Chambers Investment Planners

Jun 21st, 2015
Studypool Tutor
Allen University
Price: $30 USD

Tutor description

The APL is set by the dealer group (Chambers Investment Planners) and is adjusted from time to time to allow for additions, subtractions and updates of managed funds, investment products and insurance products.

Word Count: 8310
Showing Page: 1/33
Chambers Investment PlannersPolicy & ProcedureDealer Group ManualPolicy & Procedures:Dealing with Adding products to APLDealing with FinanceDealing with InsuranceDealing with MarketingDealing with SOA fees & CommissionsHuman Resources:Recruitment Procedure Placing Job Advertisements Interview Questions Reference Checklist Appointment Letter Position Description Employee Details Form Job Description - Sales Job Description ReceptionistPerformance Management Overview Formal Reviews Counselling Procedure Sample letter Formal counselling meeting Sample letter Warning (and Final) letter Sample letter Termination2456791113151622232425262729313233Policy & ProcedureAdding products or funds to the Approved Product List (APL)Aim:This procedure is an outline and guideline for approving products onto the APL for Chambers Investment PlannersResponsibility:General Manager Purpose:The APL is set by the dealer group (Chambers Investment Planners) and is adjusted from time to time to allow for additions, subtractions and updates of managed funds, investment products and insurance products. Advisers can only provide advice on products from the most current APL Chambers will monitor all products on a monthly basis to make sure the APL remains current and should changes be require, all advisers will be notified via email. A copy of t

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