FIN 419 Week 5 DQ 1

Apr 24th, 2015
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FIN 419 Week 5 DQ 1

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What is the SEC? Established in 1934 after the great depression, the Securities and Exchange Commission (SEC) is, "The federal regulatory body that governs the sale and listing of securities" (Gitman, 2006, p. 46). SEC's mission is creating and enforcing regulations that set the standards for the

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