray text boxes that follow about
the Mytown example program to determine what results are intended for this program.
Example information about outcomes, impacts, and outputs are provided. You will fill in
the blank Basic Logic Model Development Template to illustrate first the outcomes and
impacts sought and then the outputs. You can then look at the completed template on
page 25 to see compare your interpretation with that produced by the Mytown folks.
Exercise 1 uses the Basic Logic Model Development Template
Resources
Activities
Outputs
Short- & LongTerm Outcomes
In order to accomplish our set of
activities we will
need the following:
In order to address
our problem or
asset we will conduct the following
activities:
We expect that once
completed or under
way these activities
will produce the following evidence of
service delivery:
We expect that if
completed or ongoing these activities
will lead to the following changes in
1–3 then 4–6 years:
Outcomes and Impacts should be SMART:
• Specific
• Measurable
• Action-oriented
• Realistic
• Timed
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Logic Model Development Guide
Impact
We expect that if
completed these
activities will lead
to the following
changes in
7–10 years:
Chapter 2
Some logic models number the lists within a column to aid discussion. Some tabular logic
models use rows to order and show the relationships among components. Some logic
models, like the outcome and activity examples provided in Chapter One, use a box and
arrow format to illustrate the “causal linkages” demonstrating how your resources, activities, outputs, outcomes, and impact connect to form chains. These depictions add to the
clarity of your logic model/evaluation plan. However, for the most basic of logic models,
the inventory approach we illustrate is sufficient to capture your thinking about how a
program will work. The other techniques will improve its utility, but the most important
task is to first get the component parts categorized and described. Once you have completed the inventory table for this and Exercise 2 feel free to experiment with identifying
the relationships among the items across columns.
Short-term outcomes are results you expect to achieve one to three years after a program
activity is under way.
Short-term outcomes are specific changes in things like attitudes, behaviors, knowledge,
skills, status, or level of functioning expected to result from program activities. These usually are expressed at an individual level among program participants.
EXAMPLES: Signed Memorandum of Agreement from the local technical college donating
clinic space, change in participants’ attitudes about the need for a medical home, increase in
numbers of scheduled annual physicals, increased patient follow-up visits, change in staff's
awareness of patient scheduling challenges, increased appropriate referrals from ER’s.
Insert Mytown’s short-term outcomes in the Short- and Long-Term Outcomes Column of the
Basic Logic Model Development Template.
Long-term outcomes are results you expect to achieve in four to six years.
Long-term outcomes are also specific changes in things like attitudes, behaviors, knowledge, skills, status, or level of functioning expected to result from program activities.
These usually build on the progress expected by the short-term outcomes.
EXAMPLES: The clinic serves as a medical home for 500 uninsured patients. The clinic has
sustained funding sources: patient co-payments ($10/visit) provide 20% of the Clinic’s operating costs, United Way provides 20%, Memorial Hospital donates 20%, the Medical Society
contributes 20% and an endowment established at the Community Foundation provides the
final 20%. An annual golf tournament organized by the Kiwanis Club funds special clinic projects. There has been a 25% reduction in uninsured emergency care since Mytown Free Clinic
opened five years ago. In the Clinic’s fifth year there is a 15% reduction in uninsured ER visits. Seventy-five volunteer administrators and 300 volunteer medical professionals regularly
serve at the clinic each year. Five companies donate all necessary medical supplies. Grant
funds purchase the computers and software needed to create electronic patient records. For
five years patient satisfaction ratings have been 90%.
Insert Mytown’s long-term outcomes in the Short- and Long-Term Outcomes column of the
Basic Logic Model Development Template.
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Logic Model Development Guide
Impact refers to the results expected seven to ten years after an activity is under way – the
future social change your program is working to create.
Impacts are the kinds of organizational, community, or system level changes expected to
result from program activities and which might include improved conditions, increased
capacity, and/or changes in the policy arena.
EXAMPLES: Specific reduction in inappropriate emergency room use, increased donations of
clinic supplies to meet identified needs, a stable supply of medical volunteers, an endowment
supporting 35% of the clinic’s operating funds, 900 patients served/year.
Insert Mytown’s impacts in the Impact Column of the Basic Logic Model Development
Template.
Outputs are data about activities.
They are the direct results of program activities. They are usually described in terms of
size and scope of the services or products delivered or produced by the program. They
indicate whether or not a program was delivered to the intended audiences at the intended
“dose.” A program output, for example, might include the number of classes taught, meetings held, materials distributed, program participation rates, or total service delivery
hours.
