capital_market22__6_

May 19th, 2015
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CAPITAL MARKET -AMITA LIST OF ATTEMPTED QUESTIONS AND ANSWERS Multiple Choice Single Answer Question Which Act defines the term Stock Exchange? Correct Answer Securities Contract Regulation Act Your Answer Securities Contract Regulation Act Multiple Choice Multiple Answer Question What are the preconditions for trading on the net? Correct Answer A net connection , A registered account with a broker and a demat account , Bank payment gateway or online banking facility Your Answer A registered account with a broker and a demat account , Bank payment gateway or online banking facility , A net connection

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CAPITAL MARKET -AMITALIST OF ATTEMPTED QUESTIONS AND ANSWERS Multiple Choice Single Answer Question Which Act defines the term Stock Exchange? Correct Answer Securities Contract Regulation Act Your Answer Securities Contract Regulation Act Multiple Choice Multiple Answer Question What are the preconditions for trading on the net? Correct Answer A net connection , A registered account with a broker and a demat account , Bank payment gateway or online banking facility Your Answer A registered account with a broker and a demat account , Bank payment gateway or online banking facility , A net connection Multiple Choice Single Answer Question What do you understand by capital markets ? Correct Answer Market for long term funds and investments in long term instruments Your Answer Market for long term funds and investments in long term instruments True/False Question Sweat equity shares are shares issued by company to employees or directors to discount. Correct Answer True Your Answer True True/False Question Money market mutual funds are not permitted to invest in treasury bills and commercial paper. Correct Answer False Your Answer False Multiple Choice Single Answer Question Under various SEBI regulations how many brokers suspended? Correct Answer 8 Your Answer 8 Multiple Choice Multiple Answer Question Describe the regulatory aspect

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