Jun 16th, 2016
Studypool Tutor
Price: $20 USD

Tutor description

This essay talks about the SEC and what its all about. Its mission and purpose, it's responsibilities. History and the activities it is involved in. The organisational structure and operation and whether it has had a positive effect on the economy

Word Count: 1015
Showing Page: 1/5
Running head: US SECURITIES AND EXCHANGE COMMISSIONUS SECURITIES AND EXCHANGE COMMISSIONNAME OF STUDENT:NAME OF PROFESSOR:NAME OF COURSE:DATE:US SECURITIES AND EXCHANGE COMMISSION2U.S. Securities and Exchange CommissionUS Securities and Exchange Commission (SEC) is a commission under the government with amission or whose purpose can be divided into three. Their first mission is to regulate securitiesmarkets by setting rules and procedures that create a fair ground, maintain order and fosterefficiency. Their second mandate is to protect investors from things like fraud and loss of moneyamong others; they do this first of all by conducting investor education. In case of disputes theyfollow up on behalf of the investor and have an enforcement division that carries outinvestigations and where appropriate prosecutes civil suits and carries out administrativeproceedings. It however does not serve as attorneys for individual investors who are in disputewith either brokers or financial advisors. The last mission of the SEC is to facilitate theformation of capital through ensuring that the capital market is in order and the set rules arebeing followed.HistoryAfter the crash of the stock markets in 1929 all confidence towards the U.S markets was lost.During that time the support for federal security market regulation was dwindling and there wasa lot of financial information that was not reliable. A lot of people, banks and institutions lost agreat deal of m

Review from student

Studypool Student
" Was sceptical because of all the poor reviews but I was desparate. Turned out pretty well, so I'm pleasantly surprised. "
Ask your homework questions. Receive quality answers!

Type your question here (or upload an image)

1831 tutors are online

Brown University

1271 Tutors

California Institute of Technology

2131 Tutors

Carnegie Mellon University

982 Tutors

Columbia University

1256 Tutors

Dartmouth University

2113 Tutors

Emory University

2279 Tutors

Harvard University

599 Tutors

Massachusetts Institute of Technology

2319 Tutors

New York University

1645 Tutors

Notre Dam University

1911 Tutors

Oklahoma University

2122 Tutors

Pennsylvania State University

932 Tutors

Princeton University

1211 Tutors

Stanford University

983 Tutors

University of California

1282 Tutors

Oxford University

123 Tutors

Yale University

2325 Tutors