EXAMPLES: Number of patients referred to the Free Clinic from Memorial ER/year, the number of patients screened/year, the number of qualified patients enrolled in the Free Clinic/year,
the average number of patient visits/day, the total number of patient visits/year, the number
and specialties of medical volunteers, the number of volunteer administrators trained, the
number and locations of clinic posters distributed, the number of potential patients calling for
information/ month.
Insert Mytown’s outputs in the Outputs Column of the Basic Logic Model Development
Template.
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Logic Model Development Guide
Chapter 2
Exercise 1 Checklist:
Review what you have created using the checklist below to assess the quality of your draft.
Progress Toward Results Quality Criteria
Yes
Not
Yet
1.
A variety of audiences are taken into consideration when
specifying credible outputs, outcomes, and impacts.
■
■
2.
Target participants and/or partners are described and quantified as outputs (e.g. 100 teachers from 5 rural high schools).
■
■
3.
Events, products, or services listed are described as outputs
in terms of a treatment or dose (e.g. 30 farmers will participate in at least 3 sessions of program, or curriculum will be
distributed to at least 12 agencies).
■
■
4.
The intensity of the intervention or treatment is appropriate
for the type of participant targeted (e.g. higher-risk participants warrant higher intensities).
■
■
5.
The duration of the intervention or treatment is appropriate
for the type of participant targeted (e.g. higher-risk participants warrant longer duration).
■
■
6.
Outcomes reflect reasonable, progressive steps that participants can make toward longer-term results.
■
■
7.
Outcomes address awareness, attitudes, perceptions, knowledge, skills, and/ or behavior of participants.
■
■
8.
Outcomes are within the scope of the program’s control or
sphere of reasonable influence.
■
■
9.
It seems fair or reasonable to hold the program accountable
for the outcomes specified.
■
■
10.
The outcomes are specific, measurable, action-oriented, realistic, and timed.
■
■
11.
The outcomes are written as change statements (e.g. things
increase, decrease, or stay the same).
■
■
12.
The outcomes are achievable within the funding and reporting
periods specified.
■
■
13.
The impact, as specified, is not beyond the scope of the program to achieve.
■
■
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Logic Model Development Guide
Comments
Revisions
Exercise 2 – Describing Actions
Linking It All Together
Exercise 2 illustrates exactly how you plan to put your program theory to work. It leads
you to identify the resources and activities your program will need to achieve your intended results. This exercise documents your knowledge of the community resources you have
available and specific activities your program will implement.
I would emphasize that
people may well change
their minds about the
activities that are the most
useful after having done
the results work.
Beverly Anderson Parsons,
WKKF Cluster Evaluator
Program rationales in grant proposals are usually strong. Grantees tend to have a very
good sense of what they want to do. However, they frequently fail to make specific
connections between their program and related best practice literature and practitioner
wisdom that could and should support their approach and their work.
To connect actions to program results, this exercise links your knowledge of what works
with specific descriptions of what your program will do. It requires you to anticipate what
will be needed to support program activities. The elements that comprise your program
implementation act as a game plan for the program you propose.
Most logic models list activity items and resources (like planning meetings, curriculum
purchase or design, training workshops, and service delivery). Depending on the nature
of your effort, other types of products and processes may be included. Managementoriented logic models also include program and evaluation development, staff and volunteer training, recruitment of partners and participants, and the publicity needed to support
your work along the way.
As mentioned earlier, if your program addresses multiple issues you may find it helpful to
go through the exercises for each issue in turn and then aggregate them into a larger
model that highlights the relationships among issues.
We recommend referring to a literature review on the problem your program is designed
to address when you specify program activities. From this explicit knowledge of what
works, you can more clearly connect the abstract strategies supporting the program to its
concrete activities.
When Exercise 2 is complete and you are satisfied that you have an accurate inventory of
the Mytown program’s component parts, transfer the information to the Basic Logic
Model Development Template. Remember you have already filled in the three columns
on the right with what you have learned about the intended results for the Mytown program example.
What activities are planned? Based on what you know about effective ways to solve
problems or build assets, what specific activities have you planned?
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Logic Model Development Guide
Chapter 2
EXAMPLES: Personnel Committee launches and completes search for full-time director.
