Contract note (also called broker's note)

May 19th, 2015
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Indiana State University
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Contract note (also called broker's note) which a broker is required to send to a clientr ecording the details of a purchase or sale of shares including the commission payable,the basic charge, the uncertificated securities tax (UST) as well as any other mandatory charges and the settlement

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Section 9.Powers and Functions of the Board.- The Board shall exercise the following specific powers, functions and responsibilities:To prescribed and adopt the rules and regulations necessary for carrying out the provisions of this Act;To supervise the registration, licensure and practice of accountancy in the Philippines;To administer oaths in connection with the administration of this Act;To issue, suspend, revoke, reinstate the Certificate of Registration for the practice of the accountancy profession;To adopt an official seal of the Board;To prescribe and/or adopt a Code of Ethics for the practice of accountancy;To monitor the conditions affecting the practice of accountancy and adopt such measures, including promulgation of accounting and auditing standards, rules and regulations and best practices as may be deemed proper for the enhancement and maintenance of high pr

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