May 19th, 2015
Studypool Tutor
Acadia University
Price: $20 USD

Tutor description


Word Count: 2475
Showing Page: 1/12
PRACTICE QUESTIONSCAPITAL MARKET (DEALERS) MODULEQ:1A trading member shall be deemed guilty of misconduct if he fails to _______[ 1 Mark ](a) submit its audited accounts to the Exchange(b) pay its subscription, fees, arbitration charges or any other money whichmay be due to the exchange(c) to submit or makes any false or misleading statement in its clearing forms(d) All of the aboveQ:2The Message Window in the NEAT system allows a user to view messagesbroadcast by the Exchange such as, __________[1 Mark ](a)(b)(c)(d)Q:3Q:4.corporate actionsmarket newsauctions related informationAll of the above100 share of Reliance Ltd. are purchased on Monday. Provided there are noholidays in between, settlement should take place on ______ ?[ 2 Marks ](a) Wednesday (T+2)(b) Tuesday (T+1)(c) Thursday (T+3)(d) Friday (T+4)______ is a volume related order condition.[ 2 Marks ](a) An order with a limit price condition only(b) An order with a stop loss only(c) An order with a Disclosed Quantity (DQ)(d) None of the aboveQ:5 The branch manager receives End of Day reports for _________. [ 2 Marks ](a)(b)(c)(d)his own orders onlyall dealers under the trading memberall the dealers under that branchany authorized userQ:6 The following facility allows the user to have a drop down list of client codes atthe account field:[ 2 Marks ](a) Client List Master(b) Client Database Master(c) Client Code Master(d) Client Master MaintenanceQ:7 Whe

Review from student

Studypool Student
" Very Satisfied. "
Ask your homework questions. Receive quality answers!

Type your question here (or upload an image)

1819 tutors are online

Other Documents

Brown University

1271 Tutors

California Institute of Technology

2131 Tutors

Carnegie Mellon University

982 Tutors

Columbia University

1256 Tutors

Dartmouth University

2113 Tutors

Emory University

2279 Tutors

Harvard University

599 Tutors

Massachusetts Institute of Technology

2319 Tutors

New York University

1645 Tutors

Notre Dam University

1911 Tutors

Oklahoma University

2122 Tutors

Pennsylvania State University

932 Tutors

Princeton University

1211 Tutors

Stanford University

983 Tutors

University of California

1282 Tutors

Oxford University

123 Tutors

Yale University

2325 Tutors