Director is hired and oriented to the board and the community. Board and staff visit the
Anywhere Free Clinic to learn from its experience and to select documents to replicate (i.e.,
policies and procedures, job descriptions, equipment needs, budgets, funding strategies, volunteer and patient records). Board and staff conduct program-planning retreat. Based upon
Anywhere’s funding plan, board secures Free Clinic’s first-year funding. Marketing Committee
creates public relations campaign in collaboration with Volunteer Committee to secure volunteers and patients. Facility Committee creates and completes MOA with technical college to
secure a clinic facility. Quality Assurance Committee creates evaluation plan in cooperation
with Memorial Hospital’s Emergency Room staff and the local Chamber of Commerce.
Summarize Mytown’s activities in the Activities column of the Basic Logic Model
Development Template
What resources are needed? Once you have specified what you plan to do, determine the
resources you will need to support the solutions your program proposes. For some types
of programs, it may also be helpful to describe the influential factors you are counting on
to support your efforts in the community.
EXAMPLES: Medical Society/Memorial Hospital Task Force for the Uninsured will become a
Free Clinic Board of Directors and secure a 501(c)(3) status from the IRS. The Board will
recruit 7–10 additional representatives from drug companies, the local technical school,
Mytown’s United Way, the Chamber of Commerce, the Community Foundation, the Volunteer
Center, the Nurses Association, etc. During a 6-month planning period, board committees will
be launched; staff will be recruited/hired/oriented; a site visit will be conducted; and the
Clinic’s first-year’s funding ($150,000/year) will be secured. Committees will create an MOA
with Memorial Hospital and the Medical Society to secure equipment required: 5 exam tables,
7 desks, 5 blood pressure cuffs, 5 otoscopes, 5 stethoscopes, 5 PDR’s, 1 set of scales, 10
thermometers, three computers, one first aid emergency kit.
Summarize Mytown’s resources in the Resources column of the Basic Logic Model
Development Template.
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Logic Model Development Guide
Exercise 2 Checklist:
Review what you have created using the checklist below to assess the quality of your draft.
Theory into Action Quality Criteria
Page 23
Yes
Not
Yet
1.
Major activities needed to implement
the program are listed.
■
■
2.
Activities are clearly connected to the
specified program theory.
■
■
3.
Major resources needed to implement
the program are listed.
■
■
4.
Resources match the type of program.
5.
All activities have sufficient and
appropriate resources.
■
■
Logic Model Development Guide
Comments/Revisions
Chapter 2
Here we include a flowchart that summarizes the steps to complete your basic logic
model. Keep in mind that you could use this inventory style template to then further
describe the relationships among the components using numbered items, rows, or boxes
and arrows as we mentioned earlier.
Flowchart for Exercises 1 & 2 –
Describing Results, Resources, and Activities
Exercise 1 Describing Results
RESOURCES
ACTIVITIES
OUTCOMES
OUTCOMES
IMPACT
OUTPUTS
1
RESOURCES
OUTPUTS
OUTPUTS
OUTCOMES
ACTIVITIES
For each of the specific activities you have planned to do, what
short-term and then long-term outcomes do you expect to
achieve as indicators of the progress made by your program
toward its desired results?
IMPACT
2
RESOURCES
ACTIVITIES
OUTPUTS
Step 1.1
Step 1.2
For each of the specific activities that you have planned to do,
what outputs (service delivery or implementation targets) do you
hope to reach through the operation of your program?
OUTCOMES
IMPACT
IMPACT
3
Step 1.3
For each of the specific activities you have planned to do, what
impact do you expect to achieve in your community?
Exercise 2 Describing Resources and Activities
RESOURCES
ACTIVITIES
OUTPUTS
RESOURCES
OUTCOMES
IMPACT
4
ACTIVITIES
RESOURCES ACTIVITIES
5
Page 24
Step 2.1
Knowing what you know about what works to solve problems or
build assets as specified in the theory of change for your program, what specific activities have you planned to do?
OUTPUTS
OUTCOMES
IMPACT
Step 2.2
What resources are available to your program to support the
specific activities you have planned to do (for some programs, it
may also be important to state those influential factors you are
counting on to support your work)?
Logic Model Development Guide
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Logic Model Development Guide
• Clinic budget
• Board & staff orientation process
• Clinic equipment
• First year’s funding
($150,000)
• Job descriptions for
board and staff
• Donated clinic facility
• Design and implement
PR campaign
• Create an evaluation
plan
• Secure facility for clinic
• Design and implement
volunteer recruitment
and training
• # of calls/month seeking info about clinic
• # of patient flyers distributed
• # of medical volunteers
serving/year
• # of patient visits/year
• Board & staff conduct
planning retreat
• Endorsement from
Memorial Hospital,
Mytown Medical
Society, and United
Way
• Design and implement
funding strategy
• # of qualified patients
enrolled in the
clinic/year
• Board & staff conduct
Anywhere Free Clinic
site visit
• Diverse, dedicated
board of directors
representing potential
partners
• # of patients referred
from ER to the
clinic/year
• Launch/complete
search for executive
director
• IRS 501(c)(3) status
We expect that once
accomplished these
activities will produce
the following evidence
or service delivery:
OUTPUTS
In order to address our
problem or asset we will
accomplish the following
activities:
ACTIVITIES
In order to accomplish
our set of activities we
will need the following:
RESOURCES
Logic Model Development
Program Implementation Template – Exercise 1 & 2
• 900 patients
served/year
• 90% patient satisfaction
for 5 years.
• Clinic endowment
established
• Clinic is a United Way
Agency
• Increased # of
ER/physician referrals
• Decreased volume of
un-reimbursed emergencies treated in
Memorial ER
• 300 medical volunteers
serving regularly each
year
• 25% reduction in # of
uninsured ER
visits/year
• Patient co-payments
supply 20% of clinic
operating costs
We expect that if accomplished these activities
will lead to the following
changes in 7–10 years:
IMPACT
• Change in # of
scheduled annual physicals/follow-ups
• Change in patient attitude about need for
medical home
• Memorandum of
Agreement for free
clinic space
We expect that if accomplished these activities
will lead to the following
changes in 1–3 then 4–6
years:
SHORT- AND LONGTERM OUTCOMES
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Logic Model Development Guide
Chapter 3
Developing a Theory-of-Change Logic Model
For Your Program
Drawing a picture of why your program should succeed
W
hether you are a grantseeker developing a proposal for start-up funds or a
grantee with a program already in operation, developing a logic model can
strengthen your program. Logic models help identify the factors that will
affect your program and enable you to anticipate the data and resources you will need to
achieve success. As you engage in the process of creating your program logic model, your
organization will systematically address these important program planning and evaluation
issues:
• Description of the change strategy that your program supports.
• Definition of the problem you are attempting to address.
• Quantification of the scope of the needs or assets that make the case for your selection
of the problem you address.
• Acknowledgement of the factors that may influence your ability to create change in
your community.
• Application of best practice research that supports plausible solution strategies for identified problem area.
• Statement of your assumptions about why your selected strategies will work in your
community in the ways you described.
Exercise 3: Program Planning constructs a program theory. Successful programs create
change and are built on a solid knowledge of what works – your program’s theory.
Exercise 3 guides you through a series of six steps that diagram the fundamental theory
that supports your program. This supports and builds upon the basic logic model. In
most cases, if you are developing a new program, this step should come first to inform
your preliminary thinking. We have placed it after basic logic models because it is a
slightly more complex exercise.
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Logic Model Development Guide
Chapter 3
Exercise 3 – Constructing a Program Theory
Program Planning
The Importance of Framing Your Problems or Issues
with Sound Program Theory
Imagine you work for a funding organization. Each quarter you review a mountain of grant
proposals from worthy organizations doing good work. All of them need money. What
information would you require to determine which programs to fund? Funders tell us they
look for organizations that have done their homework by clearly defining the problem they
plan to address, describing the reasons behind their approach, and outlining how they anticipate measuring their achievements. Funding decisions are more favorable if you can
demonstrate clearly how and why they will succeed. Logic models help you do just that.
Most grantees know what they want to do in their communities; Exercise 1 makes a
sound case for how and why funders should invest in your program.
It is crucial to begin program design with the basics. Funders encourage grantees to start by
clearly and succinctly explaining the problems they plan to address. Completing Exercise 1
describes the issues your program will address, identifies the needs and assets of your community that are related to your issues, and specifies why certain results are desired. Funders
and donors generally limit their investments to certain areas of interest, so if your program
addresses several issues, you may want to construct a logic model for each one.
Exercise 3 Uses The Theory-of-Change Template
Logic Model Development
Program Planning Template – Exercise 1
Strategies
Influential
Factors
Problem or Issue
4
Community Needs/Assets
Page 28
Assumptions
5
Logic Model Development Guide
1
2
Desired Results
(outputs, outcomes,
and impact)
6
3
INSTRUCTIONS: Exercise 3 will use the Theory-of-Change Template. In particular,
you will use the information presented in the gray text boxes that follow about the
Mytown example program to determine what theory-of-change was used to design and
develop this program. Example information about influential factors, the problem, community needs/assets, strategies, and assumptions are provided. You will fill in the blank
Theory-of-Change Template provided in the Forms Index (p. 57) to illustrate the program theory for the Mytown example. You can then look at the completed template on
page 34 to compare your interpretation with that produced by the Mytown folks.
What problems are you attempting to solve or what issues are you striving to address? A
well-constructed program theory points toward your program’s eventual effectiveness.
Begin your problem statement explaining concisely the issue you will address, stating the
issue either as a community problem or asset. Your theory-of-change logic model will be
built upon this statement, which illustrates how the program will function and what it
expects to achieve in your community. It is smart to refer to research about your program’s problem or issue in your statement; Internet searches can provide other successful
program or “best practice” information.
PROBLEM STATEMENT EXAMPLE: There are increasing numbers of uninsured male workers,
aged 40–55, in Mytown, USA, due to local plant closings. As the bottom line of hospitals
shrink, the costs of uninsured care in local emergency rooms are negatively affecting local
health systems. To meet the human and financial needs of Mytown, USA, an accessible, free
medical home must be created to offer medical care and health education for Mytown’s uninsured residents.
Insert Mytown’s Problem or Issue in the Problem or Issue box of the Theory-of-Change
Template
What needs or assets led you to address this issue? If a community needs assessment has
been conducted or if you have prioritized community needs and capacity, data exist that
make your case stronger and more specific by identifying and targeting your program’s
participants and activities. Documentation of community needs and assets also helps your
evaluation plan later on. It can become a baseline providing indicators that measure
progress made by your program over time. (Discussed in more detail in Chapter 4.)
DOCUMENTED NEEDS/ASSETS EXAMPLE: Memorial Hospital’s Annual Report states that
28% of uninsured male patients, aged 40–55, received emergency room care in the previous
year. Last year’s United Way Community Needs Assessment identified health care for the
uninsured as the #1 community health care issue. The Medical Society and Memorial
Hospital’s Task Force on the Uninsured is researching ways to address the needs of the uninsured AND reduce costly, inappropriate ER use.
Insert Mytown’s community needs/assets in the Community Needs/Assets box of the
Theory-of-Change Template.
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Logic Model Development Guide
Chapter 3
What are your desired results? Identify what you expect your program to achieve in the
near and longer term. These become your outputs, outcomes and impact.
DESIRED RESULTS EXAMPLE: Increase accessible, affordable health care for the uninsured
and reduce the incidence of un-reimbursed care provided in emergency rooms. Create a free
clinic that combines an appropriate, accessible, free medical home and patient education to
reduce the numbers of uninsured males, aged 40–55, seeking care in emergency rooms.
Anticipate a 15% increase in males, aged 40–55, with a free medical home and a 25%
decrease in the incidence of uninsured men seeking care in the ER within 5 years.
Insert Mytown’s desired results (notice these are targeting men, which is more specific than
in the basic logic model example) in Desired Results box of the Theory-of-Change Template.
What influential factors (protective and/or risk) could influence change in your community?
What are the potential barriers and/or supports that might impact the change you hope
for? Are there policies or other factors that could affect your program?
INFLUENTIAL FACTOR EXAMPLE: There is documented need for a free clinic. In its Report
for the New Millennium, the Mytown Chamber of Commerce projects a 35% increase in the
number of small businesses unable to afford employee health care benefits over the next five
years. There is strong community support for a free clinic. At the request of Mytown United
Way, Memorial Hospital and The Medical Society have created a joint task force to explore
the creation of a free clinic.
Insert Mytown’s influential factors in the Influential Factors box of the Theory-of-Change
Template.
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Logic Model Development Guide
Program Planning – Clarifying Program Theory
Strategies
Influential
Factors
Problem or Issue
Strategies
Problem or Issue
4
Strategies
Problem or Issue
Community Needs/Assets
Strategies
Influential
Factors
Problem or Issue
Community Needs/Assets
Strategies
Influential
Factors
Problem or Issue
Community Needs/Assets
Influential
Factors
For more detail, see the Program
Planning Template – Exercise 3
on p. 34.
Problem or Issue
Community Needs/Assets
6
Desired Results
(outputs, outcomes,
and impact)
3
Assumptions
1
Desired Results
(outputs, outcomes,
and impact)
6
3
2
Assumptions
1
Desired Results
(outputs, outcomes,
and impact)
6
3
2
Assumptions
1
Desired Results
(outputs, outcomes,
and impact)
6
3
2
Assumptions
5
4
3
1
Describe the problem(s) your program is attempting to
solve or the issue(s) your program will address.
2
Community Needs/Assets
Specify the needs and/or assets of your community that
led your program to address the problem(s) or issue(s).
1
Desired Results
(outputs, outcomes,
and impact)
6
3
2
3
Logic Model Development Guide
Desired Results (Outputs, Outcomes, and
Impacts)
Identify your desired results, or vision of the future, by
describing what you expect to achieve, near- or longterm, if your program is funded.
4
Influential Factors
List the factors (e.g., protective or risk factors, existing
policy environment, or other factors) you believe will
influence change in your community.
5
Strategies
List general, successful strategies or “best practices”
your research identified that have helped communities
like yours achieve the kinds of results your program
promises.
6
Assumptions
State the assumptions behind how and why the identified change strategies will work in your community
(e.g., principles, beliefs, ideas).
Flowchart for Exercise 3
Page 31
Problem or Issue Statement
2
5
4
Strategies
1
5
4
Desired Results
(outputs, outcomes,
and impact)
Assumptions
5
4
6
2
5
Community Needs/Assets
Influential
Factors
1
4
Community Needs/Assets
Influential
Factors
Assumptions
5
Chapter 3
Why do you believe your program will work? Look for strong rationale based on “best
practice” research that connects what you plan to do with why your approach will succeed.
Funders are eager for evidence that supports why you propose the solutions you do. It’s a
good idea to relate your approach to similar change strategies that have proven effective in
communities like yours. Reviewing literature and past evaluation reports from other programs (or your own work) will provide you with ample information to construct your program rationale. The Internet makes it easier to research effective program strategies.
PROGRAM STRATEGY EXAMPLE: A clinic using volunteer medical professionals reduced
emergency room care visits in Anothertown, USA, in 1997 by 25%. A free clinic in Mytown,
USA, using volunteer medical professionals could provide crucial, affordable medical homes
for growing numbers of uninsured residents preventing costly, inappropriate emergency
room use by males 40–55 experiencing coronary emergencies.
Insert Mytown’s strategies in the Strategies box of the Theory-of-Change Template.
Why will your approach be effective? After you make the case for selecting a specific strategy
from among the alternatives you researched, state out loud why this strategy is needed and
why it will work in your community. It is important early on to document instances that
describe the general condition of public reaction to your problem/issue and possible solutions.
You should draw direct conclusions about the statement of need and capacities in your community in your assumption. In addition, it should be quite apparent how your program
intends to function as an intervention – to solve identified problems or build existing assets.
We list assumptions last in this exercise because in this abstracted learning format, the
logic modeler has the benefit of all the information that supports assumptions. They are
easier to spot and articulate with all the facts in front of you. In real-world conditions,
assumption are best stated up-front – much earlier in the logic model development
process – many basic logic models we have seen include a supporting page with the diagram that lists the assumptions that belie the model drawn.
ASSUMPTION EXAMPLE: As proven in Anothertown, access to affordable medical care
reduces the incidence of emergency visits by providing appropriate, preventive primary care.
A free medical clinic should prove successful in Mytown, because of its history of extraordinary volunteerism. Mytown’s Medical Society officially encourages its 400 medical professional members to volunteer 20 hours each year to help medically underserved community
residents. Mytown’s Nursing Association is also interested in collaborating with a free clinic.
Memorial Hospital has agreed to assist in planning and funding a free clinic. There is precedence for lending free facilities to medical projects serving those in need. Mytown’s technical
college donates space for Mytown’s volunteer dental clinic. Mytown’s Free Clinic will be
strongly supported by the people, businesses and institutions of Mytown, USA.
Insert Mytown’s assumptions in the Assumptions box of the Theory-of-Change Template.
Page 32
Logic Model Development Guide
Exercise 3 Checklist:
After completing Exercise 3 and constructing your program theory, you can use the following checklist to assess the quality of your draft. It’s helpful if someone other than the
model’s creators reviews the first program draft and completes the checklist, too.
Exercise Three Checklist
Yes
Not
Yet
1.
The problems to be solved/or issues to be addressed by
the planned program are clearly stated
■
■
2.
There is a specific, clear connection between the
identified community needs/assets and the problems to
be solved (or issues to be addressed).
■
■
3.
The breadth of community needs/assets has been
identified by expert/practitioner wisdom, a needs
assessment and/or asset mapping process.
■
■
4.
The...
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